Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:54 AM ET

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Nancy Lockhart

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Apr 25, 2014 → Apr 18, 2018

15deals (issuers)

$2.89Breported sold

1,605investors

88Form D filings

2014–2018years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Nancy Lockhart is listed as a director on 88 SEC Form D filings by 15 issuers between Apr 2014 and Apr 2018. Largest by amount reported sold: Onex Blair Franklin Global Credit Fund (MFT) (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2014–2018; $877.7M reported sold to 195 investors), Onex U.S. Equity Fund (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2014–2018; $862.7M reported sold to 143 investors), Onex Premium Income Trust (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2014–2018; $450.5M reported sold to 190 investors), Onex International Fund (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2014–2018; $152.5M reported sold to 188 investors), GS&A Tactical Fixed Income Fund (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2014–2015; $145.1M reported sold to 132 investors) and 10 more (all listed below).

What this means That is a lot of deals — 15 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $2.89B sold in total.

Listed alongside Jeffrey Moody (88 shared filings), Paul Beeston (88 shared filings), Pierre-Andre Themens (88 shared filings), Wilfred Gobert (88 shared filings), Stephen Halperin (81 shared filings) and 23 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Nancy. Each name links to their own page.

11 of the issuers belong to the sponsor group Onex (21 issuers, $1.51B reported sold, 2013–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Onex has 21 companies on file and $1.51B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 17 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 88 public filings for Nancy Lockhart and found 61 differences, 3 worth asking the sponsor about: 35 offerings reported less sold on a later filing than an earlier one; 34 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Nancy Lockhart has not run yet — it is joining a line of 43,097 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Nancy Lockhart..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 17 closed (disposition not in docket feed)

Nancy M Lockhart closed

United States Bankruptcy Court, N.D. Illinois · No. 16-06211 · Filed Feb 25, 2016 · Closed May 30, 2018

Role of Nancy M Lockhart: Debtor · Outcome: Case closed 2018-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in IL (not a filing state)

Brian Lockhart and Nancy L Lockhart closed

United States Bankruptcy Court, W.D. Michigan · No. 13-01559 · Filed Feb 28, 2013 · Closed Oct 16, 2018

Role of Nancy L Lockhart: Debtor · Outcome: Case closed 2018-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in MI (not a filing state)

Rosco L. Lockhart and Nancy L. Lockhart closed

United States Bankruptcy Court, D. Maryland · No. 12-21109 · Filed Jun 13, 2012 · Closed Oct 16, 2012

Role of Nancy L. Lockhart: Debtor · Outcome: Case closed 2012-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in MD (not a filing state)

Nancy E. Lockhart closed

United States Bankruptcy Court, S.D. Georgia · No. 10-41833 · Filed Aug 30, 2010 · Closed May 30, 2014

Role of Nancy E. Lockhart: Debtor · Outcome: Case closed 2014-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in GA (not a filing state)

Rosco L. Lockhart and Nancy Lockhart closed

United States Bankruptcy Court, D. Maryland · No. 09-30428 · Filed Oct 23, 2009 · Closed Oct 1, 2010

Role of Nancy Lockhart: Debtor · Outcome: Case closed 2010-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in MD (not a filing state)

Nancy J. Lockhart closed

United States Bankruptcy Court, E.D. California · No. 08-25244 · Filed Apr 24, 2008 · Closed Aug 8, 2008

Role of Nancy J. Lockhart: Debtor · Outcome: Case closed 2008-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in CA (not a filing state)

Jerry Lockhart and Nancy M Lockhart closed

United States Bankruptcy Court, N.D. Illinois · No. 02-37384 · Filed Sep 26, 2002 · Closed May 21, 2004

Role of Nancy M Lockhart: Debtor · Outcome: Case closed 2004-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in IL (not a filing state)

Nancy R. Lockhart closed

United States Bankruptcy Court, E.D. Virginia · No. 01-61445 · Filed Aug 22, 2001 · Closed Apr 1, 2002

Role of Nancy R. Lockhart: Debtor · Outcome: Case closed 2002-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in VA (not a filing state)

Nancy B. Lockhart closed

United States Bankruptcy Court, N.D. California · No. 97-45875 · Filed Jun 17, 1997 · Closed Oct 7, 1997

Role of Nancy B. Lockhart: Debtor · Outcome: Case closed 1997-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in CA (not a filing state)

Nancy J. Lockhart closed

United States Bankruptcy Court, N.D. California · No. 97-51944 · Filed Mar 7, 1997 · Closed Aug 23, 2001

Role of Nancy J. Lockhart: Debtor · Outcome: Case closed 2001-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in CA (not a filing state)

Brian K. Lockhart and Nancy L. Lockhart closed

United States Bankruptcy Court, W.D. Michigan · No. 96-86562 · Filed Sep 20, 1996 · Closed Jul 31, 2001

Role of Nancy L. Lockhart: Debtor · Outcome: Case closed 2001-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in MI (not a filing state)

John C. Lockhart and Nancy J. Lockhart closed

United States Bankruptcy Court, M.D. Florida · No. 6:95-bk-00580 · Filed Feb 7, 1995 · Closed Jun 16, 1995

Role of Nancy J. Lockhart: Debtor · Outcome: Case closed 1995-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in FL (not a filing state)

CHARLES C LOCKHART and NANCY L LOCKHART closed

United States Bankruptcy Court, D. Minnesota · No. 93-42474 · Filed Apr 23, 1993 · Closed Apr 4, 1995

Role of NANCY L LOCKHART: Debtor · Outcome: Case closed 1995-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in MN (not a filing state)

Nancy E. Lockhart closed

United States Bankruptcy Court, D. Maryland · No. 93-11309 · Filed Mar 9, 1993 · Closed Sep 23, 1993

Role of Nancy E. Lockhart: Debtor · Outcome: Case closed 1993-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in MD (not a filing state)

Rodney B. Lockhart and Nancy L. Lockhart closed

United States Bankruptcy Court, W.D. Louisiana · No. 91-81835 · Filed Dec 20, 1991 · Closed May 21, 1992

Role of Nancy L. Lockhart: Debtor · Outcome: Case closed 1992-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in LA (not a filing state)

Rondy J. Lockhart and Nancy A. Lockhart closed

United States Bankruptcy Court, D. South Carolina · No. 90-03001 · Filed Aug 3, 1990 · Closed May 18, 1992

Role of Nancy A. Lockhart: Debtor · Outcome: Case closed 1992-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in SC (not a filing state)

David S. Lockhart and Nancy J. Lockhart closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 90-21179 · Filed Apr 25, 1990 · Closed Dec 21, 1994

Role of Nancy J. Lockhart: Debtor · Outcome: Case closed 1994-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); court in PA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

61 differences found between the filings for Nancy Lockhart — 3 worth asking about (compared the newest 50 of 88 filings on Oct 24, 2026; older filings not covered)

Worth asking · Apr 28, 2014 – Apr 16, 2019

35 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Onex Premium Income Trust · Amount sold went down between filings — Onex U.S. Equity Fund · Amount sold went down between filings — GS&A North American All-Cap Fund · Amount sold went down between filings — GS&A U.S. Equity Fund II · Amount sold went down between filings — Onex International Fund · and 30 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗Onex Premium Income Trust — PartnerFacts page ↗Form D/A (earlier) · Apr 18, 2018 ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
Onex Premium Income Trust — PartnerFacts page ↗ (Sep 8, 2023)
Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
Onex U.S. Equity Fund — PartnerFacts page ↗ (Sep 8, 2023)
Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)

Worth asking · Apr 28, 2014 – Apr 16, 2019

34 offerings reported fewer investors on a later filing

Investor count went down between filings — Onex Premium Income Trust · Investor count went down between filings — Onex Blair Franklin Global Credit Fund (MFT) · Investor count went down between filings — Onex U.S. Equity Fund · Investor count went down between filings — GS&A North American All-Cap Fund · Investor count went down between filings — Onex International Fund · and 29 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗Onex Premium Income Trust — PartnerFacts page ↗Form D/A (earlier) · Apr 18, 2018 ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
Onex Premium Income Trust — PartnerFacts page ↗ (Sep 8, 2023)
Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗ (Sep 8, 2023)
Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)

Note · Jan 31, 2013 – Apr 18, 2017

No amendment in the last 12 months on an offering that may still be open — GS&A Focused Long/Short Trust (latest filing Apr 18, 2017)

The latest filing for this offering is dated Apr 18, 2017 (first sale Jan 31, 2013). It reports $9,976,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 18, 2017 ↗GS&A Focused Long/Short Trust — PartnerFacts page ↗

Sources

Form D/A · Apr 18, 2017 ↗ (Apr 18, 2017)
GS&A Focused Long/Short Trust — PartnerFacts page ↗ (Apr 18, 2017)

Note · Jan 31, 2012 – Apr 18, 2017

No amendment in the last 12 months on an offering that may still be open — GS&A Income Long/Short Trust (latest filing Apr 18, 2017)

The latest filing for this offering is dated Apr 18, 2017 (first sale Jan 31, 2012). It reports $1,030,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Apr 18, 2017 ↗GS&A Income Long/Short Trust — PartnerFacts page ↗

Sources

Form D/A · Apr 18, 2017 ↗ (Apr 18, 2017)
GS&A Income Long/Short Trust — PartnerFacts page ↗ (Apr 18, 2017)

Note · Feb 28, 2009 – Apr 18, 2017

No amendment in the last 12 months on an offering that may still be open — GS&A Multi-Strategy Trust (latest filing Apr 18, 2017)

The latest filing for this offering is dated Apr 18, 2017 (first sale Feb 28, 2009). It reports $420,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Apr 18, 2017 ↗GS&A Multi-Strategy Trust — PartnerFacts page ↗

Sources

Form D/A · Apr 18, 2017 ↗ (Apr 18, 2017)
GS&A Multi-Strategy Trust — PartnerFacts page ↗ (Apr 18, 2017)

Worth asking · Apr 18, 2018 – Apr 16, 2019

11 people are no longer listed on a later amendment

Nancy Lockhart is no longer listed on the Apr 16, 2019 amendment — Onex Premium Income Trust · Nancy Lockhart is no longer listed on the Apr 16, 2019 amendment — Onex Blair Franklin Global Credit Fund (MFT) · Nancy Lockhart is no longer listed on the Apr 16, 2019 amendment — Onex U.S. Equity Fund · Nancy Lockhart is no longer listed on the Apr 16, 2019 amendment — GS&A North American All-Cap Fund · Nancy Lockhart is no longer listed on the Apr 16, 2019 amendment — GS&A U.S. Equity Fund II · and 6 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Apr 18, 2018 ↗Form D/A · Apr 16, 2019 ↗Nancy Lockhart — PartnerFacts page ↗Onex Premium Income Trust — PartnerFacts page ↗

Sources

Form D/A · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A · Apr 16, 2019 ↗ (Apr 16, 2019)
Nancy Lockhart — PartnerFacts page ↗
Onex Premium Income Trust — PartnerFacts page ↗ (Sep 8, 2023)
Form D/A · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A · Apr 16, 2019 ↗ (Apr 16, 2019)
Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗ (Sep 8, 2023)
Form D/A · Apr 18, 2018 ↗ (Apr 18, 2018)

Note · Apr 18, 2018 – Apr 16, 2019

Minimum investment changed between filings — Onex Premium Income Trust

The Apr 18, 2018 filing lists a minimum of $19,400; the Apr 16, 2019 Form D/A lists $18,700.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗Onex Premium Income Trust — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
Onex Premium Income Trust — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2018 – Apr 16, 2019

Minimum investment changed between filings — Onex Blair Franklin Global Credit Fund (MFT)

The Apr 18, 2018 filing lists a minimum of $19,400; the Apr 16, 2019 Form D/A lists $18,700.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2018 – Apr 16, 2019

Minimum investment changed between filings — Onex U.S. Equity Fund

The Apr 18, 2018 filing lists a minimum of $19,400; the Apr 16, 2019 Form D/A lists $18,700.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗Onex U.S. Equity Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
Onex U.S. Equity Fund — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2018 – Apr 16, 2019

Minimum investment changed between filings — GS&A North American All-Cap Fund

The Apr 18, 2018 filing lists a minimum of $19,400; the Apr 16, 2019 Form D/A lists $18,700.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗GS&A North American All-Cap Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
GS&A North American All-Cap Fund — PartnerFacts page ↗ (Apr 6, 2022)

Note · Apr 18, 2018 – Apr 16, 2019

Minimum investment changed between filings — GS&A U.S. Equity Fund II

The Apr 18, 2018 filing lists a minimum of $19,400; the Apr 16, 2019 Form D/A lists $18,700.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗GS&A U.S. Equity Fund II — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
GS&A U.S. Equity Fund II — PartnerFacts page ↗ (Apr 6, 2022)

Note · Apr 18, 2018 – Apr 16, 2019

Minimum investment changed between filings — GS&A Short Term Bond Fund

The Apr 18, 2018 filing lists a minimum of $19,400; the Apr 16, 2019 Form D/A lists $18,700.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗GS&A Short Term Bond Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
GS&A Short Term Bond Fund — PartnerFacts page ↗ (Apr 24, 2023)

Note · Apr 18, 2018 – Apr 16, 2019

Minimum investment changed between filings — Onex International Fund

The Apr 18, 2018 filing lists a minimum of $19,400; the Apr 16, 2019 Form D/A lists $18,700.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗Onex International Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
Onex International Fund — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2018 – Apr 16, 2019

Minimum investment changed between filings — GS&A Credit Arbitrage Fund

The Apr 18, 2018 filing lists a minimum of $19,400; the Apr 16, 2019 Form D/A lists $18,700.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗GS&A Credit Arbitrage Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
GS&A Credit Arbitrage Fund — PartnerFacts page ↗ (Apr 16, 2019)

Note · Apr 18, 2018 – Apr 16, 2019

Minimum investment changed between filings — Onex High Yield Bond Fund (Canada)

The Apr 18, 2018 filing lists a minimum of $19,400; the Apr 16, 2019 Form D/A lists $18,700.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗Onex High Yield Bond Fund (Canada) — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
Onex High Yield Bond Fund (Canada) — PartnerFacts page ↗ (Apr 24, 2023)

Note · Apr 18, 2018 – Apr 16, 2019

Minimum investment changed between filings — GS&A Resource Fund

The Apr 18, 2018 filing lists a minimum of $19,400; the Apr 16, 2019 Form D/A lists $18,700.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗GS&A Resource Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
GS&A Resource Fund — PartnerFacts page ↗ (Apr 16, 2019)

Note · Apr 18, 2018 – Apr 16, 2019

Minimum investment changed between filings — Onex Global Special Situations Fund

The Apr 18, 2018 filing lists a minimum of $19,400; the Apr 16, 2019 Form D/A lists $18,700.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗Onex Global Special Situations Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 16, 2019 ↗ (Apr 16, 2019)
Onex Global Special Situations Fund — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2017 – Apr 18, 2018

Minimum investment changed between filings — Onex Premium Income Trust

The Apr 18, 2017 filing lists a minimum of $18,800; the Apr 18, 2018 Form D/A lists $19,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2017 ↗Form D/A (later) · Apr 18, 2018 ↗Onex Premium Income Trust — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2017 ↗ (Apr 18, 2017)
Form D/A (later) · Apr 18, 2018 ↗ (Apr 18, 2018)
Onex Premium Income Trust — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2017 – Apr 18, 2018

Minimum investment changed between filings — Onex Blair Franklin Global Credit Fund (MFT)

The Apr 18, 2017 filing lists a minimum of $18,800; the Apr 18, 2018 Form D/A lists $19,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2017 ↗Form D/A (later) · Apr 18, 2018 ↗Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2017 ↗ (Apr 18, 2017)
Form D/A (later) · Apr 18, 2018 ↗ (Apr 18, 2018)
Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2017 – Apr 18, 2018

Minimum investment changed between filings — Onex U.S. Equity Fund

The Apr 18, 2017 filing lists a minimum of $18,800; the Apr 18, 2018 Form D/A lists $19,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2017 ↗Form D/A (later) · Apr 18, 2018 ↗Onex U.S. Equity Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2017 ↗ (Apr 18, 2017)
Form D/A (later) · Apr 18, 2018 ↗ (Apr 18, 2018)
Onex U.S. Equity Fund — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2017 – Apr 18, 2018

Minimum investment changed between filings — GS&A North American All-Cap Fund

The Apr 18, 2017 filing lists a minimum of $18,800; the Apr 18, 2018 Form D/A lists $19,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2017 ↗Form D/A (later) · Apr 18, 2018 ↗GS&A North American All-Cap Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2017 ↗ (Apr 18, 2017)
Form D/A (later) · Apr 18, 2018 ↗ (Apr 18, 2018)
GS&A North American All-Cap Fund — PartnerFacts page ↗ (Apr 6, 2022)

Note · Apr 18, 2017 – Apr 18, 2018

Minimum investment changed between filings — GS&A U.S. Equity Fund II

The Apr 18, 2017 filing lists a minimum of $18,800; the Apr 18, 2018 Form D/A lists $19,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2017 ↗Form D/A (later) · Apr 18, 2018 ↗GS&A U.S. Equity Fund II — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2017 ↗ (Apr 18, 2017)
Form D/A (later) · Apr 18, 2018 ↗ (Apr 18, 2018)
GS&A U.S. Equity Fund II — PartnerFacts page ↗ (Apr 6, 2022)

Note · Apr 18, 2017 – Apr 18, 2018

Minimum investment changed between filings — GS&A Short Term Bond Fund

The Apr 18, 2017 filing lists a minimum of $18,800; the Apr 18, 2018 Form D/A lists $16,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2017 ↗Form D/A (later) · Apr 18, 2018 ↗GS&A Short Term Bond Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2017 ↗ (Apr 18, 2017)
Form D/A (later) · Apr 18, 2018 ↗ (Apr 18, 2018)
GS&A Short Term Bond Fund — PartnerFacts page ↗ (Apr 24, 2023)

Note · Apr 18, 2018

Minimum investment changed between filings — GS&A Short Term Bond Fund

The Apr 18, 2018 filing lists a minimum of $16,400; the Apr 18, 2018 Form D/A lists $19,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2018 ↗Form D/A (later) · Apr 18, 2018 ↗GS&A Short Term Bond Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2018 ↗ (Apr 18, 2018)
Form D/A (later) · Apr 18, 2018 ↗ (Apr 18, 2018)
GS&A Short Term Bond Fund — PartnerFacts page ↗ (Apr 24, 2023)

Note · Apr 18, 2017 – Apr 18, 2018

Minimum investment changed between filings — Onex International Fund

The Apr 18, 2017 filing lists a minimum of $18,800; the Apr 18, 2018 Form D/A lists $19,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2017 ↗Form D/A (later) · Apr 18, 2018 ↗Onex International Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2017 ↗ (Apr 18, 2017)
Form D/A (later) · Apr 18, 2018 ↗ (Apr 18, 2018)
Onex International Fund — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2017 – Apr 18, 2018

Minimum investment changed between filings — GS&A Credit Arbitrage Fund

The Apr 18, 2017 filing lists a minimum of $18,800; the Apr 18, 2018 Form D/A lists $19,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2017 ↗Form D/A (later) · Apr 18, 2018 ↗GS&A Credit Arbitrage Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2017 ↗ (Apr 18, 2017)
Form D/A (later) · Apr 18, 2018 ↗ (Apr 18, 2018)
GS&A Credit Arbitrage Fund — PartnerFacts page ↗ (Apr 16, 2019)

Note · Apr 18, 2017 – Apr 18, 2018

Minimum investment changed between filings — Onex High Yield Bond Fund (Canada)

The Apr 18, 2017 filing lists a minimum of $18,800; the Apr 18, 2018 Form D/A lists $19,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2017 ↗Form D/A (later) · Apr 18, 2018 ↗Onex High Yield Bond Fund (Canada) — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2017 ↗ (Apr 18, 2017)
Form D/A (later) · Apr 18, 2018 ↗ (Apr 18, 2018)
Onex High Yield Bond Fund (Canada) — PartnerFacts page ↗ (Apr 24, 2023)

Note · Apr 18, 2017 – Apr 18, 2018

Minimum investment changed between filings — GS&A Resource Fund

The Apr 18, 2017 filing lists a minimum of $18,800; the Apr 18, 2018 Form D/A lists $19,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2017 ↗Form D/A (later) · Apr 18, 2018 ↗GS&A Resource Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2017 ↗ (Apr 18, 2017)
Form D/A (later) · Apr 18, 2018 ↗ (Apr 18, 2018)
GS&A Resource Fund — PartnerFacts page ↗ (Apr 16, 2019)

Note · May 11, 2017 – Apr 18, 2018

Minimum investment changed between filings — Onex Global Special Situations Fund

The May 11, 2017 filing lists a minimum of $18,300; the Apr 18, 2018 Form D/A lists $19,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 11, 2017 ↗Form D/A (later) · Apr 18, 2018 ↗Onex Global Special Situations Fund — PartnerFacts page ↗

Sources

Form D (earlier) · May 11, 2017 ↗ (May 11, 2017)
Form D/A (later) · Apr 18, 2018 ↗ (Apr 18, 2018)
Onex Global Special Situations Fund — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — Onex Premium Income Trust

The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗Onex Premium Income Trust — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
Onex Premium Income Trust — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — Onex Blair Franklin Global Credit Fund (MFT)

The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — Onex U.S. Equity Fund

The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗Onex U.S. Equity Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
Onex U.S. Equity Fund — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — GS&A North American All-Cap Fund

The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗GS&A North American All-Cap Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
GS&A North American All-Cap Fund — PartnerFacts page ↗ (Apr 6, 2022)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — GS&A U.S. Equity Fund II

The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗GS&A U.S. Equity Fund II — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
GS&A U.S. Equity Fund II — PartnerFacts page ↗ (Apr 6, 2022)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — GS&A Short Term Bond Fund

The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗GS&A Short Term Bond Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
GS&A Short Term Bond Fund — PartnerFacts page ↗ (Apr 24, 2023)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — Onex International Fund

The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗Onex International Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
Onex International Fund — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — GS&A Credit Arbitrage Fund

The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗GS&A Credit Arbitrage Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
GS&A Credit Arbitrage Fund — PartnerFacts page ↗ (Apr 16, 2019)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — Onex High Yield Bond Fund (Canada)

The Apr 18, 2016 filing lists a minimum of $17,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗Onex High Yield Bond Fund (Canada) — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
Onex High Yield Bond Fund (Canada) — PartnerFacts page ↗ (Apr 24, 2023)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — GS&A Resource Fund

The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗GS&A Resource Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
GS&A Resource Fund — PartnerFacts page ↗ (Apr 16, 2019)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — GS&A Focused Long/Short Trust

The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗GS&A Focused Long/Short Trust — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
GS&A Focused Long/Short Trust — PartnerFacts page ↗ (Apr 18, 2017)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — GS&A Income Long/Short Trust

The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗GS&A Income Long/Short Trust — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
GS&A Income Long/Short Trust — PartnerFacts page ↗ (Apr 18, 2017)

Note · Apr 18, 2016 – Apr 18, 2017

Minimum investment changed between filings — GS&A Multi-Strategy Trust

The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 18, 2016 ↗Form D/A (later) · Apr 18, 2017 ↗GS&A Multi-Strategy Trust — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 18, 2016 ↗ (Apr 18, 2016)
Form D/A (later) · Apr 18, 2017 ↗ (Apr 18, 2017)
GS&A Multi-Strategy Trust — PartnerFacts page ↗ (Apr 18, 2017)

Note · Apr 24, 2015 – Apr 18, 2016

Minimum investment changed between filings — Onex Premium Income Trust

The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 24, 2015 ↗Form D/A (later) · Apr 18, 2016 ↗Onex Premium Income Trust — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 24, 2015 ↗ (Apr 24, 2015)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
Onex Premium Income Trust — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 27, 2015 – Apr 18, 2016

Minimum investment changed between filings — Onex Blair Franklin Global Credit Fund (MFT)

The Apr 27, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 27, 2015 ↗Form D/A (later) · Apr 18, 2016 ↗Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 27, 2015 ↗ (Apr 27, 2015)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗ (Sep 8, 2023)

Note · Jan 21, 2016 – Apr 18, 2016

Minimum investment changed between filings — Onex U.S. Equity Fund

The Jan 21, 2016 filing lists a minimum of $17,135; the Apr 18, 2016 Form D/A lists $19,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 21, 2016 ↗Form D/A (later) · Apr 18, 2016 ↗Onex U.S. Equity Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jan 21, 2016 ↗ (Jan 21, 2016)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
Onex U.S. Equity Fund — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 24, 2015 – Apr 18, 2016

Minimum investment changed between filings — GS&A North American All-Cap Fund

The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 24, 2015 ↗Form D/A (later) · Apr 18, 2016 ↗GS&A North American All-Cap Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 24, 2015 ↗ (Apr 24, 2015)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
GS&A North American All-Cap Fund — PartnerFacts page ↗ (Apr 6, 2022)

Note · Jan 21, 2016 – Apr 18, 2016

Minimum investment changed between filings — GS&A U.S. Equity Fund II

The Jan 21, 2016 filing lists a minimum of $17,135; the Apr 18, 2016 Form D/A lists $19,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 21, 2016 ↗Form D/A (later) · Apr 18, 2016 ↗GS&A U.S. Equity Fund II — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jan 21, 2016 ↗ (Jan 21, 2016)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
GS&A U.S. Equity Fund II — PartnerFacts page ↗ (Apr 6, 2022)

Note · Apr 24, 2015 – Apr 18, 2016

Minimum investment changed between filings — GS&A Short Term Bond Fund

The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 24, 2015 ↗Form D/A (later) · Apr 18, 2016 ↗GS&A Short Term Bond Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 24, 2015 ↗ (Apr 24, 2015)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
GS&A Short Term Bond Fund — PartnerFacts page ↗ (Apr 24, 2023)

Note · Apr 24, 2015 – Apr 18, 2016

Minimum investment changed between filings — Onex International Fund

The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 24, 2015 ↗Form D/A (later) · Apr 18, 2016 ↗Onex International Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 24, 2015 ↗ (Apr 24, 2015)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
Onex International Fund — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 24, 2015 – Apr 18, 2016

Minimum investment changed between filings — GS&A Credit Arbitrage Fund

The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 24, 2015 ↗Form D/A (later) · Apr 18, 2016 ↗GS&A Credit Arbitrage Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 24, 2015 ↗ (Apr 24, 2015)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
GS&A Credit Arbitrage Fund — PartnerFacts page ↗ (Apr 16, 2019)

Note · Mar 8, 2016 – Apr 18, 2016

Minimum investment changed between filings — Onex High Yield Bond Fund (Canada)

The Mar 8, 2016 filing lists a minimum of $17,845; the Apr 18, 2016 Form D/A lists $17,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 8, 2016 ↗Form D/A (later) · Apr 18, 2016 ↗Onex High Yield Bond Fund (Canada) — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 8, 2016 ↗ (Mar 8, 2016)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
Onex High Yield Bond Fund (Canada) — PartnerFacts page ↗ (Apr 24, 2023)

Note · Apr 27, 2015 – Apr 18, 2016

Minimum investment changed between filings — GS&A Resource Fund

The Apr 27, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 27, 2015 ↗Form D/A (later) · Apr 18, 2016 ↗GS&A Resource Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 27, 2015 ↗ (Apr 27, 2015)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
GS&A Resource Fund — PartnerFacts page ↗ (Apr 16, 2019)

Note · Jan 27, 2016 – Apr 18, 2016

Minimum investment changed between filings — GS&A Focused Long/Short Trust

The Jan 27, 2016 filing lists a minimum of $17,135; the Apr 18, 2016 Form D/A lists $19,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 27, 2016 ↗Form D/A (later) · Apr 18, 2016 ↗GS&A Focused Long/Short Trust — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jan 27, 2016 ↗ (Jan 27, 2016)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
GS&A Focused Long/Short Trust — PartnerFacts page ↗ (Apr 18, 2017)

Note · Apr 24, 2015 – Apr 18, 2016

Minimum investment changed between filings — GS&A Income Long/Short Trust

The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 24, 2015 ↗Form D/A (later) · Apr 18, 2016 ↗GS&A Income Long/Short Trust — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 24, 2015 ↗ (Apr 24, 2015)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
GS&A Income Long/Short Trust — PartnerFacts page ↗ (Apr 18, 2017)

Note · Apr 24, 2015 – Apr 18, 2016

Minimum investment changed between filings — GS&A Multi-Strategy Trust

The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 24, 2015 ↗Form D/A (later) · Apr 18, 2016 ↗GS&A Multi-Strategy Trust — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 24, 2015 ↗ (Apr 24, 2015)
Form D/A (later) · Apr 18, 2016 ↗ (Apr 18, 2016)
GS&A Multi-Strategy Trust — PartnerFacts page ↗ (Apr 18, 2017)

Note · Apr 27, 2015 – Mar 8, 2016

Minimum investment changed between filings — Onex High Yield Bond Fund (Canada)

The Apr 27, 2015 filing lists a minimum of $19,750; the Mar 8, 2016 Form D/A lists $17,845.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 27, 2015 ↗Form D/A (later) · Mar 8, 2016 ↗Onex High Yield Bond Fund (Canada) — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 27, 2015 ↗ (Apr 27, 2015)
Form D/A (later) · Mar 8, 2016 ↗ (Mar 8, 2016)
Onex High Yield Bond Fund (Canada) — PartnerFacts page ↗ (Apr 24, 2023)

Note · Apr 24, 2015 – Jan 27, 2016

Minimum investment changed between filings — GS&A Focused Long/Short Trust

The Apr 24, 2015 filing lists a minimum of $19,750; the Jan 27, 2016 Form D/A lists $17,135.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 24, 2015 ↗Form D/A (later) · Jan 27, 2016 ↗GS&A Focused Long/Short Trust — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 24, 2015 ↗ (Apr 24, 2015)
Form D/A (later) · Jan 27, 2016 ↗ (Jan 27, 2016)
GS&A Focused Long/Short Trust — PartnerFacts page ↗ (Apr 18, 2017)

Note · Apr 27, 2015 – Jan 21, 2016

Minimum investment changed between filings — Onex U.S. Equity Fund

The Apr 27, 2015 filing lists a minimum of $19,750; the Jan 21, 2016 Form D/A lists $17,135.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 27, 2015 ↗Form D/A (later) · Jan 21, 2016 ↗Onex U.S. Equity Fund — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 27, 2015 ↗ (Apr 27, 2015)
Form D/A (later) · Jan 21, 2016 ↗ (Jan 21, 2016)
Onex U.S. Equity Fund — PartnerFacts page ↗ (Sep 8, 2023)

Note · Apr 27, 2015 – Jan 21, 2016

Minimum investment changed between filings — GS&A U.S. Equity Fund II

The Apr 27, 2015 filing lists a minimum of $19,750; the Jan 21, 2016 Form D/A lists $17,135.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 27, 2015 ↗Form D/A (later) · Jan 21, 2016 ↗GS&A U.S. Equity Fund II — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 27, 2015 ↗ (Apr 27, 2015)
Form D/A (later) · Jan 21, 2016 ↗ (Jan 21, 2016)
GS&A U.S. Equity Fund II — PartnerFacts page ↗ (Apr 6, 2022)

Note · Apr 28, 2014 – Apr 27, 2015

Minimum investment changed between filings — GS&A Resource Fund

The Apr 28, 2014 filing lists a minimum of $23,000; the Apr 27, 2015 Form D/A lists $19,750.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 28, 2014 ↗Form D/A (later) · Apr 27, 2015 ↗GS&A Resource Fund — PartnerFacts page ↗

Sources

Form D (earlier) · Apr 28, 2014 ↗ (Apr 28, 2014)
Form D/A (later) · Apr 27, 2015 ↗ (Apr 27, 2015)
GS&A Resource Fund — PartnerFacts page ↗ (Apr 16, 2019)

Note · Apr 25, 2014 – Apr 18, 2018

14 issuers changed their reported size band between filings

Reported net asset value range changed between filings — Onex Premium Income Trust · Reported net asset value range changed between filings — Onex Blair Franklin Global Credit Fund (MFT) · Reported net asset value range changed between filings — Onex U.S. Equity Fund · Reported net asset value range changed between filings — GS&A North American All-Cap Fund · Reported net asset value range changed between filings — GS&A U.S. Equity Fund II · and 9 more

What this means The size band is self-reported. Ask for current numbers.

Form D · Apr 28, 2014 ↗Form D/A · Apr 24, 2015 ↗Form D/A · Apr 18, 2018 ↗Onex Premium Income Trust — PartnerFacts page ↗

Sources

Form D · Apr 28, 2014 ↗ (Apr 28, 2014)
Form D/A · Apr 24, 2015 ↗ (Apr 24, 2015)
Form D/A · Apr 18, 2018 ↗ (Apr 18, 2018)
Onex Premium Income Trust — PartnerFacts page ↗ (Sep 8, 2023)
Form D · Apr 28, 2014 ↗ (Apr 28, 2014)
Form D/A · Apr 27, 2015 ↗ (Apr 27, 2015)
Form D/A · Apr 18, 2018 ↗ (Apr 18, 2018)
Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗ (Sep 8, 2023)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 88 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 23 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Apr 18, 2018 D/A GS&A Short Term Bond Fund File 021-216301	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A Onex High Yield Bond Fund (Canada) File 021-216362	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A Onex International Fund File 021-216368	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A GS&A North American All-Cap Fund File 021-216372	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A GS&A U.S. Equity Fund II File 021-216378	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A GS&A Credit Arbitrage Fund File 021-216355	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A Onex Premium Income Trust File 021-216367	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A GS&A Resource Fund File 021-216380	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A Onex U.S. Equity Fund File 021-216384	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A Onex Blair Franklin Global Credit Fund (MFT) File 021-216359	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A Onex Global Special Situations Fund File 021-286473	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2017 D/A GS&A Focused Long/Short Trust File 021-216304	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2017 D/A GS&A Income Long/Short Trust File 021-216365	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2017 D/A GS&A Multi-Strategy Trust File 021-216366	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 27, 2015 D/A GS&A Tactical Fixed Income Fund File 021-216370	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 28, 2014 D GS&A Focused Long/Short Trust File 021-216364	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 25, 2014 D GS&A Income Long/Short Trust File 021-216305	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 25, 2014 D Onex International Fund File 021-216319	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 25, 2014 D GS&A Credit Arbitrage Fund File 021-216296	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 25, 2014 D Onex High Yield Bond Fund (Canada) File 021-216302	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 25, 2014 D GS&A Multi-Strategy Trust File 021-216307	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 25, 2014 D Onex Premium Income Trust File 021-216310	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 25, 2014 D/A Onex Blair Franklin Global Credit Fund (MFT) File 021-199341	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 15

Every issuer that named Nancy Lockhart on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Onex

Onex U.S. Equity Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 28, 2014 → Apr 18, 2018 · 10 filings

Apr 18, 2018 · D/A · $9,349,000 sold of Indefinite · 20 investors · min. $19,400 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $862,687,000 sold of Indefinite · 62 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $862,687,000 sold of Indefinite · 62 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $26,143,000 sold of Indefinite · 62 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $22,926,000 sold of Indefinite · 59 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $22,926,000 sold of Indefinite · 59 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Jan 21, 2016 · D/A · $23,311,000 sold of Indefinite · 66 investors · min. $17,135 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 27, 2015 · D/A · $45,087,000 sold of Indefinite · 90 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 27, 2015 · D/A · $45,087,000 sold of Indefinite · 90 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $41,683,000 sold of Indefinite · 86 investors · min. $23,000 · role: Director EDGAR ↗

Raised $862.7M from 143 investors as of the latest filing. Nancy is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Onex

GS&A North American All-Cap Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 28, 2014 → Apr 18, 2018 · 7 filings

Apr 18, 2018 · D/A · $4,451,000 sold of Indefinite · 19 investors · min. $19,400 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $17,439,288 sold of Indefinite · 24 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $6,077,000 sold of Indefinite · 24 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $5,480,000 sold of Indefinite · 23 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 24, 2015 · D/A · $7,488,000 sold of Indefinite · 32 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 24, 2015 · D/A · $7,488,000 sold of Indefinite · 32 investors · min. $23,000 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $11,155,000 sold of Indefinite · 48 investors · min. $23,000 · role: Director EDGAR ↗

Raised $23.8M from 64 investors as of the latest filing. Nancy is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Onex

GS&A U.S. Equity Fund II

Toronto, Ontario, Canada (as filed: A6) · Apr 28, 2014 → Apr 18, 2018 · 6 filings

Apr 18, 2018 · D/A · $4,337,000 sold of Indefinite · 25 investors · min. $19,400 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $7,796,000 sold of Indefinite · 35 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $14,311,000 sold of Indefinite · 39 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Jan 21, 2016 · D/A · $13,954,000 sold of Indefinite · 38 investors · min. $17,135 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 27, 2015 · D/A · $4,749,000 sold of Indefinite · 22 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $6,833,000 sold of Indefinite · 36 investors · min. $2,300 · role: Director EDGAR ↗

Raised $22.4M from 75 investors as of the latest filing. Nancy is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Onex

Onex Global Special Situations Fund

Toronto, Ontario, Canada (as filed: A6) · May 11, 2017 → Apr 18, 2018 · 2 filings

Apr 18, 2018 · D/A · $9,355,000 sold of Indefinite · 25 investors · min. $19,400 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
May 11, 2017 · D · $6,832,000 sold of Indefinite · 10 investors · min. $18,300 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗

Raised $26.1M from 46 investors as of the latest filing. Nancy is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Onex

GS&A Short Term Bond Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 25, 2014 → Apr 18, 2018 · 6 filings

Apr 18, 2018 · D/A · $7,088,000 sold of Indefinite · 14 investors · min. $19,400 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2018 · D/A · $7,088,000 sold of Indefinite · 14 investors · min. $16,400 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $5,024,000 sold of Indefinite · 15 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $2,099,000 sold of Indefinite · 9 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 24, 2015 · D/A · $4,936,000 sold of Indefinite · 23 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 25, 2014 · D · $3,789,000 sold of Indefinite · 17 investors · min. $23,000 · role: Director EDGAR ↗

Raised $90.9M from 134 investors as of the latest filing. Nancy is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Onex

Onex International Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 25, 2014 → Apr 18, 2018 · 6 filings

Apr 18, 2018 · D/A · $29,348,000 sold of Indefinite · 50 investors · min. $19,400 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $20,916,000 sold of Indefinite · 80 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $30,880,000 sold of Indefinite · 91 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 24, 2015 · D/A · $45,644,000 sold of Indefinite · 100 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $47,881,000 sold of Indefinite · 114 investors · min. $23,000 · role: Director EDGAR ↗
Apr 25, 2014 · D · $47,881,000 sold of Indefinite · 114 investors · min. $23,000 · role: Director EDGAR ↗

Raised $152.5M from 188 investors as of the latest filing. Nancy is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Onex

Onex High Yield Bond Fund (Canada)

Toronto, Ontario, Canada (as filed: A6) · Apr 25, 2014 → Apr 18, 2018 · 7 filings

Apr 18, 2018 · D/A · $15,444,000 sold of Indefinite · 36 investors · min. $19,400 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $34,370,000 sold of Indefinite · 76 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $27,518,000 sold of Indefinite · 78 investors · min. $17,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Mar 8, 2016 · D/A · $0 sold of Indefinite · 4 investors · min. $17,845 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 27, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $10,110,000 sold of Indefinite · 47 investors · min. $23,000 · role: Director EDGAR ↗
Apr 25, 2014 · D · $10,110,000 sold of Indefinite · 47 investors · min. $23,000 · role: Director EDGAR ↗

Raised $85.1M from 138 investors as of the latest filing. Nancy is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Onex

Onex Premium Income Trust

Toronto, Ontario, Canada (as filed: A6) · Apr 25, 2014 → Apr 18, 2018 · 7 filings

Apr 18, 2018 · D/A · $29,087,000 sold of Indefinite · 61 investors · min. $19,400 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $450,484,000 sold of Indefinite · 121 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $54,723,000 sold of Indefinite · 121 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $60,190,000 sold of Indefinite · 116 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 24, 2015 · D/A · $62,609,000 sold of Indefinite · 122 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $47,805,000 sold of Indefinite · 101 investors · min. $23,000 · role: Director EDGAR ↗
Apr 25, 2014 · D · $47,805,000 sold of Indefinite · 101 investors · min. $23,000 · role: Director EDGAR ↗

Raised $450.5M from 190 investors as of the latest filing. Nancy is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Onex

GS&A Credit Arbitrage Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 25, 2014 → Apr 18, 2018 · 6 filings

Apr 18, 2018 · D/A · $907,000 sold of Indefinite · 6 investors · min. $19,400 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $4,767,000 sold of Indefinite · 12 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $5,160,000 sold of Indefinite · 16 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 24, 2015 · D/A · $9,494,307 sold of Indefinite · 42 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $18,891,000 sold of Indefinite · 62 investors · min. $23,000 · role: Director EDGAR ↗
Apr 25, 2014 · D · $20,880,000 sold of Indefinite · 58 investors · min. $23,000 · role: Director EDGAR ↗

Raised $20.9M from 62 investors as of the latest filing. Nancy is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Onex

GS&A Resource Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 28, 2014 → Apr 18, 2018 · 5 filings

Apr 18, 2018 · D/A · $5,936,000 sold of Indefinite · 19 investors · min. $19,400 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $236,000 sold of Indefinite · 2 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $241,000 sold of Indefinite · 2 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 27, 2015 · D/A · $4,473,000 sold of Indefinite · 37 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $14,247,000 sold of Indefinite · 53 investors · min. $23,000 · role: Director EDGAR ↗

Raised $14.2M from 53 investors as of the latest filing. Nancy is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Onex

Onex Blair Franklin Global Credit Fund (MFT)

Toronto, Ontario, Canada (as filed: A6) · Apr 25, 2014 → Apr 18, 2018 · 7 filings

Apr 18, 2018 · D/A · $139,269,000 sold of Indefinite · 84 investors · min. $19,400 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $877,652,000 sold of Indefinite · 155 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2017 · D/A · $169,343,000 sold of Indefinite · 155 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $100,455,000 sold of Indefinite · 122 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 27, 2015 · D/A · $145,070,000 sold of Indefinite · 132 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $82,563,000 sold of Indefinite · 92 investors · min. $23,000 · role: Director EDGAR ↗
Apr 25, 2014 · D/A · $82,500,000 sold of Indefinite · 90 investors · min. $23,675 · role: Director EDGAR ↗

Raised $877.7M from 195 investors as of the latest filing. Nancy is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

GS&A Income Long/Short Trust

Toronto, Ontario, Canada (as filed: A6) · Apr 25, 2014 → Apr 18, 2017 · 5 filings

Apr 18, 2017 · D/A · $1,030,000 sold of Indefinite · 5 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $42,059,000 sold of Indefinite · 71 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 24, 2015 · D/A · $24,104,000 sold of Indefinite · 77 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $35,764,000 sold of Indefinite · 80 investors · min. $23,000 · role: Director EDGAR ↗
Apr 25, 2014 · D · $35,765,000 sold of Indefinite · 80 investors · min. $23,000 · role: Director EDGAR ↗

Raised $42.1M from 80 investors as of the latest filing. Nancy is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund

GS&A Multi-Strategy Trust

Toronto, Ontario, Canada (as filed: A6) · Apr 25, 2014 → Apr 18, 2017 · 5 filings

Apr 18, 2017 · D/A · $420,000 sold of Indefinite · 1 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $6,854,000 sold of Indefinite · 27 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 24, 2015 · D/A · $6,724,000 sold of Indefinite · 26 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $15,597,000 sold of Indefinite · 48 investors · min. $23,000 · role: Director EDGAR ↗
Apr 25, 2014 · D · $15,597,000 sold of Indefinite · 48 investors · min. $23,000 · role: Director EDGAR ↗

Raised $47.3M from 48 investors as of the latest filing. Nancy is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund

GS&A Focused Long/Short Trust

Toronto, Ontario, Canada (as filed: A6) · Apr 25, 2014 → Apr 18, 2017 · 6 filings

Apr 18, 2017 · D/A · $9,976,000 sold of Indefinite · 33 investors · min. $18,800 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 18, 2016 · D/A · $10,734,000 sold of Indefinite · 37 investors · min. $19,250 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Jan 27, 2016 · D/A · $9,988,000 sold of Indefinite · 43 investors · min. $17,135 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 24, 2015 · D/A · $9,421,000 sold of Indefinite · 33 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $30,027,000 sold of Indefinite · 57 investors · min. $23,000 · role: Director EDGAR ↗
Apr 25, 2014 · D · $30,027,000 sold of Indefinite · 57 investors · min. $23,000 · role: Director EDGAR ↗

Raised $30M from 57 investors as of the latest filing. Nancy is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund

GS&A Tactical Fixed Income Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 28, 2014 → Apr 27, 2015 · 3 filings

Apr 27, 2015 · D/A · $145,070,000 sold of Indefinite · 132 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 27, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $19,750 · role: Director (Director of Trustee & Manager of the fund) EDGAR ↗
Apr 28, 2014 · D · $20,781,000 sold of Indefinite · 36 investors · min. $23,000 · role: Director EDGAR ↗

Raised $145.1M from 132 investors as of the latest filing. Nancy is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Nancy 28

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Ann Gluskin Sheff + Associates Inc.

Promoter · 12 shared filings (11 issuers)

Ann Gluskin Sheff + Associates Inc. is on 11 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul Beeston

Director · 88 shared filings (15 issuers)

Paul Beeston is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Pierre-Andre Themens

Director · 88 shared filings (15 issuers)

Pierre-Andre Themens is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeffrey Moody

Executive Officer, Director · 88 shared filings (15 issuers)

Jeffrey Moody is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Wilfred Gobert

Director · 88 shared filings (15 issuers)

Wilfred Gobert is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen Halperin

Director · 81 shared filings (14 issuers)

Stephen Halperin is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

David Morris

Executive Officer · 76 shared filings (15 issuers)

David Morris is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jim Bantis

Executive Officer · 76 shared filings (15 issuers)

Jim Bantis is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Virginia Ann Davis

Director, Executive Officer · 63 shared filings (15 issuers)

Virginia Ann Davis is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeremy Freedman

Executive Officer, Director · 57 shared filings (14 issuers)

Jeremy Freedman is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter Zaltz

Executive Officer · 54 shared filings (15 issuers)

Peter Zaltz is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas MacMillan

Director, Executive Officer · 54 shared filings (15 issuers)

Thomas MacMillan is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

David A Rosenberg

Executive Officer · 52 shared filings (15 issuers)

David A Rosenberg is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter M Mann

Executive Officer · 51 shared filings (15 issuers)

Peter M Mann is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Amy J Aubin

Executive Officer · 50 shared filings (13 issuers)

Amy J Aubin is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Herbert Solway

Director · 47 shared filings (12 issuers)

Herbert Solway is on 12 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

William Webb

Director, Executive Officer · 40 shared filings (14 issuers)

William Webb is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeannine LiChong

Executive Officer, Director · 36 shared filings (14 issuers)

Jeannine LiChong is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert S Weiss

Director · 22 shared filings (14 issuers)

Robert S Weiss is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Antony Solomon

Executive Officer · 21 shared filings (13 issuers)

Antony Solomon is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Lindsay Quinn

Executive Officer · 19 shared filings (14 issuers)

Lindsay Quinn is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

John Anthony Woodward

Executive Officer · 19 shared filings (14 issuers)

John Anthony Woodward is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen Haperin

Director · 7 shared filings (1 issuer)

Listed on the same filings as Nancy Lockhart. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ann Davis Virginia

Director · 3 shared filings (1 issuer)

Listed on the same filings as Nancy Lockhart. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Amy A Aubin

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Nancy Lockhart. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter A Rosenberg

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Nancy Lockhart. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Antony Solomin

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Nancy Lockhart. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Amy Aubin

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Nancy Lockhart. Their page shows their other deals.

The team behind the deals

Sponsor group

Onex

21 issuers · 208 filings · $1.51B reported sold · 2013–2023

OI Onex International Fund Pooled Investment Fund · $152.5M sold · 2013 · listed
OP Onex Premium Income Trust Pooled Investment Fund · $450.5M sold · 2013 · listed
OU Onex U.S. Equity Fund Pooled Investment Fund · $862.7M sold · 2013 · listed
OB Onex Blair Franklin Global Credit Fund (MFT) Pooled Investment Fund · $877.7M sold · 2013 · listed
OG Onex Global Special Situations Fund Pooled Investment Fund · $26.1M sold · 2017 · listed
OB Onex Blair Franklin Global Credit Fund (Delaware) LP Pooled Investment Fund · $115.8M sold · 2017
OB Onex Blair Franklin Global Credit Fund (Cayman) Pooled Investment Fund · $856K sold · 2017
OD Onex Dividend Distribution Fund Pooled Investment Fund · $4.23M sold · 2019
OH Onex High Yield Bond Fund (Canada) Pooled Investment Fund · $85.1M sold · 2013 · listed
GA GS&A High Interest Cash Fund Pooled Investment Fund · $37.3M sold · 2020
GA GS&A Short Term Bond Fund Pooled Investment Fund · $90.9M sold · 2013 · listed
OS Onex Senior Credit Fund (Canada) Pooled Investment Fund · $17.7M sold · 2019
GA GS&A Premium Income Fund (Delaware) LP Pooled Investment Fund · $52.6M sold · 2017
GA GS&A US Equity Fund (Delaware) LP Pooled Investment Fund · $26.8M sold · 2017
GA GS&A International Fund (Delaware) LP Pooled Investment Fund · $46.9M sold · 2017
GA GS&A Enhanced Bond Fund (Delaware) LP Pooled Investment Fund · $28.6M sold · 2017
GA GS&A North American All-Cap Fund Pooled Investment Fund · $23.8M sold · 2013 · listed
GA GS&A U.S. Equity Fund II Pooled Investment Fund · $22.4M sold · 2013 · listed
OS Onex Senior Floating Income Fund (Canada) Pooled Investment Fund · 2019
GA GS&A Credit Arbitrage Fund Pooled Investment Fund · $20.9M sold · 2013 · listed
GA GS&A Resource Fund Pooled Investment Fund · $14.2M sold · 2013 · listed

One team, 21 deal companies. Nancy Lockhart is listed on 11 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Nancy Lockhart.

Same business address

13 other issuers file from the same address

Avalon Advanced Materials Inc. Toronto, A6 · 2009
Onex Dividend Distribution Fund Toronto, A6 · 2019
Onex Senior Credit Fund (Canada) Toronto, A6 · 2019
GS&A High Interest Cash Fund Toronto, A6 · 2020
PENFUND CAPITAL FUND VII U.S. LIMITED PARTNERSHIP Toronto, A6 · 2021
JHI Energy Inc. Toronto, A6 · 2020
Onex Senior Floating Income Fund (Canada) Toronto, A6 · 2019
Alamos Gold Inc. Toronto, A6 · 2013
DIA BRAS EXPLORATION INC Toronto, A6 · 2011
MOGUL VENTURES CORP. Toronto, A6 · 2011
Guinea Iron Ore Ltd Toronto, A6 · 2011
CGX Energy Inc. Toronto, A6 · 2010
Trelawney Mining & Exploration Inc. Toronto, A6 · 2009

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 15 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Nancy Lockhart by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 15 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Nancy Lockhart is listed on: none on file. No website or social profile named in Onex Blair Franklin Global Credit Fund (MFT)'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #117,106 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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