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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:32 AM ET

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Gregory Bates

Named as an officer, director or promoter on SEC Form D filings · CT · Nov 2, 2009 → Nov 2, 2009

2deals (issuers)
$645.4Mreported sold
108investors
2Form D filings
2009year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gregory Bates is listed as an executive officer on 2 SEC Form D filings by 2 issuers in Nov 2009: AG GECC Public-Private Investment Fund, L.P. (New York, NY — pooled investment fund — 2009; $516.1M reported sold to 88 investors) and AG GECC PPIF Holdings, L.P. (New York, NY — pooled investment fund — 2009; $129.3M reported sold to 20 investors).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $645.4M sold in total.

Listed alongside John M. Angelo (2 shared filings), Joseph Parsons (2 shared filings), Joseph Wekselblatt (2 shared filings), Kirk Wickman (2 shared filings), Melissa Iallegio (2 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gregory. Each name links to their own page.

All 2 issuers belong to the sponsor group Tpg (735 issuers, $222.54B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Tpg has 735 companies on file and $222.54B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 33 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Gregory Bates and found 5 differences: Gregory Bates appears on 2 deals that stopped filing before reaching their target; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gregory Bates has not run yet — it is joining a line of 56,058 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gregory Bates..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

33 cases: 1 open, 32 closed (disposition not in docket feed)

Gregory Bates, Jr. open
United States Bankruptcy Court, D. South Carolina · No. 24-04179 · Filed Nov 20, 2024
Role of Gregory Bates, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in SC (not a filing state)
Gregory Bates, Jr. closed
United States Bankruptcy Court, D. South Carolina · No. 23-00031 · Filed Jan 3, 2023 · Closed Aug 13, 2024
Role of Gregory Bates, Jr.: Debtor · Outcome: Case closed 2024-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in SC (not a filing state)
Gregory Bates, Jr. closed
United States Bankruptcy Court, D. South Carolina · No. 20-01284 · Filed Mar 10, 2020 · Closed Sep 2, 2021
Role of Gregory Bates, Jr.: Debtor · Outcome: Case closed 2021-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in SC (not a filing state)
Gregory L. Bates and Lindy S. Bates closed
United States Bankruptcy Court, C.D. Illinois · No. 20-80271 · Filed Feb 27, 2020 · Closed Jul 10, 2020
Role of Gregory L. Bates and Lindy S. Bates: Debtor · Outcome: Case closed 2020-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Gregory W. Bates closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:19-bk-03263 · Filed Jul 30, 2019 · Closed Nov 8, 2019
Role of Gregory W. Bates: Debtor · Outcome: Case closed 2019-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Gregory Bates and Antoinette Bates closed
United States Bankruptcy Court, S.D. Georgia · No. 19-10072 · Filed Jan 21, 2019 · Closed May 13, 2019
Role of Gregory Bates and Antoinette Bates: Debtor · Outcome: Case closed 2019-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Gregory G. Bates closed
United States Bankruptcy Court, N.D. Illinois · No. 16-32451 · Filed Oct 11, 2016 · Closed Dec 5, 2019
Role of Gregory G. Bates: Debtor · Outcome: Case closed 2019-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Gregory B Bates and Michele Bates closed
United States Bankruptcy Court, N.D. Illinois · No. 12-17044 · Filed Apr 26, 2012 · Closed Jul 19, 2012
Role of Gregory B Bates and Michele Bates: Debtor · Outcome: Case closed 2012-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Gregory Bates, Jr closed
United States Bankruptcy Court, S.D. Georgia · No. 11-11699 · Filed Aug 29, 2011 · Closed Mar 10, 2014
Role of Gregory Bates, Jr: Debtor · Outcome: Case closed 2014-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Gregory A. Bates closed
United States Bankruptcy Court, S.D. Iowa · No. 11-03250 · Filed Aug 11, 2011 · Closed Nov 30, 2011
Role of Gregory A. Bates: Debtor · Outcome: Case closed 2011-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in IA (not a filing state)
Brandy N Bates and Gregory P Bates closed
United States Bankruptcy Court, E.D. Missouri · No. 09-50191 · Filed Oct 13, 2009 · Closed Feb 3, 2010
Role of Gregory P Bates: Debtor · Outcome: Case closed 2010-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
Gregory D Bates and Kristina M Bates closed
United States Bankruptcy Court, N.D. Ohio · No. 09-36031 · Filed Sep 1, 2009 · Closed Feb 5, 2010
Role of Gregory D Bates and Kristina M Bates: Debtor · Outcome: Case closed 2010-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Gregory L Bates closed
United States Bankruptcy Court, E.D. Wisconsin · No. 09-23470 · Filed Mar 23, 2009 · Closed Aug 18, 2010
Role of Gregory L Bates: Debtor · Outcome: Case closed 2010-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Gregory W. Bates closed
United States Bankruptcy Court, N.D. Alabama · No. 08-04423 · Filed Sep 8, 2008 · Closed Apr 27, 2010
Role of Gregory W. Bates: Debtor · Outcome: Case closed 2010-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
Gregory A. Bates closed
United States Bankruptcy Court, N.D. Georgia · No. 08-40124 · Filed Jan 18, 2008 · Closed May 22, 2008
Role of Gregory A. Bates: Debtor · Outcome: Case closed 2008-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Gregory Bates closed
United States Bankruptcy Court, D. Maryland · No. 05-23536 · Filed Jun 10, 2005 · Closed Oct 7, 2005
Role of Gregory Bates: Debtor · Outcome: Case closed 2005-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)
Gregory A Bates closed
United States Bankruptcy Court, W.D. Washington · No. 04-16616 · Filed May 13, 2004 · Closed Jan 8, 2010
Role of Gregory A Bates: Debtor · Outcome: Case closed 2010-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Gregory Bates closed
United States Bankruptcy Court, S.D. Georgia · No. 03-14710 · Filed Dec 8, 2003 · Closed Mar 28, 2009
Role of Gregory Bates: Debtor · Outcome: Case closed 2009-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Gregory B Bates closed
United States Bankruptcy Court, N.D. Illinois · No. 03-05263 · Filed Feb 5, 2003 · Closed May 30, 2003
Role of Gregory B Bates: Debtor · Outcome: Case closed 2003-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Gregory J. Bates and Donna J. Bates closed
United States Bankruptcy Court, N.D. Mississippi · No. 02-13900 · Filed Jun 26, 2002 · Closed Oct 29, 2002
Role of Gregory J. Bates and Donna J. Bates: Debtor · Outcome: Case closed 2002-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)
Gregory Bates closed
United States Bankruptcy Court, M.D. Alabama · No. 01-07094 · Filed Nov 9, 2001 · Closed Oct 4, 2002
Role of Gregory Bates: Debtor · Outcome: Case closed 2002-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
Gregory W. Bates and Teresa A. Bates closed
United States Bankruptcy Court, M.D. Georgia · No. 01-30812 · Filed Jun 18, 2001 · Closed Jun 3, 2002
Role of Gregory W. Bates and Teresa A. Bates: Debtor · Outcome: Case closed 2002-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Gregory L. Bates and Pamela R. Bates closed
United States Bankruptcy Court, E.D. Wisconsin · No. 01-23878 · Filed Apr 9, 2001 · Closed Jul 26, 2001
Role of Gregory L. Bates and Pamela R. Bates: Debtor · Outcome: Case closed 2001-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Gregory Bates closed
United States Bankruptcy Court, M.D. Alabama · No. 00-06662 · Filed Nov 28, 2000 · Closed Jan 3, 2002
Role of Gregory Bates: Debtor · Outcome: Case closed 2002-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
Gregory W. Bates and Brandy L. Bates closed
United States Bankruptcy Court, D. Utah · No. 00-23326 · Filed Mar 24, 2000 · Closed Jun 28, 2000
Role of Gregory W. Bates and Brandy L. Bates: Debtor · Outcome: Case closed 2000-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in UT (not a filing state)
Gregory K Bates and Kimberly Carter Bates closed
United States Bankruptcy Court, S.D. Ohio · No. 2:99-bk-58991 · Filed Oct 4, 1999 · Closed Feb 1, 2000
Role of Gregory K Bates and Kimberly Carter Bates: Debtor · Outcome: Case closed 2000-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
GREGORY L. BATES closed
United States Bankruptcy Court, N.D. Alabama · No. 98-42368 · Filed Jul 27, 1998 · Closed May 7, 1999
Role of GREGORY L. BATES: Debtor · Outcome: Case closed 1999-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
Gregory H. Bates closed
United States Bankruptcy Court, W.D. New York · No. 2-97-24322 · Filed Nov 14, 1997 · Closed Jan 27, 2000
Role of Gregory H. Bates: Debtor · Outcome: Case closed 2000-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Gregory A. Bates and Edna E. Bates closed
United States Bankruptcy Court, D. Connecticut · No. 96-20987 · Filed Mar 26, 1996 · Closed Apr 9, 1997
Role of Gregory A. Bates and Edna E. Bates: Debtor · Outcome: Case closed 1997-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CT)
Gregory L. Bates closed
United States Bankruptcy Court, D. Nebraska · No. 94-40607 · Filed May 25, 1994 · Closed Sep 29, 1994
Role of Gregory L. Bates: Debtor · Outcome: Case closed 1994-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings
Gregory G Bates closed
United States Bankruptcy Court, N.D. Illinois · No. 92-22198 · Filed Oct 5, 1992 · Closed Mar 15, 1993
Role of Gregory G Bates: Debtor · Outcome: Case closed 1993-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
GREGORY A. BATES and PEGGY R. BATES closed
United States Bankruptcy Court, W.D. Oklahoma · No. 91-01559 · Filed Mar 6, 1991 · Closed Aug 27, 1991
Role of GREGORY A. BATES and PEGGY R. BATES: Debtor · Outcome: Case closed 1991-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)
Gregory A Bates closed
United States Bankruptcy Court, S.D. California · No. 86-04568 · Filed Jul 18, 1986 · Closed Jul 24, 1991
Role of Gregory A Bates: Debtor · Outcome: Case closed 1991-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 74 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Gregory Bates (compared 2 filings on Oct 24, 2026)

Note · Nov 2, 2009

Gregory Bates appears on 2 deals that stopped filing before reaching their target

AG GECC Public-Private Investment Fund, L.P. (last filing Nov 2, 2009; $516,110,000 sold of $1,111,000,000); AG GECC PPIF Holdings, L.P. (last filing Nov 2, 2009; $129,250,000 sold of $1,111,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

AG GECC Public-Private Investment Fund, L.P. — PartnerFacts page ↗AG GECC PPIF Holdings, L.P. — PartnerFacts page ↗
Sources
Note · Oct 30, 2009 – Nov 2, 2009

No amendment in the last 12 months on an offering that may still be open — AG GECC PPIF Holdings, L.P. (latest filing Nov 2, 2009)

The latest filing for this offering is dated Nov 2, 2009 (first sale Oct 30, 2009). It reports $129,250,000 sold of $1,111,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 2, 2009 ↗AG GECC PPIF Holdings, L.P. — PartnerFacts page ↗
Sources
Note · Oct 30, 2009 – Nov 2, 2009

No amendment in the last 12 months on an offering that may still be open — AG GECC Public-Private Investment Fund, L.P. (latest filing Nov 2, 2009)

The latest filing for this offering is dated Nov 2, 2009 (first sale Oct 30, 2009). It reports $516,110,000 sold of $1,111,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 2, 2009 ↗AG GECC Public-Private Investment Fund, L.P. — PartnerFacts page ↗
Sources
Note · Aug 3, 2020 – Jun 15, 2026

Same name, different state: "GREGORY S. BATES" (MA or GA or TX) is a separate record

This page covers filings where the address state is CT. A separate record, "GREGORY S. BATES" with address state MA or GA or TX, is listed on 26 filings — most recently by GID MAINSTAY FUND LP (Jun 15, 2026). The two records do not overlap in time: this page has one filing dated Nov 2, 2009; the other runs Aug 3, 2020 to Jun 15, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

GREGORY S. BATES (MA,GA,TX) — PartnerFacts page ↗Form D/A · Jun 15, 2026 ↗GID MAINSTAY FUND LP — PartnerFacts page ↗Gregory Bates (CT) — this page ↗
Sources
Note · Nov 20, 2012

Same name, different state: "Gregory T. Bates" (CA) is a separate record

This page covers filings where the address state is CT. A separate record, "Gregory T. Bates" with address state CA, is listed on 1 filing — most recently by XENOPORT INC (Nov 20, 2012). The two records do not overlap in time: this page has one filing dated Nov 2, 2009; the other has one filing dated Nov 20, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Gregory T. Bates (CA) — PartnerFacts page ↗Form D · Nov 20, 2012 ↗XENOPORT INC — PartnerFacts page ↗Gregory Bates (CT) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 2 offerings report sales commissions totalling $2,500,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 2, 2009 D
AG GECC Public-Private Investment Fund, L.P.
File 021-135742
$1,250,000 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
GE Investment Distributors, Inc. BrokerCheck CRD 32087 ↗
CastleOak Securities, L.P. BrokerCheck CRD 125334 ↗		EDGAR ↗
Nov 2, 2009 D
AG GECC PPIF Holdings, L.P.
File 021-135743
$1,250,000 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in Issuer's confidential offering materials.
GE Investment Distributors, Inc. BrokerCheck CRD 32087 ↗
CastleOak Securities, L.P. BrokerCheck CRD 125334 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Gregory Bates on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AG
Pooled Investment Fund · group: Tpg

AG GECC PPIF Holdings, L.P.

New York, NY · Nov 2, 2009
  • Nov 2, 2009 · D · $129,250,000 sold of $1,111,000,000 · 20 investors · min. $5,000,000 · role: Executive Officer (Gregory Bates is an authorized officer of AG GECC PPIF GP, LLC, the general partner of the Issuer.) EDGAR ↗

Raised $129.3M from 20 investors (12% of the $1.11B target) as of the latest filing. Gregory is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AG
Pooled Investment Fund · group: Tpg

AG GECC Public-Private Investment Fund, L.P.

New York, NY · Nov 2, 2009
  • Nov 2, 2009 · D · $516,110,000 sold of $1,111,000,000 · 88 investors · min. $5,000,000 · role: Executive Officer (Gregory Bates is an authorized officer of AG GECC PPIF GP, LLC, the general partner of the Issuer.) EDGAR ↗

Raised $516.1M from 88 investors (46% of the $1.11B target) as of the latest filing. Gregory is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • GREGORY S. BATES — MA, GA, TX, 14 issuers, Aug 3, 2020 → Jun 15, 2026 · no shared issuer
  • Gregory T. Bates — CA, 1 issuer, Nov 20, 2012 → Nov 20, 2012 · no shared issuer

People around Gregory 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Wekselblatt

Executive Officer · 2 shared filings (2 issuers) · also on 64 other issuers

Joseph Wekselblatt is on 66 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

John M. Angelo

Executive Officer · 2 shared filings (2 issuers) · also on 67 other issuers

John M. Angelo is on 69 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael L. Gordon

Executive Officer · 2 shared filings (2 issuers) · also on 142 other issuers

Michael L. Gordon is on 144 issuers in total — a repeat sponsor. Their page lists every one.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kirk Wickman

Executive Officer · 2 shared filings (2 issuers) · also on 143 other issuers

Kirk Wickman is on 145 issuers in total — a repeat sponsor. Their page lists every one.

MI
No photo found yet (own website and image search run after this page is viewed)
Person

Melissa Iallegio

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Gregory Bates. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Parsons

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Gregory Bates. Their page shows their other deals.

The team behind the deals

T
Sponsor group

Tpg

735 issuers · 2162 filings · $222.54B reported sold · 2009–2026

One team, 735 deal companies. Gregory Bates is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gregory Bates.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gregory Bates by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gregory Bates is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

tpg.com ↗ found on AG GECC PPIF Holdings, L.P. (tpg.com — same registered sponsor family (group "Tpg"); known from issuer CIK 2019453 (search:bing))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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