| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|
| Apr 6, 2021 D/A File 021-348123 | $182,573 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Champlain Advisors, LLC BrokerCheck CRD 129560 ↗ | EDGAR ↗ |
| Apr 2, 2021 D/A File 021-90125-9N | $1,146,252 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | March Capital Corp. BrokerCheck CRD 24142 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Lyster, Watson & Company, Inc. BrokerCheck CRD 30210 ↗ CAIS Capital LLC BrokerCheck CRD 154512 ↗ | EDGAR ↗ |
| Apr 2, 2021 D/A File 021-188772 | $0 | $0 | $0 (est.) The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 2, 2021 D/A File 021-215435 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 2, 2021 D/A File 021-215436 | $0 | $0 | $0 The investment manager is entitled to a management fee. The management fee is fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 2, 2021 D/A File 021-348122 | $641,976 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Champlain Advisors, LLC BrokerCheck CRD 129560 ↗ | EDGAR ↗ |
| Apr 2, 2021 D/A File 021-360400 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 17, 2021 D File 021-392578 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 15, 2021 D/A File 021-334951 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 15, 2021 D File 021-392307 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 2, 2021 D/A File 021-213779 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Mar 2, 2021 D/A File 021-236749 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | Artivest Brokerage LLC BrokerCheck CRD 168218 ↗ | EDGAR ↗ |
| Mar 2, 2021 D/A File 021-236751 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Mar 2, 2021 D/A File 021-262689 | $0 | $2,326,578 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Feb 16, 2021 D/A File 021-257539 | $0 | $0 | $0 The investment manager is entitled to a management fee. | None listed on this filing | EDGAR ↗ |
| Feb 16, 2021 D/A File 021-280854 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 4, 2021 D/A File 021-359655 | $0 | $0 | $0 | BNK Securities Co., Ltd. no CRD number reported | EDGAR ↗ |
| Feb 4, 2021 D/A File 021-359658 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 4, 2021 D/A File 021-359660 | $1,842 | $0 | $0 | BNK Securities Co., Ltd. no CRD number reported | EDGAR ↗ |
| Feb 3, 2021 D/A File 021-211507 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Feb 3, 2021 D/A File 021-359644 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 22, 2021 D File 021-387061 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 7, 2021 D/A File 021-232053 | $0 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Phyllis J. Beck BrokerCheck CRD 1020488 ↗ Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ | EDGAR ↗ |
| Jan 7, 2021 D/A File 021-232033 | $591,171 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Dec 11, 2020 D/A File 021-327948 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 27, 2020 D/A File 021-208966 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of management fee are fully discussed in the Issuer's confidential offering materials. | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Nov 27, 2020 D/A File 021-208969 | $168,906 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Nov 27, 2020 D/A File 021-229944 | $172,121 (est.) | $0 | $0 (est.) Issuer's general partner is entitled to a performance allocation. Issuer's investment manager is entitled to a management fee. Issuer's confidential offering materials more fully discuss performance allocations and management fees. | Park Hill Group LLC BrokerCheck CRD 135898 ↗ | EDGAR ↗ |
| Nov 27, 2020 D/A File 021-229956 | $0 (est.) | $0 | $0 (est.) Issuer's general partner is entitled to a performance allocation. Issuer's investment manager is entitled to a management fee. Issuer's confidential offering materials more fully discuss performance allocations and management fees. | Park Hill Group LLC BrokerCheck CRD 135898 ↗ | EDGAR ↗ |
| Nov 27, 2020 D/A File 021-326561 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 13, 2020 D/A File 021-274348 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Nov 13, 2020 D/A File 021-274313 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Nov 13, 2020 D/A File 021-353541 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 6, 2020 D/A File 021-274015 | $0 | $0 | $0 Issuer's investment manager is entitled to a management fee. Issuer's confidential offering materials fully discuss performance allocations and management fees. | None listed on this filing | EDGAR ↗ |
| Nov 6, 2020 D/A File 021-274010 | $0 | $0 | $0 Issuer's investment manager is entitled to a management fee. Issuer's confidential offering materials fully discuss performance allocations and management fees. | None listed on this filing | EDGAR ↗ |
| Nov 6, 2020 D/A File 021-274000 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 6, 2020 D File 021-379968 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 6, 2020 D File 021-379957 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 2, 2020 D/A File 021-227639 | $0 (est.) | $0 (est.) | $0 (est.) Issuer's general partner is entitled to a performance allocation. Issuer's investment manager is entitled to a management fee. Issuer's confidential offering materials more fully discuss performance allocations and management fees. | Park Hill Group LLC BrokerCheck CRD 135898 ↗ | EDGAR ↗ |
| Oct 30, 2020 D/A File 021-352069 | $0 | $0 | $0 | Ameris Capital S.A. no CRD number reported | EDGAR ↗ |
| Oct 30, 2020 D/A File 021-352064 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 15, 2020 D/A File 021-351013 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 14, 2020 D File 021-377794 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 9, 2020 D File 021-377539 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Oct 2, 2020 D File 021-376977 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 25, 2020 D/A File 021-295303 | $140,492 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Sep 11, 2020 D/A File 021-321252 | $105,000 | $0 | $0 | Castling Investment Group no CRD number reported Shinhan Investment Corporation no CRD number reported | EDGAR ↗ |
| Sep 11, 2020 D/A File 021-321255 | $0 | $0 | $0 | Castling Investment Group no CRD number reported Shinhan Investment Corporation no CRD number reported | EDGAR ↗ |
| Aug 4, 2020 D/A File 021-318868 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 4, 2020 D/A File 021-318852 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 4, 2020 D/A File 021-318856 | $100,000 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 4, 2020 D/A File 021-318863 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 31, 2020 D/A File 021-200948 | $0 | $0 | $0 The Investment Manager is entitled to management fees as fully discussed in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Jul 31, 2020 D/A File 021-268177 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jul 31, 2020 D/A File 021-268184 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | Castling Investment Group no CRD number reported | EDGAR ↗ |
| Jul 31, 2020 D/A File 021-289123 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 31, 2020 D/A File 021-289121 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 24, 2020 D/A File 021-317835 | $367,737 | $0 | $0 | Oppenheimer & Inc. BrokerCheck CRD 249 ↗ | EDGAR ↗ |
| Jul 24, 2020 D/A File 021-317842 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 24, 2020 D/A File 021-317848 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 24, 2020 D/A File 021-317851 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 22, 2020 D/A File 021-200369 | $30,246 | $0 | $0 (est.) The Issuer's investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Oppenheimer & Co., Inc. BrokerCheck CRD 818333 ↗ | EDGAR ↗ |
| Jul 22, 2020 D/A File 021-244685 | $0 | $0 | $0 (est.) The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | Park Hill Group LLC BrokerCheck CRD 135898 ↗ | EDGAR ↗ |
| Jul 22, 2020 D/A File 021-267779 | $0 | $0 | $0 (est.) Issuer's general partner is entitled to a performance allocation. Issuer's investment manager is entitled to a management fee. Issuer's confidential offering materials more fully discuss performance allocations and management fees. | None listed on this filing | EDGAR ↗ |
| Jul 22, 2020 D/A File 021-344748 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 22, 2020 D/A File 021-344752 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 13, 2020 D/A File 021-344377 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 6, 2020 D File 021-370211 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 6, 2020 D File 021-370212 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 6, 2020 D File 021-370213 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 6, 2020 D File 021-370199 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 2, 2020 D/A File 021-343429 | $0 | $0 | $0 | Shinhan Investment Corporation no CRD number reported via Shinhan Investment Tower | EDGAR ↗ |
| Jul 2, 2020 D/A File 021-343431 | $0 | $0 | $0 | Shinhan Investment Corporation no CRD number reported via Shinhan Investment Tower | EDGAR ↗ |
| Jun 26, 2020 D File 021-369807 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 26, 2020 D File 021-369813 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 24, 2020 D File 021-369565 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 16, 2020 D/A File 021-242697 | $29,190 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Jun 16, 2020 D/A File 021-242689 | $164,570 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Jun 5, 2020 D/A File 021-235993 | $104,953 | $0 | $0 (est.) The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | Park Hill Group LLC BrokerCheck CRD 135898 ↗ | EDGAR ↗ |
| Jun 5, 2020 D/A File 021-236030 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | Park Hill Group LLC BrokerCheck CRD 135898 ↗ | EDGAR ↗ |
| May 22, 2020 D/A File 021-287702 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 6, 2020 D/A File 021-82384-5N | $34,098 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materals. | Lyster, Watson & Company, Inc. BrokerCheck CRD 30210 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Oppenheimer & Co., Inc. BrokerCheck CRD 630 ↗ CAIS Capital LLC BrokerCheck CRD 154512 ↗ March Capital Corp. BrokerCheck CRD 24142 ↗ | EDGAR ↗ |
| May 6, 2020 D/A File 021-179242 | $0 | $0 | $0 (est.) The Issuer's General Partner is entitled to a performance allocation and the Issuer's investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| May 6, 2020 D File 021-366391 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 4, 2020 D/A File 021-151397 | $0 | $0 | $0 (est.) The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ TransPacific Group LLC BrokerCheck CRD 143869 ↗ | EDGAR ↗ |
| May 4, 2020 D/A File 021-118385 | $0 | $0 | $0 (est.) The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| May 4, 2020 D/A File 021-157331 | $0 | $0 | $0 (est.) The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| May 4, 2020 D/A File 021-196100 | $0 | $0 | $0 The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully discussed in the Issuer's confidential offering materials. | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ | EDGAR ↗ |
| May 4, 2020 D/A File 021-217146 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| May 4, 2020 D/A File 021-217148 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| May 4, 2020 D/A File 021-239677 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| May 4, 2020 D/A File 021-239670 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| May 4, 2020 D/A File 021-262668 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 22, 2020 D File 021-365580 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 22, 2020 D File 021-365594 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 10, 2020 D/A File 021-128900 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | Intercapital Securities Inc. (Japan) Distributor) no CRD number reported Jerrod Stelli (Japan Distributor Ag no CRD number reported UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ March Capital Corp. BrokerCheck CRD 24142 ↗ CAIS Capital LLC BrokerCheck CRD 154512 ↗ | EDGAR ↗ |
| Apr 10, 2020 D/A File 021-129062 | $331,606 | $0 | $0 The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | March Capital Corp. BrokerCheck CRD 24142 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Lyster, Watson & Company, Inc. BrokerCheck CRD 30210 ↗ | EDGAR ↗ |
| Apr 10, 2020 D/A File 021-130597 | $952,052 | $0 | $0 (est.) The investment manager is entitled to management fees. The terms of the management fees are fully discussed in the Issuer's confidential offering materials. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ CAIS Capital LLC BrokerCheck CRD 154512 ↗ | EDGAR ↗ |
| Apr 10, 2020 D/A File 021-130598 | $6,572,772 | $0 | $0 (est.) The investment manager is entitled to management fees. The terms of the management fees are fully discussed in the Issuer's confidential offering materials. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ CAIS Capital LLC BrokerCheck CRD 154512 ↗ | EDGAR ↗ |
| Apr 9, 2020 D/A File 021-157330 | $0 | $0 | $0 The investment manager is entitled to a management fee. Issuer's confidential offering materials fully discuss management fees. | None listed on this filing | EDGAR ↗ |
| Apr 9, 2020 D/A File 021-129144 | $0 | $0 | $0 (est.) The investment manager is entitled to management fees. The terms of the management fees are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 9, 2020 D/A File 021-183581 | $0 | $0 | $0 The investment manager is entitled to management fees. The terms of the management fees are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 9, 2020 D/A File 021-184141 | $0 | $0 | $0 (est.) The investment manager of the Issuer is entitled to management fees. The terms of the management fees are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 9, 2020 D/A File 021-236748 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Mar 20, 2020 D/A File 021-335379 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 6, 2020 D/A File 021-232070 | $0 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Phyllis J. Beck BrokerCheck CRD 1020488 ↗ Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ | EDGAR ↗ |
| Oct 17, 2019 D File 021-351282 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Oct 17, 2019 D File 021-351257 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Oct 17, 2019 D File 021-351269 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Oct 17, 2019 D File 021-351285 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Oct 17, 2019 D File 021-351322 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Charles Mathes BrokerCheck CRD 5980160 ↗ | EDGAR ↗ |
| Jan 10, 2019 D File 021-330165 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ | EDGAR ↗ |
| Nov 27, 2018 D/A File 021-193413 | $0 | $0 | $0 The Issuer's investment manager is entitled to a management fee. | None listed on this filing | EDGAR ↗ |
| Nov 27, 2018 D/A File 021-225339 | $0 | $0 | $0 The Issuer's General Partner is entitled to a performance allocation and the Issuer's investment manager is entitled to a management fee. | None listed on this filing | EDGAR ↗ |
| Oct 11, 2018 D/A File 021-205191 | $0 | $0 | $0 The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. | None listed on this filing | EDGAR ↗ |
| Oct 11, 2018 D/A File 021-205194 | $0 | $0 | $0 The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. | None listed on this filing | EDGAR ↗ |
| Oct 30, 2017 D File 021-297683 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 16, 2017 D File 021-286853 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 27, 2016 D File 021-277063 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ Phyllis Johnson BrokerCheck CRD 1020488 ↗ Patrick Whelchel BrokerCheck CRD 5389090 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ | EDGAR ↗ |
| Oct 21, 2016 D File 021-272978 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Phyllis J. Johnson BrokerCheck CRD 1020488 ↗ Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ | EDGAR ↗ |
| Jul 7, 2016 D/A File 021-208970 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jun 1, 2016 D/A File 021-142788 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jun 1, 2016 D/A File 021-142789 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| May 5, 2016 D/A File 021-179136 | $0 | $0 | $0 (est.) The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Mar 4, 2016 D File 021-258620 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| May 14, 2015 D/A File 021-178889 | $0 | $0 | $0 (est.) The Issuer's general partner is entitled to a performance allocation. The Issuer's investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 16, 2015 D/A File 021-178890 | $0 | $0 | $0 (est.) The Issuer's general partner is entitled to a performance allocation. The Issuer's investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Dec 19, 2014 D/A File 021-151398 | $0 (est.) | $0 | $0 (est.) Issuer's general partner is entitled to a performance allocation. Issuer's investment manager is entitled to a management fee. Issuer's confidential offering materials more fully discuss performance allocations and management fees. | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗via Credit Suisse Securities (USA) LLC ( CRD 816 ↗) | EDGAR ↗ |
| Dec 19, 2014 D/A File 021-151399 | $290,000 | $0 | $0 (est.) Issuer's general partner is entitled to a performance allocation. Issuer's investment manager is entitled to a management fee. Issuer's confidential offering materials more fully discuss performance allocations and management fees. | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗via Credit Suisse Securities (USA) LLC ( CRD 816 ↗) | EDGAR ↗ |
| Aug 13, 2014 D/A File 021-201424 | $0 | $0 | $0 The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Mar 5, 2014 D/A File 021-143118 | $639,503 | $0 | $0 (est.) The investment manager is entitled to a management fee and a carried interest allocation. The management fee and carried interest allocation are fully described in the Issuer's confidential offering materials. | Advance Equities Inc. BrokerCheck CRD 35545 ↗ Conservative Asset Management Inc. BrokerCheck CRD 145700 ↗ Argentus Securities LLC (formerly Summitt) BrokerCheck CRD 45915 ↗ Equus Financial Consulting LLC BrokerCheck CRD 131449 ↗ | EDGAR ↗ |
| Jan 9, 2014 D File 021-209574 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Phyllis J. Beck BrokerCheck CRD 1020488 ↗ Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ | EDGAR ↗ |
| Jan 9, 2014 D File 021-209575 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Phyllis J. Beck BrokerCheck CRD 1020488 ↗ Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ | EDGAR ↗ |
| Jan 9, 2014 D File 021-209576 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ Scott Harrison BrokerCheck CRD 4981070 ↗ Phyllis J. Beck BrokerCheck CRD 1020488 ↗ Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ Lori Mayfield BrokerCheck CRD 4899271 ↗ | EDGAR ↗ |
| Sep 29, 2011 D File 021-166573 | $0 | $0 | $0 (est.) General Partner is entitled to a performance allocation. Investment Manager is entitled to a management fee. Performance allocations and management fees are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jun 20, 2011 D/A File 021-144288 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Dec 8, 2010 D File 021-151588 | $0 (est.) | $0 | $0 (est.) | H & L Equities, LLC BrokerCheck CRD 113794 ↗ | EDGAR ↗ |
| Aug 20, 2010 D/A File 021-132320 | $0 | $0 | $0 The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Nov 2, 2009 D File 021-135742 | $1,250,000 (est.) | $0 (est.) | $0 (est.) The general partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials. | GE Investment Distributors, Inc. BrokerCheck CRD 32087 ↗ CastleOak Securities, L.P. BrokerCheck CRD 125334 ↗ | EDGAR ↗ |
| Nov 2, 2009 D File 021-135743 | $1,250,000 (est.) | $0 (est.) | $0 (est.) The general partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in Issuer's confidential offering materials. | GE Investment Distributors, Inc. BrokerCheck CRD 32087 ↗ CastleOak Securities, L.P. BrokerCheck CRD 125334 ↗ | EDGAR ↗ |
| Oct 14, 2009 D/A File 021-135103 | $5,850 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ Phyllis J. Beck BrokerCheck CRD 1020488 ↗ | EDGAR ↗ |
| Oct 9, 2009 D File 021-135102 | $5,850 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ Phyllis J. Beck BrokerCheck CRD 1020488 ↗ | EDGAR ↗ |
| Oct 8, 2009 D File 021-135092 | $5,850 | $0 | $0 (est.) AG Net Lease Asset Management LLC may be entitled to receive a quarterly asset management fee, which is discussed in greater detail in the Issuer's confidential offering materials. | Charles B. Harrison BrokerCheck CRD 3071551 ↗ Phyllis J. Beck BrokerCheck CRD 1020488 ↗ | EDGAR ↗ |
| Aug 28, 2009 D File 021-134038 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Aug 28, 2009 D File 021-134041 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Aug 28, 2009 D File 021-134042 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |