PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:52 AM ET

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David Johnson

Named as an officer, director or promoter on SEC Form D filings · CA, MA, WA · Oct 5, 2009 → May 7, 2026

17deals (issuers)
$547.1Mreported sold
566investors
49Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Johnson is listed as an executive officer and director on 49 SEC Form D filings by 17 issuers between Apr 2009 and Jul 2026. Largest by amount reported sold: VelosBio Inc. (Belmont, CA — biotechnology — 2018–2020; $137M reported sold to 38 investors), Aura Biosciences, Inc. (Cambridge, MA — biotechnology — 2021; $80.5M reported sold to 42 investors), Solve Therapeutics, Inc. (Belmont, CA — biotechnology — 2022–2025; $63.5M reported sold to 16 investors), AVEO PHARMACEUTICALS INC (Cambridge, MA — pharmaceuticals — 2009; $60.8M reported sold to 21 investors), GigaGen, Inc. (South San Francisco, CA — pharmaceuticals — 2017; $36.1M reported sold to 8 investors) and 12 more (all listed below).

What this means That is a lot of deals — 17 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $547.1M sold in total.

Listed alongside Charles Giancarlo (11 shared filings), David Brown (11 shared filings), Gregory Raleigh (11 shared filings), James Straight (10 shared filings), Langdon Miller (10 shared filings) and 108 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 4 sponsor groups: Headwater (2 issuers, $5.25M reported sold, 2009–2012), Berkeley Research (2 issuers, $22.2M reported sold, 2010–2020), Oncternal Therapeutics (2 issuers, $23.5M reported sold, 2014–2020) and Saas (2 issuers, $30.9M reported sold, 2019–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 11 court cases matching the name, 1 SEC release, 5 state regulator orders, 18 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 49 public filings for David Johnson and found 21 differences, 5 worth asking the sponsor about: Regulator action naming a team member: AVEO Pharmaceuticals, Inc., et al. (Apr 4, 2019); Regulator action naming a team member: AVEO Pharmaceuticals, Inc., et al. (Mar 5, 2018); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Johnson has not run yet — it is joining a line of 42,656 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

11 cases: 1 open, 3 closed (disposition not in docket feed), 7 dismissed

David Johnson v. Federal Express Corporation open
District Court, C.D. California · No. 8:26-cv-02711 · Filed Sep 21, 2026
Role of David Johnson: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David Johnson v. Bridgecrest Credit Company, LLC closed
District Court, C.D. California · No. 5:25-cv-00906 · Filed Apr 14, 2025 · Closed Jun 16, 2025
Role of David Johnson: Plaintiff · Outcome: Terminated 2025-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David Johnson v. Mercedes-Benz USA, LLC closed
District Court, C.D. California · No. 8:23-cv-00560 · Filed Mar 28, 2023 · Closed May 19, 2023
Role of David Johnson: Plaintiff · Outcome: Terminated 2023-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David Johnson v. Unknown closed
District Court, C.D. California · No. 2:22-cv-01251 · Filed Feb 22, 2022 · Closed May 12, 2022
Role of David Johnson: Plaintiff · Outcome: Terminated 2022-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David S. Johnson v. California Business Bureau, Inc. dismissed
District Court, C.D. California · No. 5:19-cv-02327 · Filed Dec 4, 2019 · Closed Mar 30, 2020 · Nature of suit: 480 Consumer credit
Role of David S. Johnson: Plaintiff · Outcome: Terminated 2020-03-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David S. Johnson v. Curo Management LLC dismissed
District Court, C.D. California · No. 5:19-cv-02061 · Filed Oct 28, 2019 · Closed Nov 26, 2019 · Nature of suit: 480 Consumer credit · Cause: 15:1681 Fair Credit Reporting Act
Role of David S. Johnson: Plaintiff · Outcome: Terminated 2019-11-26 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David S. Johnson v. Capital One Bank USA, N.A. dismissed
District Court, C.D. California · No. 5:19-cv-02048 · Filed Oct 25, 2019 · Closed May 19, 2020 · Nature of suit: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of David S. Johnson: Plaintiff · Outcome: Terminated 2020-05-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David S. Johnson v. WebBank Bank dismissed
District Court, C.D. California · No. 5:19-cv-01948 · Filed Oct 10, 2019 · Closed Mar 19, 2020 · Nature of suit: 480 Consumer credit
Role of David S. Johnson: Plaintiff · Outcome: Terminated 2020-03-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David S. Johnson v. Credit One Bank, N.A. dismissed
District Court, C.D. California · No. 5:19-cv-01947 · Filed Oct 10, 2019 · Closed Mar 19, 2020 · Nature of suit: 480 Consumer credit
Role of David S. Johnson: Plaintiff · Outcome: Terminated 2020-03-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David S. Johnson v. First Premier Bank dismissed
District Court, C.D. California · No. 5:19-cv-01949 · Filed Oct 10, 2019 · Closed Apr 29, 2020 · Nature of suit: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of David S. Johnson: Plaintiff · Outcome: Terminated 2020-04-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David S. Johnson v. Barclays Bank Delaware dismissed
District Court, C.D. California · No. 5:19-cv-01950 · Filed Oct 10, 2019 · Closed Mar 19, 2020 · Nature of suit: 480 Consumer credit · Cause: 15:1681 Fair Credit Reporting Act
Role of David S. Johnson: Plaintiff · Outcome: Terminated 2020-03-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 5 state regulator orders

David L. Johnson Litigation release
SEC · Sep 7, 2005 · Parties as named in the release: David L. Johnson Read the release ↗
same full name in the release title; 36 people with this name in Form D filings; the person's filing state is not named
- Summary Order to Cease and Desist WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Jun 12, 2003 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-02-231-03-TO01 · Parties (regulator's caption): JLA Nordstjärna, Gerald Alan Sherman & David L. Johnson, Respondents -
As listed by the regulator: On June 12, 2003 the Securities Division entered Summary Order to Cease and Desist number S-02-231-03-TO01. … The order requires Respondents to immediately cease and desist from violations of RCW 21.20.140, the anti-fraud portion of the Securities Act. Order / docket ↗ Regulator's list ↗
same full name in the order; 36 people with this name in Form D filings; regulator in the person's filing state (WA)
Civil Penalty ND · North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025)
Order date Mar 8, 1999 · Regulator: North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025) · Parties (regulator's caption): David Johnson
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 36 people with this name in Form D filings; regulator in ND (not a filing state)
Notice of Civil Penalty ND · North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025)
Order date Mar 8, 1999 · Regulator: North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025) · Parties (regulator's caption): David Johnson
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 36 people with this name in Form D filings; regulator in ND (not a filing state)
Cease and Desist Order ND · North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025)
Order date Jan 20, 1999 · Regulator: North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025) · Parties (regulator's caption): Low Priced Stock Wealth, David Johnson
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 36 people with this name in Form D filings; regulator in ND (not a filing state)
Firms Fined FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): David A. Johnson (CRD #2407687, Registered Representative, Altoona, Pennsylvania)
As listed by the regulator: David A. Johnson (CRD #2407687, Registered Representative, Altoona, Pennsylvania) was barred from association with any NASD member in any capacity and ordered to pay $42,702.83, plus interest, in restitution to public customers. The sanctions were based on findings that Johnson participated in private securities transactions without providing prior written notice to and receiving written permission from his member firm. Order / docket ↗ Regulator's list ↗
same full name in the order; 36 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Johnson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

18 cases: 4 open, 14 closed (disposition not in docket feed)

David Johnson open
United States Bankruptcy Court, C.D. California · No. 8:26-bk-12211 · Filed Jul 20, 2026
Role of David Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David E. Johnson open
United States Bankruptcy Court, E.D. California · No. 25-23503 · Filed Jul 9, 2025
Role of David E. Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David G. Johnson, Jr. closed
United States Bankruptcy Court, D. Massachusetts · No. 24-30290 · Filed Jun 13, 2024 · Closed Aug 13, 2024
Role of David G. Johnson, Jr.: Debtor · Outcome: Case closed 2024-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (MA)
David R Johnson and Gail L Johnson closed
United States Bankruptcy Court, C.D. California · No. 8:24-bk-11304 · Filed May 22, 2024 · Closed Mar 19, 2025
Role of David R Johnson and Gail L Johnson: Debtor · Outcome: Case closed 2025-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David R Johnson and Gail L Johnson closed
United States Bankruptcy Court, C.D. California · No. 8:24-bk-10771 · Filed Mar 28, 2024 · Closed Apr 30, 2024
Role of David R Johnson and Gail L Johnson: Debtor · Outcome: Case closed 2024-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David C. Johnson closed
United States Bankruptcy Court, D. Massachusetts · No. 22-40476 · Filed Jun 27, 2022 · Closed May 18, 2023
Role of David C. Johnson: Debtor · Outcome: Case closed 2023-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (MA)
David R Johnson and Gail L Johnson closed
United States Bankruptcy Court, C.D. California · No. 8:20-bk-12789 · Filed Oct 5, 2020 · Closed Jan 20, 2022
Role of David R Johnson and Gail L Johnson: Debtor · Outcome: Case closed 2022-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David R Johnson and Gail L Johnson closed
United States Bankruptcy Court, C.D. California · No. 8:20-bk-10947 · Filed Mar 17, 2020 · Closed Oct 16, 2020
Role of David R Johnson and Gail L Johnson: Debtor · Outcome: Case closed 2020-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David L. Johnson closed
United States Bankruptcy Court, C.D. California · No. 2:20-bk-12461 · Filed Mar 4, 2020 · Closed Jun 16, 2020
Role of David L. Johnson: Debtor · Outcome: Case closed 2020-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David Johnson closed
United States Bankruptcy Court, C.D. California · No. 2:20-bk-10652 · Filed Jan 21, 2020 · Closed Feb 12, 2020
Role of David Johnson: Debtor · Outcome: Case closed 2020-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David H Johnson, Jr closed
United States Bankruptcy Court, W.D. Washington · No. 19-13590 · Filed Sep 30, 2019 · Closed Mar 18, 2020
Role of David H Johnson, Jr: Debtor · Outcome: Case closed 2020-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (WA)
David A. Johnson and Elizabeth H. Johnson open
United States Bankruptcy Court, D. Massachusetts · No. 19-30760 · Filed Sep 24, 2019
Role of David A. Johnson and Elizabeth H. Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (MA)
David W Johnson, II and Constance G Johnson closed
United States Bankruptcy Court, C.D. California · No. 6:19-bk-18064 · Filed Sep 12, 2019 · Closed Dec 26, 2019
Role of David W Johnson, II: Debtor · Outcome: Case closed 2019-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David Johnson closed
United States Bankruptcy Court, C.D. California · No. 1:19-bk-12197 · Filed Aug 30, 2019 · Closed Oct 1, 2019
Role of David Johnson: Debtor · Outcome: Case closed 2019-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David E Johnson closed
United States Bankruptcy Court, C.D. California · No. 2:19-bk-14976 · Filed Apr 30, 2019 · Closed Aug 13, 2019
Role of David E Johnson: Debtor · Outcome: Case closed 2019-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David Johnson closed
United States Bankruptcy Court, C.D. California · No. 2:19-bk-11735 · Filed Feb 19, 2019 · Closed Apr 2, 2019
Role of David Johnson: Debtor · Outcome: Case closed 2019-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
David C. J. Johnson and Georgia Tsaganis Johnson open
United States Bankruptcy Court, D. Massachusetts · No. 19-10119 · Filed Jan 14, 2019
Role of David C. J. Johnson and Georgia Tsaganis Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (MA)
David K Johnson and Janet L Johnson closed
United States Bankruptcy Court, C.D. California · No. 6:17-bk-13686 · Filed May 2, 2017 · Closed Mar 21, 2022
Role of David K Johnson and Janet L Johnson: Debtor · Outcome: Case closed 2022-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

21 differences found between the filings for David Johnson — 5 worth asking about (compared 49 filings on Oct 24, 2026)

Worth asking · Apr 4, 2019

Regulator action naming a team member: AVEO Pharmaceuticals, Inc., et al. (Apr 4, 2019)

An SEC litigation release dated Apr 4, 2019 names AVEO PHARMACEUTICALS INC (related issuer). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

AVEO Pharmaceuticals, Inc., et al. ↗AVEO PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Worth asking · Mar 5, 2018

Regulator action naming a team member: AVEO Pharmaceuticals, Inc., et al. (Mar 5, 2018)

An SEC litigation release dated Mar 5, 2018 names AVEO PHARMACEUTICALS INC (related issuer). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

AVEO Pharmaceuticals, Inc., et al. ↗AVEO PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Worth asking · Mar 29, 2016

Regulator action naming a team member: AVEO Pharmaceuticals, Inc., et al. (Mar 29, 2016)

An SEC litigation release dated Mar 29, 2016 names AVEO PHARMACEUTICALS INC (related issuer). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

AVEO Pharmaceuticals, Inc., et al. ↗AVEO PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Worth asking · Jun 12, 2003

WA securities regulator - summary order to cease and desist naming David Johnson (Jun 12, 2003)

Washington State Department of Financial Institutions, Securities Division (DFI) issued a - Summary Order to Cease and Desist dated Jun 12, 2003. Respondents as listed: JLA Nordstjärna, Gerald Alan Sherman & David L. Johnson, Respondents -. Outcome as listed: On June 12, 2003 the Securities Division entered Summary Order to Cease and Desist number S-02-231-03-TO01. … The order requires Respondents to immediately cease and desist from violations of RCW 21.20.140, the anti-fraud portion of the Securities Act.. Matched to David Johnson. Our match estimate: 44%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

WA order · - Summary Order to Cease and Desist ↗
Sources
Note · May 8, 1996 – Aug 22, 1996

Bankruptcy case: Bruce E. Rhine, Jr. and Anna M. Rhine — filed May 8, 1996

United States Bankruptcy Court, N.D. California docket "Bruce E. Rhine, Jr. and Anna M. Rhine" filed May 8, 1996, closed Aug 22, 1996. Bruce Rhine (listed on the same filings) is listed as Debtor ("Bruce E. Rhine, Jr."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Bruce Rhine — PartnerFacts page ↗
Sources
Note · Oct 5, 2009

22% of the money raised went to insiders — Achates Power Inc

The Oct 5, 2009 Form D reports $12,125,000 sold and $2,700,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 5, 2009 ↗Achates Power Inc — PartnerFacts page ↗
Sources
Note · Jul 30, 2015 – Jul 31, 2023

David Johnson appears on 2 deals that stopped filing before reaching their target

COLUMBIA NUTRITIONAL INC. (last filing Jul 31, 2023; $2,199,996 sold of $4,499,999); Fireman's Brew, Inc. (last filing Jul 30, 2015; $670,625 sold of $5,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

COLUMBIA NUTRITIONAL INC. — PartnerFacts page ↗Fireman's Brew, Inc. — PartnerFacts page ↗
Sources
Worth asking · Sep 10, 2009 – Jul 14, 2026

13 Form Ds were filed more than 15 days after the first sale

Form D filed 1,562 days after the first sale — ONclick Healthcare Inc · Form D filed 29 days after the first sale — Dash Bio, Inc. · Form D filed 35 days after the first sale — Solve Therapeutics, Inc. · Form D filed 19 days after the first sale — Aura Biosciences, Inc. · Form D filed 31 days after the first sale — Berkeley Research Group Holdings, LLC · and 8 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · May 7, 2026 ↗ONclick Healthcare Inc — PartnerFacts page ↗Form D · Jul 14, 2026 ↗Dash Bio, Inc. — PartnerFacts page ↗
Sources
Note · Mar 18, 2009 – Jun 26, 2025

21 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Dash Bio, Inc. (latest filing Jun 26, 2025) · No amendment in the last 12 months on an offering that may still be open — Solve Therapeutics, Inc. (latest filing Dec 26, 2024) · No amendment in the last 12 months on an offering that may still be open — Dash Bio, Inc. (latest filing Oct 17, 2024) · No amendment in the last 12 months on an offering that may still be open — Solve Therapeutics, Inc. (latest filing Jan 21, 2022) · No amendment in the last 12 months on an offering that may still be open — COLUMBIA NUTRITIONAL INC. (latest filing Aug 13, 2019) · and 16 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 26, 2025 ↗Dash Bio, Inc. — PartnerFacts page ↗Form D · Dec 26, 2024 ↗Solve Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Jun 23, 2009 – Apr 30, 2021

8 offerings changed their target amount between filings

Offering amount changed between filings — Lengo Therapeutics, Inc. · Offering amount changed between filings — VelosBio Inc. · Offering amount changed between filings — Oncternal Therapeutics, Inc. · Offering amount changed between filings — Oncternal Therapeutics, Inc. · Offering amount changed between filings — Headwater Partners I LLC · and 3 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Apr 9, 2020 ↗Form D/A (later) · Apr 30, 2021 ↗Lengo Therapeutics, Inc. — PartnerFacts page ↗Form D (earlier) · Oct 10, 2018 ↗
Sources
Note · Apr 1, 2009 – Apr 8, 2014

David Johnson is written 2 different ways on the filings

listed as "David Johnson" on 48 filings (from Apr 1, 2009), and "David R Johnson" on the Apr 8, 2014 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 1, 2009 ↗Form D · Apr 8, 2014 ↗David Johnson — PartnerFacts page ↗
Sources
Note · Oct 17, 2024 – Jul 14, 2026

Industry group changed between filings — Dash Bio, Inc.

"Biotechnology" (Oct 17, 2024 to Jun 26, 2025); then "Other Health Care" (Jul 14, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Oct 17, 2024 ↗Form D · Jul 14, 2026 ↗Dash Bio, Inc. — PartnerFacts page ↗
Sources
Note · Feb 26, 2018 – Jul 30, 2018

Reported revenue range changed between filings — VelosBio Inc.

"No Revenues" (Feb 26, 2018); then "Decline to Disclose" (Jul 30, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 26, 2018 ↗Form D · Jul 30, 2018 ↗VelosBio Inc. — PartnerFacts page ↗
Sources
Note · Oct 5, 2009 – Sep 9, 2014

Reported revenue range changed between filings — Achates Power Inc

"$1 - $1,000,000" (Oct 5, 2009); then "Decline to Disclose" (Sep 9, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Oct 5, 2009 ↗Form D · Sep 9, 2014 ↗Achates Power Inc — PartnerFacts page ↗
Sources
Note · May 22, 2025 – Feb 4, 2026

Same name, different state: "David Johnson" (NM) is a separate record

This page covers filings where the address state is CA or MA or WA. A separate record, "David Johnson" with address state NM, is listed on 3 filings — most recently by Nature's Toolbox, Inc. (Feb 4, 2026). Both records have filings in the same period (May 22, 2025 to Feb 4, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Johnson (NM) — PartnerFacts page ↗Form D/A · Feb 4, 2026 ↗Nature's Toolbox, Inc. — PartnerFacts page ↗David Johnson (CA,MA,WA) — this page ↗
Sources
Note · Aug 28, 2009 – Jan 14, 2026

Same name, different state: "David Johnson" (GA or CO) is a separate record

This page covers filings where the address state is CA or MA or WA. A separate record, "David Johnson" with address state GA or CO, is listed on 28 filings — most recently by Chestnut Oak Ridge Coal Opportunity Fund, L.P. (Jan 14, 2026). Both records have filings in the same period (Oct 5, 2009 to Jan 14, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Johnson (GA,CO) — PartnerFacts page ↗Form D/A · Jan 14, 2026 ↗Chestnut Oak Ridge Coal Opportunity Fund, L.P. — PartnerFacts page ↗David Johnson (CA,MA,WA) — this page ↗
Sources
Note · Nov 24, 2020 – Jan 27, 2025

Same name, different state: "David Johnson" (FL) is a separate record

This page covers filings where the address state is CA or MA or WA. A separate record, "David Johnson" with address state FL, is listed on 42 filings — most recently by Lick Fork Coal Opportunity Fund, L.P. (Jan 27, 2025). Both records have filings in the same period (Nov 24, 2020 to Jan 27, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Johnson (FL) — PartnerFacts page ↗Form D/A · Jan 27, 2025 ↗Lick Fork Coal Opportunity Fund, L.P. — PartnerFacts page ↗David Johnson (CA,MA,WA) — this page ↗
Sources
Note · Apr 18, 2013 – Jul 8, 2016

Same name, different state: "David Johnson" (NY or PA) is a separate record

This page covers filings where the address state is CA or MA or WA. A separate record, "David Johnson" with address state NY or PA, is listed on 20 filings — most recently by Gilson Snow, Inc. (Nov 27, 2023). Both records have filings in the same period (Apr 18, 2013 to Jul 8, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Johnson (NY,PA) — PartnerFacts page ↗Form D · Nov 27, 2023 ↗Gilson Snow, Inc. — PartnerFacts page ↗David Johnson (CA,MA,WA) — this page ↗
Sources
Note · Sep 23, 2009 – Jul 14, 2011

Same name, different state: "David Johnson" (IL) is a separate record

This page covers filings where the address state is CA or MA or WA. A separate record, "David Johnson" with address state IL, is listed on 4 filings — most recently by Advanced Diamond Technologies Inc (Jul 14, 2011). Both records have filings in the same period (Oct 5, 2009 to Jul 14, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Johnson (IL) — PartnerFacts page ↗Form D · Jul 14, 2011 ↗Advanced Diamond Technologies Inc — PartnerFacts page ↗David Johnson (CA,MA,WA) — this page ↗
Sources
Note · Jun 23, 2009 – May 11, 2020

7 address changes between filings

Address moved from San Diego, CA to Belmont, CA — VelosBio Inc. · Address moved from Bainbridge Island, WA to San Diego, CA — VelosBio Inc. · Address moved from East Taunton, MA to Raynham, MA — OMNI ORTHOPAEDICS INC · Address moved from Del Mar, CA to San Diego, CA — Oncternal Therapeutics, Inc. · Address moved from Woodland Hills, CA to Canoga Park, CA — Fireman's Brew, Inc. · and 2 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Oct 10, 2018 ↗Form D/A · May 11, 2020 ↗VelosBio Inc. — PartnerFacts page ↗Form D · Feb 26, 2018 ↗
Sources
Note · Apr 1, 2009 – Jul 14, 2026

David Johnson is listed with 3 different address states: MA, CA, WA

MA on 10 filings (Apr 1, 2009 to Jul 14, 2026); CA on 36 filings (Oct 5, 2009 to May 7, 2026); WA on 3 filings (Feb 26, 2018 to Aug 13, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 1, 2009 ↗Form D · Oct 5, 2009 ↗Form D · Feb 26, 2018 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 43 offerings report sales commissions totalling $1,825,000; 0 report finder's fees; 7 report proceeds to related persons totalling $6,937,526. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 14, 2026 D
Dash Bio, Inc.
File 021-590658
$0$0$0None listed on this filingEDGAR ↗
May 7, 2026 D
ONclick Healthcare Inc
File 021-583126
$0$0$0None listed on this filingEDGAR ↗
Nov 25, 2025 D
Solve Therapeutics, Inc.
File 021-564959
$0$0$0None listed on this filingEDGAR ↗
Jun 26, 2025 D
Dash Bio, Inc.
File 021-549979
$0$0$0None listed on this filingEDGAR ↗
Dec 26, 2024 D
Solve Therapeutics, Inc.
File 021-533368
$0$0$0None listed on this filingEDGAR ↗
Oct 17, 2024 D
Dash Bio, Inc.
File 021-527011
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2022 D
Solve Therapeutics, Inc.
File 021-430372
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2021 D/A
Lengo Therapeutics, Inc.
File 021-364705
$0$0$0None listed on this filingEDGAR ↗
Apr 6, 2021 D
Aura Biosciences, Inc.
File 021-394732
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2020 D
VelosBio Inc.
File 021-370879
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2020 D
Berkeley Research Group Holdings, LLC
File 021-370150
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 11, 2020 D/A
VelosBio Inc.
File 021-323159
$0$0$0None listed on this filingEDGAR ↗
May 4, 2020 D
Berkeley Research Group Holdings, LLC
File 021-366198
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2020 D
Berkeley Research Group Holdings, LLC
File 021-361051
$0$0$0None listed on this filingEDGAR ↗
Aug 13, 2019 D
COLUMBIA NUTRITIONAL INC.
File 021-346440
$0$0$0None listed on this filingEDGAR ↗
Jul 30, 2018 D
VelosBio Inc.
File 021-318040
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2018 D
OMNI ORTHOPAEDICS INC
File 021-314314
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2018 D
COLUMBIA NUTRITIONAL INC.
File 021-308499
$0$0$0None listed on this filingEDGAR ↗
Feb 26, 2018 D
VelosBio Inc.
File 021-306354
$0$0$350,000None listed on this filingEDGAR ↗
Oct 6, 2017 D
Achates Power Inc
File 021-296209
$0$0$250,000 (est.)
Officer salaries (as employees)
None listed on this filingEDGAR ↗
Sep 27, 2017 D
Oncternal Therapeutics, Inc.
File 021-295508
$0$0$0None listed on this filingEDGAR ↗
Jul 18, 2017 D
GigaGen, Inc.
File 021-290983
$0$0$2,965,251None listed on this filingEDGAR ↗
Mar 23, 2017 D/A
Oncternal Therapeutics, Inc.
File 021-245323
$0$0$0None listed on this filingEDGAR ↗
Jul 8, 2016 D
Oncternal Therapeutics, Inc.
File 021-266615
$0$0$0None listed on this filingEDGAR ↗
Jun 8, 2016 D
Oncternal Therapeutics, Inc.
File 021-264575
$0$0$0None listed on this filingEDGAR ↗
Jul 30, 2015 D
Fireman's Brew, Inc.
File 021-244775
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2015 D
OMNI ORTHOPAEDICS INC
File 021-243514
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2014 D
Achates Power Inc
File 021-224375
$0$0$250,000 (est.)
Officer salaries (as employees)
None listed on this filingEDGAR ↗
Aug 29, 2014 D/A
OMNI ORTHOPAEDICS INC
File 021-215993
$110,417$0$0Aquilo Partners, L.P. BrokerCheck CRD 114909 ↗EDGAR ↗
Apr 22, 2014 D
OMNI ORTHOPAEDICS INC
File 021-215992
$1,214,583$0$334,775Aquilo Partners, L.P. BrokerCheck CRD 114909 ↗EDGAR ↗
Apr 8, 2014 D
ItsOn Inc.
File 021-215104
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2012 D
ItsOn Inc.
File 021-186345
$0$0$0None listed on this filingEDGAR ↗
Sep 25, 2012 D
Fireman's Brew, Inc.
File 021-184599
$500,000$0$87,500None no CRD number reported
via Freedom Investors Corp. (CRD 23714 ↗)
EDGAR ↗
Jun 29, 2012 D/A
Headwater Partners I LLC
File 021-155675
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2012 D
ItsOn Inc.
File 021-175324
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2011 D
ItsOn Inc.
File 021-169623
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2011 D
Fireman's Brew, Inc.
File 021-158586
$0$0$0None listed on this filingEDGAR ↗
Mar 23, 2011 D
HEADWATER PARTNERS II LLC
File 021-157219
$0$0$0None listed on this filingEDGAR ↗
Feb 22, 2011 D
ItsOn Inc.
File 021-155672
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2010 D
ItsOn Inc.
File 021-130049
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2010 D
Headwater Partners I LLC
File 021-130021
$0$0$0None listed on this filingEDGAR ↗
Oct 5, 2009 D
Achates Power Inc
File 021-134939
$0$0$2,700,000 (est.)None listed on this filingEDGAR ↗
Apr 1, 2009 D
AVEO PHARMACEUTICALS INC
File 021-76653
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 17

Every issuer that named David Johnson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DB
Other Health Care · group: Saas

Dash Bio, Inc.

Boston, MA · Oct 17, 2024 → Jul 14, 2026 · 3 filings
  • Jul 14, 2026 · D · $30,000,022 sold of $30,000,022 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 26, 2025 · D · $10,999,976 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 17, 2024 · D · $6,121,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $30M from 15 investors (100% of the $30M target) as of the latest filing. David is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OH
Other Health Care

ONclick Healthcare Inc

Westlake Village, CA · May 7, 2026
  • May 7, 2026 · D · $3,178,292 sold of $3,178,292 · 16 investors · min. $500 · role: Executive Officer EDGAR ↗

Raised $3.18M from 16 investors (100% of the $3.18M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ST
Biotechnology

Solve Therapeutics, Inc.

Belmont, CA · Jan 21, 2022 → Nov 25, 2025 · 3 filings
  • Nov 25, 2025 · D · $48,214,232 sold of $120,535,618 · 16 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 26, 2024 · D · $50,388,557 sold of $75,582,822 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 21, 2022 · D · $63,510,835 sold of $126,510,820 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $63.5M from 16 investors (53% of the $120.5M target) as of the latest filing. David is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LT
Pharmaceuticals

Lengo Therapeutics, Inc.

Menlo Park, CA · Apr 30, 2021
  • Apr 30, 2021 · D/A · $17,700,001 sold of $17,700,001 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.7M from 4 investors (100% of the $17.7M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AB
Biotechnology

Aura Biosciences, Inc.

Cambridge, MA · Apr 6, 2021
  • Apr 6, 2021 · D · $80,483,829 sold of $80,483,829 · 41 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $80.5M from 42 investors (100% of the $80.5M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

V
Biotechnology

VelosBio Inc.

Belmont, CA · Feb 26, 2018 → Jul 14, 2020 · 5 filings
  • Jul 14, 2020 · D · $137,000,002 sold of $137,000,002 · 38 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 11, 2020 · D/A · $59,305,204 sold of $59,305,204 · 38 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 10, 2018 · D · $35,301,245 sold of $58,055,204 · 20 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 30, 2018 · D · $6,480,000 sold of $6,480,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 26, 2018 · D · $7,700,000 sold of $7,700,000 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $137M from 38 investors (100% of the $137M target) as of the latest filing. David is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Other · group: Berkeley Research

Berkeley Research Group Holdings, LLC

Emeryville, CA · Feb 20, 2020 → Jul 2, 2020 · 3 filings
  • Jul 2, 2020 · D · $19,442,588 sold of $19,442,588 · 0 investors · min. $55,000 · role: Executive Officer EDGAR ↗
  • May 4, 2020 · D · $4,145,075 sold of $4,145,075 · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Feb 20, 2020 · D · $2,085,308 sold of $2,085,308 · 0 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $19.4M from 201 investors (100% of the $19.4M target) as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CN
Manufacturing

COLUMBIA NUTRITIONAL INC.

Vancouver, WA · Mar 26, 2018 → Aug 13, 2019 · 2 filings
  • Aug 13, 2019 · D · $750,000 sold of $1,250,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 26, 2018 · D · $1,272,774 sold of $1,500,000 · 25 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.2M from 25 investors (100% of the $1.25M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OO
Other Health Care

OMNI ORTHOPAEDICS INC

Raynham, MA · Apr 22, 2014 → Jun 11, 2018 · 5 filings
  • Jun 11, 2018 · D · $5,000,000 sold of $12,472,664 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2015 · D · $4,000,000 sold of $4,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 29, 2014 · D/A · $15,925,392 sold of $20,060,392 · 31 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 22, 2014 · D · $15,060,392 sold of $20,060,392 · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 22, 2014 · D · $27,500,000 sold of $27,500,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $27.5M from 31 investors (100% of the $12.5M target) as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Other

Achates Power Inc

San Diego, CA · Oct 5, 2009 → Oct 6, 2017 · 3 filings
  • Oct 6, 2017 · D · $29,818,741 sold of $29,818,741 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 9, 2014 · D · $11,199,997 sold of $21,199,994 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 5, 2009 · D · $12,125,000 sold of $20,000,493 · 8 investors · min. $1 · role: Executive Officer, Director EDGAR ↗

Raised $29.8M from 8 investors (100% of the $29.8M target) as of the latest filing. David is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OT
Biotechnology · group: Oncternal Therapeutics

Oncternal Therapeutics, Inc.

San Diego, CA · Jun 8, 2016 → Sep 27, 2017 · 6 filings
  • Sep 27, 2017 · D · $6,850,397 sold of $11,251,125 · 121 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 23, 2017 · D/A · $17,874,045 sold of $23,504,838 · 111 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 9, 2016 · D/A · $11,281,734 sold of $20,000,000 · 95 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 20, 2016 · D/A · $6,083,738 sold of $20,000,000 · 72 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 8, 2016 · D · $150,000 sold of $3,300,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2016 · D · $13,135,714 sold of $13,135,714 · 26 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.9M from 121 investors (100% of the $11.3M target) as of the latest filing. David is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

G
Pharmaceuticals

GigaGen, Inc.

South San Francisco, CA · Jul 18, 2017
  • Jul 18, 2017 · D · $36,126,542 sold of $36,126,542 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $36.1M from 8 investors (100% of the $36.1M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Other

Fireman's Brew, Inc.

Canoga Park, CA · Apr 18, 2011 → Jul 30, 2015 · 3 filings
  • Jul 30, 2015 · D · $670,625 sold of $5,000,000 · 2 investors · min. $5,000 · role: Executive Officer, Director (Chief Operating Officer, Secretary) EDGAR ↗
  • Sep 25, 2012 · D · $0 sold of $5,000,000 · 0 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 18, 2011 · D · $250,000 sold of $2,000,000 · 1 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $671K from 2 investors (13% of the $5M target) as of the latest filing. David is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

I
Other Technology

ItsOn Inc.

Redwood City, CA · Mar 24, 2010 → Apr 8, 2014 · 6 filings
  • Apr 8, 2014 · D · $12,878,218 sold of $20,381,674 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 31, 2012 · D · $15,550,003 sold of $15,550,003 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 21, 2012 · D · $4,057,775 sold of $7,957,775 · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 5, 2011 · D · $1,500,000 sold of $1,500,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 22, 2011 · D · $3,250,001 sold of $3,743,915 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 24, 2010 · D · $1,750,000 sold of $3,250,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $15.6M from 6 investors (76% of the $20.4M target) as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HP
Other Technology · group: Headwater

Headwater Partners I LLC

Redwood City, CA · Mar 24, 2010 → Jun 29, 2012 · 4 filings
  • Jun 29, 2012 · D/A · $4,250,001 sold of $4,598,889 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 5, 2011 · D/A · $3,250,002 sold of $3,598,890 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 22, 2011 · D · $1,750,002 sold of $2,098,890 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 24, 2010 · D · $1,750,000 sold of $1,750,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $4.25M from 6 investors (92% of the $4.6M target) as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HP
Other Technology · group: Headwater

HEADWATER PARTNERS II LLC

Redwood City, CA · Mar 23, 2011
  • Mar 23, 2011 · D · $1,000,000 sold of $1,000,000 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1M from 6 investors (100% of the $1M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AP
Other

AVEO PHARMACEUTICALS INC

Cambridge, MA · Apr 1, 2009
  • Apr 1, 2009 · D · $30,000,000 sold of $60,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $60.8M from 21 investors (100% of the $60M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Johnson — FL, 37 issuers, Nov 24, 2020 → Jan 27, 2025 · no shared issuer
  • David Johnson — GA, CO, 17 issuers, Aug 28, 2009 → Jan 14, 2026 · no shared issuer
  • David Johnson — MN, 8 issuers, Dec 15, 2010 → Dec 12, 2017 · no shared issuer
  • David Johnson — NY, PA, 5 issuers, Apr 18, 2013 → Jul 8, 2016 · no shared issuer
  • David Johnson — Alberta, Canada (as filed: A0), 4 issuers, Nov 22, 2010 → Feb 26, 2021 · no shared issuer
  • David Johnson — TN, 4 issuers, Sep 29, 2010 → Jan 4, 2019 · no shared issuer
  • David L. Johnson — MO, 3 issuers, Jan 13, 2014 → Jul 17, 2019 · no shared issuer
  • David C. Johnson — NY, 3 issuers, Mar 18, 2009 → Sep 20, 2013 · no shared issuer
  • David Johnson — IL, 2 issuers, Sep 23, 2009 → Jul 14, 2011 · no shared issuer
  • David Lawther Johnson — IN, 2 issuers, Dec 28, 2010 → Jul 14, 2017 · no shared issuer
  • David Johnson — IN, 2 issuers, Nov 19, 2009 → Feb 15, 2024 · no shared issuer
  • David Marvin Slaughter Johnson — MA, 2 issuers, Mar 6, 2020 → Jul 15, 2026 · no shared issuer
  • David Johnson — NM, 1 issuer, May 22, 2025 → Feb 4, 2026 · no shared issuer
  • David J. Johnson — Ontario, Canada (as filed: A6), 1 issuer, Sep 11, 2009 → Mar 7, 2011 · no shared issuer
  • David Johnson — Quebec, Canada (as filed: A8), 1 issuer, Feb 11, 2010 → Feb 11, 2010 · no shared issuer
  • David Johnson — AZ, 1 issuer, Nov 24, 2010 → Jul 23, 2012 · no shared issuer
  • David Johnson — Bermuda (as filed: D0), 1 issuer, Apr 25, 2014 → Apr 25, 2014 · no shared issuer
  • David W. Johnson — TX, 1 issuer, Jan 21, 2015 → Jan 23, 2015 · no shared issuer
  • David Johnson — AR, 1 issuer, Nov 25, 2020 → Nov 25, 2020 · no shared issuer
  • David Johnson — NC, 1 issuer, Apr 16, 2021 → Apr 16, 2021 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Brown

Director · 11 shared filings (3 issuers) · also on 11 other issuers

David Brown is on 14 issuers in total — a repeat sponsor. Their page lists every one.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Giancarlo

Director · 11 shared filings (3 issuers) · also on 6 other issuers

Charles Giancarlo is on 9 issuers in total — a repeat sponsor. Their page lists every one.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Raleigh

Executive Officer, Director · 11 shared filings (3 issuers)

Listed on the same filings as David Johnson. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Langdon Miller

Executive Officer · 10 shared filings (3 issuers)

Listed on the same filings as David Johnson. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Straight

Director · 10 shared filings (3 issuers)

Listed on the same filings as David Johnson. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Cam Gallagher

Director · 9 shared filings (2 issuers) · also on 8 other issuers

Cam Gallagher is on 10 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Scott L. Glenn

Director · 8 shared filings (2 issuers) · also on 11 other issuers

Scott L. Glenn is on 13 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Colowick

Director · 6 shared filings (2 issuers) · also on 8 other issuers

Alan Colowick is on 10 issuers in total — a repeat sponsor. Their page lists every one.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Cam L. Garner

Director · 6 shared filings (1 issuer) · also on 11 other issuers

Cam L. Garner is on 12 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David F. Hale

Director · 6 shared filings (1 issuer) · also on 18 other issuers

David F. Hale is on 19 issuers in total — a repeat sponsor. Their page lists every one.

LO
No photo found yet (own website and image search run after this page is viewed)
Person

Lauren G. Otsuki

Executive Officer · 6 shared filings (1 issuer) · also on 5 other issuers

Lauren G. Otsuki is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James B. Breitmeyer, M.D., Ph.D.

Director, Executive Officer · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Johnson. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

George B. Cipolletti

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

William N. Birnie

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James V. Barrile

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Pool

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Guy Mayer

Director, Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Lannutti

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jayson Punwani

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Johnson. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Clayton D. Knox

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as David Johnson. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Randal J. Barrett

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Min Cui

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Min Cui is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dana McGowan

Executive Officer · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Johnson. Their page shows their other deals.

FR
No photo found yet (own website and image search run after this page is viewed)
Person

Florian Reinaud

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Colabuono

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Johnson. Their page shows their other deals.

LJ
No photo found yet (own website and image search run after this page is viewed)
Person

Leland M. Jones

Director · 3 shared filings (1 issuer) · also on 11 other issuers

Leland M. Jones is on 12 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Convis

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

James Lemke

Director, Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Johnson

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

David J Teece

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Johnson. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

ROGER BAER

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT NOWACZYK

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Cipolletti

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Webber

Director · 3 shared filings (1 issuer) · also on 5 other issuers

Brian Webber is on 6 issuers in total — a repeat sponsor. Their page lists every one.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Miller

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Johnson. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Duffy

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Tallett

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Johnson. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Marianne DeMario

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Tri MacDonald

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

The team behind the deals

H
Sponsor group

Headwater

2 issuers · 7 filings · $5.25M reported sold · 2009–2012

One team, 2 deal companies. David Johnson is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Johnson.

BR
Sponsor group

Berkeley Research

2 issuers · 22 filings · $22.2M reported sold · 2010–2020

One team, 2 deal companies. David Johnson is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Johnson.

OT
Sponsor group

Oncternal Therapeutics

2 issuers · 19 filings · $23.5M reported sold · 2014–2020

One team, 2 deal companies. David Johnson is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Johnson.

S
Sponsor group

Saas

2 issuers · 8 filings · $30.9M reported sold · 2019–2026

One team, 2 deal companies. David Johnson is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Johnson.

Same business address

46 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 17 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

1 Regulation Crowdfunding filing — tap to see each filing
SourceFiledFormIssuerAmount offered (as reported)Amount sold (as reported)Matched on
EDGAR ↗Nov 27, 2017
File 020-23821
Regulation Crowdfunding offering (Form C)
Offering filed · deadline May 3, 2018
Fireman's Brew, Inc.
Woodland Hills, CA
$150,000 target · $1,000,000 maximum
via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)
Not reported on this formsigner name on this filing (David Johnson) + listed as a related person on Form D filings of the same issuer (CIK 1517121) · 85%

Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Johnson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Johnson is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cambridge, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

firemansbrew.com ↗ found on Fireman's Brew, Inc. (firemansbrew.com — Form C 0001670254-17-000355 (issuer website as filed))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

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Securities regulators

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