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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:51 AM ET

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David Johnson

Named as an officer, director or promoter on SEC Form D filings · FL · Nov 24, 2020 → Jan 27, 2025

37deals (issuers)
$507.8Mreported sold
4,694investors
42Form D filings
2020–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Johnson is listed as an executive officer and director on 42 SEC Form D filings by 37 issuers between Nov 2020 and Jan 2025. Largest by amount reported sold: Brushy Slough Energy Opportunity Fund, L.P. (Destin, FL — other real estate — 2022; $27.4M reported sold to 216 investors), Skyles Creek Coal Opportunity Fund, L.P. (Destin, FL — other real estate — 2024; $21.3M reported sold to 282 investors), Lick Fork Coal Opportunity Fund, L.P. (Destin, FL — other real estate — 2025; $20.2M reported sold to 203 investors), Little Wabash Energy Opportunity Fund, L.P. (Destin, FL — other real estate — 2022; $19.5M reported sold to 147 investors), Red Hill Energy Opportunity Fund, L.P. (Destin, FL — other real estate — 2024; $18.9M reported sold to 312 investors) and 32 more (all listed below).

What this means That is a lot of deals — 37 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $507.8M sold in total.

Listed alongside Sandy Bay Partners, LLC (39 shared filings, management entity), Sandy Bay Manager, LLC (25 shared filings, management entity), Avani Kanubaddi (3 shared filings), George W. Kegler (3 shared filings), Sol Mayer (3 shared filings) and 47 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

36 of the issuers belong to the sponsor group Sandy Bay (48 issuers, $630.9M reported sold, 2018–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Sandy Bay has 48 companies on file and $630.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 SEC release, 1 state regulator order, 12 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 42 public filings for David Johnson and found 11 differences, 1 worth asking the sponsor about: David Johnson is no longer listed on the Apr 19, 2023 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Johnson has not run yet — it is joining a line of 28,269 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 1 state regulator order

David L. Johnson Litigation release
SEC · Sep 7, 2005 · Parties as named in the release: David L. Johnson Read the release ↗
same full name in the release title; 36 people with this name in Form D filings; the person's filing state is not named
- Summary Order to Cease and Desist WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Jun 12, 2003 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-02-231-03-TO01 · Parties (regulator's caption): JLA Nordstjärna, Gerald Alan Sherman & David L. Johnson, Respondents -
As listed by the regulator: On June 12, 2003 the Securities Division entered Summary Order to Cease and Desist number S-02-231-03-TO01. … The order requires Respondents to immediately cease and desist from violations of RCW 21.20.140, the anti-fraud portion of the Securities Act. Order / docket ↗ Regulator's list ↗
same full name in the order; 36 people with this name in Form D filings; regulator in WA (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Johnson..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 5 open, 7 closed (disposition not in docket feed)

David Johnson and Patti Ann Scott open
United States Bankruptcy Court, M.D. Florida · No. 8:26-bk-03328 · Filed Apr 21, 2026
Role of David Johnson and Patti Ann Scott: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (FL)
David Johnson open
United States Bankruptcy Court, M.D. Florida · No. 3:25-bk-04302 · Filed Nov 20, 2025
Role of David Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (FL)
David L Johnson and Lisa N Johnson open
United States Bankruptcy Court, M.D. Florida · No. 6:25-bk-03529 · Filed Jun 9, 2025
Role of David L Johnson and Lisa N Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (FL)
David G. Johnson, Jr. closed
United States Bankruptcy Court, D. Massachusetts · No. 24-30290 · Filed Jun 13, 2024 · Closed Aug 13, 2024
Role of David G. Johnson, Jr.: Debtor · Outcome: Case closed 2024-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (MA)
David C. Johnson closed
United States Bankruptcy Court, D. Massachusetts · No. 22-40476 · Filed Jun 27, 2022 · Closed May 18, 2023
Role of David C. Johnson: Debtor · Outcome: Case closed 2023-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (MA)
David A. Johnson and Tamara A. Johnson closed
United States Bankruptcy Court, M.D. Florida · No. 8:21-bk-05746 · Filed Nov 9, 2021 · Closed Feb 8, 2022
Role of David A. Johnson and Tamara A. Johnson: Debtor · Outcome: Case closed 2022-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (FL)
David J. Johnson and Barbara Johnson closed
United States Bankruptcy Court, M.D. Florida · No. 3:21-bk-00751 · Filed Mar 30, 2021 · Closed Jun 30, 2021
Role of David J. Johnson and Barbara Johnson: Debtor · Outcome: Case closed 2021-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (FL)
David L Johnson and Sarita J Silva Glass closed
United States Bankruptcy Court, M.D. Florida · No. 6:20-bk-06516 · Filed Nov 24, 2020 · Closed Mar 3, 2021
Role of David L Johnson and Sarita J Silva Glass: Debtor · Outcome: Case closed 2021-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (FL)
David A. Johnson and Elizabeth H. Johnson open
United States Bankruptcy Court, D. Massachusetts · No. 19-30760 · Filed Sep 24, 2019
Role of David A. Johnson and Elizabeth H. Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (MA)
David C. J. Johnson and Georgia Tsaganis Johnson open
United States Bankruptcy Court, D. Massachusetts · No. 19-10119 · Filed Jan 14, 2019
Role of David C. J. Johnson and Georgia Tsaganis Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (MA)
David Johnson closed
United States Bankruptcy Court, M.D. Florida · No. 8:17-bk-09477 · Filed Nov 8, 2017 · Closed Jan 4, 2019
Role of David Johnson: Debtor · Outcome: Case closed 2019-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (FL)
David Johnson closed
United States Bankruptcy Court, M.D. Florida · No. 8:17-bk-09395 · Filed Nov 6, 2017 · Closed Feb 9, 2018
Role of David Johnson: Debtor · Outcome: Case closed 2018-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4012 federal dockets); 36 people with this name in Form D filings; court in the person's filing state (FL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for David Johnson — 1 worth asking about (compared 42 filings on Oct 24, 2026)

Note · Jan 8, 2021 – Jan 27, 2025

29 filings report more than 10% of the money raised going to insiders

18% of the money raised went to insiders — Lick Fork Coal Opportunity Fund, L.P. · 20% of the money raised went to insiders — Mash Fork Coal Opportunity Fund, L.P. · 18% of the money raised went to insiders — Lick Fork Coal Opportunity Fund, L.P. · 21% of the money raised went to insiders — Hacker Valley Coal Opportunity Fund, L.P. · 21% of the money raised went to insiders — Skyles Creek Coal Opportunity Fund, L.P. · and 24 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · Dec 27, 2024 – Jan 13, 2025

Form D filed 17 days after the first sale — Lick Fork Coal Opportunity Fund, L.P.

The filing says the first sale was Dec 27, 2024. The Form D was filed Jan 13, 2025 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Nov 6, 2020 – Jan 27, 2025

38 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Lick Fork Coal Opportunity Fund, L.P. (latest filing Jan 27, 2025) · No amendment in the last 12 months on an offering that may still be open — Mash Fork Coal Opportunity Fund, L.P. (latest filing Jan 21, 2025) · No amendment in the last 12 months on an offering that may still be open — Hacker Valley Coal Opportunity Fund, L.P. (latest filing Jan 10, 2025) · No amendment in the last 12 months on an offering that may still be open — Skyles Creek Coal Opportunity Fund, L.P. (latest filing Dec 26, 2024) · No amendment in the last 12 months on an offering that may still be open — Sand Run Creek Coal Opportunity Fund, L.P. (latest filing Nov 27, 2024) · and 33 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Aug 5, 2022 – Apr 19, 2023

David Johnson is no longer listed on the Apr 19, 2023 amendment — Enveric Biosciences, Inc.

David Johnson appears on the Aug 5, 2022 Form D (executive officer, director) but not on the Apr 19, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Aug 5, 2022 – Apr 19, 2023

Offering amount changed between filings — Enveric Biosciences, Inc.

The Aug 5, 2022 filing says $8,617,500 offered; the Apr 19, 2023 Form D/A says $12,780,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Nov 16, 2020 – Dec 15, 2021

David Johnson is written 3 different ways on the filings

listed as "David D. Johnson" on 6 filings (from Nov 16, 2020), and "David Johnson" on 35 filings (from Nov 24, 2020), and "David David Johnson" on the Dec 15, 2021 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Oct 5, 2009 – May 7, 2026

Same name, different state: "David Johnson" (CA or MA or WA) is a separate record

This page covers filings where the address state is FL. A separate record, "David Johnson" with address state CA or MA or WA, is listed on 49 filings — most recently by Dash Bio, Inc. (Jul 14, 2026). Both records have filings in the same period (Nov 24, 2020 to Jan 27, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 22, 2025 – Feb 4, 2026

Same name, different state: "David Johnson" (NM) is a separate record

This page covers filings where the address state is FL. A separate record, "David Johnson" with address state NM, is listed on 3 filings — most recently by Nature's Toolbox, Inc. (Feb 4, 2026). The two records do not overlap in time: this page runs Nov 24, 2020 to Jan 27, 2025; the other runs May 22, 2025 to Feb 4, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 28, 2009 – Jan 14, 2026

Same name, different state: "David Johnson" (GA or CO) is a separate record

This page covers filings where the address state is FL. A separate record, "David Johnson" with address state GA or CO, is listed on 28 filings — most recently by Chestnut Oak Ridge Coal Opportunity Fund, L.P. (Jan 14, 2026). Both records have filings in the same period (Nov 24, 2020 to Jan 27, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 18, 2013 – Jul 8, 2016

Same name, different state: "David Johnson" (NY or PA) is a separate record

This page covers filings where the address state is FL. A separate record, "David Johnson" with address state NY or PA, is listed on 20 filings — most recently by Gilson Snow, Inc. (Nov 27, 2023). The two records do not overlap in time: this page runs Nov 24, 2020 to Jan 27, 2025; the other runs Apr 18, 2013 to Jul 8, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 23, 2009 – Jul 14, 2011

Same name, different state: "David Johnson" (IL) is a separate record

This page covers filings where the address state is FL. A separate record, "David Johnson" with address state IL, is listed on 4 filings — most recently by Advanced Diamond Technologies Inc (Jul 14, 2011). The two records do not overlap in time: this page runs Nov 24, 2020 to Jan 27, 2025; the other runs Sep 23, 2009 to Jul 14, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

36 of 39 offerings report sales commissions totalling $22,489,738; 0 report finder's fees; 36 report proceeds to related persons totalling $78,265,294.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 27, 2025 D/A
Lick Fork Coal Opportunity Fund, L.P.
File 021-534857
$876,337$0$3,727,488
Consulting Fee paid to Managing General Partner of the Issuer
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
D.H. Hill Securities, LLLP BrokerCheck CRD 41528 ↗
via Jason Hawke (CRD 4177415 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Rick Martinez (CRD 6524415 ↗)

Infinity Financial Services BrokerCheck CRD 144302 ↗
via Sterling C. Hirsch (CRD 4867105 ↗)

G.A. Repple & Company BrokerCheck CRD 17486 ↗
via Bryan A. Repple (CRD 3200280 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Roger Roemmich (CRD 1293322 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Matthew D. Copley (CRD 6247665 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Nathan Gertler (CRD 7240600 ↗)
EDGAR ↗
Jan 21, 2025 D/A
Mash Fork Coal Opportunity Fund, L.P.
File 021-531085
$1,067,068$0$3,505,097
Consulting Fee paid to Managing General Partner of the Issuer.
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Matthew Copley (CRD 6247665 ↗)
EDGAR ↗
Jan 10, 2025 D
Hacker Valley Coal Opportunity Fund, L.P.
File 021-534832
$754,292$0$3,324,327
Consulting Fee paid to Managing General Partner of the Issuer
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Austin T. Smith (CRD 7538435 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Jeremy S. Ewers (CRD 5839973 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Nickolai Dolya (CRD 3017770 ↗)

Green Vista Capital LLC BrokerCheck CRD 293630 ↗
via Brian James Berling (CRD 4373900 ↗)
EDGAR ↗
Dec 26, 2024 D
Skyles Creek Coal Opportunity Fund, L.P.
File 021-533301
$980,581$0$4,542,162
Consulting Fee paid to Managing General Partner of the Issuer.
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Austin T. Smith (CRD 7538435 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Jeremy S. Ewers (CRD 5839973 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Nickolai Dolya (CRD 3017770 ↗)

Green Vista Capital LLC BrokerCheck CRD 293630 ↗
via Brian James Berling (CRD 4373900 ↗)
EDGAR ↗
Nov 27, 2024 D
Sand Run Creek Coal Opportunity Fund, L.P.
File 021-530612
$147,870$0$1,845,792
Consulting fee paid to Managing General Partner of the Issuer.
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗EDGAR ↗
Jan 12, 2024 D
Red Hill Energy Opportunity Fund, L.P.
File 021-502337
$0$0$2,178,318
Consulting fee paid to Managing General Partner of the Issuer.
None listed on this filingEDGAR ↗
Jan 11, 2024 D
Hawley Ridge Coal Opportunity Fund, L.P.
File 021-502202
$322,655$0$2,004,142
Consulting Fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Daniel S. Pikula (CRD 2563165 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Matthew D. Copley (CRD 6247665 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Nathan H. Gertler (CRD 7240600 ↗)

Green Vista Capital LLC BrokerCheck CRD 293630 ↗
via Brad Whalen (CRD 2582276 ↗)
EDGAR ↗
Dec 28, 2023 D
Ison Fork Coal Opportunity Fund, L.P.
File 021-501041
$443,691$0$1,081,379
Consulting fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Saxony Securities, Inc. BrokerCheck CRD 115547 ↗
via Nathaniel Phillips (CRD 7233794 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Nathan Gertler (CRD 7240600 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Philippus Van Staden (CRD 4489166 ↗)

Aurora Securities BrokerCheck CRD 46147 ↗
via Eric Hornyak (CRD 3021265 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Dustin Bachtel (CRD 7432314 ↗)
EDGAR ↗
Dec 27, 2023 D
Rocky Top Quarry Opportunity Fund, L.P.
File 021-500794
$328,402$0$970,715
Consulting Fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Saxony Securities, Inc. BrokerCheck CRD 115547 ↗
via Nathaniel Phillips (CRD 7233794 ↗)
EDGAR ↗
Nov 22, 2023 D
Bailey Creek Energy Opportunity Fund, L.P.
File 021-497948
$602,795$0$1,925,364
Consulting fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Saxony Securities, Inc. BrokerCheck CRD 115547 ↗
via Nathaniel Phillips (CRD 7233794 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Mikayla Raleigh (CRD 7181755 ↗)
EDGAR ↗
Dec 30, 2022 D
Pounding Mill Coal Opportunity Fund, L.P.
File 021-469287
$413,125$0$3,841,875
Consulting fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
via Andrew Dinkelmeyer (CRD 5597768 ↗)

Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
via Robert L. Annable (CRD 4657825 ↗)

Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
via Vince K. Annable (CRD 1033573 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Mikayla E. Raleigh (CRD 7181755 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Valerie Cummins (CRD 6203544 ↗)

Metric Financial, LLC BrokerCheck CRD 33324 ↗
via Devery R. Cagle (CRD 2981159 ↗)

Patrick Capital Markest, LLC BrokerCheck CRD 16518 ↗
via Nathaniel T. Phillips (CRD 7233794 ↗)

Titan Securities BrokerCheck CRD 131392 ↗
via K. Wayne Hast (CRD 6382578 ↗)
EDGAR ↗
Dec 30, 2022 D
Big Branch Coal Opportunity Fund, L.P.
File 021-469347
$423,065$0$2,285,615
Consulting fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Rick D. Martinez (CRD 6524415 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Jonathan Browning (CRD 2608532 ↗)

IBN Financial Services, Inc. BrokerCheck CRD 42360 ↗
via Robert M. Star (CRD 3235830 ↗)

Metric Financial, LLC BrokerCheck CRD 33324 ↗
via Devery R. Cagle (CRD 2981159 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Brian L. Clark (CRD 4802438 ↗)

Patrick Capital Markest, LLC BrokerCheck CRD 16518 ↗
via Nathaniel T. Phillips (CRD 7233794 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Patrick J. Fox (CRD 6905239 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Sanford G. Simmons (CRD 1018907 ↗)

Saxony Securities Inc. BrokerCheck CRD 115547 ↗
via Sudhir G. Pai (CRD 5928622 ↗)
EDGAR ↗
Dec 29, 2022 D
Andy Trent Coal Opportunity Fund, L.P.
File 021-469087
$318,453$0$4,561,047
Consulting fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
G.A. Repple Company BrokerCheck CRD 17486 ↗
via Bryan A. Repple (CRD 3200280 ↗)

G.A. Repple & Company BrokerCheck CRD 17486 ↗
via Michael W. Mandarino (CRD 4443175 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Phillip Van Staden (CRD 4489166 ↗)
EDGAR ↗
Dec 28, 2022 D
Lower Elk Creek Coal Opportunity Fund, L.P.
File 021-468868
$459,490$0$3,284,380
Consulting fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Nathaniel Phillips (CRD 7233794 ↗)

Great Point Capital BrokerCheck CRD 114203 ↗
via Corey Smith (CRD 4979676 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Jonathan Browning (CRD 2608532 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Valerie Cummins (CRD 6203544 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Brad Whalen (CRD 2582276 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Jon N. Dunwell (CRD 5875674 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Philippus Van Staden (CRD 4489166 ↗)
EDGAR ↗
Dec 28, 2022 D
Monongahela Coal Opportunity Fund, L.P.
File 021-468872
$1,296,361$0$2,467,668
Consulting fee paid to Managing General Partner of the Issuer.
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Eldridge M. Bourque (CRD 6342308 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Scott A. Morris (CRD 5651460 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
via Bobby Kyle Cowand (CRD 2317710 ↗)

Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
via Robert Annable (CRD 4657825 ↗)

Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
via Vincent K. Annable (CRD 1033573 ↗)

D.H. Hill Securities, LLLP BrokerCheck CRD 41528 ↗
via Jason S. Hawke (CRD 4177415 ↗)

Metric Financial LLC BrokerCheck CRD 33324 ↗
via Devery R. Cagle (CRD 2981159 ↗)

Titan Securities BrokerCheck CRD 131392 ↗
via Charles Lanza (CRD 5864178 ↗)

Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗
via Kenneth C. Zupo (CRD 4509502 ↗)
EDGAR ↗
Dec 28, 2022 D
Long Branch Creek Coal Opportunity Fund, L.P.
File 021-468888
$1,427,700$0$2,170,700
Consulting fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Saxony Securities, Inc. BrokerCheck CRD 115547 ↗
via Sudhir Pai (CRD 5928622 ↗)
EDGAR ↗
Dec 15, 2022 D
Tug Fork Coal Opportunity Fund, L.P.
File 021-467646
$1,057,950$0$1,998,350
Consulting fee paid to Managing General Partner of the Issuer.
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Brad Whalen (CRD 2582276 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Jon Dunwell (CRD 5875674 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Phillip Van Staden (CRD 4489166 ↗)
EDGAR ↗
Dec 6, 2022 D
Elm River Energy Opportunity Fund, L.P.
File 021-466649
$911,785$0$2,956,594
Consulting Fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Arkadios Capital BrokerCheck CRD 282710 ↗
via George Terlizzi (CRD 5834250 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via John Hooper McKee (CRD 1931547 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Ronald N. York, Jr. (CRD 4308987 ↗)

G.A. Repple & Company BrokerCheck CRD 17486 ↗
via Bryan Repple (CRD 3200280 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Alexandria M. Schettino (CRD 6816961 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Johnathan N. Browning (CRD 2608532 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Mikayla E. Raleigh (CRD 7181755 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Valerie Cummins (CRD 6203544 ↗)

Metric Financial, LLC BrokerCheck CRD 33324 ↗
via Devery R. Cagle (CRD 2981159 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Nathaniel T. Phillips (CRD 7233794 ↗)
EDGAR ↗
Nov 23, 2022 D
Big Sandy River Coal Opportunity Fund, L.P.
File 021-465790
$1,210,410$0$2,286,330
Consulting fee paid to Managing General Partner of the Issuer.
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Philippus T. Van Staden (CRD 4489166 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Brad Whalen (CRD 2582276 ↗)
EDGAR ↗
Nov 18, 2022 D
Greenbriar Creek Coal Opportunity Fund, L.P.
File 021-465348
$1,464,210$0$2,765,730
Consulting Fee paid to Managing General Partner of the Issuer.
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Brad Whalen (CRD 2582276 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Philip Van Staden (CRD 4489166 ↗)
EDGAR ↗
Nov 18, 2022 D
Brushy Slough Energy Opportunity Fund, L.P.
File 021-465385
$1,269,932$0$5,065,459
Consulting Fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Arkadios Capital BrokerCheck CRD 282710 ↗
via John Hooper McKee (CRD 1931547 ↗)

D.H. Hill Securities, LLLP BrokerCheck CRD 41528 ↗
via Jason Steven Hawke (CRD 4177415 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Mikayla E. Raleigh (CRD 7181755 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Robert Boggess (CRD 5007422 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Nathaniel T. Phillips (CRD 7233794 ↗)
EDGAR ↗
Nov 1, 2022 D
Little Wabash Energy Opportunity Fund, L.P.
File 021-463549
$828,500$0$3,720,700
Consulting Fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets BrokerCheck CRD 16518 ↗
Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Eldridge Michael Bourque (CRD 6342308 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Jason Corey Griggs (CRD 4795395 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Michael Joseph Sievert (CRD 2127441 ↗)

Eagles Coast Capital, LLC BrokerCheck CRD 297477 ↗
via Ilya Igor Falkovich (CRD 5141636 ↗)

G.A. Repple & Company BrokerCheck CRD 17486 ↗
via Bryan Allen Repple (CRD 3200280 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Rick David Martinez (CRD 6524415 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Valerie Cummins (CRD 6203544 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Nathaniel Thomas Phillips (CRD 7233794 ↗)
EDGAR ↗
Oct 18, 2022 D/A
Resnik Lake Mining Opportunity Fund LP
File 021-428345
$513,260$0$1,396,330
Consulting fee paid to Managing General Partner of the Issuer.
Patrick Capital Markets BrokerCheck CRD 16518 ↗
Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Brad Whalen (CRD 2582276 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Philippus Van Staden (CRD 4489166 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Jason Pueschel (CRD 2257351 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Terry Smith (CRD 7320161 ↗)

Titan Securities BrokerCheck CRD 131392 ↗
via Wayne Hast (CRD 6382578 ↗)

Titan Securities BrokerCheck CRD 131392 ↗
via Thomas Shultz (CRD 5614228 ↗)

Titan Securities BrokerCheck CRD 131392 ↗
via Todd Gottel (CRD 6413779 ↗)

Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗
via Kenneth Zupo (CRD 4509502 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Brian Clark (CRD 4802438 ↗)
EDGAR ↗
Aug 5, 2022 D
Enveric Biosciences, Inc.
File 021-455082
$790,950$0$0H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗EDGAR ↗
Jan 6, 2022 D
Drake Energy Opportunity Fund, L.P.
File 021-428230
$858,940$0$1,201,107
Consulting fee paid to the Managing General Partner of the Issuer.
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Roger Allan Roemmich (CRD 1293322 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via John McKee (CRD 1931547 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Jason Griggs (CRD 4795395 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Michael Sievert (CRD 2127441 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Stanley Lewandoski (CRD 4476450 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Chester Payne (CRD 4782341 ↗)

Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
via Robert L. Annable (CRD 4657825 ↗)

Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
via Vince Annable (CRD 1033573 ↗)

D. H. Hill Securities, LLLP BrokerCheck CRD 41528 ↗
via Devery Cagle (CRD 2981159 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Rene Castro (CRD 2559410 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Rick Martinez (CRD 6524415 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Brad Pond (CRD 4505745 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Jonathan Browning (CRD 2608532 ↗)

International Assets Advisory, LLC BrokerCheck CRD 10645 ↗
via Alexander Creede (CRD 6392369 ↗)

International Assets Advisory, LLC BrokerCheck CRD 10645 ↗
via Williams Butcher (CRD 2098675 ↗)

International Assets Advisory, LLC BrokerCheck CRD 10645 ↗
via Jon Dunwell (CRD 5875674 ↗)
EDGAR ↗
Jan 6, 2022 D
Goose Pond Energy Opportunity Fund, L.P.
File 021-428234
$995,278$0$1,483,680
Consulting fee paid to the Managing General Partner of the Issuer.
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Sudhir Pai (CRD 5928622 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Brad Whalen (CRD 2582276 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via James Clements (CRD 5133846 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Philippus Van Staden (CRD 4489166 ↗)
EDGAR ↗
Jan 5, 2022 D
Wildcat Quarry Opportunity Fund, L.P.
File 021-428026
$717,688$0$1,486,822
Consulting Fee paid to the Managing General Partner of the Issuer.
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Sudhir Pai (CRD 5928622 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Terry Tin Sing Tang (CRD 2625824 ↗)
EDGAR ↗
Dec 15, 2021 D
Pintail Energy Opportunity Fund, L.P.
File 021-425085
$133,550$0$899,650
Consulting fee paid to Managing General Partner of the Issuer.
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Scott A. Morris (CRD 5651460 ↗)

Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
via Robert Lloyd Annable (CRD 4657825 ↗)

Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
via Vincent Keith Annable (CRD 1033573 ↗)

International Assets Advisory LLC BrokerCheck CRD 10645 ↗
via Jon Norbert Dunwell (CRD 5875674 ↗)
EDGAR ↗
Dec 7, 2021 D
Canvasback Energy Opportunity Fund, L.P.
File 021-423973
$187,950$0$808,500
Consulting Fee paid to Managing General Partner of the Issuer.
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Jonathan N. Browning (CRD 2608532 ↗)
EDGAR ↗
Nov 30, 2021 D
Powhatan Coal & Energy Opportunity Fund, L.P.
File 021-422899
$346,407$0$1,862,833
Consulting Fee paid to Managing General Partner of the Issuer.
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Eldridge Michael Bourque (CRD 6342308 ↗)

Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
via Robert Lloyd Annable (CRD 4657825 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Ian Christopher McElreath (CRD 4754189 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Sudhir G. Pai (CRD 5928622 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Rene Javier Castro (CRD 2559410 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Robert Lee Boggess (CRD 5007422 ↗)
EDGAR ↗
Sep 30, 2021 D
Teal Energy Opportunity Fund, L.P.
File 021-415265
$303,730$0$1,142,800
Consulting Fee paid to Managing General Partner of the Issuer
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Jonathan N. Browning (CRD 2608532 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Brian James Berling (CRD 4373900 ↗)
EDGAR ↗
Feb 24, 2021 D
Enveric Biosciences, Inc.
File 021-390408
$0$0$0None listed on this filingEDGAR ↗
Jan 20, 2021 D
Enveric Biosciences, Inc.
File 021-386795
$0$0$0None listed on this filingEDGAR ↗
Jan 11, 2021 D
Bowmans Bend Energy Opportunity Fund, L.P.
File 021-385857
$188,467$0$1,079,631
Consulting Fee paid to Managing General Partner of Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Jack Robert Thacker, Jr. (CRD 2754773 ↗)

International Assets Advisory, LLC BrokerCheck CRD 10645 ↗
via Williams Keen Butcher (CRD 2098675 ↗)

International Assets Advisory, LLC BrokerCheck CRD 10645 ↗
via Brandon Barile (CRD 2554323 ↗)
EDGAR ↗
Jan 8, 2021 D
Buck Meadows Mining Opportunity Fund, L.P.
File 021-385623
$177,614$0$1,317,900
Consulting fee paid to Managing General Partner of the Issuer pursuant to a written Management and Consulting Services Agreement.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗EDGAR ↗
Jan 6, 2021 D
Mallard Energy Opportunity Fund, L.P.
File 021-385442
$282,859$0$1,041,702
Consulting fee paid to Managing General Partner of Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Robert Annable (CRD 4657825 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Billy Aycock (CRD 4069907 ↗)

Great Point Capital, LLC BrokerCheck CRD 114203 ↗
via Brad Pond (CRD 4505745 ↗)
EDGAR ↗
Dec 29, 2020 D
Wood Duck Energy Opportunity Fund, L.P.
File 021-384550
$177,356$0$781,700
Consulting Fee paid to Managing General Partner of Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
International Assets Advisory, LLC BrokerCheck CRD 10645 ↗
via Scott Arthur Morris (CRD 5651460 ↗)
EDGAR ↗
Nov 24, 2020 D
Skillet Fork Energy Opportunity Fund, L.P.
File 021-381447
$104,346$0$565,207
Consulting fee paid to Managing General Partner of Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗EDGAR ↗
Nov 16, 2020 D
Sanctuary Energy Opportunity Fund, L.P.
File 021-380685
$106,671$0$688,200
Consulting fee paid to Managing General Partner of Issuer.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 37

Every issuer that named David Johnson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Real Estate · group: Sandy Bay

Lick Fork Coal Opportunity Fund, L.P.

Destin, FL · Jan 13, 2025 → Jan 27, 2025 · 2 filings
  • Jan 27, 2025 · D/A · $20,160,000 sold of $21,960,000 · 203 investors · min. $10,000 · role: Director (Sole Manager of Sandy Bay Manager, LLC) EDGAR ↗
  • Jan 13, 2025 · D · $20,160,000 sold of $21,960,000 · 203 investors · min. $10,000 · role: Director (Sole Manager of Sandy Bay Manager, LLC) EDGAR ↗

Raised $20.2M from 203 investors (92% of the $22M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Mash Fork Coal Opportunity Fund, L.P.

Destin, FL · Dec 4, 2024 → Jan 21, 2025 · 2 filings
  • Jan 21, 2025 · D/A · $17,852,870 sold of $18,060,000 · 190 investors · min. $23,000 · role: Director (Sole Manager of Sandy Bay Manager, LLC.) EDGAR ↗
  • Dec 4, 2024 · D · $17,852,870 sold of $18,060,000 · 190 investors · min. $23,000 · role: Director (Sole Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $17.9M from 190 investors (99% of the $18.1M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Hacker Valley Coal Opportunity Fund, L.P.

Destin, FL · Jan 10, 2025
  • Jan 10, 2025 · D · $15,687,000 sold of $19,230,000 · 254 investors · min. $10,000 · role: Director (Sole Manager of Sandy Bay Manager, LLC) EDGAR ↗

Raised $15.7M from 254 investors (82% of the $19.2M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Skyles Creek Coal Opportunity Fund, L.P.

Destin, FL · Dec 26, 2024
  • Dec 26, 2024 · D · $21,268,307 sold of $21,280,000 · 282 investors · min. $15,000 · role: Director (Sole Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $21.3M from 282 investors (100% of the $21.3M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Sand Run Creek Coal Opportunity Fund, L.P.

Destin, FL · Nov 27, 2024
  • Nov 27, 2024 · D · $8,369,672 sold of $8,460,000 · 57 investors · min. $42,667 · role: Director (Sole Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $8.37M from 57 investors (99% of the $8.46M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Red Hill Energy Opportunity Fund, L.P.

Destin, FL · Jan 12, 2024
  • Jan 12, 2024 · D · $18,941,900 sold of $19,090,000 · 312 investors · min. $10,000 · role: Director (Sole Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $18.9M from 312 investors (99% of the $19.1M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Hawley Ridge Coal Opportunity Fund, L.P.

Destin, FL · Jan 11, 2024
  • Jan 11, 2024 · D · $14,315,300 sold of $14,810,000 · 140 investors · min. $25,000 · role: Director (Sole Manager of Sandy Bay Manager, LLC) EDGAR ↗

Raised $14.3M from 140 investors (97% of the $14.8M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Ison Fork Coal Opportunity Fund, L.P.

Destin, FL · Dec 28, 2023
  • Dec 28, 2023 · D · $9,403,300 sold of $9,613,000 · 77 investors · min. $25,000 · role: Director (Sole Manager of Sandy Bay Manager, LLC) EDGAR ↗

Raised $9.4M from 77 investors (98% of the $9.61M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Rocky Top Quarry Opportunity Fund, L.P.

Destin, FL · Dec 27, 2023
  • Dec 27, 2023 · D · $8,441,000 sold of $8,461,000 · 126 investors · min. $15,000 · role: Director (Sole Manager of Sandy Bay Manager, LLC) EDGAR ↗

Raised $8.44M from 126 investors (100% of the $8.46M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Bailey Creek Energy Opportunity Fund, L.P.

Destin, FL · Nov 22, 2023
  • Nov 22, 2023 · D · $16,742,300 sold of $16,890,000 · 149 investors · min. $11,000 · role: Director (Sole Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $16.7M from 149 investors (99% of the $16.9M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Big Branch Coal Opportunity Fund, L.P.

Destin, FL · Dec 30, 2022
  • Dec 30, 2022 · D · $10,418,000 sold of $10,601,000 · 107 investors · min. $10,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $10.4M from 107 investors (98% of the $10.6M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Pounding Mill Coal Opportunity Fund, L.P.

Destin, FL · Dec 30, 2022
  • Dec 30, 2022 · D · $16,362,380 sold of $16,779,000 · 115 investors · min. $15,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $16.4M from 115 investors (98% of the $16.8M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Andy Trent Coal Opportunity Fund, L.P.

Destin, FL · Dec 29, 2022
  • Dec 29, 2022 · D · $18,767,310 sold of $18,784,000 · 210 investors · min. $10,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $18.8M from 210 investors (100% of the $18.8M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Long Branch Creek Coal Opportunity Fund, L.P.

Destin, FL · Dec 28, 2022
  • Dec 28, 2022 · D · $13,840,000 sold of $13,932,000 · 169 investors · min. $20,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $13.8M from 169 investors (99% of the $13.9M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Monongahela Coal Opportunity Fund, L.P.

Destin, FL · Dec 28, 2022
  • Dec 28, 2022 · D · $14,811,450 sold of $15,058,000 · 150 investors · min. $13,500 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $14.8M from 150 investors (98% of the $15.1M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Lower Elk Creek Coal Opportunity Fund, L.P.

Destin, FL · Dec 28, 2022
  • Dec 28, 2022 · D · $14,399,500 sold of $14,819,000 · 94 investors · min. $20,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $14.4M from 94 investors (97% of the $14.8M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Tug Fork Coal Opportunity Fund, L.P.

Destin, FL · Dec 15, 2022
  • Dec 15, 2022 · D · $11,755,000 sold of $12,462,000 · 104 investors · min. $15,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $11.8M from 104 investors (94% of the $12.5M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Elm River Energy Opportunity Fund, L.P.

Destin, FL · Dec 6, 2022
  • Dec 6, 2022 · D · $16,529,037 sold of $16,530,000 · 150 investors · min. $15,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $16.5M from 150 investors (100% of the $16.5M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Big Sandy River Coal Opportunity Fund, L.P.

Destin, FL · Nov 23, 2022
  • Nov 23, 2022 · D · $13,449,000 sold of $13,452,000 · 87 investors · min. $24,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $13.4M from 87 investors (100% of the $13.5M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Brushy Slough Energy Opportunity Fund, L.P.

Destin, FL · Nov 18, 2022
  • Nov 18, 2022 · D · $27,373,086 sold of $27,377,000 · 216 investors · min. $15,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $27.4M from 216 investors (100% of the $27.4M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Greenbriar Creek Coal Opportunity Fund, L.P.

Destin, FL · Nov 18, 2022
  • Nov 18, 2022 · D · $16,269,000 sold of $16,618,000 · 123 investors · min. $15,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $16.3M from 123 investors (98% of the $16.6M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Little Wabash Energy Opportunity Fund, L.P.

Destin, FL · Nov 1, 2022
  • Nov 1, 2022 · D · $19,456,149 sold of $21,520,000 · 147 investors · min. $25,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $19.5M from 147 investors (90% of the $21.5M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Resnik Lake Mining Opportunity Fund LP

Destin, FL · Jan 7, 2022 → Oct 18, 2022 · 2 filings
  • Oct 18, 2022 · D/A · $12,142,000 sold of $12,143,000 · 127 investors · min. $15,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗
  • Jan 7, 2022 · D · $12,142,000 sold of $12,143,000 · 127 investors · min. $15,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $12.1M from 127 investors (100% of the $12.1M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pharmaceuticals

Enveric Biosciences, Inc.

Cambridge, MA · Jan 20, 2021 → Aug 5, 2022 · 3 filings
  • Aug 5, 2022 · D · $8,617,500 sold of $8,617,500 · 2 investors · min. No minimum reported · role: Executive Officer, Director (Chairman) EDGAR ↗
  • Feb 24, 2021 · D · $0 sold of $8,398,625 · 6 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer and Chairman) EDGAR ↗
  • Jan 20, 2021 · D · $0 sold of $8,249,959 · 6 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer and Chairman) EDGAR ↗

Raised $12.8M from 15 investors (100% of the $8.62M target) as of the latest filing. David is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Goose Pond Energy Opportunity Fund, L.P.

Destin, FL · Jan 6, 2022
  • Jan 6, 2022 · D · $14,879,667 sold of $15,500,000 · 138 investors · min. $20,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $14.9M from 138 investors (96% of the $15.5M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Drake Energy Opportunity Fund, L.P.

Destin, FL · Jan 6, 2022
  • Jan 6, 2022 · D · $12,202,752 sold of $12,420,000 · 121 investors · min. $10,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $12.2M from 121 investors (98% of the $12.4M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Wildcat Quarry Opportunity Fund, L.P.

Destin, FL · Jan 5, 2022
  • Jan 5, 2022 · D · $12,931,898 sold of $12,938,000 · 134 investors · min. $12,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $12.9M from 134 investors (100% of the $12.9M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Pintail Energy Opportunity Fund, L.P.

Destin, FL · Dec 15, 2021
  • Dec 15, 2021 · D · $9,040,451 sold of $9,264,000 · 53 investors · min. $15,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $9.04M from 53 investors (98% of the $9.26M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Canvasback Energy Opportunity Fund, L.P.

Destin, FL · Dec 7, 2021
  • Dec 7, 2021 · D · $8,085,000 sold of $8,310,000 · 23 investors · min. $75,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $8.09M from 23 investors (97% of the $8.31M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Powhatan Coal & Energy Opportunity Fund, L.P.

Destin, FL · Nov 30, 2021
  • Nov 30, 2021 · D · $16,397,866 sold of $16,831,000 · 124 investors · min. $20,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $16.4M from 124 investors (97% of the $16.8M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Teal Energy Opportunity Fund, L.P.

Destin, FL · Sep 30, 2021
  • Sep 30, 2021 · D · $11,499,505 sold of $11,500,000 · 59 investors · min. $25,000 · role: Director (Manager of Sandy Bay Manager, LLC) EDGAR ↗

Raised $11.5M from 59 investors (100% of the $11.5M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Bowmans Bend Energy Opportunity Fund, L.P.

Destin, FL · Jan 11, 2021
  • Jan 11, 2021 · D · $10,802,474 sold of $11,962,000 · 99 investors · min. $10,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $10.8M from 99 investors (90% of the $12M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Buck Meadows Mining Opportunity Fund, L.P.

Destin, FL · Jan 8, 2021
  • Jan 8, 2021 · D · $11,459,000 sold of $11,640,000 · 128 investors · min. $15,000 · role: Director (Manager of Sandy Bay Manager LLC.) EDGAR ↗

Raised $11.5M from 128 investors (98% of the $11.6M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Mallard Energy Opportunity Fund, L.P.

Destin, FL · Jan 6, 2021
  • Jan 6, 2021 · D · $10,511,679 sold of $10,538,000 · 80 investors · min. $10,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $10.5M from 80 investors (100% of the $10.5M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Wood Duck Energy Opportunity Fund, L.P.

Destin, FL · Dec 29, 2020
  • Dec 29, 2020 · D · $7,817,000 sold of $8,005,000 · 28 investors · min. $6,000 · role: Director (Partner and Manager of Manager of Issuer.) EDGAR ↗

Raised $7.82M from 28 investors (98% of the $8.01M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Skillet Fork Energy Opportunity Fund, L.P.

Destin, FL · Nov 24, 2020
  • Nov 24, 2020 · D · $5,797,000 sold of $5,814,000 · 40 investors · min. $25,000 · role: Director (Member and Manager of Sandy Bay Partners, LLC.) EDGAR ↗

Raised $5.8M from 40 investors (100% of the $5.81M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Sandy Bay

Sanctuary Energy Opportunity Fund, L.P.

Destin, FL · Nov 16, 2020
  • Nov 16, 2020 · D · $6,882,000 sold of $6,898,000 · 63 investors · min. $20,000 · role: Director (Manager of Sandy Bay Manager, LLC.) EDGAR ↗

Raised $6.88M from 63 investors (100% of the $6.9M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Johnson — GA, CO, 17 issuers, Aug 28, 2009 → Jan 14, 2026 · no shared issuer
  • David Johnson — CA, MA, WA, 17 issuers, Oct 5, 2009 → May 7, 2026 · no shared issuer
  • David Johnson — MN, 8 issuers, Dec 15, 2010 → Dec 12, 2017 · no shared issuer
  • David Johnson — NY, PA, 5 issuers, Apr 18, 2013 → Jul 8, 2016 · no shared issuer
  • David Johnson — Alberta, Canada (as filed: A0), 4 issuers, Nov 22, 2010 → Feb 26, 2021 · no shared issuer
  • David Johnson — TN, 4 issuers, Sep 29, 2010 → Jan 4, 2019 · no shared issuer
  • David L. Johnson — MO, 3 issuers, Jan 13, 2014 → Jul 17, 2019 · no shared issuer
  • David C. Johnson — NY, 3 issuers, Mar 18, 2009 → Sep 20, 2013 · no shared issuer
  • David Johnson — IL, 2 issuers, Sep 23, 2009 → Jul 14, 2011 · no shared issuer
  • David Lawther Johnson — IN, 2 issuers, Dec 28, 2010 → Jul 14, 2017 · no shared issuer
  • David Johnson — IN, 2 issuers, Nov 19, 2009 → Feb 15, 2024 · no shared issuer
  • David Marvin Slaughter Johnson — MA, 2 issuers, Mar 6, 2020 → Jul 15, 2026 · no shared issuer
  • David Johnson — NM, 1 issuer, May 22, 2025 → Feb 4, 2026 · no shared issuer
  • David J. Johnson — Ontario, Canada (as filed: A6), 1 issuer, Sep 11, 2009 → Mar 7, 2011 · no shared issuer
  • David Johnson — Quebec, Canada (as filed: A8), 1 issuer, Feb 11, 2010 → Feb 11, 2010 · no shared issuer
  • David Johnson — AZ, 1 issuer, Nov 24, 2010 → Jul 23, 2012 · no shared issuer
  • David Johnson — Bermuda (as filed: D0), 1 issuer, Apr 25, 2014 → Apr 25, 2014 · no shared issuer
  • David W. Johnson — TX, 1 issuer, Jan 21, 2015 → Jan 23, 2015 · no shared issuer
  • David Johnson — AR, 1 issuer, Nov 25, 2020 → Nov 25, 2020 · no shared issuer
  • David Johnson — NC, 1 issuer, Apr 16, 2021 → Apr 16, 2021 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Sandy Bay Partners, LLC

Director · 39 shared filings (36 issuers)

Sandy Bay Partners, LLC is on 36 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Sandy Bay Manager, LLC

Director · 25 shared filings (22 issuers)

Sandy Bay Manager, LLC is on 22 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Sandy Bay D. Manager, LLC

Director · 2 shared filings (2 issuers)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

RLMOF Manager, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

MFCOF Manager, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

LFCOF Manager, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

Skillet Fork Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

SEOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

BBEOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

BMMOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

MEOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

TEOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

PEOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

CEOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

PCEOF Manager LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

GPEOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

DEOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

WQOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

BBCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

PMCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

ATCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

LBCCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

MCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

LECCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

TFCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

EREOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

BSRCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

BSEOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

GCCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

LWEOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

IFCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

RTQOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

BCEOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

RHEOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

HRCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

SCCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

SRCCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

Management entity

HVCOF Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

George W. Kegler

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Avani Kanubaddi

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

The team behind the deals

Sponsor group

Sandy Bay

48 issuers · 55 filings · $630.9M reported sold · 2018–2026

One team, 48 deal companies. David Johnson is listed on 36 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Johnson.

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 37 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Johnson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 37 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Johnson is listed on: none on file. No website or social profile named in Brushy Slough Energy Opportunity Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #139,396 of 374,652 in line (1,346 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Destin, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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