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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

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DJ
No photo found yet (own website and image search run after this page is viewed)

David Johnson

Named as an officer, director or promoter on SEC Form D filings · NC · Apr 16, 2021 → Apr 16, 2021

1deal (issuers)
$21.7Mreported sold
4investors
1Form D filing
2021year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:49 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Johnson is listed as a director on 1 SEC Form D filing by 1 issuer in Apr 2021: Liquidia Corp (Morrisville, NC — biotechnology — 2021; $21.7M reported sold to 4 investors).

What this means One deal on file with the SEC, filed Apr 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside ARTHUR KIRSCH (1 shared filing), Damian deGoa (1 shared filing), JOANNA HOROBIN (1 shared filing), KATHERINE RIELLY-GAUVIN (1 shared filing), Michael Kaseta (1 shared filing) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuer belongs to the sponsor group Envisia Therapeutics (5 issuers, $71.8M reported sold, 2009–2021).

What this means A sponsor group is one team that sets up a new company for each deal. Envisia Therapeutics has 5 companies on file and $71.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 1 state regulator order listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for David Johnson and found 5 differences: Same name, different state: "David Johnson" (CA or MA or WA) is a separate record; Same name, different state: "David Johnson" (NM) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Johnson has not run yet — it is joining a line of 18,197 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:49 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 1 state regulator order

David L. Johnson Litigation release
SEC · Sep 7, 2005 · Parties as named in the release: David L. Johnson Read the release ↗
same full name in the release title; 36 people with this name in Form D filings; the person's filing state is not named
- Summary Order to Cease and Desist WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Jun 12, 2003 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-02-231-03-TO01 · Parties (regulator's caption): JLA Nordstjärna, Gerald Alan Sherman & David L. Johnson, Respondents -
As listed by the regulator: On June 12, 2003 the Securities Division entered Summary Order to Cease and Desist number S-02-231-03-TO01. … The order requires Respondents to immediately cease and desist from violations of RCW 21.20.140, the anti-fraud portion of the Securities Act. Order / docket ↗ Regulator's list ↗
same full name in the order; 36 people with this name in Form D filings; regulator in WA (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Johnson..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:49 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for David Johnson (compared 1 filing on Oct 24, 2026)

Note · Oct 5, 2009 – May 7, 2026

Same name, different state: "David Johnson" (CA or MA or WA) is a separate record

This page covers filings where the address state is NC. A separate record, "David Johnson" with address state CA or MA or WA, is listed on 49 filings — most recently by Dash Bio, Inc. (Jul 14, 2026). Both records have filings in the same period (Apr 16, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Johnson (CA,MA,WA) — PartnerFacts page ↗Form D · Jul 14, 2026 ↗Dash Bio, Inc. — PartnerFacts page ↗David Johnson (NC) — this page ↗
Sources
Note · May 22, 2025 – Feb 4, 2026

Same name, different state: "David Johnson" (NM) is a separate record

This page covers filings where the address state is NC. A separate record, "David Johnson" with address state NM, is listed on 3 filings — most recently by Nature's Toolbox, Inc. (Feb 4, 2026). The two records do not overlap in time: this page has one filing dated Apr 16, 2021; the other runs May 22, 2025 to Feb 4, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Johnson (NM) — PartnerFacts page ↗Form D/A · Feb 4, 2026 ↗Nature's Toolbox, Inc. — PartnerFacts page ↗David Johnson (NC) — this page ↗
Sources
Note · Aug 28, 2009 – Jan 14, 2026

Same name, different state: "David Johnson" (GA or CO) is a separate record

This page covers filings where the address state is NC. A separate record, "David Johnson" with address state GA or CO, is listed on 28 filings — most recently by Chestnut Oak Ridge Coal Opportunity Fund, L.P. (Jan 14, 2026). Both records have filings in the same period (Apr 16, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Johnson (GA,CO) — PartnerFacts page ↗Form D/A · Jan 14, 2026 ↗Chestnut Oak Ridge Coal Opportunity Fund, L.P. — PartnerFacts page ↗David Johnson (NC) — this page ↗
Sources
Note · Nov 24, 2020 – Jan 27, 2025

Same name, different state: "David Johnson" (FL) is a separate record

This page covers filings where the address state is NC. A separate record, "David Johnson" with address state FL, is listed on 42 filings — most recently by Lick Fork Coal Opportunity Fund, L.P. (Jan 27, 2025). Both records have filings in the same period (Apr 16, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Johnson (FL) — PartnerFacts page ↗Form D/A · Jan 27, 2025 ↗Lick Fork Coal Opportunity Fund, L.P. — PartnerFacts page ↗David Johnson (NC) — this page ↗
Sources
Note · Apr 18, 2013 – Jul 8, 2016

Same name, different state: "David Johnson" (NY or PA) is a separate record

This page covers filings where the address state is NC. A separate record, "David Johnson" with address state NY or PA, is listed on 20 filings — most recently by Gilson Snow, Inc. (Nov 27, 2023). The two records do not overlap in time: this page has one filing dated Apr 16, 2021; the other runs Apr 18, 2013 to Jul 8, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Johnson (NY,PA) — PartnerFacts page ↗Form D · Nov 27, 2023 ↗Gilson Snow, Inc. — PartnerFacts page ↗David Johnson (NC) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 16, 2021 D
Liquidia Corp
File 021-396169
$0$0$0 (est.)
None other than to executive officers in their roles as employees and to directors in their roles as directors.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Johnson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LC
Biotechnology · group: Envisia Therapeutics

Liquidia Corp

Morrisville, NC · Apr 16, 2021
  • Apr 16, 2021 · D · $21,737,613 sold of $21,737,613 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $21.7M from 4 investors (100% of the $21.7M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Johnson — FL, 37 issuers, Nov 24, 2020 → Jan 27, 2025 · no shared issuer
  • David Johnson — GA, CO, 17 issuers, Aug 28, 2009 → Jan 14, 2026 · no shared issuer
  • David Johnson — CA, MA, WA, 17 issuers, Oct 5, 2009 → May 7, 2026 · no shared issuer
  • David Johnson — MN, 8 issuers, Dec 15, 2010 → Dec 12, 2017 · no shared issuer
  • David Johnson — NY, PA, 5 issuers, Apr 18, 2013 → Jul 8, 2016 · no shared issuer
  • David Johnson — Alberta, Canada (as filed: A0), 4 issuers, Nov 22, 2010 → Feb 26, 2021 · no shared issuer
  • David Johnson — TN, 4 issuers, Sep 29, 2010 → Jan 4, 2019 · no shared issuer
  • David L. Johnson — MO, 3 issuers, Jan 13, 2014 → Jul 17, 2019 · no shared issuer
  • David C. Johnson — NY, 3 issuers, Mar 18, 2009 → Sep 20, 2013 · no shared issuer
  • David Johnson — IL, 2 issuers, Sep 23, 2009 → Jul 14, 2011 · no shared issuer
  • David Lawther Johnson — IN, 2 issuers, Dec 28, 2010 → Jul 14, 2017 · no shared issuer
  • David Johnson — IN, 2 issuers, Nov 19, 2009 → Feb 15, 2024 · no shared issuer
  • David Marvin Slaughter Johnson — MA, 2 issuers, Mar 6, 2020 → Jul 15, 2026 · no shared issuer
  • David Johnson — NM, 1 issuer, May 22, 2025 → Feb 4, 2026 · no shared issuer
  • David J. Johnson — Ontario, Canada (as filed: A6), 1 issuer, Sep 11, 2009 → Mar 7, 2011 · no shared issuer
  • David Johnson — Quebec, Canada (as filed: A8), 1 issuer, Feb 11, 2010 → Feb 11, 2010 · no shared issuer
  • David Johnson — AZ, 1 issuer, Nov 24, 2010 → Jul 23, 2012 · no shared issuer
  • David Johnson — Bermuda (as filed: D0), 1 issuer, Apr 25, 2014 → Apr 25, 2014 · no shared issuer
  • David W. Johnson — TX, 1 issuer, Jan 21, 2015 → Jan 23, 2015 · no shared issuer
  • David Johnson — AR, 1 issuer, Nov 25, 2020 → Nov 25, 2020 · no shared issuer

People around David 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Bloch

Director · 1 shared filing (1 issuer) · also on 12 other issuers

Stephen Bloch is on 13 issuers in total — a repeat sponsor. Their page lists every one.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Manning

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Paul Manning is on 9 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Damian deGoa

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Johnson. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Raman Singh

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Johnson. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

ARTHUR KIRSCH

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David Johnson. Their page shows their other deals.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

KATHERINE RIELLY-GAUVIN

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Johnson. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

JOANNA HOROBIN

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Johnson. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Kaseta

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David Johnson. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Roger A. Jeffs

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Johnson. Their page shows their other deals.

The team behind the deals

ET
Sponsor group

Envisia Therapeutics

5 issuers · 13 filings · $71.8M reported sold · 2009–2021

One team, 5 deal companies. David Johnson is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Johnson.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Johnson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Johnson is listed on: none on file. No website or social profile named in Liquidia Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #194,897 of 374,652 in line (17 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Morrisville, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Carolina eCourts portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

North Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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