PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:09 AM ET

Sponsor Check › Person

David Johnson

Related person on Form D filings · address state as listed: MN · listed Dec 15, 2010 → Dec 12, 2017

8issuers
38Form D filings
2010–2017years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

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3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

24 of 32 offerings report sales commissions totalling $2,285,411; 0 report finder's fees; 12 report proceeds to related persons totalling $2,250,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Dec 12, 2017 D
File 021-300541
$104,000 (est.)$0$0David Weinstein BrokerCheck CRD 130645 ↗
via Dawson James Securities, Inc. (CRD 130645 ↗)
EDGAR ↗Feb 16, 2017 D/A
File 021-278214
$0$0$0None listed on this filing
EDGAR ↗Sep 9, 2015 D
File 021-247277
$0$0$0None listed on this filing
EDGAR ↗Sep 4, 2015 D
File 021-247121
$0$0$0None listed on this filing
EDGAR ↗Jul 17, 2015 D
File 021-243962
$40,000 (est.)$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Aug 6, 2014 D
File 021-222338
$0$0$99,000 (est.)
Estimated amount for salary and stipends to officers and directors based on assumption that remaining $855,369 aggregate amount of securities is actually sold.
None listed on this filing
EDGAR ↗Jul 24, 2014 D
File 021-221742
$0$0$80,000 (est.)
Salary and stipends due to officers and directors.
None listed on this filing
EDGAR ↗Jun 26, 2014 D
File 021-219897
$235,000 (est.)$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Mar 13, 2014 D
File 021-213479
$169,000 (est.)$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Feb 20, 2014 D
File 021-212222
$14,593$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Feb 5, 2014 D
File 021-211377
$0$0$50,000 (est.)
Salaries
None listed on this filing
EDGAR ↗Jan 7, 2014 D
File 021-209462
$45,000$0$39,000Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Jul 24, 2013 D
File 021-200135
$64,149$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Jun 20, 2013 D/A
File 021-197398
$80,000$0$50,000 (est.)
Salaries
Brookline Group, LLC BrokerCheck CRD 153587 ↗
via Brookline Group, LLC (CRD 153587 ↗)
EDGAR ↗Mar 25, 2013 D
File 021-193856
$40,000 (est.)$0$40,000 (est.)
Estimated $40,000 used for salary and stipends due to officers.
Brookline Group, LLC BrokerCheck CRD 153587 ↗
via Brookline Group, LLC (CRD 153587 ↗)
EDGAR ↗Feb 22, 2013 D
File 021-192241
$150,000 (est.)$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Feb 11, 2013 D
File 021-191645
$0$0$0 (est.)None listed on this filing
EDGAR ↗Jan 10, 2013 D
File 021-189955
$24,000 (est.)$0$33,000 (est.)
Estimated $33,000 used for salary and stipends due to officers and directors.
Brookline Group, LLC BrokerCheck CRD 153587 ↗
via Brookline Group, LLC (CRD 153587 ↗)
EDGAR ↗Dec 4, 2012 D/A
File 021-180483
$0$0$84,000 (est.)
Executive officer salaries and board chairman fees.
None listed on this filing
EDGAR ↗Nov 30, 2012 D
File 021-187696
$44,250 (est.)$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Jun 19, 2012 D/A
File 021-167717
$75,000 (est.)$0$530,000 (est.)
Estimated amount will be used to pay salaries and compensation of company officers in the ordinary course of business.
Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Mar 15, 2012 D
File 021-174967
$48,750 (est.)$0$530,000 (est.)Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Feb 23, 2012 D/A
File 021-169248
$191,973$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Jul 21, 2011 D
File 021-163279
$80,000 (est.)$0$665,000 (est.)
Estimated amount will be used to pay salaries and compensation of company officers in the ordinary course of business.
Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Apr 13, 2011 D
File 021-158311
$157,197$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Dec 15, 2010 D
File 021-151935
$100,000$0$50,000Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Oct 22, 2010 D
File 021-149472
$21,000$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
via Cedar Point Capital, LLC (CRD 145116 ↗)
EDGAR ↗Sep 16, 2010 D
File 021-147825
$22,750$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Sep 16, 2010 D
File 021-147828
$45,500$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
EDGAR ↗Feb 11, 2010 D
File 021-138658
$165,750$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
via Cedar Point Capital, LLC (CRD 145116 ↗)
EDGAR ↗Oct 23, 2009 D/A
File 021-52003
$275,000 (est.)$0$0Todd Campbell Johnson BrokerCheck CRD 4282375 ↗
via Cedar Point Capital, LLC (CRD 145116 ↗)

David Bruce Johnson BrokerCheck CRD 259171 ↗
via Cedar Point Capital, LLC (CRD 145116 ↗)

James John Chica BrokerCheck CRD 45677 ↗
via Feltl & Company (CRD 6905 ↗)

Roger Kenneth Johnson BrokerCheck CRD 801125 ↗
via Feltl & Company (CRD 6905 ↗)
EDGAR ↗Oct 20, 2009 D
File 021-124698
$92,499$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Predictive Oncology Inc.
group: Dawson
Executive OfficerDec 12, 2017D$1,300,000
similar: $829,831–$9,999,998
$1,300,0001
similar: 2–15
$1,300,000
similar: $10,000–$54,310
EDGAR ↗Real Time Translation, Inc.DirectorFeb 16, 2017D/A$2,000,000
similar: $1,100,015–$10,001,163
$770,0005
similar: 2–14
$20,000
similar: $5,000–$50,000
EDGAR ↗Real Time Translation, Inc.DirectorJan 12, 2017D$2,000,000
similar: $1,100,015–$10,001,163
$250,0003
similar: 2–14
$50,000
similar: $5,000–$50,000
EDGAR ↗Ultra Green Packaging, Inc.DirectorSep 9, 2015D$1,000,000
similar: $1,000,000–$7,247,539
$130,0004
similar: 2–13
No minimum reported
similar: $10,000–$60,000
EDGAR ↗Real Time Translation, Inc.DirectorSep 4, 2015D$8,050,000
similar: $1,100,015–$10,001,163
$100,0001
similar: 2–14
$50,000
similar: $5,000–$50,000
EDGAR ↗Argos Risk LLCDirector, PromoterJul 17, 2015D$400,000
similar: $1,100,015–$10,001,163
$200,0001
similar: 2–14
$50,000
similar: $5,000–$50,000
EDGAR ↗Predictive Oncology Inc.
group: Dawson
Executive OfficerAug 6, 2014D$977,565
similar: $829,831–$9,999,998
$122,1961
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Predictive Oncology Inc.
group: Dawson
Executive OfficerJul 24, 2014D$733,174
similar: $829,831–$9,999,998
$733,1742
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Ultra Green Packaging, Inc.DirectorJun 26, 2014D$8,000,000
similar: $1,000,000–$7,247,539
$00
similar: 2–13
$100,000
similar: $10,000–$60,000
EDGAR ↗Argos Risk LLCDirectorMar 13, 2014D$1,300,000
similar: $1,100,015–$10,001,163
$700,0003
similar: 2–14
$50,000
similar: $5,000–$50,000
EDGAR ↗Dgimed Ortho, Inc.DirectorFeb 20, 2014D$2,500,000
similar: $829,831–$9,999,998
$352,44911
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Predictive Oncology Inc.
group: Dawson
Executive OfficerFeb 5, 2014D$2,055,000
similar: $1,000,000–$7,247,539
$2,055,00016
similar: 2–13
No minimum reported
similar: $10,000–$60,000
EDGAR ↗Real Time Translation, Inc.DirectorJan 7, 2014D$350,000$300,0002$75,000
EDGAR ↗Dgimed Ortho, Inc.DirectorJul 24, 2013D$2,200,000
similar: $829,831–$9,999,998
$845,89034
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Predictive Oncology Inc.
group: Dawson
Executive OfficerJun 20, 2013D/A$1,000,000
similar: $1,000,000–$7,247,539
$1,000,00013
similar: 2–13
$25,000
similar: $10,000–$60,000
EDGAR ↗Predictive Oncology Inc.
group: Dawson
Executive OfficerJun 3, 2013D$1,000,000
similar: $1,000,000–$7,247,539
$550,0004
similar: 2–13
$25,000
similar: $10,000–$60,000
EDGAR ↗Predictive Oncology Inc.
group: Dawson
Executive OfficerMar 25, 2013D$500,000
similar: $829,831–$9,999,998
$500,0001
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Argos Risk LLCDirectorFeb 22, 2013D$1,500,000
similar: $1,100,015–$10,001,163
$1,060,0003
similar: 2–14
$50,000
similar: $5,000–$50,000
EDGAR ↗Predictive Oncology Inc.
group: Dawson
Executive OfficerFeb 11, 2013D$500,000
similar: $829,831–$9,999,998
$154,0003
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Predictive Oncology Inc.
group: Dawson
Executive OfficerJan 10, 2013D$300,000
similar: $829,831–$9,999,998
$275,0003
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Predictive Oncology Inc.
group: Dawson
Executive OfficerDec 4, 2012D/A$1,200,000
similar: $829,831–$9,999,998
$623,44725
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Indigo Identityware, Inc.DirectorNov 30, 2012D$1,095,000
similar: $1,100,015–$10,001,163
$885,03418
similar: 2–14
$1,500
similar: $5,000–$50,000
EDGAR ↗Predictive Oncology Inc.
group: Dawson
Executive OfficerJun 29, 2012D$500,000
similar: $829,831–$9,999,998
$154,9907
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Indigo Identityware, Inc.DirectorJun 19, 2012D/A$750,000
similar: $1,100,015–$10,001,163
$550,8963
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Indigo Identityware, Inc.DirectorMar 15, 2012D$750,000
similar: $1,100,015–$10,001,163
$200,8962
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Dgimed Ortho, Inc.DirectorFeb 23, 2012D/A$3,332,530
similar: $829,831–$9,999,998
$3,332,53048
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Dgimed Ortho, Inc.DirectorNov 28, 2011D$2,100,000
similar: $829,831–$9,999,998
$451,01112
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Indigo Identityware, Inc.DirectorOct 24, 2011D$750,000
similar: $1,100,015–$10,001,163
$250,0001
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Indigo Identityware, Inc.DirectorJul 21, 2011D$1,500,000
similar: $1,100,015–$10,001,163
$583,92015
similar: 2–14
$2,625
similar: $5,000–$50,000
EDGAR ↗Dgimed Ortho, Inc.DirectorApr 13, 2011D$2,500,000
similar: $829,831–$9,999,998
$2,124,78044
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Vision Processing Technologies, Inc.DirectorDec 15, 2010D$1,100,000
similar: $1,000,000–$7,247,539
$1,100,0005
similar: 2–13
No minimum reported
similar: $10,000–$60,000
EDGAR ↗Indigo Identityware, Inc.DirectorOct 22, 2010D$1,000,000
similar: $1,100,015–$10,001,163
$300,0003
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Dgimed Ortho, Inc.DirectorSep 16, 2010D$2,000,000
similar: $829,831–$9,999,998
$550,0003
similar: 2–15
$50,000
similar: $10,000–$54,310
EDGAR ↗Dgimed Ortho, Inc.DirectorSep 16, 2010D$1,500,000
similar: $829,831–$9,999,998
$1,025,0007
similar: 2–15
$50,000
similar: $10,000–$54,310
EDGAR ↗Indigo Identityware, Inc.DirectorFeb 11, 2010D$1,500,000
similar: $1,100,015–$10,001,163
$1,275,00013
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Incisive Surgical, Inc.DirectorOct 23, 2009D/A$2,500,000
similar: $829,831–$9,999,998
$1,032,50016
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Dgimed Ortho, Inc.DirectorOct 20, 2009D$4,500,000
similar: $829,831–$9,999,998
$924,9967
similar: 2–15
$75,000
similar: $10,000–$54,310
EDGAR ↗Incisive Surgical, Inc.DirectorJul 30, 2009D$2,500,000
similar: $829,831–$9,999,998
$150,0003
similar: 2–15
No minimum reported
similar: $10,000–$54,310

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); Other Technology / 506(b) (17,390 filings); Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • David Johnson — address state FL, 37 issuers, Nov 24, 2020 → Jan 27, 2025
  • David Johnson — address state GA,CO, 17 issuers, Aug 28, 2009 → Jan 14, 2026
  • David Johnson — address state CA,MA,WA, 17 issuers, Oct 5, 2009 → May 7, 2026
  • David Johnson — address state NY,PA, 5 issuers, Apr 18, 2013 → Jul 8, 2016
  • David Johnson — address state A0, 4 issuers, Nov 22, 2010 → Feb 26, 2021
  • David Johnson — address state TN, 4 issuers, Sep 29, 2010 → Jan 4, 2019
  • David L. Johnson — address state MO, 3 issuers, Jan 13, 2014 → Jul 17, 2019
  • David C. Johnson — address state NY, 3 issuers, Mar 18, 2009 → Sep 20, 2013
  • David Johnson — address state IL, 2 issuers, Sep 23, 2009 → Jul 14, 2011
  • David Lawther Johnson — address state IN, 2 issuers, Dec 28, 2010 → Jul 14, 2017
  • David Johnson — address state IN, 2 issuers, Nov 19, 2009 → Feb 15, 2024
  • David Marvin Slaughter Johnson — address state MA, 2 issuers, Mar 6, 2020 → Jul 15, 2026
  • David Johnson — address state NM, 1 issuer, May 22, 2025 → Feb 4, 2026
  • David J. Johnson — address state A6, 1 issuer, Sep 11, 2009 → Mar 7, 2011
  • David Johnson — address state A8, 1 issuer, Feb 11, 2010 → Feb 11, 2010
  • David Johnson — address state AZ, 1 issuer, Nov 24, 2010 → Jul 23, 2012
  • David Johnson — address state D0, 1 issuer, Apr 25, 2014 → Apr 25, 2014
  • David W. Johnson — address state TX, 1 issuer, Jan 21, 2015 → Jan 23, 2015
  • David Johnson — address state AR, 1 issuer, Nov 25, 2020 → Nov 25, 2020
  • David Johnson — address state NC, 1 issuer, Apr 16, 2021 → Apr 16, 2021

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as David Johnson. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Thomas J. McGoldrick — 11 shared filings (1 issuer) · role as listed: Director
  • Andrew P. Reding — 11 shared filings (1 issuer) · role as listed: Director
  • Curt Arvidson — 10 shared filings (2 issuers) · role as listed: Director
  • Ricardo Koenigsberger — 10 shared filings (1 issuer) · role as listed: Director
  • Joshua Kornberg — 10 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Norman Dann — 8 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Scott P. Youngstrom — 8 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 3 other issuers
  • Mark A. McMahan — 8 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Dan W. Gladney — 8 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Peter L. Morawetz — 7 shared filings (1 issuer) · role as listed: Director
  • Lawrence W. Gadbaw — 7 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Franck L. Gougeon — 7 shared filings (1 issuer) · role as listed: Director
  • John Woodward — 7 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Thomas Rheineck — 6 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Thomas Hoghaug — 6 shared filings (1 issuer) · role as listed: Director
  • Bob Myers — 6 shared filings (1 issuer) · role as listed: Executive Officer
  • Robert Hoghaug — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Robert Myers — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Ramon Gustilo, M.D. — 4 shared filings (1 issuer) · role as listed: Director
  • Michael Coughlin — 4 shared filings (1 issuer) · role as listed: Director
  • Charles S. Howerton — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Arnold Leonard — 4 shared filings (1 issuer) · role as listed: Director
  • Philip I. Smith — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter
  • William Szlaius — 3 shared filings (1 issuer) · role as listed: Director
  • Tom Schlangen — 3 shared filings (1 issuer) · role as listed: Director
  • Lori Frank — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Sam Richter — 3 shared filings (1 issuer) · role as listed: Director
  • Arnon Dreyfuss — 3 shared filings (1 issuer) · role as listed: Director
  • Frank Mancuso — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • John Grove — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Louis Provenzano — 3 shared filings (1 issuer) · role as listed: Director
  • Jeffrey Munks — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Richard Roeser — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Andrea Reiser — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • David M. Stoen — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Ronald W. McClurg — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Joseph M. Gryskiewicz, M.D., F.A.C.S. — 2 shared filings (1 issuer) · role as listed: Director
  • David B. Herridge — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Phillip T. Levin — 2 shared filings (1 issuer) · role as listed: Director
  • Hugh Bradley — 2 shared filings (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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