PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:27 AM ET

Sponsor Check › Sponsor group

D

Dawson

One sponsor team, 2 deal companies · Boca Raton, FL

Grouped because: 2 shared people (automatic match from the filings) · not the same sponsor?

2deal companies
$3.1Mreported sold
51investors
8Form D filings
2013–2019active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Apr 15, 2019 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Dawson is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people; automatic match from the filings), filing 8 Form D filings between May 2013 and Apr 2019.

What this means One team, 2 deal companies, about 6 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $3.1M to 51 investors (latest filing per issuer). Industries as reported: Investment Banking (1), Other Health Care (1). Issuers are based in FL (1), PA (1).

What this means $3.1M raised across the group, about $61K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: R. Douglas Armstrong (2 issuers, executive officer and director), Robert D. Keyser JR. (2 issuers, executive officer, director, and promoter), Douglas Armstrong (1 issuer, executive officer and director), Donald Shek (1 issuer, executive officer), Gerald J. Vardzel JR. (1 issuer, executive officer and director) and 2 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Apr 15, 2019.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 8 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Dawson and found 9 differences, 2 worth asking the sponsor about: Form D filed 471 days after the first sale; DOUGLAS ARMSTRONG is no longer listed on the Apr 23, 2018 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Dawson has not run yet — it is joining a line of 16,371 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

8 cases: 3 dismissed, 3 closed (disposition not in docket feed), 1 open, 1 judgment

Schwarzmann v. Dawson James Securities, Inc. dismissed
District Court, E.D. Virginia · No. 1:09-cv-00683 · Filed Jun 19, 2009 · Closed Sep 2, 2009 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Dawson James Securities, Inc.: Defendant · Outcome: Terminated 2009-09-02 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; court in VA (not the issuer's state)
Davis v. Dawson Inc closed matched at sponsor-group level (Dawson)
District Court, N.D. Illinois · No. 3:97-cv-50324 · Filed Sep 8, 1997 · Closed Sep 8, 1997
Role of Dawson Inc: Defendant · Outcome: Terminated 1997-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 1997, issuer incorporated 2016
Davis v. Dawson, Inc. open matched at sponsor-group level (Dawson)
District Court, D. Massachusetts · No. 1:97-mc-10501 · Filed Sep 8, 1997
Role of Dawson, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MA (not the issuer's state); filed 1997, issuer incorporated 2016
Davis v. Dawson Inc closed matched at sponsor-group level (Dawson)
District Court, N.D. Alabama · No. 2:96-cv-02764 · Filed Nov 8, 1996 · Closed Apr 24, 1997
Role of Dawson Inc: Defendant · Outcome: Terminated 1997-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AL (not the issuer's state); filed 1996, issuer incorporated 2016
Davis v. Dawson Inc closed matched at sponsor-group level (Dawson)
District Court, N.D. Illinois · No. 1:96-cv-05000 · Filed Aug 13, 1996 · Closed Aug 13, 1996
Role of Dawson Inc: Defendant · Outcome: Terminated 1996-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 1996, issuer incorporated 2016
Davis v. Dawson, Inc. dismissed matched at sponsor-group level (Dawson)
District Court, D. Massachusetts · No. 1:95-cv-12255 · Filed Oct 13, 1995 · Closed Jul 16, 1998 · Nature of suit: 190 Other contract actions
Role of Dawson, Inc.: Defendant · Outcome: Terminated 1998-07-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MA (not the issuer's state); filed 1995, issuer incorporated 2016
DAWSON INCORPORATED v. SMITH, VIRGIL WINFORD judgment matched at sponsor-group level (Dawson)
District Court, S.D. Indiana · No. 1:90-cv-01891 · Filed Oct 2, 1990 · Closed Dec 3, 1991 · Nature of suit: 130 Miller act
Role of DAWSON INCORPORATED: Plaintiff · Outcome: Terminated 1991-12-03 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IN (not the issuer's state); filed 1990, issuer incorporated 2016
DAWSON, JAMES A. v. LIRR dismissed
District Court, E.D. New York · No. · Filed Apr 8, 1988 · Closed Apr 19, 1989 · Nature of suit: 330 Federal employers' liability
Role of DAWSON, JAMES A. v. LIRR: Party · Outcome: Terminated 1989-04-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Dawson..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

WILLIAM KAYE AS TRUSTEE OF THE MURRAY LIQUIDATING v. BOHN AND DAWSON, INCORPORATED closed matched at sponsor-group level (Dawson)
United States Bankruptcy Court, M.D. Tennessee · No. 3:05-ap-00754 · Filed Oct 14, 2005 · Closed Jun 5, 2007
Role of DAWSON, INCORPORATED: Defendant · Outcome: Case closed 2007-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TN (not the issuer's state); filed 2005, issuer incorporated 2016
Dawson, Inc. closed matched at sponsor-group level (Dawson)
United States Bankruptcy Court, D. Massachusetts · No. 03-10670 · Filed Jan 27, 2003 · Closed Jul 21, 2009
Role of Dawson, Inc.: Debtor · Outcome: Case closed 2009-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MA (not the issuer's state); filed 2003, issuer incorporated 2016
Dawson Company The closed matched at sponsor-group level (Dawson)
United States Bankruptcy Court, D. Idaho · No. 97-40675 · Filed Jun 30, 1997 · Closed Jul 27, 1998
Role of Dawson Company The: Debtor · Outcome: Case closed 1998-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in ID (not the issuer's state); filed 1997, issuer incorporated 2016
Liquidating Agent For Iron-Oak Supply Corporation v. Dawson Co closed matched at sponsor-group level (Dawson)
United States Bankruptcy Court, E.D. California · No. 93-03463 · Filed Sep 13, 1993 · Closed Oct 31, 1994
Role of Dawson Co: Defendant · Outcome: Case closed 1994-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 1993, issuer incorporated 2016
Youthland Inc. v. Angel Mills/Dawson Inc. closed matched at sponsor-group level (Dawson)
United States Bankruptcy Court, S.D. Ohio · No. 2:92-ap-02310 · Filed Aug 11, 1992 · Closed Dec 17, 1992
Role of Dawson Inc.: Defendant · Outcome: Case closed 1992-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OH (not the issuer's state); filed 1992, issuer incorporated 2016
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

9 differences found between the filings for Dawson — 2 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · Feb 7, 2012 – May 23, 2013

Form D filed 471 days after the first sale — DAWSON JAMES SECURITIES, INC.

The filing says the first sale was Feb 7, 2012. The Form D was filed May 23, 2013 — 471 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 456 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · May 23, 2013 ↗DAWSON JAMES SECURITIES, INC. — PartnerFacts page ↗
Sources
Worth asking · Jan 5, 2018 – Apr 23, 2018

DOUGLAS ARMSTRONG is no longer listed on the Apr 23, 2018 amendment — Helomics Holding Corp

DOUGLAS ARMSTRONG appears on the Jan 5, 2018 Form D (executive officer, director) but not on the Apr 23, 2018 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jan 5, 2018 ↗Form D/A · Apr 23, 2018 ↗DOUGLAS ARMSTRONG — PartnerFacts page ↗Helomics Holding Corp — PartnerFacts page ↗
Sources
Note · Mar 14, 2019 – Apr 15, 2019

Form D filed 32 days after the first sale — DAWSON JAMES SECURITIES, INC.

The filing says the first sale was Mar 14, 2019. The Form D was filed Apr 15, 2019 — 32 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 17 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 15, 2019 ↗DAWSON JAMES SECURITIES, INC. — PartnerFacts page ↗
Sources
Note · Aug 30, 2017 – Sep 25, 2017

Form D filed 26 days after the first sale — DAWSON JAMES SECURITIES, INC.

The filing says the first sale was Aug 30, 2017. The Form D was filed Sep 25, 2017 — 26 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 11 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 25, 2017 ↗DAWSON JAMES SECURITIES, INC. — PartnerFacts page ↗
Sources
Note · Jan 5, 2018 – Apr 23, 2018

Offering amount changed between filings — Helomics Holding Corp

The Jan 5, 2018 filing says $2,000,000 offered; the Apr 23, 2018 Form D/A says $3,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 5, 2018 ↗Form D/A (later) · Apr 23, 2018 ↗Helomics Holding Corp — PartnerFacts page ↗
Sources
Note · Dec 13, 2016 – Mar 27, 2017

Offering amount changed between filings — Helomics Holding Corp

The Dec 13, 2016 filing says $1,500,000 offered; the Mar 27, 2017 Form D/A says $2,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 13, 2016 ↗Form D/A (later) · Mar 27, 2017 ↗Helomics Holding Corp — PartnerFacts page ↗
Sources
Note · Feb 7, 2012 – Apr 15, 2019

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — DAWSON JAMES SECURITIES, INC. (latest filing Apr 15, 2019) · No amendment in the last 12 months on an offering that may still be open — DAWSON JAMES SECURITIES, INC. (latest filing Sep 25, 2017) · No amendment in the last 12 months on an offering that may still be open — Helomics Holding Corp (latest filing Jun 9, 2017) · No amendment in the last 12 months on an offering that may still be open — Helomics Holding Corp (latest filing Mar 27, 2017) · No amendment in the last 12 months on an offering that may still be open — DAWSON JAMES SECURITIES, INC. (latest filing May 23, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 15, 2019 ↗DAWSON JAMES SECURITIES, INC. — PartnerFacts page ↗Form D · Sep 25, 2017 ↗Form D · Jun 9, 2017 ↗
Sources
Note · Apr 23, 2018 – Apr 15, 2019

Member companies were formed in 2 different states

Florida (1), Delaware (1) — out of 2 member issuers. The odd ones out: Helomics Holding Corp (Delaware).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Dawson — sponsor group page ↗Helomics Holding Corp — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 6 offerings report sales commissions totalling $477,100; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 15, 2019 D
DAWSON JAMES SECURITIES, INC.
File 021-337338
$5,000$0$0Dawson James Securities, Inc. BrokerCheck CRD 130645 ↗EDGAR ↗
Apr 23, 2018 D/A
Helomics Holding Corp
File 021-302579
$240,000 (est.)$0$0DAWSON JAMES SECURITES, INC. BrokerCheck CRD 130645 ↗EDGAR ↗
Sep 25, 2017 D
DAWSON JAMES SECURITIES, INC.
File 021-295353
$24,500$0$0Dawson James Securities, Inc. BrokerCheck CRD 130645 ↗EDGAR ↗
Jun 9, 2017 D
Helomics Holding Corp
File 021-288490
$78,000 (est.)$0$0DAWSON JAMES SECURITES, INC. BrokerCheck CRD 130645 ↗EDGAR ↗
Mar 27, 2017 D/A
Helomics Holding Corp
File 021-276138
$129,600 (est.)$0$0DAWSON JAMES SECURITES, INC. BrokerCheck CRD 130645 ↗EDGAR ↗
May 23, 2013 D
DAWSON JAMES SECURITIES, INC.
File 021-196945
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 2 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Dawson in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗DJ DAWSON JAMES SECURITIES, INC.shared peopleBOCA RATON, FLInvestment Banking3$350,000
offering $3,000,000 · similar: $720,689–$5,000,000
3
similar: 1–1
No minimum reported
similar: $1,000–$3,290
2013–2019
EDGAR ↗HH Helomics Holding Corpshared peoplePITTSBURGH, PAOther Health Care5$3,000,000
offering $3,000,000 · similar: $829,831–$9,999,998
48
similar: 2–15
$35,000
similar: $10,000–$54,310
2016–2018

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investment Banking / 506(b) (126 filings); Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Apr 15, 2019DAWSON JAMES SECURITIES, INC.DInvestment Banking$3,000,000$100,000
EDGAR ↗Apr 23, 2018Helomics Holding CorpD/AOther Health Care$3,000,000$3,000,000
EDGAR ↗Jan 5, 2018Helomics Holding CorpDOther Health Care$2,000,000$280,000
EDGAR ↗Sep 25, 2017DAWSON JAMES SECURITIES, INC.DInvestment Banking$2,350,000$350,000
EDGAR ↗Jun 9, 2017Helomics Holding CorpDOther Health Care$975,000$110,000
EDGAR ↗Mar 27, 2017Helomics Holding CorpD/AOther Health Care$2,500,000$1,981,000
EDGAR ↗Dec 13, 2016Helomics Holding CorpDOther Health Care$1,500,000$265,000
EDGAR ↗May 23, 2013DAWSON JAMES SECURITIES, INC.DInvestment Banking$1,500,000$350,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Apr 15, 2019. Industry history, as reported on each offering's latest filing: Previous offerings: Investment Banking (2013), Other Health Care (2016–2017), Investment Banking (2017), Other Health Care (2018). Latest offering: Investment Banking (Apr 15, 2019).

People across the group

NameRolesIssuers hereFirst → last listed
RK ROBERT D. KEYSER JR.Executive Officer, Director, Promoter2May 23, 2013 → Apr 15, 2019
RA R. DOUGLAS ARMSTRONGDirector, Executive Officer2May 23, 2013 → Apr 15, 2019
TH THOMAS W. HANDSExecutive Officer, Director1May 23, 2013 → Apr 15, 2019
GV GERALD J. VARDZEL JR.Executive Officer, Director1Dec 13, 2016 → Apr 23, 2018
RA RICHARD AULICINODirector1Dec 13, 2016 → Apr 23, 2018
DA DOUGLAS ARMSTRONGExecutive Officer, Director1Dec 13, 2016 → Jan 5, 2018
DS Donald ShekExecutive Officer1May 23, 2013 → May 23, 2013

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Dawson.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Dawson as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Dawson's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #256,167 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Export this report as PDF · Premium

Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".

Change history

No corrections have been requested for this page.

Request a correction

Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: BOCA RATON), FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗Pennsylvania Secretary of State business search ↗OpenCorporates ↗