David Miller is listed as a director on 2 SEC Form D filings by 1 issuer between Feb 2010 and Jan 2011: CASTLE HILL TOTAL RETURN FUND LLC (Wilmington, DE — pooled investment fund — 2010–2011; $40.1M reported sold to 14 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andrew Ashworth (2 shared filings) and Simon Airey (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
The issuer belongs to the sponsor group Castle Hill Total Return (2 issuers, $46M reported sold, 2010–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Castle Hill Total Return has 2 companies on file and $46M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 SEC releases, 2 state regulator orders, 2 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for David Miller and found 8 differences, 1 worth asking the sponsor about: David Miller is no longer listed on the Jan 24, 2012 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.