PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:04 AM ET

Sponsor Check › Person

David Miller

Related person on Form D filings · address state as listed: NY · listed Oct 31, 2014 → Oct 30, 2025

21issuers
31Form D filings
2014–2025years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

7 of 22 offerings report sales commissions totalling $79,822,350; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 30, 2025 D
File 021-562487
$0$0$0None listed on this filing
EDGAR ↗Jan 15, 2025 D
File 021-535295
$0$0$0None listed on this filing
EDGAR ↗Aug 13, 2024 D
File 021-521408
$0$0$0None listed on this filing
EDGAR ↗Mar 11, 2024 D
File 021-507246
$0$0$0None listed on this filing
EDGAR ↗Jan 25, 2024 D/A
File 021-455988
$12,300,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Morgan Stanley Bank Asia Limited no CRD number reported
Morgan Stanley Asia International Limited, Singapore Branch no CRD number reported
Morgan Stanley Wealth Management Australia Pty Ltd no CRD number reported
EDGAR ↗Jan 25, 2024 D/A
File 021-464345
$12,300,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗Dec 4, 2023 D/A
File 021-422516
$9,116,100 (est.)$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
CHARLES SCHWAB & CO., INC. BrokerCheck CRD 5393 ↗
LPL FINANCIAL LLC BrokerCheck CRD 6413 ↗
ARVEST WEALTH MANAGEMENT BrokerCheck CRD 42057 ↗
EDGAR ↗Oct 2, 2023 D
File 021-493575
$0$0$0None listed on this filing
EDGAR ↗Aug 11, 2023 D
File 021-489486
$0$0$0None listed on this filing
EDGAR ↗Jun 13, 2023 D
File 021-484050
$6,100,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗Jan 4, 2022 D
File 021-427865
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Sep 23, 2020 D
File 021-376103
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Sep 23, 2020 D
File 021-376104
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jul 24, 2020 D
File 021-371767
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jul 24, 2020 D
File 021-371769
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jul 24, 2020 D
File 021-371773
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Sep 24, 2019 D
File 021-349475
$0$0$0None listed on this filing
EDGAR ↗Jan 3, 2019 D/A
File 021-294929
$20,000,000 (est.)$0$0Morgan Stanley Smith Barney LLC no CRD number reported
via Morgan Stanley Smith Barney LLC

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch
EDGAR ↗Jan 3, 2019 D/A
File 021-294927
$20,000,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch
EDGAR ↗Nov 20, 2018 D
File 021-326293
$6,250$0$0CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

SCOTT HARRISON BrokerCheck CRD 4981070 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

LORI DUNN MAYFIELD BrokerCheck CRD 4899271 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)
EDGAR ↗Dec 15, 2014 D
File 021-230131
$0$0$0None listed on this filing
EDGAR ↗Oct 31, 2014 D
File 021-227467
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗North Haven Tactical Value II Co-Invest LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Oct 30, 2025DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Catalyst Enhanced Systematic Alpha Fund LPExecutive Officer
Principal of the General Partner
Jan 15, 2025DIndefinite
similar: $155,000–$5,250,000
$5,900,0009
similar: 4–27
$1
similar: $1,000–$100,000
EDGAR ↗MSTV Fund II Investment Team LEF L.P.Executive Officer, Director
Director and Managing Director of the General Partner of the GP
Aug 13, 2024DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗North Haven Tactical Value Fund II Lux SCSpExecutive Officer, Director
Director and Managing Director of the General Partner of the Special GP
Mar 11, 2024DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗MSTV Fund II Employees LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Jan 25, 2024D/AIndefinite
similar: $155,000–$5,250,000
$69,555,000655
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗North Haven Tactical Value Fund II LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Jan 25, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,404,912,000457
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Goldman Sachs Middle Market Lending Corp. IIExecutive Officer
Co-Chief Executive Officer and Co-President
Dec 4, 2023D/AIndefinite
similar: $155,000–$5,250,000
$546,425,3602218
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NHTV II Kyoto Co-Investor LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Oct 2, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NHTV II Co-Invest Excelsior LPExecutive Officer, Director
Director and Managing Director of the Sole Member of the GP
Aug 11, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗North Haven Structured Solutions Fund LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Jun 13, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗MSTV Fund II Employees LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Jan 30, 2023D/AIndefinite
similar: $155,000–$5,250,000
$1,043,033,000924
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗North Haven Tactical Value Fund II LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Jan 30, 2023D/AIndefinite
similar: $155,000–$5,250,000
$1,043,033,000924
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Goldman Sachs Middle Market Lending Corp. IIExecutive Officer
Co-Chief Executive Officer and Co-President
Nov 23, 2022D/AIndefinite
similar: $155,000–$5,250,000
$540,644,860795
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗MSTV Fund II Employees LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Nov 9, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗North Haven Tactical Value Fund II LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Aug 15, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗1869 Private Opportunities Partners I, LPExecutive Officer
Vice President of the Issuer's General Partner
Jan 4, 2022DIndefinite
similar: $155,000–$5,250,000
$597,925,000443
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Strategic Solutions Fund I-(C), L.P.Executive Officer
Vice President of the Issuer's General Partner
Sep 23, 2020DIndefinite
similar: $500,000–$16,420,250
$500,000,0001
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Co-Investment Partners (C), L.P.Executive Officer
Vice President of the Issuer's General Partner
Sep 23, 2020DIndefinite
similar: $500,000–$16,420,250
$500,000,0001
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Strategic Solutions Offshore Fund I, L.P.Executive Officer
Vice President of the Issuer's General Partner
Jul 24, 2020DIndefinite
similar: $500,000–$16,420,250
$67,900,00019
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Strategic Solutions Offshore Feeder Fund I, LLCExecutive Officer
Vice President of the Issuer's General Partner
Jul 24, 2020DIndefinite
similar: $500,000–$16,420,250
$63,650,00040
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Strategic Solutions Fund I, L.P.Executive Officer
Vice President of the Issuer's General Partner
Jul 24, 2020DIndefinite
similar: $500,000–$16,420,250
$4,557,780,0001518
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗AJR Physician Holdings, LLCDirectorSep 24, 2019D$360,000
similar: $1,120,617–$11,272,500
$360,00012
similar: 3–24
$30,000
similar: $10,000–$70,605
EDGAR ↗North Haven Tactical Value Fund LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Jan 3, 2019D/A$1,038,685,000
similar: $155,000–$5,250,000
$1,038,685,0001057
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗North Haven TV Feeder Fund LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Jan 3, 2019D/A$361,325,000
similar: $155,000–$5,250,000
$361,325,000254
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Hunt Commercial Mortgage Trust
group: Hunt
Executive Officer
VICE PRESIDENT / TREASURER
Nov 20, 2018D$125,000
similar: $125,000–$125,000
$81,000125
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗North Haven TV Feeder Fund LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Sep 18, 2018D/AIndefinite
similar: $155,000–$5,250,000
$289,425,000227
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗North Haven Tactical Value Fund LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Sep 18, 2018D/AIndefinite
similar: $155,000–$5,250,000
$962,690,000976
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗North Haven TV Feeder Fund LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Sep 18, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗North Haven Tactical Value Fund LPExecutive Officer, Director
Director and Managing Director of the General Partner of the GP
Sep 18, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗TMG Energy Corp.DirectorDec 15, 2014D$9,000,000
similar: $1,000,000–$16,613,798
$900,0002
similar: 2–13
$100,000
similar: $10,000–$100,000
EDGAR ↗TMG Energy Corp.DirectorOct 31, 2014D$1,777,222
similar: $1,000,000–$16,613,798
$1,777,2228
similar: 2–13
No minimum reported
similar: $10,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • David B. Miller — address state TX, 51 issuers, Oct 22, 2010 → Oct 1, 2025
  • David N. Miller — address state NY, 38 issuers, Sep 21, 2018 → Sep 16, 2026
  • DAVID T. MILLER — address state TX, 21 issuers, Feb 7, 2017 → Sep 16, 2025
  • David Miller — address state PA, 12 issuers, May 20, 2014 → Oct 8, 2026
  • David Miller — address state E9, 8 issuers, Apr 6, 2009 → Jul 17, 2017
  • David Miller — address state X0, 8 issuers, Apr 14, 2010 → Aug 28, 2025
  • David Miller — address state TX, 7 issuers, Feb 19, 2010 → Nov 14, 2025
  • David Miller — address state MA, 4 issuers, Feb 24, 2010 → Dec 1, 2025
  • David Miller — address state GA,2Q,CT, 4 issuers, Jan 27, 2016 → Jun 2, 2021
  • David E Miller — address state IL,NY, 4 issuers, Feb 16, 2017 → Nov 28, 2022
  • David Miller — address state WY, 3 issuers, Feb 3, 2010 → Oct 22, 2021
  • David Miller — address state CA, 3 issuers, Jul 26, 2013 → Jan 14, 2026
  • DAVID MILLER — address state CT, 3 issuers, May 21, 2013 → Mar 31, 2016
  • David N. Miller — address state MN, 2 issuers, Jan 3, 2013 → Oct 3, 2014
  • David Miller — address state UT, 2 issuers, May 28, 2013 → Feb 14, 2022
  • David Miller — address state FL, 2 issuers, Feb 16, 2017 → Jan 12, 2021
  • David Miller — address state A1, 2 issuers, Jun 13, 2017 → Dec 4, 2024
  • David Miller — address state XX, 2 issuers, Apr 20, 2009 → Apr 20, 2009
  • David Miller — address state NC, 2 issuers, Feb 21, 2023 → Nov 20, 2023
  • David Miller — address state MD, 1 issuer, Jul 10, 2012 → Sep 7, 2018

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (5 management entities, 35 people)

People and management entities the issuers listed as related persons on the same Form D filings as David Miller. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • MS Tactical Value Fund II GP Inc. entity — 12 shared filings (8 issuers) · role as listed: Promoter
  • MS Tactical Value Fund GP Inc. entity — 6 shared filings (2 issuers) · role as listed: Promoter
  • MS Tactical Value Fund II Co-Invest Excelsior GP LLC entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • MS Tactical Value Fund II Lux GP S.a r.l entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • Catalyst Enhanced Systematic Alpha GP, LLC entity — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Promoter
  • Pedro Teixeira — 18 shared filings (10 issuers) · roles as listed: Executive Officer, Director · also listed on 4 other issuers
  • Thomas Cahill — 18 shared filings (10 issuers) · roles as listed: Executive Officer, Director
  • Alex Chi — 8 shared filings (7 issuers) · role as listed: Executive Officer · also listed on 36 other issuers
  • Justin Betzen — 8 shared filings (7 issuers) · role as listed: Executive Officer
  • Gabriella Skirnick — 7 shared filings (7 issuers) · role as listed: Executive Officer · also listed on 40 other issuers
  • David Thomas — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 145 other issuers
  • Nicole Agnew — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 99 other issuers
  • David J. Campbell — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 91 other issuers
  • Laurie E. Schmidt — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 170 other issuers
  • Richard A. Friedman — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 175 other issuers
  • Alan S. Kava — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 81 other issuers
  • Darren Cohen — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • Thomas G. Connolly — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 95 other issuers
  • Adrian M. Jones — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 107 other issuers
  • Joseph P. DiSabato — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 97 other issuers
  • Bradley J. Gross — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 100 other issuers
  • Michael E. Koester — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 103 other issuers
  • Christopher A. Crampton — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 96 other issuers
  • Andrew Rhee — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 21 other issuers
  • Peter Vermette — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 99 other issuers
  • Scott Lebovitz — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 92 other issuers
  • David Castelblanco — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 94 other issuers
  • Clayton Wilmer — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 145 other issuers
  • Leonard Seevers — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 61 other issuers
  • Allison Beller — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 60 other issuers
  • Anthony Arnold — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 80 other issuers
  • Scott Kilpatrick — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 134 other issuers
  • Kirsten Anthony — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 75 other issuers
  • Mark Wetzel — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 47 other issuers
  • William Y. Eng — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 128 other issuers
  • Harsh Nanda — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 61 other issuers
  • Susan Hodgkinson — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 74 other issuers
  • Omar Chaudhary — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 33 other issuers
  • Harvey Shapiro — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 68 other issuers
  • Johanna Volpi — 6 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 75 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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