Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CT · May 21, 2013 → Mar 31, 2016
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:05 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
DAVID MILLER is listed as an executive officer and director on 4 SEC Form D filings by 3 issuers between May 2013 and Mar 2016: Ellington Credit Co (Old Greenwich, CT — pooled investment fund — 2013; $105M reported sold to 2 investors), CLARUS PARENT HOLDINGS, LLC (Rocky Hill, CT — other technology — 2016; $62.5M reported sold to 4 investors) and CLARUS HOLDINGS, LLC (Rocky Hill, CT — other technology — 2016; $30M reported sold to 1 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $197.5M sold in total.
Listed alongside TOM CAPORASO (3 shared filings), CHRISTOPHER SULLIVAN (2 shared filings), LOEB LANDON CLARUS, LLC (2 shared filings, management entity), RAFAEL FOGEL (2 shared filings), RENE BENEDETTO (2 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DAVID. Each name links to their own page.
The issuers belong to 2 sponsor groups: Clarus (4 issuers, $62.8M reported sold, 2010–2016) and Ellington (54 issuers, $6.37B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 SEC releases, 2 state regulator orders, 6 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for DAVID MILLER and found 12 differences, 4 worth asking the sponsor about: Regulator action: David Miller (Nov 21, 2013); Regulator action: David Miller (Apr 25, 2013); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for DAVID MILLER has not run yet — it is joining a line of 26,463 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:05 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
5 SEC releases; 2 state regulator orders
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched DAVID MILLER..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
6 cases: 1 open, 5 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:05 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
12 differences found between the filings for DAVID MILLER — 4 worth asking about (compared 4 filings on Oct 24, 2026)
An SEC litigation release dated Nov 21, 2013 names DAVID MILLER. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
A ap release dated Apr 25, 2013 names DAVID MILLER. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
An SEC litigation release dated Apr 15, 2013 names DAVID MILLER. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
The Oct 25, 2012 filing says $105,000,000 sold; the May 21, 2013 Form D/A says $52,500,000 sold — $52,500,000 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The Oct 25, 2012 filing says $105,000,000 offered; the May 21, 2013 Form D/A says $52,500,000.
What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.
"No Revenues" (Oct 25, 2012); then "$1 - $1,000,000" (May 21, 2013).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
The issuer's latest filing says it was formed in 2025. The Oct 25, 2012 filing says the first sale was Sep 25, 2012 — before that year.
What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.
This page covers filings where the address state is CT. A separate record, "David N. Miller" with address state NY, is listed on 102 filings — most recently by MS GIF Employees Offshore Feeder LP (Sep 16, 2026). The two records do not overlap in time: this page runs May 21, 2013 to Mar 31, 2016; the other runs Sep 21, 2018 to Sep 16, 2026.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CT. A separate record, "David Miller" with address state MA, is listed on 19 filings — most recently by Boston Materials, Inc. (Dec 1, 2025). Both records have filings in the same period (May 21, 2013 to Mar 31, 2016).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CT. A separate record, "David B. Miller" with address state TX, is listed on 94 filings — most recently by EnCap Energy Capital Fund VIII MergeCo, L.P. (Oct 1, 2025). Both records have filings in the same period (May 21, 2013 to Mar 31, 2016).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CT. A separate record, "David Miller" with address state WY, is listed on 6 filings — most recently by ALX RESOURCES CORP. (Oct 22, 2021). Both records have filings in the same period (May 21, 2013 to Mar 31, 2016).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CT. A separate record, "David Miller" with address state E9, is listed on 30 filings — most recently by CapeView Azri 2X Fund (Jul 17, 2017). Both records have filings in the same period (May 21, 2013 to Mar 31, 2016).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Mar 31, 2016 D CLARUS HOLDINGS, LLC File 021-260434 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 31, 2016 D CLARUS PARENT HOLDINGS, LLC File 021-260429 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 31, 2016 D CLARUS PARENT HOLDINGS, LLC File 021-260431 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 21, 2013 D/A Ellington Credit Co File 021-186109 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named David Miller on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $30M from 1 investor (100% of the $30M target) as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $62.5M from 4 investors (100% of the $2.07M target) as of the latest filing. David is listed as executive officer, director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $105M from 2 investors (100% of the $52.5M target) as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as David Miller. Their page shows their other deals.
Listed on the same filings as David Miller. Their page shows their other deals.
Laurence Penn is on 43 issuers in total — a repeat sponsor. Their page lists every one.
Michael W. Vranos is on 39 issuers in total — a repeat sponsor. Their page lists every one.
Mark Tecotzky is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Daniel R. Margolis is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Miller. Their page shows their other deals.
Listed on the same filings as David Miller. Their page shows their other deals.
Listed on the same filings as David Miller. Their page shows their other deals.
Listed on the same filings as David Miller. Their page shows their other deals.
One team, 4 deal companies. David Miller is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name DAVID MILLER.
One team, 54 deal companies. David Miller is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name DAVID MILLER.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to DAVID MILLER by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.
Websites and social links of the issuers David Miller is listed on: none on file. No website or social profile named in CLARUS PARENT HOLDINGS, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #288,992 of 374,652 in line (1,311 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Rocky Hill, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when DAVID MILLER appears on a new Form D, or when a court case or SEC action is matched to them. See plans →