PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:01 AM ET

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David Kaufman

Named as an officer, director or promoter on SEC Form D filings · NY · Nov 12, 2013 → Oct 12, 2017

3deals (issuers)
$138.4Mreported sold
470investors
13Form D filings
2013–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Kaufman is listed as an executive officer and director on 13 SEC Form D filings by 3 issuers between Nov 2013 and Oct 2017: Wheels Up Partners Holdings LLC (New York, NY — other travel — 2013–2017; $128.4M reported sold to 243 investors), 6D Global Technologies, Inc (New York, NY — computers — 2014–2015; $10M reported sold to 172 investors) and Wheels Up MIP LLC (New York, NY — industry reported as "Other" — 2014–2017; $1 reported sold to 55 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $138.4M sold in total.

Listed alongside Kenneth Dichter (11 shared filings), Alan Goldfarb (8 shared filings), Bill Allard (8 shared filings), David Adelman (8 shared filings), Jason Horowitz (8 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

2 of the issuers belong to the sponsor group Wheels (2 issuers, $128.4M reported sold, 2013–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Wheels has 2 companies on file and $128.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 41 bankruptcy cases matching the name listed in Key records below.

What this means 43 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for David Kaufman and found 10 differences, 1 worth asking the sponsor about: 7 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Kaufman has not run yet — it is joining a line of 4,445 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 open

Estate of David L. Kaufman v. AIR.com closed
District Court, E.D. Virginia · No. 1:25-cv-00907 · Filed May 28, 2025 · Closed Jun 2, 2025 · Nature of suit: 890 Other Statutory Actions · Cause: 18:1030 Computer Fraud and Abuse Act
Role of David L. Kaufman: Plaintiff · Outcome: Terminated 2025-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in VA (not a filing state)
IN THE MATTER OF DAVID KAUFMAN open
District Court, D. New Jersey · No. 2:06-mc-00420 · Filed Nov 20, 2006
Role of DAVID KAUFMAN: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Kaufman..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

41 cases: 1 open, 40 closed (disposition not in docket feed)

David E. Kaufman open
United States Bankruptcy Court, E.D. Wisconsin · No. 23-23593 · Filed Aug 10, 2023
Role of David E. Kaufman: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in WI (not a filing state)
David W. Kaufman closed
United States Bankruptcy Court, D. Massachusetts · No. 21-10792 · Filed May 28, 2021 · Closed Aug 27, 2021
Role of David W. Kaufman: Debtor · Outcome: Case closed 2021-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in MA (not a filing state)
David A. Kaufman closed
United States Bankruptcy Court, E.D. New York · No. 8-18-72568 · Filed Apr 17, 2018 · Closed Jul 6, 2018
Role of David A. Kaufman: Debtor · Outcome: Case closed 2018-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
David A. Kaufman closed
United States Bankruptcy Court, E.D. New York · No. 8-17-73938 · Filed Jun 27, 2017 · Closed Dec 19, 2017
Role of David A. Kaufman: Debtor · Outcome: Case closed 2017-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
David A. Kaufman closed
United States Bankruptcy Court, W.D. New York · No. 2-15-20093 · Filed Jan 29, 2015 · Closed Jun 12, 2015
Role of David A. Kaufman: Debtor · Outcome: Case closed 2015-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
David L. Kaufman, II closed
United States Bankruptcy Court, E.D. Virginia · No. 14-70943 · Filed Mar 16, 2014 · Closed Jul 7, 2014
Role of David L. Kaufman, II: Debtor · Outcome: Case closed 2014-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in VA (not a filing state)
DAVID S KAUFMAN closed
United States Bankruptcy Court, D. Minnesota · No. 12-46893 · Filed Dec 7, 2012 · Closed Apr 3, 2013
Role of DAVID S KAUFMAN: Debtor · Outcome: Case closed 2013-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in MN (not a filing state)
David H Kaufman and Dawn Renee Kaufman closed
United States Bankruptcy Court, E.D. Missouri · No. 11-48018 · Filed Jul 28, 2011 · Closed Nov 3, 2011
Role of David H Kaufman and Dawn Renee Kaufman: Debtor · Outcome: Case closed 2011-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in MO (not a filing state)
David A. Kaufman and Malka Kaufman closed
United States Bankruptcy Court, D. New Jersey · No. 11-24922 · Filed May 12, 2011 · Closed Nov 14, 2011
Role of David A. Kaufman and Malka Kaufman: Debtor · Outcome: Case closed 2011-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
David Kaufman closed
United States Bankruptcy Court, C.D. California · No. 1:10-bk-18990 · Filed Jul 23, 2010 · Closed Oct 12, 2010
Role of David Kaufman: Debtor · Outcome: Case closed 2010-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
David Kaufman closed
United States Bankruptcy Court, C.D. California · No. 1:10-bk-12891 · Filed Mar 15, 2010 · Closed May 12, 2010
Role of David Kaufman: Debtor · Outcome: Case closed 2010-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
David Kaufman closed
United States Bankruptcy Court, C.D. California · No. 1:10-bk-11204 · Filed Feb 3, 2010 · Closed May 13, 2010
Role of David Kaufman: Debtor · Outcome: Case closed 2010-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
David Kaufman closed
United States Bankruptcy Court, C.D. California · No. 1:09-bk-22198 · Filed Sep 17, 2009 · Closed Nov 13, 2009
Role of David Kaufman: Debtor · Outcome: Case closed 2009-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
David M. Kaufman and Jeanne M. Kaufman closed
United States Bankruptcy Court, D. Nebraska · No. 09-40841 · Filed Mar 31, 2009 · Closed Jul 14, 2014
Role of David M. Kaufman and Jeanne M. Kaufman: Debtor · Outcome: Case closed 2014-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings
David J. Kaufman closed
United States Bankruptcy Court, D. Massachusetts · No. 08-14433 · Filed Jun 16, 2008 · Closed Sep 30, 2008
Role of David J. Kaufman: Debtor · Outcome: Case closed 2008-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in MA (not a filing state)
David A. Kaufman closed
United States Bankruptcy Court, E.D. New York · No. 8-08-72389 · Filed May 9, 2008 · Closed Sep 30, 2008
Role of David A. Kaufman: Debtor · Outcome: Case closed 2008-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
David L Kaufman closed
United States Bankruptcy Court, C.D. Illinois · No. 04-70570 · Filed Feb 13, 2004 · Closed Jun 18, 2004
Role of David L Kaufman: Debtor · Outcome: Case closed 2004-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in IL (not a filing state)
David B. Kaufman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 04-20039 · Filed Jan 6, 2004 · Closed Jun 1, 2004
Role of David B. Kaufman: Debtor · Outcome: Case closed 2004-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
David H. Kaufman closed
United States Bankruptcy Court, D. Maryland · No. 03-30679 · Filed Jul 28, 2003 · Closed Nov 11, 2003
Role of David H. Kaufman: Debtor · Outcome: Case closed 2003-11-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in MD (not a filing state)
David Kaufman and Martha Kaufman closed
United States Bankruptcy Court, S.D. Texas · No. 03-20927 · Filed Jun 19, 2003 · Closed Oct 2, 2003
Role of David Kaufman and Martha Kaufman: Debtor · Outcome: Case closed 2003-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in TX (not a filing state)
David Kaufman closed
United States Bankruptcy Court, M.D. Florida · No. 8:02-bk-22679 · Filed Nov 13, 2002 · Closed Mar 31, 2003
Role of David Kaufman: Debtor · Outcome: Case closed 2003-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)
David Kaufman and Lana Kaufman closed
United States Bankruptcy Court, C.D. California · No. 1:01-bk-20416 · Filed Nov 7, 2001 · Closed Mar 25, 2002
Role of David Kaufman and Lana Kaufman: Debtor · Outcome: Case closed 2002-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
David R. Kaufman and Rita Kaufman closed
United States Bankruptcy Court, D. New Jersey · No. 01-41059 · Filed Oct 5, 2001 · Closed Feb 21, 2002
Role of David R. Kaufman and Rita Kaufman: Debtor · Outcome: Case closed 2002-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
David H. Kaufman and Dawn R. Kaufman closed
United States Bankruptcy Court, E.D. Missouri · No. 01-47270 · Filed Jul 2, 2001 · Closed Nov 15, 2004
Role of David H. Kaufman and Dawn R. Kaufman: Debtor · Outcome: Case closed 2004-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in MO (not a filing state)
David Kaufman closed
United States Bankruptcy Court, D. New Jersey · No. 01-33031 · Filed Mar 21, 2001 · Closed Jun 26, 2001
Role of David Kaufman: Debtor · Outcome: Case closed 2001-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
DAVID S KAUFMAN closed
United States Bankruptcy Court, D. Minnesota · No. 00-80919 · Filed Oct 26, 2000 · Closed May 31, 2001
Role of DAVID S KAUFMAN: Debtor · Outcome: Case closed 2001-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in MN (not a filing state)
David R. Kaufman closed
United States Bankruptcy Court, D. New Jersey · No. 00-33369 · Filed Apr 4, 2000 · Closed Apr 12, 2001
Role of David R. Kaufman: Debtor · Outcome: Case closed 2001-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
David J. Kaufman closed
United States Bankruptcy Court, D. Kansas · No. 99-23227 · Filed Dec 21, 1999 · Closed Apr 21, 2000
Role of David J. Kaufman: Debtor · Outcome: Case closed 2000-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in KS (not a filing state)
David R. Kaufman closed
United States Bankruptcy Court, D. New Jersey · No. 99-38695 · Filed Aug 3, 1999 · Closed Sep 25, 2000
Role of David R. Kaufman: Debtor · Outcome: Case closed 2000-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
David R. Kaufman and Rita Kaufman closed
United States Bankruptcy Court, D. New Jersey · No. 99-30005 · Filed Jan 4, 1999 · Closed Jul 30, 1999
Role of David R. Kaufman and Rita Kaufman: Debtor · Outcome: Case closed 1999-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
David W. Kaufman closed
United States Bankruptcy Court, E.D. Michigan · No. 98-54863 · Filed Aug 24, 1998 · Closed Jan 26, 1999
Role of David W. Kaufman: Debtor · Outcome: Case closed 1999-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in MI (not a filing state)
David G. Kaufman and Laura D. Kaufman closed
United States Bankruptcy Court, M.D. Florida · No. 6:96-bk-04331 · Filed Jul 8, 1996 · Closed Jun 22, 1998
Role of David G. Kaufman and Laura D. Kaufman: Debtor · Outcome: Case closed 1998-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)
David Kaufman closed
United States Bankruptcy Court, C.D. California · No. 1:96-bk-12865 · Filed Mar 18, 1996 · Closed Jun 6, 1997
Role of David Kaufman: Debtor · Outcome: Case closed 1997-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
David K Kaufman and Elinor Kaufman closed
United States Bankruptcy Court, E.D. New York · No. 8-95-87085 · Filed Dec 12, 1995 · Closed May 21, 2001
Role of David K Kaufman and Elinor Kaufman: Debtor · Outcome: Case closed 2001-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
David L. Kaufman closed
United States Bankruptcy Court, E.D. Virginia · No. 94-40782 · Filed Apr 25, 1994 · Closed Oct 21, 1994
Role of David L. Kaufman: Debtor · Outcome: Case closed 1994-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in VA (not a filing state)
David J. Kaufman and Josephine Kaufman closed
United States Bankruptcy Court, W.D. Kentucky · No. 94-30426 · Filed Feb 22, 1994 · Closed Jul 14, 1994
Role of David J. Kaufman and Josephine Kaufman: Debtor · Outcome: Case closed 1994-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in KY (not a filing state)
David M. Kaufman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 93-16496 · Filed Nov 8, 1993 · Closed Mar 8, 1994
Role of David M. Kaufman: Debtor · Outcome: Case closed 1994-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
DAVID P KAUFMAN closed
United States Bankruptcy Court, D. Minnesota · No. 92-36416 · Filed Dec 7, 1992 · Closed May 6, 1993
Role of DAVID P KAUFMAN: Debtor · Outcome: Case closed 1993-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in MN (not a filing state)
David E. Kaufman and Kimberly S. Kaufman closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-91-12589 · Filed Jul 29, 1991 · Closed Dec 10, 1991
Role of David E. Kaufman and Kimberly S. Kaufman: Debtor · Outcome: Case closed 1991-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in WI (not a filing state)
David Kaufman closed
United States Bankruptcy Court, C.D. California · No. 1:91-bk-52000 · Filed Apr 8, 1991 · Closed Nov 25, 1995
Role of David Kaufman: Debtor · Outcome: Case closed 1995-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
David Kaufman closed
United States Bankruptcy Court, S.D. Florida. · No. 86-02005 · Filed Jul 3, 1986 · Closed Dec 22, 1988
Role of David Kaufman: Debtor · Outcome: Case closed 1988-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 79 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for David Kaufman — 1 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · Oct 3, 2013 – Oct 12, 2017

7 Form Ds were filed more than 15 days after the first sale

Form D filed 112 days after the first sale — Wheels Up Partners Holdings LLC · Form D filed 16 days after the first sale — Wheels Up Partners Holdings LLC · Form D filed 18 days after the first sale — Wheels Up MIP LLC · Form D filed 17 days after the first sale — Wheels Up Partners Holdings LLC · Form D filed 17 days after the first sale — Wheels Up MIP LLC · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Oct 12, 2017 ↗Wheels Up Partners Holdings LLC — PartnerFacts page ↗Form D · Feb 24, 2017 ↗Form D · Jan 9, 2017 ↗
Sources
Note · Nov 12, 2013 – Jan 6, 2014

Offering amount changed between filings — Wheels Up Partners Holdings LLC

The Nov 12, 2013 filing says $50,000,000 offered; the Jan 6, 2014 Form D/A says $70,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 12, 2013 ↗Form D/A (later) · Jan 6, 2014 ↗Wheels Up Partners Holdings LLC — PartnerFacts page ↗
Sources
Note · Oct 3, 2013 – Feb 26, 2016

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Wheels Up Partners Holdings LLC (latest filing Feb 26, 2016) · No amendment in the last 12 months on an offering that may still be open — Wheels Up MIP LLC (latest filing Sep 28, 2015) · No amendment in the last 12 months on an offering that may still be open — 6D Global Technologies, Inc (latest filing Dec 2, 2014) · No amendment in the last 12 months on an offering that may still be open — Wheels Up MIP LLC (latest filing Nov 19, 2014) · No amendment in the last 12 months on an offering that may still be open — Wheels Up Partners Holdings LLC (latest filing Jan 6, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 26, 2016 ↗Wheels Up Partners Holdings LLC — PartnerFacts page ↗Form D · Sep 28, 2015 ↗Wheels Up MIP LLC — PartnerFacts page ↗
Sources
Note · Nov 12, 2013 – Aug 20, 2015

David Kaufman is written 2 different ways on the filings

listed as "David Kaufman" on 12 filings (from Nov 12, 2013), and "David S. Kaufman" on the Aug 20, 2015 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 12, 2013 ↗Form D · Aug 20, 2015 ↗David Kaufman — PartnerFacts page ↗
Sources
Note · Oct 26, 2016 – Jan 23, 2026

Same name, different state: "David Kaufman" (MA) is a separate record

This page covers filings where the address state is NY. A separate record, "David Kaufman" with address state MA, is listed on 17 filings — most recently by Colony Hills Capital, LLC (Jan 23, 2026). Both records have filings in the same period (Oct 26, 2016 to Oct 12, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Kaufman (MA) — PartnerFacts page ↗Form D/A · Jan 23, 2026 ↗Colony Hills Capital, LLC — PartnerFacts page ↗David Kaufman (NY) — this page ↗
Sources
Note · Aug 5, 2009 – Nov 2, 2018

Same name, different state: "David Kaufman" (VA) is a separate record

This page covers filings where the address state is NY. A separate record, "David Kaufman" with address state VA, is listed on 30 filings — most recently by Envest Cannon Roofing Holdings, LLC (Nov 2, 2018). Both records have filings in the same period (Nov 12, 2013 to Oct 12, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Kaufman (VA) — PartnerFacts page ↗Form D · Nov 2, 2018 ↗Envest Cannon Roofing Holdings, LLC — PartnerFacts page ↗David Kaufman (NY) — this page ↗
Sources
Note · Oct 19, 2018

Same name, different state: "David E. Kaufman" (TX) is a separate record

This page covers filings where the address state is NY. A separate record, "David E. Kaufman" with address state TX, is listed on 1 filing — most recently by Sante Capital Fund, LP (Oct 19, 2018). The two records do not overlap in time: this page runs Nov 12, 2013 to Oct 12, 2017; the other has one filing dated Oct 19, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David E. Kaufman (TX) — PartnerFacts page ↗Form D/A · Oct 19, 2018 ↗Sante Capital Fund, LP — PartnerFacts page ↗David Kaufman (NY) — this page ↗
Sources
Note · Sep 22, 2011 – Mar 18, 2015

Same name, different state: "David Kaufman" (TN) is a separate record

This page covers filings where the address state is NY. A separate record, "David Kaufman" with address state TN, is listed on 6 filings — most recently by ND Acquisitions Corp. (Mar 18, 2015). Both records have filings in the same period (Nov 12, 2013 to Mar 18, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Kaufman (TN) — PartnerFacts page ↗Form D · Mar 18, 2015 ↗ND Acquisitions Corp. — PartnerFacts page ↗David Kaufman (NY) — this page ↗
Sources
Note · Jun 29, 2010 – Mar 13, 2015

Same name, different state: "DAVID KAUFMAN" (GA) is a separate record

This page covers filings where the address state is NY. A separate record, "DAVID KAUFMAN" with address state GA, is listed on 4 filings — most recently by ECPM Holdings, LLC (Mar 13, 2015). Both records have filings in the same period (Nov 12, 2013 to Mar 13, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

DAVID KAUFMAN (GA) — PartnerFacts page ↗Form D · Mar 13, 2015 ↗ECPM Holdings, LLC — PartnerFacts page ↗David Kaufman (NY) — this page ↗
Sources
Note · Nov 12, 2013 – Jan 6, 2014

Minimum investment changed between filings — Wheels Up Partners Holdings LLC

The Nov 12, 2013 filing lists a minimum of $10,000; the Jan 6, 2014 Form D/A lists $15,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Nov 12, 2013 ↗Form D/A (later) · Jan 6, 2014 ↗Wheels Up Partners Holdings LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 11 offerings report sales commissions totalling $10,040,446; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 12, 2017 D
Wheels Up Partners Holdings LLC
File 021-296556
$3,000,000 (est.)$0$0Jeffries LLC BrokerCheck CRD 2347 ↗
via Jeffries LLC (CRD 2347 ↗)

UBS Securities LLC BrokerCheck CRD 7654 ↗
via UBS Securities LLC (CRD 7654 ↗)

BTIG, LLC BrokerCheck CRD 122225 ↗
via BTIG, LLC (CRD 122225 ↗)
EDGAR ↗
Feb 24, 2017 D
Wheels Up Partners Holdings LLC
File 021-281313
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D
Wheels Up MIP LLC
File 021-277883
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2017 D
Wheels Up Partners Holdings LLC
File 021-277871
$0$0$0None listed on this filingEDGAR ↗
Jun 13, 2016 D
Wheels Up Partners Holdings LLC
File 021-264888
$2,580,476$0$0Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Feb 26, 2016 D/A
Wheels Up Partners Holdings LLC
File 021-248704
$3,865,481$0$0Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Sep 28, 2015 D
Wheels Up MIP LLC
File 021-248334
$0$0$0None listed on this filingEDGAR ↗
Aug 20, 2015 D
6D Global Technologies, Inc
File 021-246188
$550,000$0$0 (est.)Capital City Partners, LLC BrokerCheck CRD 132099 ↗EDGAR ↗
Dec 2, 2014 D
6D Global Technologies, Inc
File 021-229295
$44,489$0$0Radnor Research & Trading Company, LLC BrokerCheck CRD 130120 ↗EDGAR ↗
Nov 19, 2014 D
Wheels Up MIP LLC
File 021-228624
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2014 D/A
Wheels Up Partners Holdings LLC
File 021-206091
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named David Kaufman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WU
Other Travel · group: Wheels

Wheels Up Partners Holdings LLC

New York, NY · Nov 12, 2013 → Oct 12, 2017 · 8 filings
  • Oct 12, 2017 · D · $117,443,196 sold of $117,443,196 · 243 investors · min. $3,526 · role: Executive Officer (Chief Operating Officer) EDGAR ↗
  • Feb 24, 2017 · D · $300,000 sold of $300,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 6, 2017 · D · $3,000,000 sold of $3,000,000 · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 13, 2016 · D · $120,750,000 sold of $120,750,000 · 43 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 26, 2016 · D/A · $96,637,032 sold of $115,000,000 · 192 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Oct 2, 2015 · D · $66,399,996 sold of $115,000,000 · 13 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Jan 6, 2014 · D/A · $55,695,250 sold of $70,000,000 · 238 investors · min. $15,000 · role: Executive Officer (Chief Operating Officer) EDGAR ↗
  • Nov 12, 2013 · D · $30,535,000 sold of $50,000,000 · 127 investors · min. $10,000 · role: Executive Officer (Chief Operating Officer) EDGAR ↗

Raised $128.4M from 243 investors (100% of the $117.4M target) as of the latest filing. David is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Travel / 506(b) (69 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WU
Other · group: Wheels

Wheels Up MIP LLC

New York, NY · Nov 19, 2014 → Jan 9, 2017 · 3 filings
  • Jan 9, 2017 · D · $1 sold of $1 · 35 investors · min. No minimum reported · role: Executive Officer (Chief Operating Officer of Managing Member) EDGAR ↗
  • Sep 28, 2015 · D · $0 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Chief Operating Officer of Managing Member) EDGAR ↗
  • Nov 19, 2014 · D · $0 sold of Indefinite · 55 investors · min. $500 · role: Executive Officer (Chief Operating Officer of Managing Member) EDGAR ↗

Raised $1 from 55 investors (100% of the $1 target) as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

6G
Computers

6D Global Technologies, Inc

New York, NY · Dec 2, 2014 → Aug 20, 2015 · 2 filings
  • Aug 20, 2015 · D · $10,000,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 2, 2014 · D · $1,052,498 sold of $1,500,000 · 13 investors · min. $20,700 · role: Director EDGAR ↗

Raised $10M from 172 investors (100% of the $10M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Computers / 506(b) (499 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Kaufman — MA, 11 issuers, Oct 26, 2016 → Jan 23, 2026 · no shared issuer
  • David Kaufman — VA, 9 issuers, Aug 5, 2009 → Nov 2, 2018 · no shared issuer
  • DAVID KAUFMAN — GA, 2 issuers, Jun 29, 2010 → Mar 13, 2015 · no shared issuer
  • David Kaufman — CA, 2 issuers, Mar 24, 2022 → Apr 13, 2023 · no shared issuer
  • David Kaufman — TN, 1 issuer, Sep 22, 2011 → Mar 18, 2015 · no shared issuer
  • David E. Kaufman — TX, 1 issuer, Oct 19, 2018 → Oct 19, 2018 · no shared issuer
  • David Jay Kaufman — CA, 1 issuer, Feb 20, 2026 → Feb 20, 2026 · no shared issuer

People around David 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WU
Management entity

Wheels Up Partners Holdings LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Kaufman. Their page shows their other deals.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Dichter

Executive Officer, Director · 11 shared filings (2 issuers) · also on 5 other issuers

Kenneth Dichter is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Goldfarb

Director · 8 shared filings (2 issuers) · also on 23 other issuers

Alan Goldfarb is on 25 issuers in total — a repeat sponsor. Their page lists every one.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Adelman

Director · 8 shared filings (2 issuers) · also on 15 other issuers

David Adelman is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Horowitz

Executive Officer · 8 shared filings (2 issuers)

Listed on the same filings as David Kaufman. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Bill Allard

Executive Officer, Director · 8 shared filings (2 issuers)

Listed on the same filings as David Kaufman. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Carl Thorsberg

Executive Officer · 7 shared filings (2 issuers)

Listed on the same filings as David Kaufman. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Withers

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as David Kaufman. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chih Cheung

Director · 5 shared filings (2 issuers)

Listed on the same filings as David Kaufman. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Gallagher

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as David Kaufman. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Baxt

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as David Kaufman. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Terry McEwen

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Kaufman. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Tejune Kang

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Kaufman. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Hartung

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Kaufman. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Byron Daniel Crowe, Jr.

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Kaufman. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Radecki

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Kaufman. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Anubhav Saxena

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Kaufman. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Szynkowski

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Kaufman. Their page shows their other deals.

The team behind the deals

W
Sponsor group

Wheels

2 issuers · 12 filings · $128.4M reported sold · 2013–2019

One team, 2 deal companies. David Kaufman is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Kaufman.

Same business address

43 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Kaufman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Kaufman is listed on: none on file. No website or social profile named in Wheels Up Partners Holdings LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #230,785 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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