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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:11 AM ET

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Alan Goldfarb

Named as an officer, director or promoter on SEC Form D filings · NY · Apr 6, 2012 → Jun 23, 2026

25deals (issuers)
$897.4Mreported sold
696investors
44Form D filings
2012–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Goldfarb is listed as an executive officer and director on 44 SEC Form D filings by 25 issuers between Apr 2012 and Jun 2026. Largest by amount reported sold: Orangewood Partners III, L.P. (New York, NY — pooled investment fund — 2023–2025; $210.9M reported sold to 132 investors), Wheels Up Partners Holdings LLC (New York, NY — other travel — 2015–2019; $128.4M reported sold to 243 investors), Orangewood Partners II-A, L.P. (New York, NY — pooled investment fund — 2019–2020; $101.1M reported sold to 4 investors), Orangewood Partners II, L.P. (New York, NY — pooled investment fund — 2019–2020; $101.1M reported sold to 37 investors), OW K2 Acquisition LLC (New York, NY — pooled investment fund — 2015; $77M reported sold to 9 investors) and 20 more (all listed below).

What this means That is a lot of deals — 25 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $897.4M sold in total.

Listed alongside Neil Goldfarb (18 shared filings), David Adelman (9 shared filings), Jason Horowitz (9 shared filings), Kenneth Dichter (9 shared filings), Bill Allard (8 shared filings) and 24 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

The issuers belong to 3 sponsor groups: Orangewood (21 issuers, $650.3M reported sold, 2015–2026), Senator (14 issuers, $11.6B reported sold, 2009–2026) and Wheels (2 issuers, $128.4M reported sold, 2013–2019).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 44 public filings for Alan Goldfarb and found 3 differences, 2 worth asking the sponsor about: 6 bankruptcy cases name the subject or team members; 12 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Goldfarb has not run yet — it is joining a line of 30,214 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Goldfarb..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Alan Goldfarb and Donna M. Goldfarb closed
United States Bankruptcy Court, D. New Hampshire · No. 94-11865 · Filed Aug 3, 1994 · Closed Oct 6, 1998
Role of Alan Goldfarb and Donna M. Goldfarb: Debtor · Outcome: Case closed 1998-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in NH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Alan Goldfarb — 2 worth asking about (compared 44 filings on Oct 24, 2026)

Worth asking · Aug 3, 1994 – Aug 11, 2015

6 bankruptcy cases name the subject or team members

Bankruptcy case: Alan Goldfarb and Donna M. Goldfarb — filed Aug 3, 1994 · Bankruptcy case: KCP Advisory Group, Liquidating Trustee for HMX Ac v. Alba Wheels Up International Inc. — filed Oct 14, 2014 · Bankruptcy case: Jason A Horowitz and Jacquelin Berman — filed Feb 28, 2012 · Bankruptcy case: Michael N Simanovsky — filed Sep 5, 2014 · Bankruptcy case: Richard C. Breeden, Esq. v. Schachar — filed Feb 9, 1998 · and 1 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Hampshire ↗Docket · United States Bankruptcy Court, S.D. New York ↗Wheels Up Partners Holdings LLC — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. New York ↗
Sources
Worth asking · Sep 11, 2015 – Aug 16, 2019

12 Form Ds were filed more than 15 days after the first sale

Form D filed 91 days after the first sale — Wheels Up Partners Holdings LLC · Form D filed 112 days after the first sale — Wheels Up Partners Holdings LLC · Form D filed 69 days after the first sale — OW George Investors LLC · Form D filed 141 days after the first sale — OW PSC Investors LLC · Form D filed 30 days after the first sale — OW K2 Investments LLC · and 7 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Aug 16, 2019 ↗Wheels Up Partners Holdings LLC — PartnerFacts page ↗Form D · Oct 12, 2017 ↗Form D · Nov 2, 2016 ↗
Sources
Note · May 1, 2015 – Oct 23, 2020

17 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Orangewood Partners II, L.P. (latest filing Oct 23, 2020) · No amendment in the last 12 months on an offering that may still be open — Orangewood Partners II-A, L.P. (latest filing Oct 23, 2020) · No amendment in the last 12 months on an offering that may still be open — Orangewood Partners Platform LLC (latest filing Apr 12, 2019) · No amendment in the last 12 months on an offering that may still be open — OW Exer Investors LLC (latest filing Apr 12, 2019) · No amendment in the last 12 months on an offering that may still be open — OW K2 Investments LLC (latest filing Mar 1, 2019) · and 12 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 23, 2020 ↗Orangewood Partners II, L.P. — PartnerFacts page ↗Form D/A · Oct 23, 2020 ↗Orangewood Partners II-A, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

7 of 36 offerings report sales commissions totalling $12,617,958; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 23, 2026 D
RHES SPV LP
File 021-588294
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The manager is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's governing agreements.
None listed on this filingEDGAR ↗
Nov 17, 2025 D/A
Orangewood Partners III-A, L.P.
File 021-498721
$21,162 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The manager is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's confidential offering materials.
Stifel, Nicolaus & Co., Inc. BrokerCheck CRD 0793 ↗
Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗		EDGAR ↗
Nov 17, 2025 D/A
Orangewood Partners III, L.P.
File 021-498717
$144,589 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The manager is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's confidential offering materials.
Stifel, Nicolaus & Co., Inc. BrokerCheck CRD 0793 ↗
Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗		EDGAR ↗
May 1, 2025 D
M7B SPV LP
File 021-545054
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The manager is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's governing agreements.
None listed on this filingEDGAR ↗
Dec 4, 2023 D
OSS SPV LP
File 021-498723
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 8, 2023 D
DLA SPV, L.P.
File 021-475221
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 18, 2021 D
Orangewood WWB Co-Invest, L.P.
File 021-417390
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The allocation is fully discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Mar 8, 2021 D
Orangewood SG Feeder 1, L.P.
File 021-391519
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 8, 2021 D
Orangewood SG Feeder 2, L.P.
File 021-391518
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 23, 2020 D/A
Orangewood Partners II-A, L.P.
File 021-352247
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The manager is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's confidential offering materials.
Stifel, Nicolaus & Co., Inc. BrokerCheck CRD 0793 ↗EDGAR ↗
Oct 23, 2020 D/A
Orangewood Partners II, L.P.
File 021-352246
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The manager is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's confidential offering materials.
Stifel, Nicolaus & Co., Inc. BrokerCheck CRD 0793 ↗EDGAR ↗
Jun 30, 2020 D
Orangewood Partners K2 ABTB (SPV), L.P.
File 021-370005
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The manager is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Dec 31, 2019 D
Orangewood Partners FASO V (SPV), L.P.
File 021-356773
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The manager is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Aug 16, 2019 D
Wheels Up Partners Holdings LLC
File 021-346830
$3,000,000$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Apr 12, 2019 D
OW Exer Investors LLC
File 021-337162
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2019 D
Orangewood Partners Platform LLC
File 021-337165
$0$0$0None listed on this filingEDGAR ↗
Mar 1, 2019 D
OW K2 Investments LLC
File 021-333884
$0$0$0None listed on this filingEDGAR ↗
Mar 1, 2019 D
OW K2 Investments LLC
File 021-333885
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2018 D
OW K2 Investments LLC
File 021-313855
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2018 D
Orangewood Partners Platform LLC
File 021-304218
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2018 D
OW ABDD Co-Investors LLC
File 021-304230
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2017 D
Wheels Up Partners Holdings LLC
File 021-296556
$3,000,000 (est.)$0$0Jeffries LLC BrokerCheck CRD 2347 ↗
via Jeffries LLC (CRD 2347 ↗)

UBS Securities LLC BrokerCheck CRD 7654 ↗
via UBS Securities LLC (CRD 7654 ↗)

BTIG, LLC BrokerCheck CRD 122225 ↗
via BTIG, LLC (CRD 122225 ↗)
EDGAR ↗
Feb 24, 2017 D
Wheels Up Partners Holdings LLC
File 021-281313
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D
Wheels Up MIP LLC
File 021-277883
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2017 D
Wheels Up Partners Holdings LLC
File 021-277871
$0$0$0None listed on this filingEDGAR ↗
Nov 2, 2016 D
OW George Investors LLC
File 021-273642
$0$0$0None listed on this filingEDGAR ↗
Jun 13, 2016 D
Wheels Up Partners Holdings LLC
File 021-264888
$2,580,476$0$0Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
May 16, 2016 D/A
Orangewood Partners Platform LLC
File 021-239982
$0$0$0None listed on this filingEDGAR ↗
May 10, 2016 D
OW PSC Investors LLC
File 021-262896
$0$0$0None listed on this filingEDGAR ↗
Feb 26, 2016 D/A
Wheels Up Partners Holdings LLC
File 021-248704
$3,865,481$0$0Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Sep 28, 2015 D
Wheels Up MIP LLC
File 021-248334
$0$0$0None listed on this filingEDGAR ↗
May 15, 2015 D
OW K2 Intermediate LLC
File 021-239983
$0$0$0None listed on this filingEDGAR ↗
May 15, 2015 D
OW K2 Acquisition LLC
File 021-239984
$0$0$0None listed on this filingEDGAR ↗
May 6, 2015 D
OW K2 Investments LLC
File 021-239260
$0$0$0None listed on this filingEDGAR ↗
Feb 1, 2013 D
K2 TOWERS REIT LLC
File 021-191247
$6,250$0$0CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

PHYLLIS J. BECK BrokerCheck CRD 1020488 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

SCOTT HARRISON BrokerCheck CRD 4981070 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

LORI MAYFIELD BrokerCheck CRD 4899271 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)
EDGAR ↗
Apr 6, 2012 D
DFI Holding Inc.
File 021-176289
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 25

Every issuer that named Alan Goldfarb on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RS
Pooled Investment Fund · group: Orangewood

RHES SPV LP

New York, NY · Jun 23, 2026
  • Jun 23, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: Orangewood

Orangewood Partners III, L.P.

New York, NY · Dec 4, 2023 → Nov 17, 2025 · 3 filings
  • Nov 17, 2025 · D/A · $210,950,000 sold of Indefinite · 132 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗
  • Nov 21, 2024 · D/A · $80,950,000 sold of Indefinite · 81 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗
  • Dec 4, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

Raised $210.9M from 132 investors as of the latest filing. Alan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: Orangewood

Orangewood Partners III-A, L.P.

New York, NY · Dec 4, 2023 → Nov 17, 2025 · 3 filings
  • Nov 17, 2025 · D/A · $30,875,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗
  • Nov 21, 2024 · D/A · $22,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗
  • Dec 4, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

Raised $30.9M from 9 investors as of the latest filing. Alan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Orangewood

M7B SPV LP

New York, NY · May 1, 2025
  • May 1, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OS
Pooled Investment Fund · group: Orangewood

OSS SPV LP

New York, NY · Dec 4, 2023
  • Dec 4, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DS
Pooled Investment Fund · group: Orangewood

DLA SPV, L.P.

New York, NY · Mar 8, 2023
  • Mar 8, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OW
Pooled Investment Fund · group: Orangewood

Orangewood WWB Co-Invest, L.P.

New York, NY · Oct 18, 2021
  • Oct 18, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OS
Pooled Investment Fund · group: Orangewood

Orangewood SG Feeder 1, L.P.

New York, NY · Mar 8, 2021
  • Mar 8, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OS
Pooled Investment Fund · group: Orangewood

Orangewood SG Feeder 2, L.P.

New York, NY · Mar 8, 2021
  • Mar 8, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: Orangewood

Orangewood Partners II-A, L.P.

New York, NY · Oct 31, 2019 → Oct 23, 2020 · 2 filings
  • Oct 23, 2020 · D/A · $101,100,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗
  • Oct 31, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

Raised $101.1M from 4 investors as of the latest filing. Alan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: Orangewood

Orangewood Partners II, L.P.

New York, NY · Oct 31, 2019 → Oct 23, 2020 · 2 filings
  • Oct 23, 2020 · D/A · $101,100,000 sold of Indefinite · 37 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗
  • Oct 31, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

Raised $101.1M from 37 investors as of the latest filing. Alan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: Orangewood

Orangewood Partners K2 ABTB (SPV), L.P.

New York, NY · Jun 30, 2020
  • Jun 30, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: Orangewood

Orangewood Partners FASO V (SPV), L.P.

New York, NY · Dec 31, 2019
  • Dec 31, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WU
Other Travel · group: Wheels

Wheels Up Partners Holdings LLC

New York, NY · Oct 2, 2015 → Aug 16, 2019 · 7 filings
  • Aug 16, 2019 · D · $128,444,569 sold of $128,444,569 · 140 investors · min. $5,355 · role: Director (Director) EDGAR ↗
  • Oct 12, 2017 · D · $117,443,196 sold of $117,443,196 · 243 investors · min. $3,526 · role: Director (Director) EDGAR ↗
  • Feb 24, 2017 · D · $300,000 sold of $300,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 6, 2017 · D · $3,000,000 sold of $3,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 13, 2016 · D · $120,750,000 sold of $120,750,000 · 43 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 26, 2016 · D/A · $96,637,032 sold of $115,000,000 · 192 investors · min. $1,000 · role: Director EDGAR ↗
  • Oct 2, 2015 · D · $66,399,996 sold of $115,000,000 · 13 investors · min. $1,000 · role: Director EDGAR ↗

Raised $128.4M from 243 investors (100% of the $128.4M target) as of the latest filing. Alan is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Travel / 506(b) (69 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: Orangewood

Orangewood Partners Platform LLC

New York, NY · May 15, 2015 → Apr 12, 2019 · 4 filings
  • Apr 12, 2019 · D · $10,001,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗
  • Jan 26, 2018 · D · $10,951,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗
  • May 16, 2016 · D/A · $55,002,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗
  • May 15, 2015 · D · $25,001,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗

Raised $55M from 7 investors as of the latest filing. Alan is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OE
Pooled Investment Fund · group: Orangewood

OW Exer Investors LLC

New York, NY · Apr 12, 2019
  • Apr 12, 2019 · D · $7,750,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's Manager) EDGAR ↗

Raised $7.75M from 10 investors as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OK
Pooled Investment Fund · group: Orangewood

OW K2 Investments LLC

New York, NY · May 6, 2015 → Mar 1, 2019 · 4 filings
  • Mar 1, 2019 · D · $11,986,809 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗
  • Mar 1, 2019 · D · $11,986,809 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗
  • Jun 5, 2018 · D · $8,433,619 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗
  • May 6, 2015 · D · $30,525,000 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗

Raised $30.5M from 18 investors as of the latest filing. Alan is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OA
Pooled Investment Fund · group: Orangewood

OW ABDD Co-Investors LLC

New York, NY · Jan 26, 2018
  • Jan 26, 2018 · D · $19,050,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗

Raised $19.1M from 20 investors as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WU
Other · group: Wheels

Wheels Up MIP LLC

New York, NY · Sep 28, 2015 → Jan 9, 2017 · 2 filings
  • Jan 9, 2017 · D · $1 sold of $1 · 35 investors · min. No minimum reported · role: Director (Director of Managing Member) EDGAR ↗
  • Sep 28, 2015 · D · $0 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Director of Managing Member) EDGAR ↗

Raised $1 from 55 investors (100% of the $1 target) as of the latest filing. Alan is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OG
Pooled Investment Fund · group: Orangewood

OW George Investors LLC

New York, NY · Nov 2, 2016
  • Nov 2, 2016 · D · $17,500,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗

Raised $17.5M from 11 investors as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: Orangewood

OW PSC Investors LLC

New York, NY · May 10, 2016
  • May 10, 2016 · D · $8,950,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗

Raised $8.95M from 8 investors as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OK
Pooled Investment Fund · group: Orangewood

OW K2 Acquisition LLC

New York, NY · May 15, 2015
  • May 15, 2015 · D · $77,026,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗

Raised $77M from 9 investors as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OK
Pooled Investment Fund · group: Orangewood

OW K2 Intermediate LLC

New York, NY · May 15, 2015
  • May 15, 2015 · D · $54,026,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer's Managing Member) EDGAR ↗

Raised $54M from 2 investors as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KT
REITS and Finance · group: Senator

K2 TOWERS REIT LLC

New York, NY · Feb 1, 2013
  • Feb 1, 2013 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Alan is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DH
Business Services · group: Senator

DFI Holding Inc.

New York, NY · Apr 6, 2012
  • Apr 6, 2012 · D · $54,944,400 sold of $54,944,400 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $54.9M from 6 investors (100% of the $54.9M target) as of the latest filing. Alan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Alan 29

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WU
Management entity

Wheels Up Partners Holdings LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

KT
Management entity

K2 TOWERS HOLDINGS LP

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

SI
Management entity

SENATOR INVESTMENT GROUP LP

Promoter · 1 shared filing (1 issuer) · also on 7 other issuers

SENATOR INVESTMENT GROUP LP is on 8 issuers in total — a repeat sponsor. Their page lists every one.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Goldfarb

Executive Officer · 18 shared filings (12 issuers) · also on 2 other issuers

Neil Goldfarb is on 14 issuers in total — a repeat sponsor. Their page lists every one.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Dichter

Executive Officer, Director · 9 shared filings (2 issuers) · also on 5 other issuers

Kenneth Dichter is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Adelman

Director · 9 shared filings (2 issuers) · also on 15 other issuers

David Adelman is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Horowitz

Executive Officer · 9 shared filings (2 issuers)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David Kaufman

Executive Officer · 8 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Bill Allard

Executive Officer, Director · 8 shared filings (2 issuers)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Withers

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chih Cheung

Director · 6 shared filings (2 issuers)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Carl Thorsberg

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Gallagher

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Radecki

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Byron Daniel Crowe, Jr.

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Simanovsky

Director, Executive Officer · 2 shared filings (2 issuers) · also on 16 other issuers

Michael Simanovsky is on 18 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kate O'Malley

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Donohue, Jr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

John Engs

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

James Freund

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Weinewuth

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur Silverman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT JORDAN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

STEVEN WINCH

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Henry Schachar

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Napolitano

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Byron Dan Crowe, J.r

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

EJ
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Jacobs

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Martin Armstrong

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Goldfarb. Their page shows their other deals.

The team behind the deals

O
Sponsor group

Orangewood

21 issuers · 33 filings · $650.3M reported sold · 2015–2026

One team, 21 deal companies. Alan Goldfarb is listed on 21 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan Goldfarb.

S
Sponsor group

Senator

14 issuers · 80 filings · $11.6B reported sold · 2009–2026

One team, 14 deal companies. Alan Goldfarb is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan Goldfarb.

W
Sponsor group

Wheels

2 issuers · 12 filings · $128.4M reported sold · 2013–2019

One team, 2 deal companies. Alan Goldfarb is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan Goldfarb.

Same business address

14 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 25 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): K2 TOWERS REIT LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Goldfarb by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 25 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Goldfarb is listed on: none on file. No website or social profile named in OW K2 Acquisition LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #302,466 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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