David Baxt is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Nov 2013 and Nov 2014: Wheels Up Partners Holdings LLC (New York, NY — other travel — 2013–2014; $128.4M reported sold to 243 investors) and Wheels Up MIP LLC (New York, NY — industry reported as "Other" — 2014; $1 reported sold to 55 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $128.4M sold in total.
All 2 issuers belong to the sponsor group Wheels (2 issuers, $128.4M reported sold, 2013–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Wheels has 2 companies on file and $128.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for David Baxt and found 7 differences: Form D filed 16 days after the first sale; Form D filed 40 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.