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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:47 AM ET

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David Bree

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), CA, Bermuda (as filed: D0), NY, Virgin Islands, British (as filed: D8), Netherlands Antilles (as filed: P8), CT, TX, Hong Kong (as filed: K3), IL, NJ, MA, TN · Oct 24, 2008 → Jul 26, 2024

410deals (issuers)
$91.04Breported sold
10,759investors
2089Form D filings
2008–2024years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Bree is listed as an executive officer, director, and promoter on 2,089 SEC Form D filings by 410 issuers between Oct 2008 and Jul 2024. Largest by amount reported sold: DIAMONDBACK OFFSHORE FUND LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2012; $6.59B reported sold to 576 investors), AMBER FUND (CAYMAN) LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009; $5B reported sold to 621 investors), SCP OCEAN FUND, LTD. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2010; $4.48B reported sold to 529 investors), Elliott International Ltd (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2019; $4.33B reported sold to 381 investors), SRS Partners, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2019; $3.73B reported sold to 249 investors) and 405 more (all listed below).

What this means That is a lot of deals — 410 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $176.43B sold in total.

Listed alongside Don Seymour (414 shared filings), Ronan Guilfoyle (225 shared filings), Don M. Seymour (203 shared filings), Aldo Ghisletta (157 shared filings), Roger Hanson (124 shared filings) and 657 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 4 sponsor groups: James River (58 issuers, $8.81B reported sold, 2009–2026), Common Sense (40 issuers, $14.36B reported sold, 2009–2020), Fir Tree (45 issuers, $18.58B reported sold, 2009–2024) and Goldpoint (94 issuers, $17.89B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 court cases matching the name, 65 bankruptcy cases matching the name listed in Key records below.

What this means 70 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 2,089 public filings for David Bree and found 8 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Bree has not run yet — it is #14,198 of 27,369 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 1 open, 3 closed (disposition not in docket feed), 1 dismissed

Bree v. BNSF Railway Company open
District Court, D. Montana · No. 4:26-cv-00217 · Filed Mar 25, 2026
Role of Bree: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in MT (not a filing state)
Van Bree v. AMCO Insurance Company closed
District Court, E.D. Missouri · No. 4:22-cv-00304 · Filed Mar 14, 2022 · Closed Jul 1, 2022
Role of Van Bree: Plaintiff · Outcome: Terminated 2022-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in MO (not a filing state)
Van Bree v. Equifax Information Services dismissed
District Court, D. Utah · No. 1:18-cv-00055 · Filed May 22, 2018 · Closed Nov 20, 2018 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Van Bree: Plaintiff · Outcome: Terminated 2018-11-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (UT)
Equity Residential Management, L.L.C. v. Bree Savage closed
District Court, C.D. California · No. 2:17-cv-01644 · Filed Mar 1, 2017 · Closed Mar 6, 2017 · Nature of suit: 290 Other real property actions
Role of Bree Savage: Defendant · Outcome: Terminated 2017-03-06 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (CA)
Marine Bank v. Van Bree closed
District Court, E.D. Wisconsin · No. 2:03-cv-00173 · Filed Mar 5, 2003 · Closed Apr 8, 2003 · Nature of suit: 890 Other statutory actions
Role of Van Bree: Defendant · Outcome: Terminated 2003-04-08 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in WI (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Bree..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

65 cases: 10 open, 55 closed (disposition not in docket feed)

Jorge Torres Perez and Destiny Bree Torres open
United States Bankruptcy Court, C.D. California · No. 6:26-bk-16248 · Filed Jul 31, 2026
Role of Jorge Torres Perez and Destiny Bree Torres: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (destiny); court in the person's filing state (CA)
James Mitchell Simmons and Bree Ahnjayla Simmons open
United States Bankruptcy Court, W.D. Louisiana · No. 25-20414 · Filed Aug 25, 2025
Role of James Mitchell Simmons and Bree Ahnjayla Simmons: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in LA (not a filing state)
JOSHUA M. JOHNSON and BREE N. JOHNSON open
United States Bankruptcy Court, D. Arizona · No. 3:25-bk-05922 · Filed Jun 27, 2025
Role of JOSHUA M. JOHNSON and BREE N. JOHNSON: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (AR)
Justin Richard Jordan and Michelle Bree-nan Jordan open
United States Bankruptcy Court, N.D. Texas · No. 24-20155 · Filed Jun 10, 2024
Role of Justin Richard Jordan and Michelle Bree-nan Jordan: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (michelle); court in the person's filing state (TX)
Aaron Michael Robert Jones and Bree Arian Graham closed
United States Bankruptcy Court, D. Idaho · No. 22-00408 · Filed Sep 15, 2022 · Closed Jan 9, 2023
Role of Aaron Michael Robert Jones and Bree Arian Graham: Debtor · Outcome: Case closed 2023-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in ID (not a filing state)
LAWRENCE G DAVIS and BREE D D DAVIS closed
United States Bankruptcy Court, D. Arizona · No. 2:22-bk-05490 · Filed Aug 18, 2022 · Closed Dec 6, 2022
Role of LAWRENCE G DAVIS and BREE D D DAVIS: Debtor · Outcome: Case closed 2022-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (AR)
Robert Michael Mullins and Bree Nicole Mullins open
United States Bankruptcy Court, N.D. Indiana · No. 22-10445 · Filed Apr 29, 2022
Role of Robert Michael Mullins and Bree Nicole Mullins: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in IN (not a filing state)
Stephanie Bree Walker and Christopher Michael Walker open
United States Bankruptcy Court, S.D. Texas · No. 21-32528 · Filed Jul 28, 2021
Role of Stephanie Bree Walker and Christopher Michael Walker: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (stephanie); court in the person's filing state (TX)
Stephanie Bree Smith closed
United States Bankruptcy Court, N.D. Georgia · No. 20-71888 · Filed Nov 19, 2020 · Closed Mar 16, 2021
Role of Stephanie Bree Smith: Debtor · Outcome: Case closed 2021-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (stephanie); court in the person's filing state (GA)
Jennifer Bree Wolf closed
United States Bankruptcy Court, N.D. New York · No. 20-30702 · Filed Jun 29, 2020 · Closed Feb 1, 2024
Role of Jennifer Bree Wolf: Debtor · Outcome: Case closed 2024-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (jennifer); court in the person's filing state (NY)
Andrew Edward Moore and Bree Mckenna Moore closed
United States Bankruptcy Court, S.D. California · No. 19-05961 · Filed Sep 30, 2019 · Closed Jan 6, 2020
Role of Andrew Edward Moore and Bree Mckenna Moore: Debtor · Outcome: Case closed 2020-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (CA)
Jose Alejandro Hernandez-Lopez and Casey Bree Hernandez closed
United States Bankruptcy Court, N.D. Georgia · No. 19-40716 · Filed Mar 27, 2019 · Closed Oct 30, 2019
Role of Jose Alejandro Hernandez-Lopez and Casey Bree Hernandez: Debtor · Outcome: Case closed 2019-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (casey); court in the person's filing state (GA)
Daniel Pierce and Bree Pierce open
United States Bankruptcy Court, D. Maryland · No. 19-13121 · Filed Mar 11, 2019
Role of Daniel Pierce and Bree Pierce: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in MD (not a filing state)
Bree Jalyn Van Wagenen and Scott David Morrison open
United States Bankruptcy Court, D. Utah · No. 18-29173 · Filed Dec 10, 2018
Role of Bree Jalyn Van Wagenen and Scott David Morrison: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (UT)
Geoffrey William Jones and Jillian Bree Jones closed
United States Bankruptcy Court, C.D. California · No. 6:18-bk-18522 · Filed Oct 9, 2018 · Closed Jan 23, 2019
Role of Geoffrey William Jones and Jillian Bree Jones: Debtor · Outcome: Case closed 2019-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (jillian); court in the person's filing state (CA)
Jonathan David Edwards and Erica Bree Edwards closed
United States Bankruptcy Court, N.D. Georgia · No. 18-59182 · Filed Jun 4, 2018 · Closed Jan 10, 2019
Role of Jonathan David Edwards and Erica Bree Edwards: Debtor · Outcome: Case closed 2019-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (erica); court in the person's filing state (GA)
WILLIAM RYAN PARISH and SHANDUS BREE VALENTINE PARISH open
United States Bankruptcy Court, M.D. Tennessee · No. 3:18-bk-03080 · Filed May 4, 2018
Role of WILLIAM RYAN PARISH and SHANDUS BREE VALENTINE PARISH: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (shandus); court in the person's filing state (TN)
Nicholas Wayne Jones and Danielle Bree Jones closed
United States Bankruptcy Court, W.D. Arkansas · No. 5:18-bk-70453 · Filed Feb 22, 2018 · Closed Jul 16, 2018
Role of Nicholas Wayne Jones and Danielle Bree Jones: Debtor · Outcome: Case closed 2018-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (danielle); court in the person's filing state (AR)
Justin Jack Walker and Bree Ann Walker closed
United States Bankruptcy Court, D. Idaho · No. 17-41113 · Filed Dec 14, 2017 · Closed Sep 26, 2018
Role of Justin Jack Walker and Bree Ann Walker: Debtor · Outcome: Case closed 2018-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in ID (not a filing state)
John G Roberts and Bree L Roberts closed
United States Bankruptcy Court, C.D. California · No. 9:17-bk-11193 · Filed Jun 30, 2017 · Closed Oct 31, 2017
Role of John G Roberts and Bree L Roberts: Debtor · Outcome: Case closed 2017-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (CA)
James Elson Buck, Jr and Karity Bree Buck closed
United States Bankruptcy Court, C.D. California · No. 8:17-bk-12157 · Filed May 26, 2017 · Closed Nov 7, 2017
Role of James Elson Buck, Jr and Karity Bree Buck: Debtor · Outcome: Case closed 2017-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (karity); court in the person's filing state (CA)
Richard Terry Hendrix and Amanda Bree Hendrix closed
United States Bankruptcy Court, N.D. Georgia · No. 16-41245 · Filed May 27, 2016 · Closed Nov 15, 2021
Role of Richard Terry Hendrix and Amanda Bree Hendrix: Debtor · Outcome: Case closed 2021-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (amanda); court in the person's filing state (GA)
Michael Patterson and Bree Patterson closed
United States Bankruptcy Court, N.D. Florida · No. 15-30992 · Filed Sep 25, 2015 · Closed Feb 14, 2017
Role of Michael Patterson and Bree Patterson: Debtor · Outcome: Case closed 2017-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (FL)
James Elson Buck, Jr and Karity Bree Buck closed
United States Bankruptcy Court, C.D. California · No. 8:14-bk-15940 · Filed Oct 2, 2014 · Closed Dec 2, 2015
Role of James Elson Buck, Jr and Karity Bree Buck: Debtor · Outcome: Case closed 2015-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (karity); court in the person's filing state (CA)
Darrell G Smith, Jr. and Bree M Smith closed
United States Bankruptcy Court, D. Delaware · No. 14-10813 · Filed Apr 7, 2014 · Closed Dec 30, 2019
Role of Darrell G Smith, Jr. and Bree M Smith: Debtor · Outcome: Case closed 2019-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (DE)
David Crenshaw, Jr and Bree Crenshaw closed
United States Bankruptcy Court, D. Oregon · No. 13-33413 · Filed May 29, 2013 · Closed Aug 27, 2013
Role of David Crenshaw, Jr and Bree Crenshaw: Debtor · Outcome: Case closed 2013-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in OR (not a filing state)
Robert William McMullan and Bree Ann McMullan closed
United States Bankruptcy Court, D. Wyoming · No. 13-20128 · Filed Feb 20, 2013 · Closed Aug 10, 2016
Role of Robert William McMullan and Bree Ann McMullan: Debtor · Outcome: Case closed 2016-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in WY (not a filing state)
Matthew A. Ross and Bree R. Ross closed
United States Bankruptcy Court, D. New Mexico · No. 12-14506 · Filed Dec 13, 2012 · Closed Mar 18, 2013
Role of Matthew A. Ross and Bree R. Ross: Debtor · Outcome: Case closed 2013-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in NM (not a filing state)
Brant Gerald Jones and Jessica Bree Jones closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-37168 · Filed Dec 10, 2012 · Closed Mar 26, 2013
Role of Brant Gerald Jones and Jessica Bree Jones: Debtor · Outcome: Case closed 2013-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (jessica); court in the person's filing state (CA)
David Alan Fisher and Ashley Bree Fisher closed
United States Bankruptcy Court, W.D. Tennessee · No. 12-25551 · Filed May 29, 2012 · Closed Nov 29, 2012
Role of David Alan Fisher and Ashley Bree Fisher: Debtor · Outcome: Case closed 2012-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (ashley); court in the person's filing state (TN)
Dustin Tate Davis and Casey Bree Davis closed
United States Bankruptcy Court, W.D. Texas · No. 12-10805 · Filed Apr 9, 2012 · Closed Sep 21, 2012
Role of Dustin Tate Davis and Casey Bree Davis: Debtor · Outcome: Case closed 2012-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (casey); court in the person's filing state (TX)
Brett Rene Miles and Rebecca Bree Miles closed
United States Bankruptcy Court, D. Utah · No. 12-21839 · Filed Feb 21, 2012 · Closed Aug 8, 2017
Role of Brett Rene Miles and Rebecca Bree Miles: Debtor · Outcome: Case closed 2017-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (rebecca); court in the person's filing state (UT)
William J. White and Bree Jaie White closed
United States Bankruptcy Court, N.D. Indiana · No. 11-13320 · Filed Aug 31, 2011 · Closed Dec 13, 2011
Role of William J. White and Bree Jaie White: Debtor · Outcome: Case closed 2011-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in IN (not a filing state)
Bree Enterprises LLC closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-40168 · Filed Jul 14, 2011 · Closed Sep 29, 2011
Role of Bree Enterprises LLC: Debtor · Outcome: Case closed 2011-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (CA)
James M Simons and Bree E Simons closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 11-15584 · Filed Jul 14, 2011 · Closed Feb 1, 2012
Role of James M Simons and Bree E Simons: Debtor · Outcome: Case closed 2012-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (PA)
Jason Lee Kern and Christina Bree Kern closed
United States Bankruptcy Court, M.D. Georgia · No. 10-30840 · Filed May 3, 2010 · Closed Aug 11, 2010
Role of Jason Lee Kern and Christina Bree Kern: Debtor · Outcome: Case closed 2010-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (christina); court in the person's filing state (GA)
William Everett Stone and Bree Michelle Stone closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-10-12000 · Filed Mar 19, 2010 · Closed Jul 20, 2010
Role of William Everett Stone and Bree Michelle Stone: Debtor · Outcome: Case closed 2010-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in WI (not a filing state)
Justin Marshall Kelley and Bree Amber Kelley closed
United States Bankruptcy Court, E.D. California · No. 09-60442 · Filed Oct 28, 2009 · Closed Feb 5, 2010
Role of Justin Marshall Kelley and Bree Amber Kelley: Debtor · Outcome: Case closed 2010-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (CA)
Richard Allen Crowder and Bree Nicole Crowder closed
United States Bankruptcy Court, E.D. Kentucky · No. 09-22771 · Filed Oct 27, 2009 · Closed Feb 19, 2010
Role of Richard Allen Crowder and Bree Nicole Crowder: Debtor · Outcome: Case closed 2010-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in KY (not a filing state)
Michael Ray Cook and Jamie Bree Cook closed
United States Bankruptcy Court, N.D. Texas · No. 09-45136 · Filed Aug 21, 2009 · Closed Nov 21, 2014
Role of Michael Ray Cook and Jamie Bree Cook: Debtor · Outcome: Case closed 2014-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (jamie); court in the person's filing state (TX)
DANIEL JAMES BERG and BREE DANIELL BERG closed
United States Bankruptcy Court, D. Nevada · No. 09-52491 · Filed Jul 29, 2009 · Closed Apr 21, 2010
Role of DANIEL JAMES BERG and BREE DANIELL BERG: Debtor · Outcome: Case closed 2010-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in NV (not a filing state)
Robert Cole Hunter and Bree Lynn Hunter closed
United States Bankruptcy Court, E.D. Washington · No. 09-03597 · Filed Jun 26, 2009 · Closed Sep 30, 2009
Role of Robert Cole Hunter and Bree Lynn Hunter: Debtor · Outcome: Case closed 2009-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in WA (not a filing state)
Edward Patrick Kelly, Jr and Bree Lee Kelly closed
United States Bankruptcy Court, D. Colorado · No. 08-26256 · Filed Oct 16, 2008 · Closed Aug 15, 2012
Role of Edward Patrick Kelly, Jr and Bree Lee Kelly: Debtor · Outcome: Case closed 2012-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in CO (not a filing state); a co-listed related person is a party
Garrett Michael Brown and Bree Coven Brown closed
United States Bankruptcy Court, W.D. Washington · No. 08-14190 · Filed Jul 3, 2008 · Closed Nov 12, 2013
Role of Garrett Michael Brown and Bree Coven Brown: Debtor · Outcome: Case closed 2013-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in WA (not a filing state)
James Allan Phillips and Bree Holloman Phillips closed
United States Bankruptcy Court, E.D. Missouri · No. 08-44281 · Filed Jun 12, 2008 · Closed Sep 29, 2008
Role of James Allan Phillips and Bree Holloman Phillips: Debtor · Outcome: Case closed 2008-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in MO (not a filing state)
Jessica Bree Brown closed
United States Bankruptcy Court, N.D. Georgia · No. 08-10721 · Filed Mar 14, 2008 · Closed Jul 11, 2008
Role of Jessica Bree Brown: Debtor · Outcome: Case closed 2008-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (jessica); court in the person's filing state (GA)
North Plaza, LLC v. Bree closed
United States Bankruptcy Court, S.D. California · No. 06-90217 · Filed Feb 24, 2006 · Closed Mar 27, 2013
Role of Bree: Defendant · Outcome: Case closed 2013-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (CA)
Paul Edward Wilson and Bree Lynne Wilson closed
United States Bankruptcy Court, W.D. Missouri · No. 05-45644 · Filed Aug 15, 2005 · Closed Nov 28, 2005
Role of Paul Edward Wilson and Bree Lynne Wilson: Debtor · Outcome: Case closed 2005-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in MO (not a filing state)
Ryan M Johnson and Bree Debra Johnson closed
United States Bankruptcy Court, W.D. Washington · No. 05-16712 · Filed May 23, 2005 · Closed Sep 7, 2005
Role of Ryan M Johnson and Bree Debra Johnson: Debtor · Outcome: Case closed 2005-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in WA (not a filing state)
James Dean Martin and Bree Alissa Martin closed
United States Bankruptcy Court, M.D. Tennessee · No. 2:05-bk-01889 · Filed Feb 15, 2005 · Closed Jun 21, 2005
Role of James Dean Martin and Bree Alissa Martin: Debtor · Outcome: Case closed 2005-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (TN)
North Plaza, LLC v. Bree closed
United States Bankruptcy Court, S.D. California · No. 04-90525 · Filed Dec 7, 2004 · Closed Mar 27, 2013
Role of Bree: Defendant · Outcome: Case closed 2013-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (CA)
Casey Bree Williams closed
United States Bankruptcy Court, E.D. Virginia · No. 04-76624 · Filed Nov 12, 2004 · Closed Mar 7, 2005
Role of Casey Bree Williams: Debtor · Outcome: Case closed 2005-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (casey); court in the person's filing state (VA)
David A. Jones and Bree D. Jones closed
United States Bankruptcy Court, N.D. California · No. 04-56060 · Filed Sep 28, 2004 · Closed May 26, 2009
Role of David A. Jones and Bree D. Jones: Debtor · Outcome: Case closed 2009-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (CA)
Heather Bree Fraser closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:03-bk-36879 · Filed Dec 18, 2003 · Closed Mar 15, 2005
Role of Heather Bree Fraser: Debtor · Outcome: Case closed 2005-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (heather); court in the person's filing state (TN)
Andrew James Davis and Brenicia Bree Ann Davis closed
United States Bankruptcy Court, S.D. California · No. 03-07736 · Filed Aug 21, 2003 · Closed Dec 2, 2003
Role of Andrew James Davis and Brenicia Bree Ann Davis: Debtor · Outcome: Case closed 2003-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (brenicia); court in the person's filing state (CA)
Joseph Daniel Rogers and Bree Michelle Rogers closed
United States Bankruptcy Court, D. Kansas · No. 02-13598 · Filed Jul 24, 2002 · Closed Dec 31, 2002
Role of Joseph Daniel Rogers and Bree Michelle Rogers: Debtor · Outcome: Case closed 2002-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in KS (not a filing state)
Richard John Dennis and Bree Pressler Dennis closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-20723 · Filed Jun 28, 2002 · Closed Oct 23, 2002
Role of Richard John Dennis and Bree Pressler Dennis: Debtor · Outcome: Case closed 2002-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (CA)
Robert Hernandez and Carin Bree Hernandez closed
United States Bankruptcy Court, E.D. California · No. 01-61228 · Filed Dec 6, 2001 · Closed Mar 28, 2002
Role of Robert Hernandez and Carin Bree Hernandez: Debtor · Outcome: Case closed 2002-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (carin); court in the person's filing state (CA)
Robert G. Morris and Bree Morris closed
United States Bankruptcy Court, D. New Jersey · No. 01-10195 · Filed Jan 5, 2001 · Closed Jun 4, 2001
Role of Robert G. Morris and Bree Morris: Debtor · Outcome: Case closed 2001-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (NJ)
William C. Mayo and Bree A. Mayo closed
United States Bankruptcy Court, N.D. Texas · No. 00-70589 · Filed Jul 18, 2000 · Closed Dec 13, 2000
Role of William C. Mayo and Bree A. Mayo: Debtor · Outcome: Case closed 2000-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (TX)
ROBERT COLE HUNTER and BREE LYNN HUNTER closed
United States Bankruptcy Court, E.D. Washington · No. 99-02188 · Filed Apr 9, 1999 · Closed Jul 7, 1999
Role of ROBERT COLE HUNTER and BREE LYNN HUNTER: Debtor · Outcome: Case closed 1999-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in WA (not a filing state)
David A. Jones and Bree D. Jones closed
United States Bankruptcy Court, E.D. California · No. 99-12413 · Filed Mar 17, 1999 · Closed Jul 1, 1999
Role of David A. Jones and Bree D. Jones: Debtor · Outcome: Case closed 1999-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (CA)
Brian Lewis and Bree Lyn Lewis closed
United States Bankruptcy Court, D. Oregon · No. 98-36038 · Filed Aug 5, 1998 · Closed Nov 5, 1998
Role of Brian Lewis and Bree Lyn Lewis: Debtor · Outcome: Case closed 1998-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in OR (not a filing state)
Barbara Bree Williams closed
United States Bankruptcy Court, N.D. Georgia · No. 93-77695 · Filed Dec 17, 1993 · Closed Apr 19, 1994
Role of Barbara Bree Williams: Debtor · Outcome: Case closed 1994-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); different first name (barbara); court in the person's filing state (GA)
Carter R. Brown and Bree A. Brown open
United States Bankruptcy Court, N.D. Alabama · No. 25-80165 · Filed —
Role of Carter R. Brown and Bree A. Brown: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 87 federal dockets); surname only in the caption; court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for David Bree — 3 worth asking about (compared the newest 50 of 2,089 filings on Oct 24, 2026; older filings not covered)

Note · May 18, 1998 – Sep 10, 2009

4 bankruptcy cases name the subject or team members

Bankruptcy case: The Rock Creek International School — filed May 25, 2007 · Bankruptcy case: Bayou Management, LLC v. Sterling Stamos Security Fund LP — filed Sep 8, 2006 · Bankruptcy case: Universal Bank, N.A. v. Stamos — filed Feb 16, 1999 · Bankruptcy case: F.C.C. National Bank v. Friedler — filed May 18, 1998

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Aug 28, 2019 – Aug 27, 2020

Amount sold went down between filings — Semper Midas Fund, Ltd.

The Aug 28, 2019 filing says $56,540,504 sold; the Aug 27, 2020 Form D/A says $55,210,504 sold — $1,330,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Aug 28, 2019 – Aug 27, 2020

Investor count went down between filings — Semper Midas Fund, Ltd.

The Aug 28, 2019 filing reports 21 investors; the Aug 27, 2020 Form D/A reports 19 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Feb 14, 2023

David Bree appears on 1 deal that stopped filing before reaching its target

COURAGE SPECIAL SITUATIONS OFFSHORE FUND LTD (last filing Feb 14, 2023; $365,253,368 sold of $1,000,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Oct 1, 2006 – Jun 9, 2023

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Weiss Multi-Strategy Partners (Cayman) Ltd. (latest filing Jun 9, 2023) · No amendment in the last 12 months on an offering that may still be open — Tiger Eye Fund, Ltd. (latest filing Mar 9, 2022) · No amendment in the last 12 months on an offering that may still be open — III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC (latest filing Aug 27, 2021) · No amendment in the last 12 months on an offering that may still be open — III EP Strategies Fund Ltd. (latest filing Aug 27, 2021) · No amendment in the last 12 months on an offering that may still be open — Semper Midas Fund, Ltd. (latest filing Aug 27, 2020) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Jan 22, 2020 – Jul 25, 2025

21 people are no longer listed on a later amendment

David Bree is no longer listed on the Jul 25, 2025 amendment — Kenwood Fund, Ltd. · David Bree is no longer listed on the Aug 3, 2023 amendment — Georgetown Diversified Fund, Ltd. · David Bree is no longer listed on the Oct 4, 2022 amendment — JLP Credit Opportunity Cayman Fund Ltd · David Bree is no longer listed on the Mar 16, 2022 amendment — III Credit Opportunities Fund Ltd. · David Bree is no longer listed on the Mar 4, 2022 amendment — Cooper Creek Partners Ltd. · and 16 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Feb 7, 2018 – Mar 7, 2025

14 address changes between filings

Address moved from George Town, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — One William Street Capital Offshore Fund, Ltd. · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to George Town, Cayman Islands (as filed: E9) — One William Street Capital Offshore Fund, Ltd. · Address moved from George Town, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Georgetown Diversified Fund, Ltd. · Address moved from George Town, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — One William Street Capital Offshore Fund, Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to George Town, Cayman Islands (as filed: E9) — One William Street Capital Offshore Fund, Ltd. · and 9 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jul 29, 2015 – Jul 26, 2024

David Bree is listed with 4 different address states: E9, CA, CT, NY

Cayman Islands (as filed: E9) on 136 filings (Jul 29, 2015 to Jul 26, 2024); CA on 18 filings (Jul 31, 2015 to Oct 19, 2020); CT on 5 filings (Feb 29, 2016 to Feb 28, 2020); NY on 6 filings (Apr 1, 2016 to Apr 9, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 2,089 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

55 of 428 offerings report sales commissions totalling $105,953,223; 11 report finder's fees totalling $21,255,533; 19 report proceeds to related persons totalling $42,554,266. (includes amounts the issuer reported as estimates)

Showing the 300 most recent of 428 offerings below; the counts and totals above cover all 428. The PDF export lists the same 300.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 26, 2024 D/A
File 021-184103
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jun 9, 2023 D/A
File 021-132704
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Jul 27, 2022 D/A
File 021-84129
$0$0$0 (est.)
The Issuer's confidential offering materials fully discuss the annual fees the Investment Manager and any other parties are entitled to.
None listed on this filingEDGAR ↗
Mar 9, 2022 D/A
File 021-132702
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗EDGAR ↗
Jan 27, 2022 D/A
File 021-160090
$0 (est.)$0 (est.)$0 (est.)
Phoenix Capital Management LLC and its affiliates receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Offering Memorandum.
None listed on this filingEDGAR ↗
Aug 27, 2021 D/A
File 021-293688
$276,701$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Aug 27, 2021 D/A
File 021-293698
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Apr 9, 2021 D/A
File 021-237147
$0 (est.)$0$0Hastings Capital Group LLC BrokerCheck CRD 142998 ↗
via Hastings Capital Group LLC (CRD 142998 ↗)
EDGAR ↗
Mar 5, 2021 D/A
File 021-162037
$983,659 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
EDGAR ↗
Mar 5, 2021 D/A
File 021-174630
$19,934 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
Andrew R. Feldman BrokerCheck CRD 1147411 ↗
via Agecroft Partners, LLC (CRD 139227 ↗)
EDGAR ↗
Feb 8, 2021 D/A
File 021-134409
$3,073 (est.)$0$0None listed on this filingEDGAR ↗
Jan 29, 2021 D/A
File 021-331789
$48,345$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Jan 27, 2021 D/A
File 021-279357
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Nov 25, 2020 D/A
File 021-244711
$1,652,040 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
EDGAR ↗
Oct 19, 2020 D/A
File 021-244882
$0$0$0
The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents.
None listed on this filingEDGAR ↗
Oct 19, 2020 D/A
File 021-244869
$0$0$0
The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents.
None listed on this filingEDGAR ↗
Oct 19, 2020 D/A
File 021-244879
$0$0$0
The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents.
None listed on this filingEDGAR ↗
Aug 27, 2020 D/A
File 021-170476
$0$0$0
Customary management fees and advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None no CRD number reported
via CAVU Securities, LLC (CRD 6906 ↗)
EDGAR ↗
Mar 16, 2020 D/A
File 021-121176
$2,489,695$0$0
The fund charges a management fee that is described in the fund's offering documents.
Stifel, Nicolaus & Company Incorporated BrokerCheck CRD 793 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Park Hill Group LLC BrokerCheck CRD 135898 ↗
EDGAR ↗
Mar 16, 2020 D/A
File 021-201381
$32,339$0$0
The fund charges a management fee that is described in the fund's offering documents.
Stifel, Nicolaus & Company Incorporated BrokerCheck CRD 793 ↗EDGAR ↗
Mar 12, 2020 D/A
File 021-202869
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2020 D/A
File 021-114343
$8,466,102 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
EDGAR ↗
Feb 28, 2020 D/A
File 021-128144
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2020 D/A
File 021-107069
$526,846$0$0
The fund charges a management fee that is described in the fund's offering documents.
First Long Island Investors, LLC BrokerCheck CRD 17128 ↗
Merrill Lynch & Co. no CRD number reported
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Feb 21, 2020 D/A
File 021-333415
$274,569 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Feb 14, 2020 D/A
File 021-76251
$0$0$0None listed on this filingEDGAR ↗
Jan 31, 2020 D/A
File 021-331844
$0$0$0 (est.)
The Investment Manager receives a management fee equal to a percentage of the Issuer's and its affiliates' net asset value on an ongoing basis.
None listed on this filingEDGAR ↗
Jan 22, 2020 D/A
File 021-138191
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2020 D/A
File 021-94901
$0$245,746 (est.)$0 (est.)
Apis Capital Advisors, LLC receives customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.
Goldman, Sachs & Co. BrokerCheck CRD 361 ↗
KPG Capital Partners, LLC BrokerCheck CRD 165392 ↗
AGECROFT PARTNERS, LLC BrokerCheck CRD 139227 ↗
JEFFERIES LLC BrokerCheck CRD 2347 ↗
ALMA CAPITAL INVESTMENT MANAGEMENT no CRD number reported
EDGAR ↗
Jan 17, 2020 D/A
File 021-196321
$0$0$0 (est.)
Apis Capital Advisors, LLC and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account).
Goldman, Sachs & Co. BrokerCheck CRD 361 ↗
KPG Capital Partners, LLC BrokerCheck CRD 165392 ↗
AGECROFT PARTNERS, LLC BrokerCheck CRD 139227 ↗
JEFFERIES LLC BrokerCheck CRD 2347 ↗
ALMA CAPITAL INVESTMENT MANAGEMENT no CRD number reported
EDGAR ↗
Jan 15, 2020 D/A
File 021-134246
$1,596,780 (est.)$0$0None listed on this filingEDGAR ↗
Jan 15, 2020 D/A
File 021-303221
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2020 D/A
File 021-124010
$6,573,232 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
EDGAR ↗
Jan 9, 2020 D/A
File 021-83335
$762,569 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
EDGAR ↗
Jan 8, 2020 D/A
File 021-329969
$0 (est.)$0 (est.)$0 (est.)
The Investment Adviser is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Dec 31, 2019 D/A
File 021-97157
$0$0$0 (est.)
Persons named in Item 3 or affiliate(s) thereof may receive payments deemed made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
Dec 19, 2019 D/A
File 021-125478
$7,038,093 (est.)$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Dec 13, 2019 D/A
File 021-249650
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Dec 13, 2019 D/A
File 021-201661
$0$0$0 (est.)
Certain persons named in Item 3 or affiliates(s) thereof may receive payments deemed to be made from the proceeds of the offering including management fees and/or performance allocations. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
Dec 13, 2019 D/A
File 021-253136
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Dec 5, 2019 D/A
File 021-162729
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2019 D/A
File 021-165979
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2019 D/A
File 021-292850
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2019 D/A
File 021-307589
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2019 D
File 021-353188
$0$0$0 (est.)
The Issuer pays an annual management fee ranging from 1.5% to 2% of the Issuer's net asset value to EICA, and annual fees to the Issuer's independent directors.
None listed on this filingEDGAR ↗
Oct 30, 2019 D/A
File 021-235950
$0$0$0None listed on this filingEDGAR ↗
Oct 17, 2019 D/A
File 021-167941
$0$0$0
Issuer's confidential offering materials fully discuss management fees.
None listed on this filingEDGAR ↗
Oct 16, 2019 D/A
File 021-320534
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2019 D/A
File 021-226237
$0$498,293 (est.)$0 (est.)
The Investment Manager is entitled to receive a management fee and an affiliate of the Investment Manager is entitled to receive an incentive allocation, each of which are set forth in detail in the Issuer's Confidential Offering Materials.
Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗
Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Wells Fargo Investment Institute, Inc. BrokerCheck CRD 133204 ↗
Raymond James & Associates Inc. BrokerCheck CRD 705 ↗
EDGAR ↗
Oct 1, 2019 D/A
File 021-161448
$0 (est.)$0 (est.)$0 (est.)
Phoenix Capital Management LLC and its affiliates receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Oct 1, 2019 D/A
File 021-181261
$0 (est.)$0 (est.)$0 (est.)
Phoenix Capital Management LLC and its affiliates receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Sep 30, 2019 D
File 021-349968
$0$0$0
Issuer's confidential offering materials fully discuss management fees.
None listed on this filingEDGAR ↗
Sep 27, 2019 D/A
File 021-248416
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Sep 6, 2019 D/A
File 021-129299
$0 (est.)$0 (est.)$12,000 (est.)
The Issuer pays fees of approximately $12,000.00 per annum to its directors. The investment adviser of the issuer receives investment management fees and performance fees.
None listed on this filingEDGAR ↗
Sep 4, 2019 D/A
File 021-129791
$0 (est.)$0 (est.)$0 (est.)
Issuer's confidential offering materials set forth detailed discussions regarding management and incentive fees.
William S. Villafranco BrokerCheck CRD 2190885 ↗
via APB Financial Group, LLC (Southwind Associates of NJ, Inc.) (CRD 38235 ↗)
EDGAR ↗
Sep 4, 2019 D/A
File 021-129789
$0 (est.)$0 (est.)$0 (est.)
Issuer's confidential offering materials set forth detailed discussions regarding management and incentive fees.
William S. Villafranco BrokerCheck CRD 2190885 ↗
via APB Financial Group, LLC (Southwinds Associates of NJ, Inc.) (CRD 38235 ↗)
EDGAR ↗
Aug 29, 2019 D/A
File 021-183399
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
Old City Securities, LLC BrokerCheck CRD 171910 ↗
Fidante Partners USA LLC BrokerCheck CRD 288469 ↗
EDGAR ↗
Aug 28, 2019 D/A
File 021-247234
$2,872,633$0$0
The alternative investment fund manager is entitled to a management fee and incentive fee. The terms of the management fee and incentive fee are fully discussed in the Issuer's confidential offering materials.
KPG Capital Partners, LLC BrokerCheck CRD 165392 ↗EDGAR ↗
Aug 16, 2019 D/A
File 021-81047
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid a fixed fee and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Aug 16, 2019 D/A
File 021-146472
$89,000 (est.)$0$0
The fund charges a management fee that is described in the fund's offering documents.
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Aug 16, 2019 D/A
File 021-210408
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid a fixed fee and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Aug 16, 2019 D/A
File 021-210411
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid a fixed fee and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Aug 8, 2019 D/A
File 021-127562
$0$0$0
Each director currently receives an annual fee.
None listed on this filingEDGAR ↗
Aug 7, 2019 D/A
File 021-98975
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Aug 7, 2019 D/A
File 021-69283
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Aug 7, 2019 D/A
File 021-185507
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Aug 7, 2019 D/A
File 021-185508
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Aug 7, 2019 D/A
File 021-308481
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
Brooklands Capital Strategies BD, LP BrokerCheck CRD 281951 ↗EDGAR ↗
Jul 9, 2019 D/A
File 021-224299
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2019 D/A
File 021-316177
$0$0$0None listed on this filingEDGAR ↗
Jun 28, 2019 D/A
File 021-116683
$0$0$0
Proceeds from investments in Issuer are subject to management fees, performance allocations and expense allocations paid or made in favor of Fir Tree Capital Management LP or its affiliates, as fully disclosed in Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 28, 2019 D/A
File 021-116765
$0$0$0
Proceeds from investments in Issuer are subject to management fees, performance allocations and expense allocations paid or made in favor of Fir Tree Capital Management LP or its affiliates as fully disclosed in Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 28, 2019 D/A
File 021-116767
$0$0$0
Proceeds from investments in Issuer are subject to management fees, performance allocations and expense allocations paid or made in favor of Fir Tree Capital Management LP or its affiliates as fully disclosed in Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 28, 2019 D/A
File 021-116766
$0$0$0
Proceeds from investments in Issuer are subject to management fees, performance allocations and expense allocations paid or made in favor of Fir Tree Capital Management LP or its affiliates as fully disclosed in Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 24, 2019 D/A
File 021-53697
$648,157 (est.)$0$100,000 (est.)
Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents.
North Bridge Capital BrokerCheck CRD 107320 ↗
NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗
McMorgan & Company LLC BrokerCheck CRD 137222 ↗
EDGAR ↗
Jun 24, 2019 D/A
File 021-129318
$34,689,655 (est.)$0$100,000 (est.)
Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents.
North Bridge Capital BrokerCheck CRD 107320 ↗
Deutsche Bank BrokerCheck CRD 2525 ↗
Morgan Stanley Wealth Management BrokerCheck CRD 149777 ↗
NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗
McMorgan & Company LLC BrokerCheck CRD 137222 ↗
EDGAR ↗
Jun 24, 2019 D/A
File 021-215761
$110,000 (est.)$0 (est.)$100,000 (est.)
Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents.
NY LIFE DISTRIBUTORS LLC BrokerCheck CRD 35350 ↗
Candlewood Securities, LLC BrokerCheck CRD 126042 ↗
EDGAR ↗
Jun 17, 2019 D/A
File 021-164678
$0$690,370$0Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Jun 6, 2019 D/A
File 021-161009
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jun 5, 2019 D/A
File 021-150056
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2019 D/A
File 021-162739
$30,000 (est.)$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Jun 3, 2019 D/A
File 021-106586
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 31, 2019 D/A
File 021-94340
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
Morgan Creek Capital Distributors, LLC BrokerCheck CRD 154377 ↗EDGAR ↗
May 31, 2019 D/A
File 021-84282
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
Morgan Creek Capital Distributors, LLC BrokerCheck CRD 154377 ↗EDGAR ↗
May 31, 2019 D/A
File 021-93128
$0$0$0None listed on this filingEDGAR ↗
May 31, 2019 D/A
File 021-107802
$0$0$0None listed on this filingEDGAR ↗
May 24, 2019 D/A
File 021-263007
$0$0$0
Management and performance compensation is charged as per the fund's offering documents.
None listed on this filingEDGAR ↗
May 9, 2019 D/A
File 021-177695
$0$0$0Quantedge Capital USA Inc. BrokerCheck CRD 281626 ↗EDGAR ↗
May 9, 2019 D/A
File 021-177697
$0$0$0Quantedge Capital USA Inc. BrokerCheck CRD 281626 ↗EDGAR ↗
May 8, 2019 D/A
File 021-307215
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
May 8, 2019 D
File 021-339142
$0$0$0None listed on this filingEDGAR ↗
May 8, 2019 D
File 021-339165
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2019 D/A
File 021-262303
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2019 D/A
File 021-262338
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Apr 26, 2019 D/A
File 021-262343
$0 (est.)$0$0None listed on this filingEDGAR ↗
Apr 11, 2019 D/A
File 021-127494
$0$0$0J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
EDGAR ↗
Apr 11, 2019 D/A
File 021-127491
$0$0$0J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
EDGAR ↗
Apr 8, 2019 D/A
File 021-182661
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Apr 5, 2019 D/A
File 021-174829
$0 (est.)$6,517,099 (est.)$0 (est.)
The Investment Advisor is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
GALLATIN CAPITAL LLC BrokerCheck CRD 124738 ↗
ABURDENE ASSOCIATES, INC. no CRD number reported
EDGAR ↗
Apr 5, 2019 D/A
File 021-174824
$0 (est.)$2,448,432 (est.)$0 (est.)
The Investment Advisor is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
GALLATIN CAPITAL LLC BrokerCheck CRD 124738 ↗
ABURDENE ASSOCIATES, INC. no CRD number reported
EDGAR ↗
Mar 21, 2019 D/A
File 021-111088
$0$0 (est.)$0 (est.)
The Issuer pays its Investment Manager an annual management fee of 1.5% of the Issuer's net asset value and fees to the Directors not affiliated with the Investment Manager.
Hamilton Miller Investments LLC BrokerCheck CRD 41896 ↗
Lyster Watson Management, Inc./Lyster Watson Securities Inc. BrokerCheck CRD 30210 ↗
Lincoln Square Advisors no CRD number reported
via Tangent Capital Partners (CRD 146999 ↗)

Probitas Partners, L.P. no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

Maclean Securities Ltd no CRD number reported
via Sapeno Partners LLP

Hyde Park Investment Ltd no CRD number reported
EDGAR ↗
Mar 21, 2019 D/A
File 021-198460
$0 (est.)$0 (est.)$7,500 (est.)
The issuer pays fees of approximately $7,500 per annum to its two directors. The investment adviser of the issuer receives investment management fees and performance fees.
None listed on this filingEDGAR ↗
Mar 15, 2019 D/A
File 021-125487
$0$0$60,000
$20,000.00 per Director per year.
None listed on this filingEDGAR ↗
Mar 15, 2019 D/A
File 021-139536
$0$0$30,000
$10,000.00 per Director per year.
None listed on this filingEDGAR ↗
Mar 15, 2019 D/A
File 021-113487
$1,496,538 (est.)$0$0
The fund charges a management fee that is described in the fund's offering documents.
Access Securities Inc. BrokerCheck CRD 22455 ↗
JP Morgan Securities LLC BrokerCheck CRD 79 ↗
EDGAR ↗
Mar 15, 2019 D/A
File 021-47092
$0$0$0 (est.)
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 15, 2019 D/A
File 021-236222
$0$0$60,000
$20,000.00 per Director per year
None listed on this filingEDGAR ↗
Mar 15, 2019 D/A
File 021-307790
$0$0$30,000
$10,000.00 per Director per year.
None listed on this filingEDGAR ↗
Mar 13, 2019 D/A
File 021-174433
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary mangement fees and non-affiliated Directors are paid customary directors' fees.
Michael Colin McLane BrokerCheck CRD 4461016 ↗
via GENERAL WELLINGTON CAPITAL LLC (CRD 282139 ↗)
EDGAR ↗
Mar 1, 2019 D/A
File 021-93506
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Feb 28, 2019 D/A
File 021-134504
$203,619 (est.)$0$0Buckman, Buckman & Reid BrokerCheck CRD 23407 ↗EDGAR ↗
Feb 28, 2019 D/A
File 021-128286
$0$0$0 (est.)
Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time.
None listed on this filingEDGAR ↗
Feb 22, 2019 D/A
File 021-133422
$7,438,516 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗
EDGAR ↗
Feb 13, 2019 D/A
File 021-95410
$0$0$0
The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents.
None listed on this filingEDGAR ↗
Feb 13, 2019 D/A
File 021-231337
$0$0$0
The issuer pays a management fee and incentive fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents.
None listed on this filingEDGAR ↗
Feb 13, 2019 D/A
File 021-242543
$0$0$0
The issuer pays a management fee and incentive fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents.
None listed on this filingEDGAR ↗
Feb 6, 2019 D/A
File 021-129345
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jan 28, 2019 D/A
File 021-109840
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jan 28, 2019 D/A
File 021-205955
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jan 22, 2019 D/A
File 021-190640
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2019 D/A
File 021-196545
$0$0$0None listed on this filingEDGAR ↗
Jan 18, 2019 D/A
File 021-198963
$0$0$0
The Investment Manager is entitled to management fees and a performance allocation as fully discussed in the issuer's offering materials.
None listed on this filingEDGAR ↗
Jan 11, 2019 D/A
File 021-173271
$0$0$0 (est.)
Customary management fees are paid to Granville Capital, Inc., the investment manager of the Issuer, and customary director fees are paid to the non-affiliated directors, as disclosed in the supplement to the private placement memorandum.
None listed on this filingEDGAR ↗
Dec 12, 2018 D/A
File 021-128719
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Dec 12, 2018 D/A
File 021-129158
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Nov 20, 2018 D/A
File 021-105167
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Nov 9, 2018 D/A
File 021-168694
$30,000$0$0
The fund charges a management fee that is described in the fund's offering documents.
Access Securities, Inc. BrokerCheck CRD 22455 ↗EDGAR ↗
Nov 5, 2018 D/A
File 021-227592
$0 (est.)$0 (est.)$0 (est.)
Suran Asset Management, LLC and its affiliates receive customary management fees and/or performance allocations as described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Sep 14, 2018 D/A
File 021-175763
$0 (est.)$0 (est.)$6,000 (est.)
The Issuer pays fees of approximately $6,000.00 per annum to its directors. The investment adviser of the issuer receives investment management fees and performance fees.
None listed on this filingEDGAR ↗
Aug 24, 2018 D/A
File 021-209321
$0$0$0
The Fund charges a management fee that is described in the Fund's governing documents.
None listed on this filingEDGAR ↗
Aug 24, 2018 D/A
File 021-209327
$0$0$0
The Fund charges a management fee that is described in the Fund's governing documents.
None listed on this filingEDGAR ↗
Aug 15, 2018 D/A
File 021-84126
$0 (est.)$0 (est.)$0 (est.)
The Issuer's confidential offering materials fully discuss the annual fees the Investment Manager and any other parties are entitled to.
Wells Fargo Funds Distributor, LLC BrokerCheck CRD 133366 ↗EDGAR ↗
Aug 15, 2018 D/A
File 021-170666
$0 (est.)$0 (est.)$0 (est.)
Issuer's confidential offering materials fully discuss annual fees of the Investment Manager and any other parties entitled.
Wells Fargo Funds Distributor, LLC BrokerCheck CRD 133366 ↗EDGAR ↗
Aug 2, 2018 D/A
File 021-274618
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Aug 2, 2018 D/A
File 021-274612
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jul 17, 2018 D/A
File 021-243765
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jul 11, 2018 D/A
File 021-266705
$0$0$0None listed on this filingEDGAR ↗
Jun 22, 2018 D/A
File 021-242513
$0$0$0None listed on this filingEDGAR ↗
May 21, 2018 D
File 021-312894
$0$0$0None listed on this filingEDGAR ↗
May 2, 2018 D/A
File 021-129326
$0 (est.)$0 (est.)$0 (est.)
None, although the investment adviser of the issuer receives investment management fees and performance fees.
None listed on this filingEDGAR ↗
Apr 26, 2018 D/A
File 021-252773
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2018 D/A
File 021-128647
$0 (est.)$0$0
Each Director is entitled to annual remuneration in an aggregate amount equal to $12,500.
None listed on this filingEDGAR ↗
Apr 18, 2018 D/A
File 021-238646
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Apr 17, 2018 D/A
File 021-238289
$0 (est.)$0 (est.)$0 (est.)
The Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Apr 11, 2018 D/A
File 021-137721
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2018 D/A
File 021-137784
$0$0$0 (est.)
The Issuer pays the Investment Manager an annual management fee of up to 1% of the Issuer's net asset value and fees to the independent directors.
None listed on this filingEDGAR ↗
Mar 20, 2018 D/A
File 021-67421
$0$0$0 (est.)
The Issuer pays the Investment Manager an annual management fee of up to 2% of the Issuer's net asset value and fees to the independent directors.
None listed on this filingEDGAR ↗
Mar 8, 2018 D/A
File 021-156662
$3,990,851 (est.)$0$0Hamilton Miller Investments, LLC BrokerCheck CRD 41896 ↗
Shelter Bay Securities LLC BrokerCheck CRD 131849 ↗
Absolute Return Consulting no CRD number reported
Silver Leaf Partners, LLC BrokerCheck CRD 126694 ↗
Narragansett Bay Securities BrokerCheck CRD 47971 ↗
EDGAR ↗
Mar 5, 2018 D/A
File 021-129741
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2018 D/A
File 021-156687
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2018 D/A
File 021-234865
$0$0$0None listed on this filingEDGAR ↗
Feb 26, 2018 D
File 021-306381
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2018 D/A
File 021-211382
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jan 24, 2018 D/A
File 021-279299
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees as provided in the Issuer's offering documents.
FLYING CLOUD SECURITIES LLC BrokerCheck CRD 167621 ↗EDGAR ↗
Jan 12, 2018 D/A
File 021-64895
$0$0$0n/a no CRD number reported
via CAIS Capital LLC (CRD 154512 ↗)
EDGAR ↗
Jan 12, 2018 D/A
File 021-91249
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2017 D
File 021-300444
$0$0$0None listed on this filingEDGAR ↗
Dec 1, 2017 D/A
File 021-76161
$0$0$0
Management and performance fees are charged as per the fund's offering documents.
None listed on this filingEDGAR ↗
Dec 1, 2017 D/A
File 021-169685
$0$0$0
Management and performance compensation is charged as per the fund's offering documents.
None listed on this filingEDGAR ↗
Nov 29, 2017 D/A
File 021-298591
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Nov 29, 2017 D/A
File 021-298604
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Nov 8, 2017 D/A
File 021-118631
$949,674$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Barclays Capital Inc. BrokerCheck CRD 19714 ↗
EDGAR ↗
Nov 8, 2017 D/A
File 021-158698
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Nov 8, 2017 D/A
File 021-219318
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliarted Directors are paid customary director's fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Nov 8, 2017 D/A
File 021-152919
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Sep 29, 2017 D/A
File 021-158508
$0$0$0None listed on this filingEDGAR ↗
Sep 29, 2017 D/A
File 021-158509
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2017 D/A
File 021-267939
$0$0$0None listed on this filingEDGAR ↗
May 8, 2017 D/A
File 021-250478
$0$0$0
Certain management fees will be paid to Apollo Emerging Markets Debt Fund LLC, an entity that may be indirectlycontrolled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private PlacementMemorandum.
None listed on this filingEDGAR ↗
May 3, 2017 D
File 021-286002
$0$0$0 (est.)
The Issuer pays an annual management fee ranging from 1.5% to 2% of the Issuer's net asset value to EICA, and annual fees to the Issuer's independent directors.
None listed on this filingEDGAR ↗
Apr 4, 2017 D/A
File 021-138768
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Mar 27, 2017 D/A
File 021-237079
$0$0$0
The Investment Manager is entitled to a management fee as disclosed in the Issuer's offering material.
None listed on this filingEDGAR ↗
Mar 27, 2017 D/A
File 021-237080
$0$0$0
The Investment Manager, via the General Partner,is entitled to a management fee.
None listed on this filingEDGAR ↗
Mar 20, 2017 D/A
File 021-129648
$0$0$0N/A no CRD number reportedEDGAR ↗
Mar 10, 2017 D/A
File 021-193054
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Feb 24, 2017 D/A
File 021-89466
$2,501,868$0$0
The fund charges a management fee that is described in the fund's offering documents.
First Long Island Investors, LLC BrokerCheck CRD 17128 ↗
Merrill Lynch & Co. no CRD number reported
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Feb 22, 2017 D/A
File 021-133421
$272,000 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
EDGAR ↗
Feb 22, 2017 D
File 021-281114
$0$0 (est.)$0 (est.)
The Investment Manager currently receives a management fee of approximately 1.0% per annum of Issuer's net asset value.
Vantage Securities Inc. BrokerCheck CRD 112386 ↗
Laureate Wealth Management, LLC BrokerCheck CRD 150751 ↗
Direct Access Partners, LLC BrokerCheck CRD 120950 ↗
First Liberties Securities, Inc. BrokerCheck CRD 14432 ↗
LJS Capital, LLC BrokerCheck CRD 148869 ↗
EDGAR ↗
Feb 13, 2017 D/A
File 021-192424
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2017 D/A
File 021-56330
$0$0$0None listed on this filingEDGAR ↗
Jan 19, 2017 D/A
File 021-41286
$320,013 (est.)$0$0 (est.)"Morgan Keegan and Company, Inc. (""MK&C"")" BrokerCheck CRD 4161 ↗
via "Morgan Keegan and Company, Inc. (""MK&C"")" (CRD 4161 ↗)

"RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" BrokerCheck CRD 705 ↗
via "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" (CRD 705 ↗)
EDGAR ↗
Jan 19, 2017 D/A
File 021-41289
$2,898,816 (est.)$0$0 (est.)
CONTINUED FROM ITEM #15...and thereafter the fees were paid by A.P. Management Company, LLC, the Investment Manager of the Issuer.
"Morgan Keegan and Company, Inc. (""MK&C"")" BrokerCheck CRD 4161 ↗
via "Morgan Keegan and Company, Inc. (""MK&C"")" (CRD 4161 ↗)

"RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" BrokerCheck CRD 705 ↗
via "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" (CRD 705 ↗)
EDGAR ↗
Jan 19, 2017 D/A
File 021-75402
$2,940 (est.)$0$0 (est.)"Morgan Keegan and Company, Inc. (""MK&C"")" BrokerCheck CRD 4161 ↗
via "Morgan Keegan and Company, Inc. (""MK&C"")" (CRD 4161 ↗)

"RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" BrokerCheck CRD 705 ↗
via "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" (CRD 705 ↗)
EDGAR ↗
Jan 12, 2017 D/A
File 021-42437
$0$0$0n/a no CRD number reported
via CAIS Capital LLC (CRD 154512 ↗)
EDGAR ↗
Dec 5, 2016 D/A
File 021-82097
$0$0$0
The investment manager of Connective Capital I Offshore Fund, Ltd., an entity wholly owned by Mr. Romero, one of the directors, is entitled to receive a management fee in an amount equal to a specific percentage of assets under management.
Jonathan P Bren BrokerCheck CRD 1343979 ↗
via Bren Ventures LLC (CRD 139768 ↗)
EDGAR ↗
Dec 2, 2016 D/A
File 021-207926
$0 (est.)$0 (est.)$0 (est.)North Creek Butler BrokerCheck CRD 114242 ↗
EDGELINE CAPITAL, LLC. BrokerCheck CRD 152774 ↗
RICHARD A. GREENMAN BrokerCheck CRD 229169 ↗
via Wilson Parker Connally Stephenson, Inc. (CRD 16505 ↗)
EDGAR ↗
Nov 8, 2016 D/A
File 021-45238
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Barclays Capital Inc. BrokerCheck CRD 19714 ↗
EDGAR ↗
Oct 20, 2016 D/A
File 021-204899
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jul 21, 2016 D/A
File 021-241256
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2016 D/A
File 021-164818
$0$0$0 (est.)
The proceeds will be used for investment purposes including management fees and incentive allocations in the normal course of business.
None listed on this filingEDGAR ↗
Jun 6, 2016 D/A
File 021-131395
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Apr 14, 2016 D/A
File 021-215482
$0$0$0
The fund charges a management fee that is described in the issuer's offering documents.
None listed on this filingEDGAR ↗
Mar 31, 2016 D/A
File 021-79721
$4,826,528 (est.)$0$100,000 (est.)
Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents.
North Bridge Capital BrokerCheck CRD 107320 ↗
Morgan Stanley Wealth Management BrokerCheck CRD 149777 ↗
Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗
McMorgan & Company LLC BrokerCheck CRD 115060 ↗
EDGAR ↗
Mar 31, 2016 D/A
File 021-53680
$1,514,431 (est.)$0$100,000 (est.)
Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents.
North Bridge Capital BrokerCheck CRD 107320 ↗
Morgan Stanley Wealth Management BrokerCheck CRD 149777 ↗
Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗
McMorgan & Company LLC BrokerCheck CRD 115060 ↗
EDGAR ↗
Mar 31, 2016 D/A
File 021-71206
$164,962 (est.)$0$100,000 (est.)
Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents.
North Bridge Capital BrokerCheck CRD 107320 ↗
NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗
McMorgan & Company LLC BrokerCheck CRD 115060 ↗
EDGAR ↗
Mar 31, 2016 D/A
File 021-164673
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2016 D/A
File 021-138952
$0$0$0
The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents.
None listed on this filingEDGAR ↗
Mar 17, 2016 D
File 021-259446
$0$0$0
Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Mar 4, 2016 D/A
File 021-74689
$1,446,708 (est.)$0$0 (est.)
Fund is being liquidated in 2016 and this will be the final Form D submission.
Monitor Capital, LLC BrokerCheck CRD 146087 ↗
CAPF Consulting Company no CRD number reported
Robert Steiner BrokerCheck CRD 5341764 ↗
via Growth Capital Services (CRD 124658 ↗)

RM Capital Management GmbH no CRD number reported
EDGAR ↗
Feb 26, 2016 D/A
File 021-97623
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Feb 22, 2016 D/A
File 021-93783
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Feb 22, 2016 D/A
File 021-65744
$0$0 (est.)$0 (est.)
The Investment Manager currently receives a management fee of approximately 1.0% per annum of Issuer's net asset value.
Vantage Securities Inc. BrokerCheck CRD 112386 ↗
Laureate Wealth Management, LLC BrokerCheck CRD 150751 ↗
Direct Access Partners, LLC BrokerCheck CRD 120950 ↗
First Liberties Securities, Inc. BrokerCheck CRD 14432 ↗
LJS Capital, LLC BrokerCheck CRD 148869 ↗
EDGAR ↗
Feb 12, 2016 D/A
File 021-60311
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuers' offering documents.
None listed on this filingEDGAR ↗
Feb 12, 2016 D/A
File 021-136075
$0$0$0None listed on this filingEDGAR ↗
Feb 12, 2016 D/A
File 021-186955
$0$0$0
Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 12, 2016 D/A
File 021-186956
$0$0$0
Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 12, 2016 D/A
File 021-186958
$0$0$0
Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 12, 2016 D/A
File 021-186959
$0$0$0
Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 12, 2016 D/A
File 021-187019
$0$0$0
Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 12, 2016 D/A
File 021-187020
$0$0$0
Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 12, 2016 D/A
File 021-225029
$0$0$0
Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the investment manager of the Issuer, as fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 29, 2016 D/A
File 021-190940
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jan 21, 2016 D/A
File 021-76589
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates may receive fees calculated as a percentage of net assets and annual profits.
Thomas Weisel Partners, LLC BrokerCheck CRD 46237 ↗
via Thomas Weisel Partners, LLC (CRD 46237 ↗)
EDGAR ↗
Jan 21, 2016 D/A
File 021-212543
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates may receive fees calculated as a percentage of net assets as set forth in the offering materials
None listed on this filingEDGAR ↗
Dec 17, 2015 D/A
File 021-97121
$0$0$0 (est.)
Persons named in Item 3 or affiliate(s) thereof may receive payments deemed made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
Dec 4, 2015 D/A
File 021-205756
$0$0$0
Customary management fees and advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
Stuart Patterson BrokerCheck CRD 4309118 ↗
via CAVU Securities, LLC (CRD 6906 ↗)

Mitch Baruchowitz BrokerCheck CRD 4959894 ↗
via CAVU Securities, LLC (CRD 6906 ↗)

Jon Slogoff BrokerCheck CRD 2524730 ↗
via CAVU Securities, LLC (CRD 6906 ↗)

N/A no CRD number reported
via CAVU Securities, LLC (CRD 6906 ↗)
EDGAR ↗
Sep 2, 2015 D/A
File 021-51507
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering memorandum.
Gligor Tashovich BrokerCheck CRD 572183 ↗
via AlphaSource Capital Securities LLC (CRD 145875 ↗)

Monarch Bay Securities LLC BrokerCheck CRD 141391 ↗
Cantone Research, Inc. BrokerCheck CRD 26314 ↗
EDGAR ↗
Sep 2, 2015 D/A
File 021-132232
$0 (est.)$0 (est.)$0 (est.)
The Issuer charges a management fee that is described in the Issuer's offering memorandum.
None listed on this filingEDGAR ↗
Jul 29, 2015 D/A
File 021-93315
$3,570,021 (est.)$0$0 (est.)
Proceeds will be used for Investment Capital
Coronado Investments, LLC BrokerCheck CRD 111992 ↗
via Coronado Investments, LLC (CRD 111992 ↗)
EDGAR ↗
Jul 2, 2015 D
File 021-243017
$0$0$0 (est.)
The Issuer pays an annual management fee ranging from 1.5% to 2% of the Issuer's net asset value to EICA, and annual fees to the Issuer's independent directors.
None listed on this filingEDGAR ↗
Jun 4, 2015 D/A
File 021-160846
$1,500 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
ACCESS SECURITIES, LLC BrokerCheck CRD 22455 ↗EDGAR ↗
May 19, 2015 D/A
File 021-83372
$0$0$0None listed on this filingEDGAR ↗
May 12, 2015 D
File 021-239634
$0$0$0
Management and performance compensation is charged as per the fund's offering documents.
None listed on this filingEDGAR ↗
Apr 20, 2015 D/A
File 021-153596
$0$0$0
Certain of the persons listed in Item 3 are affiliated with the Investment Manager. The GP may receive a Performance Allocation and the Investment Manager will receive a Management fee as described in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Apr 1, 2015 D/A
File 021-194200
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2015 D/A
File 021-129876
$84,687 (est.)$0$0Palladium Capital Advisors, LLC BrokerCheck CRD 129400 ↗EDGAR ↗
Mar 11, 2015 D
File 021-235622
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 23, 2015 D/A
File 021-137268
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2015 D/A
File 021-136099
$0 (est.)$0 (est.)$0 (est.)TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗EDGAR ↗
Jan 22, 2015 D/A
File 021-153527
$115,026 (est.)$0$0 (est.)"Morgan Keegan and Company, Inc. (""MK&C"")" BrokerCheck CRD 4161 ↗
via "Morgan Keegan and Company, Inc. (""MK&C"")" (CRD 4161 ↗)

"RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" BrokerCheck CRD 705 ↗
via "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" (CRD 705 ↗)
EDGAR ↗
Jan 7, 2015 D/A
File 021-153778
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 3, 2014 D
File 021-227586
$0$0$0 (est.)
The Investment Manager of the Issuer, Strategic Value Partners, LLC, is entitled to receive a management fee. The Issuer's Confidential Offering Materials set forth detailed discussions of this fee.
None listed on this filingEDGAR ↗
Oct 14, 2014 D/A
File 021-185571
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 22, 2014 D/A
File 021-184395
$0$0$0None listed on this filingEDGAR ↗
Sep 11, 2014 D/A
File 021-146988
$0$0$0 (est.)
The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jul 15, 2014 D
File 021-221095
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2014 D/A
File 021-191913
$0$0$0
Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the investment manager of the Issuer, as fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 1, 2014 D/A
File 021-193930
$0$0$0
Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the investment manager of the Issuer, as fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 25, 2014 D/A
File 021-101339
$0$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
Jun 20, 2014 D/A
File 021-180814
$0$0$0
The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jun 4, 2014 D/A
File 021-84301
$0 (est.)$0 (est.)$0 (est.)Salient Capital L.P. BrokerCheck CRD 147912 ↗EDGAR ↗
Jun 4, 2014 D/A
File 021-84836
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 29, 2014 D
File 021-218193
$0$0$2,345,000 (est.)
The Management Fee shall be paid at the rate of 1.75% per annum of the Fund's Aggregate Commitments during the Investment Period.
None listed on this filingEDGAR ↗
May 20, 2014 D/A
File 021-160174
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 2, 2014 D/A
File 021-195777
$0 (est.)$0 (est.)$0 (est.)
None, although the investment adviser of the issuer receives investment management fees and performance fees.
None listed on this filingEDGAR ↗
Apr 22, 2014 D/A
File 021-127426
$0$0$0
Customary advisory fees are paid by the Issuer to the General Partner/Managing Member/Investment Manager (as applicable) as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Mar 26, 2014 D/A
File 021-129729
$87,275 (est.)$0$0Agecroft Partners, LLC BrokerCheck CRD 139227 ↗
Merrill Lynch, Pierce, Fenner & Smith Inc. BrokerCheck CRD 7691 ↗
Barbara Doran no CRD number reported
via Doran Capital Advisors, Inc.
EDGAR ↗
Mar 14, 2014 D/A
File 021-76909
$0$0$0None listed on this filingEDGAR ↗
Mar 14, 2014 D/A
File 021-98445
$90,132 (est.)$0$63,000 (est.)
Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents.
Morgan Stanley Smith Barney LLC BrokerCheck CRD 7059 ↗
Wells Fargo Advisors LLC BrokerCheck CRD 19616 ↗
NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗
McMorgan & Company LLC BrokerCheck CRD 115060 ↗
EDGAR ↗
Mar 6, 2014 D/A
File 021-89055
$0$0$0 (est.)
The investment manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Mar 5, 2014 D/A
File 021-47701
$0$0$0 (est.)
The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Mar 5, 2014 D/A
File 021-99252
$0$0$0 (est.)
The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Mar 5, 2014 D/A
File 021-130467
$0$0$0 (est.)
The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Mar 3, 2014 D/A
File 021-196479
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 28, 2014 D/A
File 021-120803
$227,506 (est.)$0 (est.)$0 (est.)
The fund charges a management fee that is described in the fund's offering documents.
Merrill Lynch & Co. no CRD number reported
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Jan 29, 2014 D/A
File 021-93644
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 29, 2014 D/A
File 021-108160
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 17, 2014 D/A
File 021-154057
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 17, 2014 D/A
File 021-154346
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 17, 2014 D/A
File 021-154561
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 15, 2014 D/A
File 021-169922
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2014 D/A
File 021-169924
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2013 D
File 021-208272
$0$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
None listed on this filingEDGAR ↗
Dec 19, 2013 D/A
File 021-129024
$0$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
None listed on this filingEDGAR ↗
Dec 18, 2013 D/A
File 021-129134
$0$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
None listed on this filingEDGAR ↗
Dec 2, 2013 D/A
File 021-151289
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 8, 2013 D/A
File 021-150296
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 11, 2013 D/A
File 021-134068
$0$248,993 (est.)$0 (est.)
The Investment Manager of the Issuer, Strategic Value Partners, LLC, is entitled to receive a management fee. The Issuer's Confidential Offering Materials set forth detailed discussions of this fee.
Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗EDGAR ↗
Sep 9, 2013 D/A
File 021-183798
$24,326$0$0UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Aug 23, 2013 D/A
File 021-130144
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Aug 23, 2013 D/A
File 021-144003
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Advisory as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jul 31, 2013 D/A
File 021-193931
$0$0$0
Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the investment manager of the Issuer, as fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 17, 2013 D
File 021-199826
$0$0$0 (est.)
The Issuer pays an annual management fee ranging from 1.5% to 2% of the Issuer's net asset value to EICA, and annual fees to the Issuer's independent directors.
None listed on this filingEDGAR ↗
Jun 28, 2013 D/A
File 021-75295
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 21, 2013 D
File 021-198433
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2013 D/A
File 021-127331
$0$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or incentive allocations. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
May 30, 2013 D/A
File 021-179002
$32,478 (est.)$0 (est.)$0None listed on this filingEDGAR ↗
May 9, 2013 D/A
File 021-102643
$0$0$10,275
Amount disclosed represents annual fees and expenses paid to Directors of the Issuer.
None listed on this filingEDGAR ↗
Apr 29, 2013 D/A
File 021-40344
$0$0$0 (est.)
Certain persons names in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
Apr 22, 2013 D/A
File 021-138751
$0$0$0 (est.)
The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Apr 9, 2013 D/A
File 021-176666
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2013 D/A
File 021-65823
$215,397 (est.)$0 (est.)$0 (est.)UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗
Independent Financial Advisors, Inc. no CRD number reported
Atrium Portfolio Management and Investment SA no CRD number reported
Wells Alternative Strategies Group, Inc. BrokerCheck CRD 133204 ↗
EDGAR ↗
Mar 25, 2013 D/A
File 021-92734
$0$0$0 (est.)
The Investment Manager (or its affiliate) is entitled to receive a management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Mar 21, 2013 D/A
File 021-128485
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
File 021-110155
$0 (est.)$0 (est.)$0 (est.)Asset Allocation no CRD number reported
Claude Bejet no CRD number reported
Close Asset Management(UK) Ltd no CRD number reported
EDGAR ↗
Mar 15, 2013 D/A
File 021-93521
$0 (est.)$0 (est.)$0 (est.)Francesco Rossi no CRD number reported
via Rossi and Partners

Claude Bejet no CRD number reported
Asset Allocation no CRD number reported
N/A no CRD number reported
via First Liberties Finanical (CRD 14432 ↗)

Byron Investment Services S.A. no CRD number reported
Connexion Capital no CRD number reported
N/A no CRD number reported
via First American Municipals, Inc. (CRD 23740 ↗)

N/A no CRD number reported
via Close Asset Management(UK) Ltd

N/A no CRD number reported
via APB Financial Group, LLC (CRD 38235 ↗)
EDGAR ↗
Mar 15, 2013 D/A
File 021-92633
$0$0$0 (est.)
The Issuer pays an annual management fee equal to 1% of its net asset value to its Investment Manager.
None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
File 021-129197
$0 (est.)$0 (est.)$0 (est.)Close Asset Management(UK) Ltd no CRD number reportedEDGAR ↗
Feb 28, 2013 D/A
File 021-113755
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2013 D/A
File 021-148951
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2013 D/A
File 021-62468
$196,846$0$0
The fund charges a management fee that is described in the fund's offering documents.
First Long Island Investors, LLC BrokerCheck CRD 17128 ↗
Merrill Lynch & Co. no CRD number reported
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Feb 22, 2013 D
File 021-192268
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2013 D/A
File 021-135275
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2013 D/A
File 021-108775
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
North Creek Butler BrokerCheck CRD 114242 ↗EDGAR ↗
Jan 22, 2013 D/A
File 021-61020
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2012 D/A
File 021-158336
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Dec 12, 2012 D/A
File 021-171784
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2012 D/A
File 021-168554
$0$0$0None listed on this filingEDGAR ↗
Oct 18, 2012 D/A
File 021-128363
$0$0$10,000 (est.)
Represents directors' fees. The investment manager and its affiliate receive management and incentive compensation indirectly from the Issuer which are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Oct 9, 2012 D/A
File 021-127328
$0$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or incentive allocations. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 410

Every issuer that named David Bree on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Rock Creek

Kenwood Fund, Ltd.

Washington, DC · Aug 2, 2017 → Jul 26, 2024 · 8 filings
  • Jul 26, 2024 · D/A · $140,000,000 sold of Indefinite · 1 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 28, 2023 · D/A · $140,000,000 sold of Indefinite · 1 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 29, 2022 · D/A · $140,000,000 sold of Indefinite · 1 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 30, 2021 · D/A · $140,000,000 sold of Indefinite · 1 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 31, 2020 · D/A · $140,000,000 sold of Indefinite · 1 investors · min. $250,000 · role: Director EDGAR ↗
  • Aug 2, 2019 · D/A · $140,000,000 sold of Indefinite · 1 investors · min. $250,000 · role: Director EDGAR ↗
  • Aug 2, 2018 · D/A · $140,000,000 sold of Indefinite · 1 investors · min. $250,000 · role: Director EDGAR ↗
  • Aug 2, 2017 · D/A · $140,000,000 sold of Indefinite · 1 investors · min. $250,000 · role: Director EDGAR ↗

Raised $140M from 1 investor as of the latest filing. David is listed as director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Weiss Multi Strategy

Weiss Multi-Strategy Partners (Cayman) Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jun 13, 2017 → Jun 9, 2023 · 7 filings
  • Jun 9, 2023 · D/A · $599,275,393 sold of Indefinite · 42 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 10, 2022 · D/A · $562,275,393 sold of Indefinite · 40 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 10, 2021 · D/A · $550,410,393 sold of Indefinite · 37 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 12, 2020 · D/A · $507,860,393 sold of Indefinite · 30 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 13, 2019 · D/A · $487,215,393 sold of Indefinite · 28 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 13, 2018 · D/A · $480,950,393 sold of Indefinite · 24 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 13, 2017 · D/A · $222,400,393 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗

Raised $599.3M from 71 investors as of the latest filing. David is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rock Creek

Georgetown Diversified Fund, Ltd.

George Town, Cayman Islands (as filed: E9) · Aug 18, 2017 → Jul 27, 2022 · 8 filings
  • Jul 27, 2022 · D/A · $530,500,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 11, 2021 · D/A · $530,500,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 14, 2020 · D/A · $530,500,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 14, 2020 · D/A · $530,500,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 14, 2020 · D/A · $530,500,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2019 · D/A · $530,500,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2018 · D/A · $520,400,000 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 18, 2017 · D/A · $510,888,461 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗

Raised $530.5M from 19 investors as of the latest filing. David is listed as director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Tiger Eye

Tiger Eye Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 13, 2017 → Mar 9, 2022 · 6 filings
  • Mar 9, 2022 · D/A · $316,637,982 sold of Indefinite · 76 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 9, 2021 · D/A · $314,937,982 sold of Indefinite · 74 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 11, 2020 · D/A · $311,937,982 sold of Indefinite · 73 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 12, 2019 · D/A · $308,700,982 sold of Indefinite · 71 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2018 · D/A · $300,550,982 sold of Indefinite · 69 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2017 · D/A · $298,350,982 sold of Indefinite · 69 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $316.6M from 76 investors as of the latest filing. David is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Jlp

JLP Credit Opportunity Cayman Fund Ltd

New York, NY · Sep 28, 2017 → Jan 27, 2022 · 7 filings
  • Jan 27, 2022 · D/A · $106,600,000 sold of Indefinite · 58 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 1, 2021 · D/A · $106,600,000 sold of Indefinite · 58 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 1, 2020 · D/A · $106,600,000 sold of Indefinite · 58 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 1, 2019 · D/A · $106,600,000 sold of Indefinite · 58 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 15, 2019 · D/A · $106,600,000 sold of Indefinite · 58 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 28, 2018 · D/A · $106,600,000 sold of Indefinite · 58 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 28, 2017 · D/A · $106,300,000 sold of Indefinite · 57 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $106.8M from 59 investors as of the latest filing. David is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC

Grand Cayman, Cayman Islands (as filed: E9) · Aug 29, 2017 → Aug 27, 2021 · 5 filings
  • Aug 27, 2021 · D/A · $48,175,290 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 28, 2020 · D/A · $46,739,580 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 29, 2019 · D/A · $45,239,580 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 29, 2018 · D/A · $42,790,700 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 29, 2017 · D · $33,390,700 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $48.2M from 8 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III EP Strategies Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 29, 2017 → Aug 27, 2021 · 5 filings
  • Aug 27, 2021 · D/A · $46,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 28, 2020 · D/A · $33,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 29, 2019 · D/A · $28,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 29, 2018 · D/A · $20,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 29, 2017 · D · $20,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $46M from 1 investor as of the latest filing. David is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

SkyBridge Opportunity Fund, Ltd.

New York, NY · Apr 11, 2017 → Apr 9, 2021 · 5 filings
  • Apr 9, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Managing Director of DMS Offshore Investment Services, a director of the Issuer.) EDGAR ↗
  • Apr 9, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Managing Director of DMS Offshore Investment Services, a director of the Issuer.) EDGAR ↗
  • Apr 10, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Managing Director of DMS Offshore Investment Services, a director of the Issuer.) EDGAR ↗
  • Apr 11, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Managing Director of DMS Offshore Investment Services, a director of the Issuer.) EDGAR ↗
  • Apr 11, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Managing Director of DMS Offshore Investment Services, a director of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III Credit Opportunities Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 28, 2017 → Mar 5, 2021 · 5 filings
  • Mar 5, 2021 · D/A · $615,250,415 sold of Indefinite · 56 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 28, 2020 · D/A · $596,550,035 sold of Indefinite · 53 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 28, 2019 · D/A · $454,940,820 sold of Indefinite · 48 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 28, 2018 · D/A · $424,517,624 sold of Indefinite · 36 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 28, 2017 · D/A · $407,250,408 sold of Indefinite · 28 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $740.5M from 76 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cooper Creek

Cooper Creek Partners Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 8, 2017 → Mar 5, 2021 · 5 filings
  • Mar 5, 2021 · D/A · $33,584,447 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 6, 2020 · D/A · $33,584,447 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 6, 2019 · D/A · $33,584,447 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 7, 2018 · D/A · $52,681,575 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 8, 2017 · D/A · $52,181,575 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗

Raised $113.1M from 10 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lakeview

Quantitative Global 1X Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jul 25, 2017 → Feb 8, 2021 · 5 filings
  • Feb 8, 2021 · D/A · $66,132,365 sold of Indefinite · 44 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 15, 2020 · D/A · $66,132,365 sold of Indefinite · 44 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 16, 2019 · D/A · $66,132,365 sold of Indefinite · 44 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 24, 2018 · D/A · $66,132,365 sold of Indefinite · 44 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 25, 2017 · D/A · $66,132,365 sold of Indefinite · 44 investors · min. $100,000 · role: Director EDGAR ↗

Raised $66.1M from 44 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jan 30, 2019 → Jan 29, 2021 · 3 filings
  • Jan 29, 2021 · D/A · $138,903,301 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 30, 2020 · D/A · $122,753,301 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 30, 2019 · D · $57,938,301 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗

Raised $146.5M from 24 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III Convex Strategies Hub Fund Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jan 26, 2017 → Jan 27, 2021 · 5 filings
  • Jan 27, 2021 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 24, 2020 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 25, 2019 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 26, 2018 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 26, 2017 · D · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $2.3M from 6 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III Convex Strategies Fund Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Nov 22, 2017 → Nov 25, 2020 · 4 filings
  • Nov 25, 2020 · D/A · $445,819,394 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Nov 27, 2019 · D/A · $315,701,893 sold of Indefinite · 10 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Nov 27, 2018 · D/A · $223,611,626 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Nov 22, 2017 · D/A · $216,761,626 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $445.8M from 11 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Beach Point

Beach Point Multi-Strategy Credit Offshore Fund (USD) Ltd.

Santa Monica, CA · Feb 14, 2017 → Oct 19, 2020 · 4 filings
  • Oct 19, 2020 · D/A · $390,500,000 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 14, 2019 · D/A · $380,500,000 sold of Indefinite · 5 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 14, 2018 · D/A · $380,500,000 sold of Indefinite · 5 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 14, 2017 · D/A · $310,500,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $408.8M from 6 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Beach Point

Beach Point Multi-Strategy Credit Offshore Fund (GBP) Ltd.

Santa Monica, CA · Feb 14, 2017 → Oct 19, 2020 · 4 filings
  • Oct 19, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 14, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 14, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 14, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Beach Point Multi-Strategy Credit Offshore Fund (EUR) Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 14, 2017 → Oct 19, 2020 · 4 filings
  • Oct 19, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 14, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 14, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 14, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Semper

Semper Midas Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 14, 2017 → Aug 27, 2020 · 4 filings
  • Aug 27, 2020 · D/A · $55,210,504 sold of Indefinite · 19 investors · min. $50,000 · role: Director EDGAR ↗
  • Aug 28, 2019 · D/A · $56,540,504 sold of Indefinite · 21 investors · min. $50,000 · role: Director EDGAR ↗
  • Aug 23, 2018 · D/A · $69,843,976 sold of Indefinite · 12 investors · min. $50,000 · role: Director EDGAR ↗
  • Aug 14, 2017 · D/A · $27,993,976 sold of Indefinite · 8 investors · min. $50,000 · role: Director EDGAR ↗

Raised $69.8M from 21 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ows

One William Street Capital Offshore Fund, Ltd.

George Town, Cayman Islands (as filed: E9) · Mar 14, 2017 → Mar 16, 2020 · 4 filings
  • Mar 16, 2020 · D/A · $547,651,425 sold of Indefinite · 85 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 15, 2019 · D/A · $457,521,425 sold of Indefinite · 78 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2018 · D/A · $351,071,425 sold of Indefinite · 75 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2017 · D/A · $334,898,695 sold of Indefinite · 72 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.4B from 122 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ows

OWS Capital Offshore Fund II, Ltd.

George Town, Cayman Islands (as filed: E9) · Mar 14, 2017 → Mar 16, 2020 · 4 filings
  • Mar 16, 2020 · D/A · $262,200,313 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 15, 2019 · D/A · $130,934,172 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2018 · D/A · $130,934,172 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2017 · D/A · $126,934,172 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗

Raised $322.2M from 9 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Scion

Scion G7 Offshore, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 7, 2017 → Mar 12, 2020 · 4 filings
  • Mar 12, 2020 · D/A · $60,150,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗
  • Sep 9, 2019 · D/A · $60,150,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 7, 2018 · D/A · $60,150,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 7, 2017 · D/A · $60,150,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $75.2M from 16 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III SELECT CREDIT FUND LTD

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Feb 28, 2017 → Feb 28, 2020 · 4 filings
  • Feb 28, 2020 · D/A · $612,166,909 sold of Indefinite · 42 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 28, 2019 · D/A · $611,573,567 sold of Indefinite · 41 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 28, 2018 · D/A · $606,149,159 sold of Indefinite · 41 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 28, 2017 · D/A · $605,999,187 sold of Indefinite · 41 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $617.5M from 42 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Kensico

Kensico Offshore Fund, Ltd.

Greenwich, CT · Feb 28, 2017 → Feb 28, 2020 · 4 filings
  • Feb 28, 2020 · D/A · $878,542,249 sold of Indefinite · 129 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 28, 2019 · D/A · $877,770,234 sold of Indefinite · 126 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 28, 2018 · D/A · $876,649,430 sold of Indefinite · 122 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 28, 2017 · D/A · $827,660,437 sold of Indefinite · 104 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1.85B from 185 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sterling Stamos

SCP Endowment (Offshore) Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Feb 24, 2017 → Feb 21, 2020 · 4 filings
  • Feb 21, 2020 · D/A · $179,764,035 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 22, 2019 · D/A · $179,703,754 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 23, 2018 · D/A · $179,160,978 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2017 · D/A · $166,835,145 sold of Indefinite · 22 investors · min. $100,000 · role: Director EDGAR ↗

Raised $179.8M from 23 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III Government Relative Value Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 22, 2019 → Feb 21, 2020 · 2 filings
  • Feb 21, 2020 · D/A · $96,056,425 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 22, 2019 · D · $50,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $96.1M from 8 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

COURAGE SPECIAL SITUATIONS OFFSHORE FUND LTD

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Feb 7, 2018 → Feb 14, 2020 · 3 filings
  • Feb 14, 2020 · D/A · $365,253,368 sold of Indefinite · 55 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Feb 15, 2019 · D/A · $365,253,368 sold of Indefinite · 55 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Feb 7, 2018 · D/A · $365,253,368 sold of Indefinite · 55 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $365.3M from 55 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Glazer

Glazer EM Arbitrage Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 31, 2019 → Jan 31, 2020 · 2 filings
  • Jan 31, 2020 · D/A · $6,100,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 31, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $6.91M from 5 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Palisade

Palisade Strategic Fund (Cayman) Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 19, 2018 → Jan 22, 2020 · 3 filings
  • Jan 22, 2020 · D/A · $190,824,459 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 22, 2019 · D/A · $190,824,459 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 19, 2018 · D/A · $190,824,459 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗

Raised $191.3M from 21 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apis

Apis Deep Value Fund Offshore, Ltd.

New York, NY · Jan 20, 2017 → Jan 17, 2020 · 4 filings
  • Jan 17, 2020 · D/A · $28,909,494 sold of Indefinite · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 18, 2019 · D/A · $23,200,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 19, 2018 · D/A · $8,480,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 20, 2017 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $500,000 · role: Director EDGAR ↗

Raised $50.7M from 17 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apis

APIS OFFSHORE CAPITAL LTD

New York, NY · Jan 20, 2017 → Jan 17, 2020 · 4 filings
  • Jan 17, 2020 · D/A · $471,812,137 sold of Indefinite · 96 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 18, 2019 · D/A · $471,812,137 sold of Indefinite · 96 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 19, 2018 · D/A · $461,812,137 sold of Indefinite · 95 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 20, 2017 · D/A · $437,062,137 sold of Indefinite · 92 investors · min. $500,000 · role: Director EDGAR ↗

Raised $641.4M from 130 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lakeview

Quantitative Opportunities Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jan 12, 2018 → Jan 15, 2020 · 3 filings
  • Jan 15, 2020 · D/A · $17,300,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 16, 2019 · D/A · $17,300,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 12, 2018 · D · $17,300,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $17.3M from 3 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lakeview

Quantitative Global 3X Fund, Ltd.

Caman Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jul 25, 2017 → Jan 15, 2020 · 4 filings
  • Jan 15, 2020 · D/A · $249,256,140 sold of Indefinite · 36 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 16, 2019 · D/A · $249,256,140 sold of Indefinite · 36 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 24, 2018 · D/A · $248,112,345 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 25, 2017 · D/A · $187,612,345 sold of Indefinite · 32 investors · min. $100,000 · role: Director EDGAR ↗

Raised $262.8M from 36 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III RELATIVE VALUE CREDIT STRATEGIES FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Jan 9, 2018 → Jan 9, 2020 · 3 filings
  • Jan 9, 2020 · D/A · $930,335,770 sold of Indefinite · 76 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 9, 2019 · D/A · $930,335,770 sold of Indefinite · 76 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 9, 2018 · D/A · $930,188,332 sold of Indefinite · 76 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $930.3M from 76 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III RELATIVE VALUE CREDIT STRATEGIES FUND L P

Boca Raton, FL · Jan 9, 2019 → Jan 9, 2020 · 2 filings
  • Jan 9, 2020 · D/A · $214,036,681 sold of Indefinite · 63 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 9, 2019 · D/A · $214,036,681 sold of Indefinite · 63 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $214M from 63 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Winston

Winston Asia Fund, Ltd.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Jan 8, 2019 → Jan 8, 2020 · 2 filings
  • Jan 8, 2020 · D/A · $52,584,600 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 8, 2019 · D · $37,983,500 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗

Raised $63.2M from 16 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Camcap

CAMCAP RESOURCES OFFSHORE FUND, LTD

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Dec 21, 2017 → Dec 31, 2019 · 3 filings
  • Dec 31, 2019 · D/A · $624,362,662 sold of Indefinite · 122 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 17, 2018 · D/A · $624,362,662 sold of Indefinite · 122 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2017 · D/A · $614,362,662 sold of Indefinite · 122 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $624.4M from 122 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rose Grove

Rose Grove Offshore Fund I, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 19, 2017 → Dec 19, 2019 · 3 filings
  • Dec 19, 2019 · D/A · $301,442,341 sold of Indefinite · 92 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 19, 2018 · D/A · $224,697,341 sold of Indefinite · 63 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 19, 2017 · D/A · $132,322,341 sold of Indefinite · 48 investors · min. $100,000 · role: Director EDGAR ↗

Raised $422.4M from 102 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Hgi

Harbor Group International Real Estate Securities Offshore Fund Ltd.

New York, NY · Nov 30, 2018 → Dec 13, 2019 · 2 filings
  • Dec 13, 2019 · D/A · $31,856,973 sold of Indefinite · 28 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 30, 2018 · D/A · $31,456,973 sold of Indefinite · 27 investors · min. $50,000 · role: Director EDGAR ↗

Raised $33.3M from 38 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ows

OWS Credit Opportunity Offshore Fund II, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 15, 2017 → Dec 13, 2019 · 3 filings
  • Dec 13, 2019 · D/A · $84,187,187 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 14, 2018 · D/A · $75,187,187 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 15, 2017 · D/A · $35,187,187 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $194.8M from 3 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ows

OWS Credit Opportunity Offshore Fund III, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 15, 2017 → Dec 13, 2019 · 3 filings
  • Dec 13, 2019 · D/A · $200,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 14, 2018 · D/A · $200,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 15, 2017 · D/A · $200,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $275M from 1 investor as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Corecommodity

CoreCommodity Management - Founders Absolute Return Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 13, 2018 → Dec 5, 2019 · 3 filings
  • Dec 5, 2019 · D/A · $36,534,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 6, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2018 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $67M from 4 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

CoreCommodity Management - Founders II Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 15, 2017 → Dec 5, 2019 · 4 filings
  • Dec 5, 2019 · D/A · $80,304,204 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 6, 2018 · D/A · $78,304,204 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 5, 2017 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 15, 2017 · D · $25,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $80.3M from 7 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Corecommodity

CoreCommodity Management - Founders I Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 5, 2017 → Dec 5, 2019 · 3 filings
  • Dec 5, 2019 · D/A · $140,260,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 6, 2018 · D/A · $140,260,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 5, 2017 · D/A · $140,260,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $145.8M from 6 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Corecommodity

CoreCommodity Management - Diversified I Fund (Cayman) Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 5, 2017 → Dec 5, 2019 · 3 filings
  • Dec 5, 2019 · D/A · $396,100,000 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 6, 2018 · D/A · $396,100,000 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 5, 2017 · D/A · $396,100,000 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $396.1M from 7 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Elliott

Elliott International Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 3, 2017 → Nov 12, 2019 · 2 filings
  • Nov 12, 2019 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Director EDGAR ↗
  • May 3, 2017 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Director EDGAR ↗

Raised $4.33B from 381 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Crestwood

Crestwood Capital International, Ltd.

New York, NY · Mar 16, 2017 → Oct 30, 2019 · 4 filings
  • Oct 30, 2019 · D/A · $513,325,513 sold of Indefinite · 158 investors · min. $150,000 · role: Director EDGAR ↗
  • Oct 30, 2018 · D/A · $513,325,513 sold of Indefinite · 158 investors · min. $150,000 · role: Director EDGAR ↗
  • Oct 30, 2017 · D/A · $513,325,513 sold of Indefinite · 158 investors · min. $150,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $513,325,513 sold of Indefinite · 158 investors · min. $150,000 · role: Director EDGAR ↗

Raised $513.3M from 158 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Vr Argentina Recovery

VR Global Offshore Fund Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Oct 17, 2017 → Oct 17, 2019 · 3 filings
  • Oct 17, 2019 · D/A · $814,863,137 sold of Indefinite · 185 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 17, 2018 · D/A · $720,868,512 sold of Indefinite · 169 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 17, 2017 · D/A · $538,458,060 sold of Indefinite · 124 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.24B from 215 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rohatyn

ARCH Capital Asian Partners IV, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 4, 2018 → Oct 16, 2019 · 2 filings
  • Oct 16, 2019 · D/A · $196,220,000 sold of Indefinite · 13 investors · min. No minimum reported · role: Director (Director of the General Partner of Issuer) EDGAR ↗
  • Sep 4, 2018 · D · $103,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of the General Partner of Issuer) EDGAR ↗

Raised $204.6M from 14 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Strategic Value Special Situations

Strategic Value Restructuring Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Oct 11, 2017 → Oct 9, 2019 · 3 filings
  • Oct 9, 2019 · D/A · $425,162,000 sold of Indefinite · 71 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 9, 2018 · D/A · $405,120,000 sold of Indefinite · 69 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 11, 2017 · D/A · $382,255,000 sold of Indefinite · 64 investors · min. $100,000 · role: Director EDGAR ↗

Raised $510.7M from 75 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Jlp

JLP Partners Cayman Fund Ltd

New York, NY · Sep 28, 2017 → Oct 1, 2019 · 4 filings
  • Oct 1, 2019 · D/A · $1,746,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 15, 2019 · D/A · $950,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 28, 2018 · D/A · $950,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 28, 2017 · D/A · $975,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.75M from 6 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Jlp

JLP Institutional Credit Cayman Fund Ltd

New York, NY · Sep 28, 2017 → Oct 1, 2019 · 4 filings
  • Oct 1, 2019 · D/A · $125,050,000 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 15, 2019 · D/A · $124,800,000 sold of Indefinite · 14 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 28, 2018 · D/A · $124,800,000 sold of Indefinite · 14 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 28, 2017 · D/A · $122,700,000 sold of Indefinite · 12 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $125M from 15 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Vr Argentina Recovery

VR Argentina Recovery Offshore Fund II Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Sep 30, 2019
  • Sep 30, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $175.1M from 20 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Srs

SRS Long Opportunities, Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 29, 2017 → Sep 27, 2019 · 3 filings
  • Sep 27, 2019 · D/A · $197,825,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 28, 2018 · D/A · $98,000,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 29, 2017 · D/A · $98,000,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $579.5M from 40 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Baycity

BayCity Long-Short Credit (Offshore) Fund Ltd.

Hamilton, Bermuda (as filed: D0) · Sep 14, 2017 → Sep 6, 2019 · 3 filings
  • Sep 6, 2019 · D/A · $496,396,244 sold of Indefinite · 53 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Sep 14, 2018 · D/A · $496,396,244 sold of Indefinite · 53 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Sep 14, 2017 · D/A · $483,396,244 sold of Indefinite · 52 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $496.4M from 53 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Buckingham

BUCKINGHAM RAF INTERNATIONAL PARTNERS LTD

Grand Cayman, Cayman Islands (as filed: E9) · Sep 11, 2017 → Sep 4, 2019 · 3 filings
  • Sep 4, 2019 · D/A · $631,822,138 sold of Indefinite · 99 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 11, 2018 · D/A · $630,822,158 sold of Indefinite · 99 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 11, 2017 · D/A · $629,822,178 sold of Indefinite · 99 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $631.8M from 99 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Buckingham

BUCKINGHAM INTERNATIONAL PARTNERS LTD

Grand Cayman, Cayman Islands (as filed: E9) · Sep 11, 2017 → Sep 4, 2019 · 3 filings
  • Sep 4, 2019 · D/A · $215,709,445 sold of Indefinite · 40 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 11, 2018 · D/A · $209,475,132 sold of Indefinite · 40 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 11, 2017 · D/A · $209,475,132 sold of Indefinite · 40 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $215.7M from 40 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pretium

Latigo Ultra Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 29, 2017 → Aug 29, 2019 · 3 filings
  • Aug 29, 2019 · D/A · $52,612,968 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 29, 2018 · D/A · $52,612,968 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 29, 2017 · D/A · $52,612,968 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗

Raised $52.6M from 9 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

IPM Systematic Macro Fund

Stockholm, Sweden (as filed: V7) · Jun 16, 2017 → Aug 28, 2019 · 4 filings
  • Aug 28, 2019 · D/A · $837,025,000 sold of Indefinite · 24 investors · min. $4,000,000 · role: Director EDGAR ↗
  • Aug 29, 2018 · D/A · $700,800,000 sold of Indefinite · 21 investors · min. $4,000,000 · role: Director EDGAR ↗
  • Aug 28, 2017 · D/A · $161,850,000 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 16, 2017 · D/A · $161,850,000 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗

Raised $849.2M from 24 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Amber

Amber Global Opportunities Fund Ltd.

New York, NY · Aug 18, 2017 → Aug 16, 2019 · 3 filings
  • Aug 16, 2019 · D/A · $1,095,000,000 sold of Indefinite · 146 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 17, 2018 · D/A · $1,440,222,947 sold of Indefinite · 187 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 18, 2017 · D/A · $1,440,222,947 sold of Indefinite · 187 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.44B from 187 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Hound

HOUND PARTNERS CONCENTRATED FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 22, 2017 → Aug 16, 2019 · 3 filings
  • Aug 16, 2019 · D/A · $1,374,039,988 sold of Indefinite · 28 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 17, 2018 · D/A · $1,374,039,988 sold of Indefinite · 28 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 22, 2017 · D/A · $1,348,539,988 sold of Indefinite · 28 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.37B from 29 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Hound

HOUND PARTNERS LONG FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 22, 2017 → Aug 16, 2019 · 3 filings
  • Aug 16, 2019 · D/A · $799,125,113 sold of Indefinite · 27 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 17, 2018 · D/A · $799,125,113 sold of Indefinite · 27 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 22, 2017 · D/A · $470,815,000 sold of Indefinite · 22 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $799.1M from 27 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Hound

HOUND PARTNERS OFFSHORE FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Aug 22, 2017 → Aug 16, 2019 · 3 filings
  • Aug 16, 2019 · D/A · $1,705,384,593 sold of Indefinite · 60 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Aug 17, 2018 · D/A · $1,705,384,593 sold of Indefinite · 60 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 22, 2017 · D/A · $1,442,022,415 sold of Indefinite · 57 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.72B from 61 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

MARBLEGATE SPECIAL OPPORTUNITIES FUND, LTD.

Greenwich, CT · Aug 9, 2017 → Aug 8, 2019 · 3 filings
  • Aug 8, 2019 · D/A · $311,585,195 sold of Indefinite · 41 investors · min. No minimum reported · role: Director (Independent Director) EDGAR ↗
  • Aug 9, 2018 · D/A · $255,060,195 sold of Indefinite · 36 investors · min. No minimum reported · role: Director (Independent Director) EDGAR ↗
  • Aug 9, 2017 · D/A · $250,285,195 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Independent Director) EDGAR ↗

Raised $465.6M from 56 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Forester

Forester Strategic Opportunities, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 23, 2018 → Aug 7, 2019 · 3 filings
  • Aug 7, 2019 · D/A · $35,527,561 sold of Indefinite · 22 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 25, 2019 · D/A · $35,277,561 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 23, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $35.5M from 22 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Forester

Forester Partners, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 24, 2017 → Aug 7, 2019 · 4 filings
  • Aug 7, 2019 · D/A · $145,633,134 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 25, 2019 · D/A · $145,633,134 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 23, 2018 · D/A · $145,633,134 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 24, 2017 · D/A · $145,133,134 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗

Raised $145.6M from 12 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Forester

Forester Opportunities, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 24, 2017 → Aug 7, 2019 · 4 filings
  • Aug 7, 2019 · D/A · $196,362,560 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 25, 2019 · D/A · $194,659,803 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 23, 2018 · D/A · $190,639,803 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 24, 2017 · D/A · $141,898,318 sold of Indefinite · 24 investors · min. $100,000 · role: Director EDGAR ↗

Raised $200.5M from 30 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Forester

Forester Offshore, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 24, 2017 → Aug 7, 2019 · 4 filings
  • Aug 7, 2019 · D/A · $1,002,575,605 sold of Indefinite · 178 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 25, 2019 · D/A · $1,002,575,605 sold of Indefinite · 178 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 23, 2018 · D/A · $1,002,575,605 sold of Indefinite · 178 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 24, 2017 · D/A · $998,575,605 sold of Indefinite · 178 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1.02B from 184 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Forester

Forester Diversified, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 24, 2017 → Aug 7, 2019 · 4 filings
  • Aug 7, 2019 · D/A · $1,599,327,431 sold of Indefinite · 230 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 25, 2019 · D/A · $1,599,145,705 sold of Indefinite · 229 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 23, 2018 · D/A · $1,562,670,705 sold of Indefinite · 227 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 24, 2017 · D/A · $1,542,290,705 sold of Indefinite · 224 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.67B from 241 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Voloridge

Voloridge Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 9, 2019
  • Jul 9, 2019 · D/A · $208,450,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.96B from 82 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Voloridge

Voloridge Trading Aggressive Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 11, 2017 → Jul 9, 2019 · 3 filings
  • Jul 9, 2019 · D/A · $174,136,669 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 9, 2018 · D/A · $156,670,447 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 11, 2017 · D/A · $154,136,669 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗

Raised $971.4M from 48 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Fir Tree

FIR TREE CAPITAL OPPORTUNITY FUND II, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 29, 2017 → Jun 28, 2019 · 4 filings
  • Jun 28, 2019 · D/A · $928,620,853 sold of Indefinite · 100 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jun 29, 2018 · D/A · $928,620,853 sold of Indefinite · 100 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jan 16, 2018 · D/A · $928,620,853 sold of Indefinite · 100 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jun 29, 2017 · D/A · $908,203,853 sold of Indefinite · 97 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $995.8M from 100 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Fir Tree

FIR TREE CAPITAL OPPORTUNITY FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 29, 2017 → Jun 28, 2019 · 4 filings
  • Jun 28, 2019 · D/A · $496,157,240 sold of Indefinite · 61 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jun 29, 2018 · D/A · $496,157,240 sold of Indefinite · 61 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jan 16, 2018 · D/A · $496,157,240 sold of Indefinite · 61 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jun 29, 2017 · D/A · $496,157,240 sold of Indefinite · 61 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $508.7M from 61 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Fir Tree

FIR TREE INTERNATIONAL VALUE FUND II, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 29, 2017 → Jun 28, 2019 · 4 filings
  • Jun 28, 2019 · D/A · $2,618,386,323 sold of Indefinite · 232 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jun 29, 2018 · D/A · $2,618,386,323 sold of Indefinite · 232 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jan 16, 2018 · D/A · $2,596,386,323 sold of Indefinite · 232 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jun 29, 2017 · D/A · $2,596,386,323 sold of Indefinite · 232 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $2.69B from 232 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Fir Tree

FIR TREE INTERNATIONAL VALUE FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 29, 2017 → Jun 28, 2019 · 4 filings
  • Jun 28, 2019 · D/A · $3,103,025,493 sold of Indefinite · 217 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jun 29, 2018 · D/A · $3,103,025,493 sold of Indefinite · 217 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jan 16, 2018 · D/A · $3,103,025,493 sold of Indefinite · 217 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jun 29, 2017 · D/A · $3,100,025,493 sold of Indefinite · 217 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $3.11B from 217 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: West Tower

WEST TOWER PARTNERS, LTD.

Richmond, VA · Jun 30, 2017 → Jun 24, 2019 · 3 filings
  • Jun 24, 2019 · D/A · $63,091,594 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 29, 2018 · D/A · $39,000,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 30, 2017 · D/A · $14,500,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $77.6M from 7 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goldpoint

Private Advisors Hedged Equity Fund (QP) Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 30, 2017 → Jun 24, 2019 · 3 filings
  • Jun 24, 2019 · D/A · $701,246,234 sold of Indefinite · 116 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 29, 2018 · D/A · $701,246,234 sold of Indefinite · 116 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 30, 2017 · D/A · $701,246,234 sold of Indefinite · 115 investors · min. $100,000 · role: Director EDGAR ↗

Raised $711.5M from 122 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goldpoint

PRIVATE ADVISORS HEDGED EQUITY FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Jun 30, 2017 → Jun 24, 2019 · 3 filings
  • Jun 24, 2019 · D/A · $75,484,310 sold of Indefinite · 100 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 29, 2018 · D/A · $75,484,310 sold of Indefinite · 100 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 30, 2017 · D/A · $75,484,310 sold of Indefinite · 100 investors · min. $100,000 · role: Director EDGAR ↗

Raised $97.4M from 117 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Jefferies

Jefferies Structured Alpha Fund B (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 12, 2018 → Jun 17, 2019 · 2 filings
  • Jun 17, 2019 · D/A · $1,416,254,587 sold of Indefinite · 71 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 12, 2018 · D/A · $1,351,263,955 sold of Indefinite · 59 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.42B from 71 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ows

OWS Credit Opportunity Offshore Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 6, 2017 → Jun 6, 2019 · 3 filings
  • Jun 6, 2019 · D/A · $112,000,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 6, 2018 · D/A · $112,000,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 6, 2017 · D/A · $113,500,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗

Raised $244.6M from 35 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Srs

SRS Partners, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 5, 2017 → Jun 5, 2019 · 3 filings
  • Jun 5, 2019 · D/A · $2,183,570,560 sold of Indefinite · 160 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jun 5, 2018 · D/A · $2,131,622,733 sold of Indefinite · 152 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jun 5, 2017 · D/A · $2,044,854,045 sold of Indefinite · 99 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $3.73B from 249 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Zeal China Fund Ltd

No.12 Harcourt Road, Central, Hong Kong (as filed: K3) · Jun 9, 2017 → Jun 5, 2019 · 3 filings
  • Jun 5, 2019 · D/A · $650,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 5, 2018 · D/A · $650,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 9, 2017 · D/A · $650,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $66.2M from 17 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Abrams Bison

ABRAMS BISON OFFSHORE FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Jun 2, 2017 → Jun 3, 2019 · 3 filings
  • Jun 3, 2019 · D/A · $759,702,118 sold of Indefinite · 37 investors · min. $25,000,000 · role: Director EDGAR ↗
  • Jun 1, 2018 · D/A · $721,202,118 sold of Indefinite · 35 investors · min. $25,000,000 · role: Director EDGAR ↗
  • Jun 2, 2017 · D/A · $691,202,118 sold of Indefinite · 33 investors · min. $25,000,000 · role: Director EDGAR ↗

Raised $784.2M from 42 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Morgan Creek

Morgan Creek BRIC Plus Offshore Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jun 2, 2017 → May 31, 2019 · 3 filings
  • May 31, 2019 · D/A · $121,010,000 sold of Indefinite · 29 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 1, 2018 · D/A · $121,010,000 sold of Indefinite · 29 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 2, 2017 · D/A · $121,010,000 sold of Indefinite · 29 investors · min. $50,000 · role: Director EDGAR ↗

Raised $201.5M from 33 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Morgan Creek

Morgan Creek Opportunity Offshore Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jun 2, 2017 → May 31, 2019 · 3 filings
  • May 31, 2019 · D/A · $214,239,000 sold of Indefinite · 39 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 1, 2018 · D/A · $214,239,000 sold of Indefinite · 39 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 2, 2017 · D/A · $214,239,000 sold of Indefinite · 39 investors · min. $50,000 · role: Director EDGAR ↗

Raised $265.8M from 45 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Park West

Park West Investors Ltd

Georgetown, Grand Cayman, Cayman Islands (as filed: E9) · Jun 2, 2017 → May 31, 2019 · 3 filings
  • May 31, 2019 · D/A · $1,261,863,217 sold of Indefinite · 76 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Jun 1, 2018 · D/A · $1,109,863,217 sold of Indefinite · 75 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jun 2, 2017 · D/A · $878,963,217 sold of Indefinite · 39 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $1.45B from 80 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Park West

PARK WEST PARTNERS, LTD.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 2, 2017 → May 31, 2019 · 3 filings
  • May 31, 2019 · D/A · $80,806,100 sold of Indefinite · 48 investors · min. $2,000,000 · role: Director (Director of Issuer) EDGAR ↗
  • Jun 1, 2018 · D/A · $73,748,380 sold of Indefinite · 48 investors · min. $5,000,000 · role: Director (Director of Issuer) EDGAR ↗
  • Jun 2, 2017 · D/A · $65,448,380 sold of Indefinite · 16 investors · min. $5,000,000 · role: Director (Director of Issuer) EDGAR ↗

Raised $83.8M from 49 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Vision

Vision A/T Capital GCC Offshore Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 12, 2017 → May 24, 2019 · 4 filings
  • May 24, 2019 · D/A · $16,900,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • May 24, 2018 · D/A · $16,900,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • May 11, 2018 · D/A · $16,900,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • May 12, 2017 · D/A · $16,900,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $16.9M from 2 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Quantedge

Quantedge Global Fund (US)

Grand Cayman, Cayman Islands (as filed: E9) · May 5, 2017 → May 9, 2019 · 3 filings
  • May 9, 2019 · D/A · $128,000,091 sold of Indefinite · 87 investors · min. $100,000 · role: Director EDGAR ↗
  • May 9, 2018 · D/A · $111,648,977 sold of Indefinite · 78 investors · min. $100,000 · role: Director EDGAR ↗
  • May 5, 2017 · D/A · $88,304,865 sold of Indefinite · 67 investors · min. $100,000 · role: Director EDGAR ↗

Raised $206.4M from 101 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Quantedge

Quantedge Global Fund (Offshore)

Grand Cayman, Cayman Islands (as filed: E9) · May 5, 2017 → May 9, 2019 · 3 filings
  • May 9, 2019 · D/A · $2,006,824,559 sold of Indefinite · 621 investors · min. $100,000 · role: Director EDGAR ↗
  • May 9, 2018 · D/A · $1,880,726,595 sold of Indefinite · 579 investors · min. $100,000 · role: Director EDGAR ↗
  • May 5, 2017 · D/A · $1,511,910,968 sold of Indefinite · 494 investors · min. $100,000 · role: Director EDGAR ↗

Raised $3.17B from 964 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Glazer

Glazer Enhanced Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 10, 2017 → May 8, 2019 · 3 filings
  • May 8, 2019 · D · $156,391,586 sold of Indefinite · 36 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 5, 2018 · D/A · $147,387,586 sold of Indefinite · 34 investors · min. $200,000 · role: Director EDGAR ↗
  • Mar 10, 2017 · D/A · $127,794,586 sold of Indefinite · 125 investors · min. $200,000 · role: Director EDGAR ↗

Raised $965.1M from 125 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Glazer

GLAZER OFFSHORE FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 10, 2017 → May 8, 2019 · 3 filings
  • May 8, 2019 · D · $65,634,253 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 5, 2018 · D/A · $61,805,036 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2017 · D/A · $61,805,036 sold of Indefinite · 25 investors · min. $125,000 · role: Director EDGAR ↗

Raised $65.6M from 25 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Jana

JANA Strategic Investments Benchmark Offshore Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 8, 2018 → May 8, 2019 · 3 filings
  • May 8, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • May 8, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 8, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $99.6M from 24 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Boyu

Boyu Capital Opportunities Master Fund

Grand Cayman, Cayman Islands (as filed: E9) · Apr 28, 2017 → Apr 26, 2019 · 3 filings
  • Apr 26, 2019 · D/A · $537,960,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Apr 27, 2018 · D/A · $357,960,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Apr 28, 2017 · D/A · $207,600,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗

Raised $1.64B from 94 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Boyu

Boyu Capital Offshore Fund

Grand Cayman, Cayman Islands (as filed: E9) · Apr 28, 2017 → Apr 26, 2019 · 3 filings
  • Apr 26, 2019 · D/A · $379,700,000 sold of Indefinite · 33 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Apr 27, 2018 · D/A · $299,700,000 sold of Indefinite · 31 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Apr 28, 2017 · D/A · $204,500,000 sold of Indefinite · 26 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗

Raised $1.37B from 84 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Boyu

Boyu Capital US Fund

Grand Cayman, Cayman Islands (as filed: E9) · Apr 28, 2017 → Apr 26, 2019 · 3 filings
  • Apr 26, 2019 · D/A · $158,260,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Apr 27, 2018 · D/A · $88,260,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Apr 28, 2017 · D/A · $3,100,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗

Raised $274.1M from 13 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN)

Georgetown, Grand Cayman, Cayman Islands (as filed: E9) · May 19, 2017 → Apr 11, 2019 · 3 filings
  • Apr 11, 2019 · D/A · $126,677,210 sold of Indefinite · 41 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 18, 2018 · D/A · $126,677,210 sold of Indefinite · 41 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 19, 2017 · D/A · $106,677,210 sold of Indefinite · 40 investors · min. $10,000,000 · role: Director EDGAR ↗

Raised $141.7M from 41 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN)

Georgetown, Grand Cayman, Cayman Islands (as filed: E9) · May 19, 2017 → Apr 11, 2019 · 3 filings
  • Apr 11, 2019 · D/A · $191,522,241 sold of Indefinite · 17 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 18, 2018 · D/A · $191,522,241 sold of Indefinite · 17 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 19, 2017 · D/A · $191,522,241 sold of Indefinite · 17 investors · min. $10,000,000 · role: Director EDGAR ↗

Raised $191.5M from 17 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Corrib

CORRIB OFFSHORE FUND, LTD.

Gardenia Court, Camana Bay, Cayman Islands (as filed: E9) · Apr 11, 2017 → Apr 8, 2019 · 3 filings
  • Apr 8, 2019 · D/A · $30,864,927 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 9, 2018 · D/A · $29,014,927 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 11, 2017 · D/A · $25,399,927 sold of Indefinite · 14 investors · min. $100,000 · role: Director EDGAR ↗

Raised $30.9M from 23 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Winston

WINSTON HEDGED EQUITY FUND LTD

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Apr 6, 2017 → Apr 5, 2019 · 3 filings
  • Apr 5, 2019 · D/A · $572,167,362 sold of Indefinite · 113 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 6, 2018 · D/A · $572,167,362 sold of Indefinite · 113 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 6, 2017 · D/A · $300,933,753 sold of Indefinite · 186 investors · min. $100,000 · role: Director EDGAR ↗

Raised $577.1M from 186 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Winston

WINSTON GLOBAL FUND LTD

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Apr 6, 2017 → Apr 5, 2019 · 3 filings
  • Apr 5, 2019 · D/A · $379,000,296 sold of Indefinite · 84 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 6, 2018 · D/A · $372,321,675 sold of Indefinite · 82 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 6, 2017 · D/A · $417,806,573 sold of Indefinite · 102 investors · min. $100,000 · role: Director EDGAR ↗

Raised $417.8M from 102 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Tcm Mps

TCM MPS LTD. SPC/Counterweight I Segregated Portfolio

George Town, Cayman Islands (as filed: E9) · Mar 21, 2017 → Mar 21, 2019 · 3 filings
  • Mar 21, 2019 · D/A · $541,931,203 sold of Indefinite · 137 investors · min. $125,000 · role: Director EDGAR ↗
  • Mar 21, 2018 · D/A · $541,631,203 sold of Indefinite · 137 investors · min. $125,000 · role: Director EDGAR ↗
  • Mar 21, 2017 · D/A · $541,631,203 sold of Indefinite · 137 investors · min. $125,000 · role: Director EDGAR ↗

Raised $541.9M from 137 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Yiheng

Yiheng Capital Offshore Partners, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 14, 2017 → Mar 21, 2019 · 3 filings
  • Mar 21, 2019 · D/A · $446,144,856 sold of Indefinite · 68 investors · min. $4,000,000 · role: Director (Director) EDGAR ↗
  • Mar 21, 2018 · D/A · $162,486,802 sold of Indefinite · 19 investors · min. $4,000,000 · role: Director (Director) EDGAR ↗
  • Jun 14, 2017 · D/A · $86,186,802 sold of Indefinite · 8 investors · min. $4,000,000 · role: Director (Director) EDGAR ↗

Raised $1.16B from 127 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pharo

Pharo Trading Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 17, 2017 → Mar 15, 2019 · 3 filings
  • Mar 15, 2019 · D/A · $75,000,000 sold of Indefinite · 8 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2018 · D/A · $20,050,000 sold of Indefinite · 6 investors · min. $500,000 · role: Director EDGAR ↗
  • Mar 17, 2017 · D/A · $0 sold of Indefinite · 4 investors · min. $500,000 · role: Director EDGAR ↗

Raised $75M from 13 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pharo

Pharo Macro Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 17, 2017 → Mar 15, 2019 · 3 filings
  • Mar 15, 2019 · D/A · $106,500,000 sold of Indefinite · 99 investors · min. $200,000 · role: Director EDGAR ↗
  • Mar 15, 2018 · D/A · $91,980,000 sold of Indefinite · 97 investors · min. $200,000 · role: Director EDGAR ↗
  • Mar 17, 2017 · D/A · $137,890,000 sold of Indefinite · 94 investors · min. $200,000 · role: Director EDGAR ↗

Raised $1.2B from 127 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pharo

Pharo Gaia Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 17, 2017 → Mar 15, 2019 · 3 filings
  • Mar 15, 2019 · D/A · $78,266,667 sold of Indefinite · 73 investors · min. $200,000 · role: Director EDGAR ↗
  • Mar 15, 2018 · D/A · $606,263,000 sold of Indefinite · 70 investors · min. $200,000 · role: Director EDGAR ↗
  • Mar 17, 2017 · D/A · $742,770,000 sold of Indefinite · 42 investors · min. $200,000 · role: Director EDGAR ↗

Raised $742.8M from 95 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pharo

Pharo Africa Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 15, 2018 → Mar 15, 2019 · 2 filings
  • Mar 15, 2019 · D/A · $26,000,000 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2018 · D · $55,399,100 sold of Indefinite · 3 investors · min. $5,399,100 · role: Director EDGAR ↗

Raised $55.4M from 14 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

TWIN OFFSHORE, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 17, 2017 → Mar 15, 2019 · 3 filings
  • Mar 15, 2019 · D/A · $96,355,387 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2018 · D/A · $96,355,387 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 17, 2017 · D/A · $95,678,080 sold of Indefinite · 22 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $112.5M from 38 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lubben

Lubben Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 17, 2017 → Mar 15, 2019 · 4 filings
  • Mar 15, 2019 · D/A · $59,640,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 20, 2018 · D/A · $59,640,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2018 · D/A · $59,640,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2017 · D/A · $59,640,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗

Raised $59.6M from 6 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: River Birch

River Birch International, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 13, 2017 → Mar 13, 2019 · 3 filings
  • Mar 13, 2019 · D/A · $230,000,000 sold of Indefinite · 31 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2018 · D/A · $230,000,000 sold of Indefinite · 31 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2017 · D/A · $230,000,000 sold of Indefinite · 31 investors · min. $100,000 · role: Director EDGAR ↗

Raised $230M from 31 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Castine

Castine Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 3, 2017 → Mar 1, 2019 · 3 filings
  • Mar 1, 2019 · D/A · $71,603,448 sold of Indefinite · 40 investors · min. $500,000 · role: Director EDGAR ↗
  • Mar 2, 2018 · D/A · $52,149,393 sold of Indefinite · 37 investors · min. $500,000 · role: Director EDGAR ↗
  • Mar 3, 2017 · D/A · $43,449,393 sold of Indefinite · 22 investors · min. $500,000 · role: Director EDGAR ↗

Raised $150.5M from 44 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lakeview

Quantitative Tactical Aggressive Fund, Ltd

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Feb 24, 2017 → Feb 28, 2019 · 3 filings
  • Feb 28, 2019 · D/A · $265,880,983 sold of Indefinite · 67 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 2, 2018 · D/A · $265,380,983 sold of Indefinite · 67 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 24, 2017 · D/A · $221,358,408 sold of Indefinite · 55 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $266.3M from 67 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Gracie

GRACIE INTERNATIONAL CREDIT OPPORTUNITIES FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Feb 28, 2017 → Feb 28, 2019 · 3 filings
  • Feb 28, 2019 · D/A · $596,896,519 sold of Indefinite · 72 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 28, 2018 · D/A · $596,896,519 sold of Indefinite · 72 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 28, 2017 · D/A · $496,896,519 sold of Indefinite · 71 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $596.9M from 72 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 22, 2017 → Feb 22, 2019 · 3 filings
  • Feb 22, 2019 · D/A · $350,672,347 sold of Indefinite · 43 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 22, 2018 · D/A · $347,340,926 sold of Indefinite · 43 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 22, 2017 · D/A · $334,468,340 sold of Indefinite · 38 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $350.7M from 43 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Beach Point

Beach Point Total Return Offshore Fund IV Ltd.

Santa Monica, CA · Feb 14, 2017 → Feb 13, 2019 · 3 filings
  • Feb 13, 2019 · D/A · $90,809,130 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 15, 2018 · D/A · $79,241,030 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 14, 2017 · D/A · $49,728,780 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $90.8M from 1 investor as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Beach Point

Beach Point Total Return Offshore Fund III Ltd.

Santa Monica, CA · Feb 14, 2017 → Feb 13, 2019 · 3 filings
  • Feb 13, 2019 · D/A · $244,562,473 sold of Indefinite · 1 investors · min. $7,750,000 · role: Director EDGAR ↗
  • Feb 14, 2018 · D/A · $244,562,473 sold of Indefinite · 1 investors · min. $7,750,000 · role: Director EDGAR ↗
  • Feb 14, 2017 · D/A · $244,562,473 sold of Indefinite · 1 investors · min. $7,750,000 · role: Director EDGAR ↗

Raised $244.6M from 1 investor as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Beach Point

Beach Point Total Return Offshore Fund II Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 14, 2017 → Feb 13, 2019 · 3 filings
  • Feb 13, 2019 · D/A · $1,739,799,093 sold of Indefinite · 148 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 14, 2018 · D/A · $1,723,471,093 sold of Indefinite · 148 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 14, 2017 · D/A · $1,673,680,093 sold of Indefinite · 145 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $1.78B from 156 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Eos

Eos Credit Opportunities Offshore Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 10, 2017 → Feb 6, 2019 · 3 filings
  • Feb 6, 2019 · D/A · $42,106,544 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 6, 2018 · D/A · $42,106,544 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2017 · D/A · $42,106,544 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗

Raised $42.1M from 13 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Alternative Investments Institutional Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 26, 2017 → Jan 28, 2019 · 3 filings
  • Jan 28, 2019 · D/A · $226,978,823 sold of Indefinite · 46 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 26, 2018 · D/A · $220,608,823 sold of Indefinite · 46 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 26, 2017 · D/A · $220,208,823 sold of Indefinite · 46 investors · min. $100,000 · role: Director EDGAR ↗

Raised $227M from 46 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Titan

Alternative Investments Opportunity Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 26, 2017 → Jan 28, 2019 · 3 filings
  • Jan 28, 2019 · D/A · $8,464,330 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 26, 2018 · D/A · $8,266,239 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 26, 2017 · D/A · $8,254,639 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗

Raised $16.4M from 13 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackrock

West Side Clearview CMBS Offshore Fund Ltd

New York, NY · Jan 20, 2017 → Jan 22, 2019 · 3 filings
  • Jan 22, 2019 · D/A · $1,374,521 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 22, 2018 · D/A · $1,374,521 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 20, 2017 · D/A · $1,374,521 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.37M from 3 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackrock

WAF Offshore Fund, Ltd.

New York, NY · Jan 20, 2017 → Jan 22, 2019 · 3 filings
  • Jan 22, 2019 · D/A · $518,706,190 sold of Indefinite · 41 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 22, 2018 · D/A · $506,371,190 sold of Indefinite · 39 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 20, 2017 · D/A · $453,805,190 sold of Indefinite · 35 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $518.7M from 41 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: East Bridge

East Bridge Capital Offshore Fund Ltd.

Grand Cayman, Kyi-1103, Cayman Islands (as filed: E9) · Jan 18, 2018 → Jan 18, 2019 · 2 filings
  • Jan 18, 2019 · D/A · $418,700,000 sold of Indefinite · 23 investors · min. $2,500,000 · role: Director EDGAR ↗
  • Jan 18, 2018 · D/A · $110,900,000 sold of Indefinite · 14 investors · min. $2,500,000 · role: Director EDGAR ↗

Raised $445.9M from 24 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Granville

GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jan 12, 2018 → Jan 11, 2019 · 2 filings
  • Jan 11, 2019 · D/A · $17,378,403 sold of Indefinite · 15 investors · min. $400,000 · role: Director EDGAR ↗
  • Jan 12, 2018 · D/A · $17,285,550 sold of Indefinite · 15 investors · min. $400,000 · role: Director EDGAR ↗

Raised $63M from 24 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Jana

JANA Offshore Partners, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 12, 2017 → Dec 12, 2018 · 2 filings
  • Dec 12, 2018 · D/A · $736,479,905 sold of Indefinite · 179 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 12, 2017 · D/A · $735,779,905 sold of Indefinite · 179 investors · min. $50,000 · role: Director EDGAR ↗

Raised $736.5M from 179 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Jana

JANA Nirvana Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 12, 2017 → Dec 12, 2018 · 2 filings
  • Dec 12, 2018 · D/A · $425,071,530 sold of Indefinite · 30 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 12, 2017 · D/A · $425,071,530 sold of Indefinite · 30 investors · min. $100,000 · role: Director EDGAR ↗

Raised $425.1M from 30 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Fvp

FVP OVERSEAS LTD

Grand Cayman, Cayman Islands (as filed: E9) · Nov 20, 2017 → Nov 20, 2018 · 2 filings
  • Nov 20, 2018 · D/A · $385,892,471 sold of Indefinite · 78 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 20, 2017 · D/A · $288,881,604 sold of Indefinite · 65 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $385.9M from 78 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Yannix Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 9, 2017 → Nov 9, 2018 · 2 filings
  • Nov 9, 2018 · D/A · $43,300,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 9, 2017 · D/A · $43,300,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗

Raised $43.3M from 6 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Suran

Suran Global Macro Offshore Fund, Ltd.

Brooklyn, NY · Nov 3, 2017 → Nov 5, 2018 · 2 filings
  • Nov 5, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Nov 3, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Baycity

BayCity Event Driven Opportunities Fund

Boston, MA · Sep 14, 2017 → Sep 14, 2018 · 2 filings
  • Sep 14, 2018 · D/A · $6,570,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 14, 2017 · D/A · $6,570,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $6.57M from 2 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Convex Asia

Akamatsu Fund

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2017 → Aug 24, 2018 · 2 filings
  • Aug 24, 2018 · D/A · $35,000,002 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $67,849,290 sold of Indefinite · 17 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗

Raised $401.4M from 152 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Convex Asia

Akamatsu Bonsai Fund

Grand Cayman, Cayman Islands (as filed: E9) · Mar 9, 2017 → Aug 24, 2018 · 3 filings
  • Aug 24, 2018 · D/A · $3,100,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $4,699,552 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Mar 9, 2017 · D/A · $4,699,552 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $67.3M from 38 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rock Creek

Georgetown Emerging Markets Fund Offshore, L.P.

Washington, DC · Aug 18, 2017 → Aug 15, 2018 · 2 filings
  • Aug 15, 2018 · D/A · $56,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Aug 18, 2017 · D/A · $56,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗

Raised $56M from 2 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rock Creek

Potomac Fund, Ltd.

George Town, Cayman Islands (as filed: E9) · Aug 18, 2017 → Aug 15, 2018 · 2 filings
  • Aug 15, 2018 · D/A · $880,600,000 sold of Indefinite · 14 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 18, 2017 · D/A · $880,553,000 sold of Indefinite · 14 investors · min. $100,000 · role: Director EDGAR ↗

Raised $880.6M from 14 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Shaolin

Shaolin Capital Partners Onshore Fund, L.P.

Miami, FL · Aug 2, 2018
  • Aug 2, 2018 · D/A · $34,100,000 sold of Indefinite · 27 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $34.1M from 27 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Shaolin

Shaolin Capital Partners International Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 2, 2018
  • Aug 2, 2018 · D/A · $6,600,000 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗

Raised $6.6M from 7 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Titan

Alternative Investments Sustainability Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 17, 2017 → Jul 17, 2018 · 2 filings
  • Jul 17, 2018 · D/A · $22,441,407 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 17, 2017 · D/A · $21,941,407 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗

Raised $27.8M from 10 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Amber

Amber Capital Investment Management I Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jul 11, 2018
  • Jul 11, 2018 · D/A · $167,247,000 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗

Raised $167.2M from 28 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

ASCEND PLAZA FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 23, 2017 → Jun 22, 2018 · 2 filings
  • Jun 22, 2018 · D/A · $125,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 23, 2017 · D/A · $125,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $125M from 1 investor as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Manaslu

Manaslu Fund III, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · May 21, 2018
  • May 21, 2018 · D · $240,124,382 sold of $240,466,211 · 8 investors · min. $9,430,047 · role: Director EDGAR ↗

Raised $240.1M from 8 investors (100% of the $240.5M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

ARPEGGIO FUND

Boston, MA · May 2, 2017 → May 2, 2018 · 2 filings
  • May 2, 2018 · D/A · $115,323,804 sold of $200,000,000 · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • May 2, 2017 · D/A · $115,323,804 sold of $200,000,000 · 4 investors · min. $250,000 · role: Director EDGAR ↗

Raised $115.3M from 4 investors (58% of the $200M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Rdc

RDC Capital Partners Offshore Fund Ltd.

Boston, MA · Apr 12, 2017 → Apr 26, 2018 · 3 filings
  • Apr 26, 2018 · D/A · $11,000,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 9, 2018 · D/A · $11,000,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 12, 2017 · D/A · $11,000,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $62.4M from 10 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Basso

BASSO INVESTORS LTD

Grand Cayman, Cayman Islands (as filed: E9) · Apr 21, 2017 → Apr 20, 2018 · 2 filings
  • Apr 20, 2018 · D/A · $2,807,017,773 sold of Indefinite · 379 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 21, 2017 · D/A · $2,738,625,166 sold of Indefinite · 377 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $2.81B from 379 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Corrib

CORRIB MASTER FUND, LTD.

Gardenia Court, Camana Bay, Cayman Islands (as filed: E9) · Apr 26, 2017 → Apr 18, 2018 · 2 filings
  • Apr 18, 2018 · D/A · $65,649,660 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 26, 2017 · D/A · $50,649,660 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $65.6M from 1 investor as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Weiss Multi Strategy

Weiss Alpha Balanced Risk Fund (Cayman) Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 18, 2017 → Apr 17, 2018 · 2 filings
  • Apr 17, 2018 · D/A · $22,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2017 · D/A · $22,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $22.5M from 1 investor as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Iguana Healthcare

Iguana Healthcare Partners, Ltd.

New York, NY · Apr 11, 2017 → Apr 11, 2018 · 2 filings
  • Apr 11, 2018 · D/A · $17,627,000 sold of Indefinite · 12 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 11, 2017 · D/A · $17,627,000 sold of Indefinite · 12 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $17.6M from 12 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Nuwave

NUWAVE OFFSHORE FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 21, 2017 → Mar 20, 2018 · 2 filings
  • Mar 20, 2018 · D/A · $499,389,599 sold of Indefinite · 113 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 21, 2017 · D/A · $499,389,599 sold of Indefinite · 113 investors · min. $50,000 · role: Director EDGAR ↗

Raised $499.6M from 114 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Nuwave

NUWAVE LONG/SHORT FEEDER FUND LTD.

Parsippany, NJ · Mar 21, 2017 → Mar 20, 2018 · 2 filings
  • Mar 20, 2018 · D/A · $75,931,486 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 21, 2017 · D/A · $75,931,486 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗

Raised $75.9M from 33 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lynx Ebo

LYNX FUND I OFFSHORE LTD

Gardenia Court, Camana Bay, Cayman Islands (as filed: E9) · Mar 13, 2017 → Mar 8, 2018 · 2 filings
  • Mar 8, 2018 · D/A · $315,996,818 sold of Indefinite · 81 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Mar 13, 2017 · D/A · $315,916,752 sold of Indefinite · 81 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗

Raised $316M from 164 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Kcm

Folger Hill Partners (Cayman) Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 27, 2017 → Feb 27, 2018 · 2 filings
  • Feb 27, 2018 · D/A · $693,372,961 sold of Indefinite · 53 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 27, 2017 · D/A · $693,372,961 sold of Indefinite · 53 investors · min. $100,000 · role: Director EDGAR ↗

Raised $693.4M from 53 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Parexel Investment Holdings, L.P.

Waltham, MA · Feb 26, 2018
  • Feb 26, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of General Partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ecp Helios

Eos Focused Equity Offshore Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Feb 6, 2017 → Feb 6, 2018 · 2 filings
  • Feb 6, 2018 · D/A · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 6, 2017 · D/A · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1M from 1 investor as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Hinoki

HINOKI FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 26, 2017 → Jan 24, 2018 · 2 filings
  • Jan 24, 2018 · D/A · $771,235 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 26, 2017 · D · $771,235 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $771K from 1 investor as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Ascend Partners Fund BPO, Ltd.

Georgetown, Cayman Islands (as filed: E9) · Jan 12, 2018
  • Jan 12, 2018 · D/A · $968,119,603 sold of Indefinite · 27 investors · min. $100,000 · role: Director EDGAR ↗

Raised $968.1M from 27 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ascend

Ascend Partners Fund, Ltd.

Georgetown, Cayman Islands (as filed: E9) · Jan 12, 2018
  • Jan 12, 2018 · D/A · $2,030,650,496 sold of Indefinite · 191 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2.03B from 191 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Crc Single Investor

CRC Capital Release Fund III, Ltd.

New York, NY · Dec 11, 2017
  • Dec 11, 2017 · D · $5,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 1 investor as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Moon

MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE FUND LTD.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 1, 2017
  • Dec 1, 2017 · D/A · $187,340,580 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗

Raised $347.9M from 22 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Moon

MOON CAPITAL GLOBAL EQUITY OFFSHORE FUND LTD.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 1, 2017
  • Dec 1, 2017 · D/A · $1,007,141,166 sold of Indefinite · 94 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1.03B from 94 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III Equity Index Alternative Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC

Grand Cayman, Cayman Islands (as filed: E9) · Nov 13, 2017 → Nov 29, 2017 · 2 filings
  • Nov 29, 2017 · D/A · $71,571,245 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 13, 2017 · D · $71,571,245 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $71.6M from 1 investor as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III Equity Index Alternative (ERISA) Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC

Grand Cayman, Cayman Islands (as filed: E9) · Nov 13, 2017 → Nov 29, 2017 · 2 filings
  • Nov 29, 2017 · D/A · $37,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 13, 2017 · D · $37,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $37.5M from 1 investor as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Emerging Sovereign

ESG Credit Macro Event Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 8, 2017
  • Nov 8, 2017 · D/A · $85,827,000 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗

Raised $496.3M from 92 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Emerging Sovereign

ESG CROSS BORDER EQUITY OFFSHORE FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 8, 2017
  • Nov 8, 2017 · D/A · $1,348,948,696 sold of Indefinite · 224 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.35B from 232 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Emerging Sovereign

ESG Domestic Opportunity Offshore Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 8, 2017
  • Nov 8, 2017 · D/A · $492,211,000 sold of Indefinite · 45 investors · min. $100,000 · role: Director EDGAR ↗

Raised $492.2M from 45 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Emerging Sovereign

ESG Nexus Offshore Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Nov 8, 2017
  • Nov 8, 2017 · D/A · $10,150,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗

Raised $10.2M from 5 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Fuller

Behavioral Equity Market Neutral Master Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 29, 2017
  • Sep 29, 2017 · D/A · $161,216,377 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $161.2M from 3 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Fuller

Behavioral Equity Market Neutral Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 29, 2017
  • Sep 29, 2017 · D/A · $82,912,875 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $142.9M from 7 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Basso

Basso Select Opportunities Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 28, 2017
  • Jul 28, 2017 · D/A · $103,519,171 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗

Raised $103.5M from 16 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apollo

Apollo Emerging Markets Debt Fund Ltd

Purchase, NY · May 8, 2017
  • May 8, 2017 · D/A · $708,679,556 sold of Indefinite · 11 investors · min. $1 · role: Director EDGAR ↗

Raised $708.7M from 11 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Meru

Meru Cayman HFF, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 4, 2017
  • Apr 4, 2017 · D/A · $52,699,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗

Raised $152.9M from 19 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Convex Asia

Decca Feeder Fund

Grand Cayman, Cayman Islands (as filed: E9) · Mar 27, 2017
  • Mar 27, 2017 · D/A · $275,216,299 sold of Indefinite · 37 investors · min. $1,000,000 · role: Director (Director of the Issuer) EDGAR ↗

Raised $275.8M from 37 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Convex Asia

Decca Feeder Fund L.P.

Wilmington, DE · Mar 27, 2017
  • Mar 27, 2017 · D/A · $142,699,980 sold of Indefinite · 36 investors · min. $1,000,000 · role: Director (Director of the Issuer and of the General Partner) EDGAR ↗

Raised $161.9M from 36 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

H/2 Credit Partners Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 20, 2017
  • Mar 20, 2017 · D/A · $95,190,921 sold of Indefinite · 4 investors · min. $50,000 · role: Director EDGAR ↗

Raised $175.4M from 6 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Susa European

Susa European Equities Fund

Grand Cayman, Cayman Islands (as filed: E9) · Mar 10, 2017
  • Mar 10, 2017 · D/A · $90,155,041 sold of Indefinite · 70 investors · min. $100,000 · role: Director EDGAR ↗

Raised $224.1M from 147 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sterling Stamos

SCP Absolute Return (Offshore) Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 24, 2017
  • Feb 24, 2017 · D/A · $108,114,099 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗

Raised $108.1M from 39 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Providence Mbs

Providence MBS Fund, Ltd.

Providence, RI · Feb 22, 2017
  • Feb 22, 2017 · D · $1,911,172,000 sold of Indefinite · 135 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.91B from 135 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III Global Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 22, 2017
  • Feb 22, 2017 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $81.6M from 10 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ascend

ASCEND LEGEND FUND, LTD.

Hamilton, Bermuda (as filed: D0) · Feb 13, 2017
  • Feb 13, 2017 · D/A · $23,097,735 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $23.1M from 2 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Trilogy

TRILOGY FINANCIAL PARTNERS INTERNATIONAL LTD

George Town, Cayman Islands (as filed: E9) · Jan 25, 2017
  • Jan 25, 2017 · D/A · $1,278,597,903 sold of Indefinite · 94 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.1B from 133 investors as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Showing the latest 500 of 2089 filings; the PDF export and search include all of them.

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

III Capital Management

Director, Executive Officer, Promoter · 60 shared filings (14 issuers) · also on 7 other issuers

III Capital Management is on 21 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

III Offshore Advisors

Promoter, Executive Officer · 35 shared filings (8 issuers) · also on 7 other issuers

III Offshore Advisors is on 15 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Phoenix Investment Adviser LLC

Promoter · 31 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as David Bree. Their page shows their other deals.

Management entity

Forester Capital, L.L.C.

Executive Officer, Promoter · 27 shared filings (5 issuers) · also on 14 other issuers

Forester Capital, L.L.C. is on 19 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

One William Street Capital Management, L.P.

Promoter · 26 shared filings (5 issuers) · also on 24 other issuers

One William Street Capital Management, L.P. is on 29 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Emerging Sovereign Group LLC

Executive Officer, Promoter · 21 shared filings (6 issuers) · also on 9 other issuers

Emerging Sovereign Group LLC is on 15 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

James River Capital Corp.

Promoter, Executive Officer · 18 shared filings (7 issuers) · also on 18 other issuers

James River Capital Corp. is on 25 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Hound Partners, LLC

Executive Officer, Promoter · 18 shared filings (3 issuers) · also on 6 other issuers

Hound Partners, LLC is on 9 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Moon Capital Management LP

Promoter · 16 shared filings (2 issuers) · also on 4 other issuers

Moon Capital Management LP is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Quantedge Capital Pte. Ltd.

Promoter, Executive Officer · 16 shared filings (2 issuers)

Listed on the same filings as David Bree. Their page shows their other deals.

Management entity

Apis Capital Advisors, LLC

Promoter · 16 shared filings (2 issuers) · also on 3 other issuers

Apis Capital Advisors, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Altai Capital Management, L.P.

Promoter, Executive Officer · 15 shared filings (5 issuers) · also on 2 other issuers

Altai Capital Management, L.P. is on 7 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Fir Tree, L.L.C.

Promoter · 15 shared filings (5 issuers) · also on 13 other issuers

Fir Tree, L.L.C. is on 18 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Buckingham Capital Management, Inc.

Promoter · 14 shared filings (2 issuers) · also on 4 other issuers

Buckingham Capital Management, Inc. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Semper Capital Management, L.P.

Promoter, Executive Officer · 14 shared filings (4 issuers) · also on 6 other issuers

Semper Capital Management, L.P. is on 10 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Weiss Multi-Strategy Advisers LLC

Executive Officer, Promoter · 14 shared filings (3 issuers) · also on 4 other issuers

Weiss Multi-Strategy Advisers LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Common Sense Investment Management, LLC

Promoter · 13 shared filings (6 issuers) · also on 16 other issuers

Common Sense Investment Management, LLC is on 22 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Firefly Value Partners, LP

Promoter, Executive Officer · 12 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Bree. Their page shows their other deals.

Management entity

Basso Capital Management, L.P.

Executive Officer, Promoter · 12 shared filings (2 issuers) · also on 6 other issuers

Basso Capital Management, L.P. is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

SRS Investment Management, LLC

Promoter, Executive Officer · 12 shared filings (2 issuers) · also on 4 other issuers

SRS Investment Management, LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Boyu Capital Investment Management Co., Limited

Executive Officer · 12 shared filings (3 issuers) · also on 3 other issuers

Boyu Capital Investment Management Co., Limited is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Fir Tree Capital Management LP

Promoter · 12 shared filings (4 issuers) · also on 44 other issuers

Fir Tree Capital Management LP is on 48 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Fir Tree Capital Opportunity Funds GP, Ltd.

Promoter, Executive Officer · 11 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as David Bree. Their page shows their other deals.

Management entity

Morgan Creek Capital Management, LLC

Executive Officer · 10 shared filings (2 issuers) · also on 37 other issuers

Morgan Creek Capital Management, LLC is on 39 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Proprietary Capital, LLC

Promoter · 10 shared filings (1 issuer) · also on 15 other issuers

Proprietary Capital, LLC is on 16 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Summit Global Management, Inc.

Promoter · 10 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Bree. Their page shows their other deals.

Management entity

JANA Partners LLC

Promoter · 10 shared filings (2 issuers) · also on 4 other issuers

JANA Partners LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

The Rock Creek Group, LLC

Promoter · 10 shared filings (1 issuer) · also on 7 other issuers

The Rock Creek Group, LLC is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Fintan Partners, LLC

Executive Officer, Promoter · 9 shared filings (2 issuers) · also on 4 other issuers

Fintan Partners, LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

P&S Credit Management, L.P.

Promoter · 9 shared filings (1 issuer) · also on 5 other issuers

P&S Credit Management, L.P. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Corrib Capital Management, L.P.

Executive Officer, Promoter · 9 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Bree. Their page shows their other deals.

Management entity

Scion Asset Management, LLC

Promoter, Executive Officer · 8 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Bree. Their page shows their other deals.

Management entity

Scion Asset Partners, L.P.

Executive Officer · 8 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Bree. Their page shows their other deals.

Management entity

City Financial Investment Company Limited

Promoter · 8 shared filings (4 issuers) · also on 2 other issuers

City Financial Investment Company Limited is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Ore Hill Partners LLC

Promoter · 7 shared filings (3 issuers) · also on 6 other issuers

Ore Hill Partners LLC is on 9 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Tiger Eye Capital LLC

Executive Officer · 7 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Bree. Their page shows their other deals.

The team behind the deals

Sponsor group

James River

58 issuers · 289 filings · $8.81B reported sold · 2009–2026

One team, 58 deal companies. David Bree is listed on 14 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Bree.

Sponsor group

Beach Point

18 issuers · 154 filings · $8.84B reported sold · 2010–2026

One team, 18 deal companies. David Bree is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Bree.

Sponsor group

Ows

29 issuers · 167 filings · $5.22B reported sold · 2009–2026

One team, 29 deal companies. David Bree is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Bree.

Sponsor group

Forester

24 issuers · 158 filings · $5.05B reported sold · 2009–2026

One team, 24 deal companies. David Bree is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Bree.

Sponsor group

Lakeview

10 issuers · 71 filings · $758.9M reported sold · 2009–2026

One team, 10 deal companies. David Bree is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Bree.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 81 of the 410 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Forester Offshore, Ltd., JLP Credit Opportunity Cayman Fund Ltd, VR Global Offshore Fund Ltd., BLUEMAR OFFSHORE FUND, LTD., VR Argentina Recovery Offshore Fund II Ltd., SRS Long Opportunities, Ltd, Kenwood Fund, Ltd., HOUND PARTNERS OFFSHORE FUND LTD, WINSTON HEDGED EQUITY FUND LTD, WINSTON GLOBAL FUND LTD, SRS Partners, Ltd., OWS Credit Opportunity Offshore Fund, Ltd., JANA Strategic Investments Benchmark Offshore Fund, Ltd., ABRAMS BISON OFFSHORE FUND LTD, Shaolin Capital Partners Onshore Fund, L.P., Shaolin Capital Partners International Fund, Ltd., Boyu Capital US Fund, Boyu Capital Opportunities Master Fund, Boyu Capital Offshore Fund, WHALE ROCK FLAGSHIP FUND LTD, STONE MOUNTAIN PARTNERS LTD, PIEDMONT PARTNERS OFFSHORE, L.P., One William Street Capital Offshore Fund, Ltd., OWS Capital Offshore Fund II, Ltd., Cooper Creek Partners Ltd., APIS OFFSHORE CAPITAL LTD, Apis Deep Value Fund Offshore, Ltd., Rose Grove Offshore Fund I, Ltd., OWS Credit Opportunity Offshore Fund III, Ltd., OWS Credit Opportunity Offshore Fund II, Ltd., MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE FUND LTD., Quantedge Global Fund (Offshore), Quantedge Global Fund (US), Palisade Strategic Fund (Cayman) Ltd, Forester Diversified, Ltd., U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN), U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN), GRACIE INTERNATIONAL CREDIT OPPORTUNITIES FUND LTD, Alternative Investments Opportunity Ltd., Alternative Investments Sustainability Ltd., Winston Asia Fund, Ltd., H/2 Credit Partners Ltd., MOON CAPITAL GLOBAL EQUITY OFFSHORE FUND LTD., III SELECT CREDIT FUND LTD, Latigo Ultra Fund, Ltd., Amber Global Opportunities Fund Ltd., HOUND PARTNERS LONG FUND, LTD., HOUND PARTNERS CONCENTRATED FUND, LTD., Forester Opportunities, Ltd., Brightline Capital Offshore Fund Ltd, III RELATIVE VALUE CREDIT STRATEGIES FUND LTD, III RELATIVE VALUE CREDIT STRATEGIES FUND L P, JLP Partners Cayman Fund Ltd, JLP Institutional Credit Cayman Fund Ltd, Forester Partners, Ltd., Forester Strategic Opportunities, Ltd., Morgan Creek Opportunity Offshore Fund, Ltd., Morgan Creek BRIC Plus Offshore Fund, Ltd., III Fund Ltd., RDC Capital Partners Offshore Fund Ltd., BASSO INVESTORS LTD, LYNX FUND I OFFSHORE LTD, DORCHESTER CAPITAL INTERNATIONAL LTD, Basso Select Opportunities Fund Ltd., III Global Ltd., TREEBROOK MACRO FUND, LTD., Millburn Multi-Markets Ltd., Altai Capital Partners Offshore, Ltd., CAMCAP ENERGY OFFSHORE FUND, LTD., Titan Emerging Managers Offshore Fund Ltd, Titan Global Equity Offshore Ltd, Semper Government/Credit Fixed Income Fund, Ltd., Verdis Offshore Hedged Strategies Fund Ltd, III CREDIT BIAS FUND LTD, Altai Capital PV1 Offshore Fund, Ltd., Altai Capital PV1 Master Fund, Ltd., BJC Healthcare Fund Ltd, BJC Healthcare ERISA Fund Ltd., Altai Capital SF Master Fund, Ltd., Altai Capital SF Offshore Fund, Ltd., Aragon Global Fund, Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Bree by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 410 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Bree is listed on: none on file. No website or social profile named in FIR TREE INTERNATIONAL VALUE FUND, LTD.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #187,573 of 374,652 in line (1,331 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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