| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|
| Jul 26, 2024 D/A File 021-184103 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jun 9, 2023 D/A File 021-132704 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Jul 27, 2022 D/A File 021-84129 | $0 | $0 | $0 (est.) The Issuer's confidential offering materials fully discuss the annual fees the Investment Manager and any other parties are entitled to. | None listed on this filing | EDGAR ↗ |
| Mar 9, 2022 D/A File 021-132702 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Jan 27, 2022 D/A File 021-160090 | $0 (est.) | $0 (est.) | $0 (est.) Phoenix Capital Management LLC and its affiliates receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Offering Memorandum. | None listed on this filing | EDGAR ↗ |
| Aug 27, 2021 D/A File 021-293688 | $276,701 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ | EDGAR ↗ |
| Aug 27, 2021 D/A File 021-293698 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ | EDGAR ↗ |
| Apr 9, 2021 D/A File 021-237147 | $0 (est.) | $0 | $0 | Hastings Capital Group LLC BrokerCheck CRD 142998 ↗ | EDGAR ↗ |
| Mar 5, 2021 D/A File 021-162037 | $983,659 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ | EDGAR ↗ |
| Mar 5, 2021 D/A File 021-174630 | $19,934 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | Andrew R. Feldman BrokerCheck CRD 1147411 ↗ | EDGAR ↗ |
| Feb 8, 2021 D/A File 021-134409 | $3,073 (est.) | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 29, 2021 D/A File 021-331789 | $48,345 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ | EDGAR ↗ |
| Jan 27, 2021 D/A File 021-279357 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ | EDGAR ↗ |
| Nov 25, 2020 D/A File 021-244711 | $1,652,040 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ | EDGAR ↗ |
| Oct 19, 2020 D/A File 021-244882 | $0 | $0 | $0 The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing | EDGAR ↗ |
| Oct 19, 2020 D/A File 021-244869 | $0 | $0 | $0 The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing | EDGAR ↗ |
| Oct 19, 2020 D/A File 021-244879 | $0 | $0 | $0 The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing | EDGAR ↗ |
| Aug 27, 2020 D/A File 021-170476 | $0 | $0 | $0 Customary management fees and advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None no CRD number reported | EDGAR ↗ |
| Mar 16, 2020 D/A File 021-121176 | $2,489,695 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Stifel, Nicolaus & Company Incorporated BrokerCheck CRD 793 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Park Hill Group LLC BrokerCheck CRD 135898 ↗ | EDGAR ↗ |
| Mar 16, 2020 D/A File 021-201381 | $32,339 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Stifel, Nicolaus & Company Incorporated BrokerCheck CRD 793 ↗ | EDGAR ↗ |
| Mar 12, 2020 D/A File 021-202869 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 28, 2020 D/A File 021-114343 | $8,466,102 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ | EDGAR ↗ |
| Feb 28, 2020 D/A File 021-128144 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 21, 2020 D/A File 021-107069 | $526,846 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | First Long Island Investors, LLC BrokerCheck CRD 17128 ↗
Merrill Lynch & Co. no CRD number reportedvia Merrill Lynch, Pierce, Fenner & Smith Incorporated ( CRD 7691 ↗) | EDGAR ↗ |
| Feb 21, 2020 D/A File 021-333415 | $274,569 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ | EDGAR ↗ |
| Feb 14, 2020 D/A File 021-76251 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 31, 2020 D/A File 021-331844 | $0 | $0 | $0 (est.) The Investment Manager receives a management fee equal to a percentage of the Issuer's and its affiliates' net asset value on an ongoing basis. | None listed on this filing | EDGAR ↗ |
| Jan 22, 2020 D/A File 021-138191 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-94901 | $0 | $245,746 (est.) | $0 (est.) Apis Capital Advisors, LLC receives customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer. | Goldman, Sachs & Co. BrokerCheck CRD 361 ↗
KPG Capital Partners, LLC BrokerCheck CRD 165392 ↗
AGECROFT PARTNERS, LLC BrokerCheck CRD 139227 ↗
JEFFERIES LLC BrokerCheck CRD 2347 ↗
ALMA CAPITAL INVESTMENT MANAGEMENT no CRD number reported | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-196321 | $0 | $0 | $0 (est.) Apis Capital Advisors, LLC and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account). | Goldman, Sachs & Co. BrokerCheck CRD 361 ↗
KPG Capital Partners, LLC BrokerCheck CRD 165392 ↗
AGECROFT PARTNERS, LLC BrokerCheck CRD 139227 ↗
JEFFERIES LLC BrokerCheck CRD 2347 ↗
ALMA CAPITAL INVESTMENT MANAGEMENT no CRD number reported | EDGAR ↗ |
| Jan 15, 2020 D/A File 021-134246 | $1,596,780 (est.) | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 15, 2020 D/A File 021-303221 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 9, 2020 D/A File 021-124010 | $6,573,232 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗ | EDGAR ↗ |
| Jan 9, 2020 D/A File 021-83335 | $762,569 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗ | EDGAR ↗ |
| Jan 8, 2020 D/A File 021-329969 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Adviser is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Dec 31, 2019 D/A File 021-97157 | $0 | $0 | $0 (est.) Persons named in Item 3 or affiliate(s) thereof may receive payments deemed made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Dec 19, 2019 D/A File 021-125478 | $7,038,093 (est.) | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Dec 13, 2019 D/A File 021-249650 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Dec 13, 2019 D/A File 021-201661 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates(s) thereof may receive payments deemed to be made from the proceeds of the offering including management fees and/or performance allocations. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Dec 13, 2019 D/A File 021-253136 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Dec 5, 2019 D/A File 021-162729 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 5, 2019 D/A File 021-165979 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 5, 2019 D/A File 021-292850 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 5, 2019 D/A File 021-307589 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 12, 2019 D File 021-353188 | $0 | $0 | $0 (est.) The Issuer pays an annual management fee ranging from 1.5% to 2% of the Issuer's net asset value to EICA, and annual fees to the Issuer's independent directors. | None listed on this filing | EDGAR ↗ |
| Oct 30, 2019 D/A File 021-235950 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 17, 2019 D/A File 021-167941 | $0 | $0 | $0 Issuer's confidential offering materials fully discuss management fees. | None listed on this filing | EDGAR ↗ |
| Oct 16, 2019 D/A File 021-320534 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 9, 2019 D/A File 021-226237 | $0 | $498,293 (est.) | $0 (est.) The Investment Manager is entitled to receive a management fee and an affiliate of the Investment Manager is entitled to receive an incentive allocation, each of which are set forth in detail in the Issuer's Confidential Offering Materials. | Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗
Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Wells Fargo Investment Institute, Inc. BrokerCheck CRD 133204 ↗
Raymond James & Associates Inc. BrokerCheck CRD 705 ↗ | EDGAR ↗ |
| Oct 1, 2019 D/A File 021-161448 | $0 (est.) | $0 (est.) | $0 (est.) Phoenix Capital Management LLC and its affiliates receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Private Placement Memorandum. | None listed on this filing | EDGAR ↗ |
| Oct 1, 2019 D/A File 021-181261 | $0 (est.) | $0 (est.) | $0 (est.) Phoenix Capital Management LLC and its affiliates receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Private Placement Memorandum. | None listed on this filing | EDGAR ↗ |
| Sep 30, 2019 D File 021-349968 | $0 | $0 | $0 Issuer's confidential offering materials fully discuss management fees. | None listed on this filing | EDGAR ↗ |
| Sep 27, 2019 D/A File 021-248416 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Sep 6, 2019 D/A File 021-129299 | $0 (est.) | $0 (est.) | $12,000 (est.) The Issuer pays fees of approximately $12,000.00 per annum to its directors. The investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing | EDGAR ↗ |
| Sep 4, 2019 D/A File 021-129791 | $0 (est.) | $0 (est.) | $0 (est.) Issuer's confidential offering materials set forth detailed discussions regarding management and incentive fees. | William S. Villafranco BrokerCheck CRD 2190885 ↗via APB Financial Group, LLC (Southwind Associates of NJ, Inc.) ( CRD 38235 ↗) | EDGAR ↗ |
| Sep 4, 2019 D/A File 021-129789 | $0 (est.) | $0 (est.) | $0 (est.) Issuer's confidential offering materials set forth detailed discussions regarding management and incentive fees. | William S. Villafranco BrokerCheck CRD 2190885 ↗via APB Financial Group, LLC (Southwinds Associates of NJ, Inc.) ( CRD 38235 ↗) | EDGAR ↗ |
| Aug 29, 2019 D/A File 021-183399 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Old City Securities, LLC BrokerCheck CRD 171910 ↗
Fidante Partners USA LLC BrokerCheck CRD 288469 ↗ | EDGAR ↗ |
| Aug 28, 2019 D/A File 021-247234 | $2,872,633 | $0 | $0 The alternative investment fund manager is entitled to a management fee and incentive fee. The terms of the management fee and incentive fee are fully discussed in the Issuer's confidential offering materials. | KPG Capital Partners, LLC BrokerCheck CRD 165392 ↗ | EDGAR ↗ |
| Aug 16, 2019 D/A File 021-81047 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid a fixed fee and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Aug 16, 2019 D/A File 021-146472 | $89,000 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Aug 16, 2019 D/A File 021-210408 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid a fixed fee and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Aug 16, 2019 D/A File 021-210411 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid a fixed fee and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Aug 8, 2019 D/A File 021-127562 | $0 | $0 | $0 Each director currently receives an annual fee. | None listed on this filing | EDGAR ↗ |
| Aug 7, 2019 D/A File 021-98975 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Aug 7, 2019 D/A File 021-69283 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Aug 7, 2019 D/A File 021-185507 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Aug 7, 2019 D/A File 021-185508 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Aug 7, 2019 D/A File 021-308481 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | Brooklands Capital Strategies BD, LP BrokerCheck CRD 281951 ↗ | EDGAR ↗ |
| Jul 9, 2019 D/A File 021-224299 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 9, 2019 D/A File 021-316177 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 28, 2019 D/A File 021-116683 | $0 | $0 | $0 Proceeds from investments in Issuer are subject to management fees, performance allocations and expense allocations paid or made in favor of Fir Tree Capital Management LP or its affiliates, as fully disclosed in Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jun 28, 2019 D/A File 021-116765 | $0 | $0 | $0 Proceeds from investments in Issuer are subject to management fees, performance allocations and expense allocations paid or made in favor of Fir Tree Capital Management LP or its affiliates as fully disclosed in Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jun 28, 2019 D/A File 021-116767 | $0 | $0 | $0 Proceeds from investments in Issuer are subject to management fees, performance allocations and expense allocations paid or made in favor of Fir Tree Capital Management LP or its affiliates as fully disclosed in Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jun 28, 2019 D/A File 021-116766 | $0 | $0 | $0 Proceeds from investments in Issuer are subject to management fees, performance allocations and expense allocations paid or made in favor of Fir Tree Capital Management LP or its affiliates as fully disclosed in Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jun 24, 2019 D/A File 021-53697 | $648,157 (est.) | $0 | $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | North Bridge Capital BrokerCheck CRD 107320 ↗
NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗
McMorgan & Company LLC BrokerCheck CRD 137222 ↗ | EDGAR ↗ |
| Jun 24, 2019 D/A File 021-129318 | $34,689,655 (est.) | $0 | $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | North Bridge Capital BrokerCheck CRD 107320 ↗
Deutsche Bank BrokerCheck CRD 2525 ↗
Morgan Stanley Wealth Management BrokerCheck CRD 149777 ↗
NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗
McMorgan & Company LLC BrokerCheck CRD 137222 ↗ | EDGAR ↗ |
| Jun 24, 2019 D/A File 021-215761 | $110,000 (est.) | $0 (est.) | $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | NY LIFE DISTRIBUTORS LLC BrokerCheck CRD 35350 ↗
Candlewood Securities, LLC BrokerCheck CRD 126042 ↗ | EDGAR ↗ |
| Jun 17, 2019 D/A File 021-164678 | $0 | $690,370 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ | EDGAR ↗ |
| Jun 6, 2019 D/A File 021-161009 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jun 5, 2019 D/A File 021-150056 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 5, 2019 D/A File 021-162739 | $30,000 (est.) | $0 | $0 | Park Hill Group LLC BrokerCheck CRD 135898 ↗ | EDGAR ↗ |
| Jun 3, 2019 D/A File 021-106586 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| May 31, 2019 D/A File 021-94340 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | Morgan Creek Capital Distributors, LLC BrokerCheck CRD 154377 ↗ | EDGAR ↗ |
| May 31, 2019 D/A File 021-84282 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | Morgan Creek Capital Distributors, LLC BrokerCheck CRD 154377 ↗ | EDGAR ↗ |
| May 31, 2019 D/A File 021-93128 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 31, 2019 D/A File 021-107802 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 24, 2019 D/A File 021-263007 | $0 | $0 | $0 Management and performance compensation is charged as per the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| May 9, 2019 D/A File 021-177695 | $0 | $0 | $0 | Quantedge Capital USA Inc. BrokerCheck CRD 281626 ↗ | EDGAR ↗ |
| May 9, 2019 D/A File 021-177697 | $0 | $0 | $0 | Quantedge Capital USA Inc. BrokerCheck CRD 281626 ↗ | EDGAR ↗ |
| May 8, 2019 D/A File 021-307215 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| May 8, 2019 D File 021-339142 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 8, 2019 D File 021-339165 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 26, 2019 D/A File 021-262303 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 26, 2019 D/A File 021-262338 | $0 (est.) | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Apr 26, 2019 D/A File 021-262343 | $0 (est.) | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 11, 2019 D/A File 021-127494 | $0 | $0 | $0 | J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Apr 11, 2019 D/A File 021-127491 | $0 | $0 | $0 | J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Apr 8, 2019 D/A File 021-182661 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Apr 5, 2019 D/A File 021-174829 | $0 (est.) | $6,517,099 (est.) | $0 (est.) The Investment Advisor is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | GALLATIN CAPITAL LLC BrokerCheck CRD 124738 ↗
ABURDENE ASSOCIATES, INC. no CRD number reported | EDGAR ↗ |
| Apr 5, 2019 D/A File 021-174824 | $0 (est.) | $2,448,432 (est.) | $0 (est.) The Investment Advisor is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | GALLATIN CAPITAL LLC BrokerCheck CRD 124738 ↗
ABURDENE ASSOCIATES, INC. no CRD number reported | EDGAR ↗ |
| Mar 21, 2019 D/A File 021-111088 | $0 | $0 (est.) | $0 (est.) The Issuer pays its Investment Manager an annual management fee of 1.5% of the Issuer's net asset value and fees to the Directors not affiliated with the Investment Manager. | Hamilton Miller Investments LLC BrokerCheck CRD 41896 ↗
Lyster Watson Management, Inc./Lyster Watson Securities Inc. BrokerCheck CRD 30210 ↗
Lincoln Square Advisors no CRD number reported
Probitas Partners, L.P. no CRD number reported
Maclean Securities Ltd no CRD number reportedvia Sapeno Partners LLP
Hyde Park Investment Ltd no CRD number reported | EDGAR ↗ |
| Mar 21, 2019 D/A File 021-198460 | $0 (est.) | $0 (est.) | $7,500 (est.) The issuer pays fees of approximately $7,500 per annum to its two directors. The investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing | EDGAR ↗ |
| Mar 15, 2019 D/A File 021-125487 | $0 | $0 | $60,000 $20,000.00 per Director per year. | None listed on this filing | EDGAR ↗ |
| Mar 15, 2019 D/A File 021-139536 | $0 | $0 | $30,000 $10,000.00 per Director per year. | None listed on this filing | EDGAR ↗ |
| Mar 15, 2019 D/A File 021-113487 | $1,496,538 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Access Securities Inc. BrokerCheck CRD 22455 ↗
JP Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Mar 15, 2019 D/A File 021-47092 | $0 | $0 | $0 (est.) The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Mar 15, 2019 D/A File 021-236222 | $0 | $0 | $60,000 $20,000.00 per Director per year | None listed on this filing | EDGAR ↗ |
| Mar 15, 2019 D/A File 021-307790 | $0 | $0 | $30,000 $10,000.00 per Director per year. | None listed on this filing | EDGAR ↗ |
| Mar 13, 2019 D/A File 021-174433 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary mangement fees and non-affiliated Directors are paid customary directors' fees. | Michael Colin McLane BrokerCheck CRD 4461016 ↗ | EDGAR ↗ |
| Mar 1, 2019 D/A File 021-93506 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Feb 28, 2019 D/A File 021-134504 | $203,619 (est.) | $0 | $0 | Buckman, Buckman & Reid BrokerCheck CRD 23407 ↗ | EDGAR ↗ |
| Feb 28, 2019 D/A File 021-128286 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Feb 22, 2019 D/A File 021-133422 | $7,438,516 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗ | EDGAR ↗ |
| Feb 13, 2019 D/A File 021-95410 | $0 | $0 | $0 The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing | EDGAR ↗ |
| Feb 13, 2019 D/A File 021-231337 | $0 | $0 | $0 The issuer pays a management fee and incentive fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing | EDGAR ↗ |
| Feb 13, 2019 D/A File 021-242543 | $0 | $0 | $0 The issuer pays a management fee and incentive fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing | EDGAR ↗ |
| Feb 6, 2019 D/A File 021-129345 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jan 28, 2019 D/A File 021-109840 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jan 28, 2019 D/A File 021-205955 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jan 22, 2019 D/A File 021-190640 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 22, 2019 D/A File 021-196545 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 18, 2019 D/A File 021-198963 | $0 | $0 | $0 The Investment Manager is entitled to management fees and a performance allocation as fully discussed in the issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Jan 11, 2019 D/A File 021-173271 | $0 | $0 | $0 (est.) Customary management fees are paid to Granville Capital, Inc., the investment manager of the Issuer, and customary director fees are paid to the non-affiliated directors, as disclosed in the supplement to the private placement memorandum. | None listed on this filing | EDGAR ↗ |
| Dec 12, 2018 D/A File 021-128719 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Dec 12, 2018 D/A File 021-129158 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Nov 20, 2018 D/A File 021-105167 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Nov 9, 2018 D/A File 021-168694 | $30,000 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Access Securities, Inc. BrokerCheck CRD 22455 ↗ | EDGAR ↗ |
| Nov 5, 2018 D/A File 021-227592 | $0 (est.) | $0 (est.) | $0 (est.) Suran Asset Management, LLC and its affiliates receive customary management fees and/or performance allocations as described in the Issuer's Confidential Private Placement Memorandum. | None listed on this filing | EDGAR ↗ |
| Sep 14, 2018 D/A File 021-175763 | $0 (est.) | $0 (est.) | $6,000 (est.) The Issuer pays fees of approximately $6,000.00 per annum to its directors. The investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing | EDGAR ↗ |
| Aug 24, 2018 D/A File 021-209321 | $0 | $0 | $0 The Fund charges a management fee that is described in the Fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Aug 24, 2018 D/A File 021-209327 | $0 | $0 | $0 The Fund charges a management fee that is described in the Fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Aug 15, 2018 D/A File 021-84126 | $0 (est.) | $0 (est.) | $0 (est.) The Issuer's confidential offering materials fully discuss the annual fees the Investment Manager and any other parties are entitled to. | Wells Fargo Funds Distributor, LLC BrokerCheck CRD 133366 ↗ | EDGAR ↗ |
| Aug 15, 2018 D/A File 021-170666 | $0 (est.) | $0 (est.) | $0 (est.) Issuer's confidential offering materials fully discuss annual fees of the Investment Manager and any other parties entitled. | Wells Fargo Funds Distributor, LLC BrokerCheck CRD 133366 ↗ | EDGAR ↗ |
| Aug 2, 2018 D/A File 021-274618 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Aug 2, 2018 D/A File 021-274612 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jul 17, 2018 D/A File 021-243765 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jul 11, 2018 D/A File 021-266705 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 22, 2018 D/A File 021-242513 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 21, 2018 D File 021-312894 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 2, 2018 D/A File 021-129326 | $0 (est.) | $0 (est.) | $0 (est.) None, although the investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing | EDGAR ↗ |
| Apr 26, 2018 D/A File 021-252773 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 20, 2018 D/A File 021-128647 | $0 (est.) | $0 | $0 Each Director is entitled to annual remuneration in an aggregate amount equal to $12,500. | None listed on this filing | EDGAR ↗ |
| Apr 18, 2018 D/A File 021-238646 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Apr 17, 2018 D/A File 021-238289 | $0 (est.) | $0 (est.) | $0 (est.) The Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing | EDGAR ↗ |
| Apr 11, 2018 D/A File 021-137721 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 20, 2018 D/A File 021-137784 | $0 | $0 | $0 (est.) The Issuer pays the Investment Manager an annual management fee of up to 1% of the Issuer's net asset value and fees to the independent directors. | None listed on this filing | EDGAR ↗ |
| Mar 20, 2018 D/A File 021-67421 | $0 | $0 | $0 (est.) The Issuer pays the Investment Manager an annual management fee of up to 2% of the Issuer's net asset value and fees to the independent directors. | None listed on this filing | EDGAR ↗ |
| Mar 8, 2018 D/A File 021-156662 | $3,990,851 (est.) | $0 | $0 | Hamilton Miller Investments, LLC BrokerCheck CRD 41896 ↗
Shelter Bay Securities LLC BrokerCheck CRD 131849 ↗
Absolute Return Consulting no CRD number reported
Silver Leaf Partners, LLC BrokerCheck CRD 126694 ↗
Narragansett Bay Securities BrokerCheck CRD 47971 ↗ | EDGAR ↗ |
| Mar 5, 2018 D/A File 021-129741 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 5, 2018 D/A File 021-156687 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 27, 2018 D/A File 021-234865 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 26, 2018 D File 021-306381 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 6, 2018 D/A File 021-211382 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jan 24, 2018 D/A File 021-279299 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives customary management fees as provided in the Issuer's offering documents. | FLYING CLOUD SECURITIES LLC BrokerCheck CRD 167621 ↗ | EDGAR ↗ |
| Jan 12, 2018 D/A File 021-64895 | $0 | $0 | $0 | n/a no CRD number reported | EDGAR ↗ |
| Jan 12, 2018 D/A File 021-91249 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 11, 2017 D File 021-300444 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 1, 2017 D/A File 021-76161 | $0 | $0 | $0 Management and performance fees are charged as per the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Dec 1, 2017 D/A File 021-169685 | $0 | $0 | $0 Management and performance compensation is charged as per the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Nov 29, 2017 D/A File 021-298591 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ | EDGAR ↗ |
| Nov 29, 2017 D/A File 021-298604 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ | EDGAR ↗ |
| Nov 8, 2017 D/A File 021-118631 | $949,674 | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Barclays Capital Inc. BrokerCheck CRD 19714 ↗ | EDGAR ↗ |
| Nov 8, 2017 D/A File 021-158698 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Nov 8, 2017 D/A File 021-219318 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliarted Directors are paid customary director's fees, as provided in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Nov 8, 2017 D/A File 021-152919 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Sep 29, 2017 D/A File 021-158508 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 29, 2017 D/A File 021-158509 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 28, 2017 D/A File 021-267939 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 8, 2017 D/A File 021-250478 | $0 | $0 | $0 Certain management fees will be paid to Apollo Emerging Markets Debt Fund LLC, an entity that may be indirectlycontrolled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private PlacementMemorandum. | None listed on this filing | EDGAR ↗ |
| May 3, 2017 D File 021-286002 | $0 | $0 | $0 (est.) The Issuer pays an annual management fee ranging from 1.5% to 2% of the Issuer's net asset value to EICA, and annual fees to the Issuer's independent directors. | None listed on this filing | EDGAR ↗ |
| Apr 4, 2017 D/A File 021-138768 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Mar 27, 2017 D/A File 021-237079 | $0 | $0 | $0 The Investment Manager is entitled to a management fee as disclosed in the Issuer's offering material. | None listed on this filing | EDGAR ↗ |
| Mar 27, 2017 D/A File 021-237080 | $0 | $0 | $0 The Investment Manager, via the General Partner,is entitled to a management fee. | None listed on this filing | EDGAR ↗ |
| Mar 20, 2017 D/A File 021-129648 | $0 | $0 | $0 | N/A no CRD number reported | EDGAR ↗ |
| Mar 10, 2017 D/A File 021-193054 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Feb 24, 2017 D/A File 021-89466 | $2,501,868 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | First Long Island Investors, LLC BrokerCheck CRD 17128 ↗
Merrill Lynch & Co. no CRD number reportedvia Merrill Lynch, Pierce, Fenner & Smith Incorporated ( CRD 7691 ↗) | EDGAR ↗ |
| Feb 22, 2017 D/A File 021-133421 | $272,000 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ | EDGAR ↗ |
| Feb 22, 2017 D File 021-281114 | $0 | $0 (est.) | $0 (est.) The Investment Manager currently receives a management fee of approximately 1.0% per annum of Issuer's net asset value. | Vantage Securities Inc. BrokerCheck CRD 112386 ↗
Laureate Wealth Management, LLC BrokerCheck CRD 150751 ↗
Direct Access Partners, LLC BrokerCheck CRD 120950 ↗
First Liberties Securities, Inc. BrokerCheck CRD 14432 ↗
LJS Capital, LLC BrokerCheck CRD 148869 ↗ | EDGAR ↗ |
| Feb 13, 2017 D/A File 021-192424 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 25, 2017 D/A File 021-56330 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 19, 2017 D/A File 021-41286 | $320,013 (est.) | $0 | $0 (est.) | "Morgan Keegan and Company, Inc. (""MK&C"")" BrokerCheck CRD 4161 ↗via "Morgan Keegan and Company, Inc. (""MK&C"")" ( CRD 4161 ↗)
"RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" BrokerCheck CRD 705 ↗via "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" ( CRD 705 ↗) | EDGAR ↗ |
| Jan 19, 2017 D/A File 021-41289 | $2,898,816 (est.) | $0 | $0 (est.) CONTINUED FROM ITEM #15...and thereafter the fees were paid by A.P. Management Company, LLC, the Investment Manager of the Issuer. | "Morgan Keegan and Company, Inc. (""MK&C"")" BrokerCheck CRD 4161 ↗via "Morgan Keegan and Company, Inc. (""MK&C"")" ( CRD 4161 ↗)
"RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" BrokerCheck CRD 705 ↗via "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" ( CRD 705 ↗) | EDGAR ↗ |
| Jan 19, 2017 D/A File 021-75402 | $2,940 (est.) | $0 | $0 (est.) | "Morgan Keegan and Company, Inc. (""MK&C"")" BrokerCheck CRD 4161 ↗via "Morgan Keegan and Company, Inc. (""MK&C"")" ( CRD 4161 ↗)
"RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" BrokerCheck CRD 705 ↗via "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" ( CRD 705 ↗) | EDGAR ↗ |
| Jan 12, 2017 D/A File 021-42437 | $0 | $0 | $0 | n/a no CRD number reported | EDGAR ↗ |
| Dec 5, 2016 D/A File 021-82097 | $0 | $0 | $0 The investment manager of Connective Capital I Offshore Fund, Ltd., an entity wholly owned by Mr. Romero, one of the directors, is entitled to receive a management fee in an amount equal to a specific percentage of assets under management. | Jonathan P Bren BrokerCheck CRD 1343979 ↗ | EDGAR ↗ |
| Dec 2, 2016 D/A File 021-207926 | $0 (est.) | $0 (est.) | $0 (est.) | North Creek Butler BrokerCheck CRD 114242 ↗
EDGELINE CAPITAL, LLC. BrokerCheck CRD 152774 ↗
RICHARD A. GREENMAN BrokerCheck CRD 229169 ↗via Wilson Parker Connally Stephenson, Inc. ( CRD 16505 ↗) | EDGAR ↗ |
| Nov 8, 2016 D/A File 021-45238 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Barclays Capital Inc. BrokerCheck CRD 19714 ↗ | EDGAR ↗ |
| Oct 20, 2016 D/A File 021-204899 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jul 21, 2016 D/A File 021-241256 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 6, 2016 D/A File 021-164818 | $0 | $0 | $0 (est.) The proceeds will be used for investment purposes including management fees and incentive allocations in the normal course of business. | None listed on this filing | EDGAR ↗ |
| Jun 6, 2016 D/A File 021-131395 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Apr 14, 2016 D/A File 021-215482 | $0 | $0 | $0 The fund charges a management fee that is described in the issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Mar 31, 2016 D/A File 021-79721 | $4,826,528 (est.) | $0 | $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | North Bridge Capital BrokerCheck CRD 107320 ↗
Morgan Stanley Wealth Management BrokerCheck CRD 149777 ↗
Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗
McMorgan & Company LLC BrokerCheck CRD 115060 ↗ | EDGAR ↗ |
| Mar 31, 2016 D/A File 021-53680 | $1,514,431 (est.) | $0 | $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | North Bridge Capital BrokerCheck CRD 107320 ↗
Morgan Stanley Wealth Management BrokerCheck CRD 149777 ↗
Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗
McMorgan & Company LLC BrokerCheck CRD 115060 ↗ | EDGAR ↗ |
| Mar 31, 2016 D/A File 021-71206 | $164,962 (est.) | $0 | $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | North Bridge Capital BrokerCheck CRD 107320 ↗
NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗
McMorgan & Company LLC BrokerCheck CRD 115060 ↗ | EDGAR ↗ |
| Mar 31, 2016 D/A File 021-164673 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 29, 2016 D/A File 021-138952 | $0 | $0 | $0 The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing | EDGAR ↗ |
| Mar 17, 2016 D File 021-259446 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Mar 4, 2016 D/A File 021-74689 | $1,446,708 (est.) | $0 | $0 (est.) Fund is being liquidated in 2016 and this will be the final Form D submission. | Monitor Capital, LLC BrokerCheck CRD 146087 ↗
CAPF Consulting Company no CRD number reported
Robert Steiner BrokerCheck CRD 5341764 ↗
RM Capital Management GmbH no CRD number reported | EDGAR ↗ |
| Feb 26, 2016 D/A File 021-97623 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Feb 22, 2016 D/A File 021-93783 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Feb 22, 2016 D/A File 021-65744 | $0 | $0 (est.) | $0 (est.) The Investment Manager currently receives a management fee of approximately 1.0% per annum of Issuer's net asset value. | Vantage Securities Inc. BrokerCheck CRD 112386 ↗
Laureate Wealth Management, LLC BrokerCheck CRD 150751 ↗
Direct Access Partners, LLC BrokerCheck CRD 120950 ↗
First Liberties Securities, Inc. BrokerCheck CRD 14432 ↗
LJS Capital, LLC BrokerCheck CRD 148869 ↗ | EDGAR ↗ |
| Feb 12, 2016 D/A File 021-60311 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuers' offering documents. | None listed on this filing | EDGAR ↗ |
| Feb 12, 2016 D/A File 021-136075 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 12, 2016 D/A File 021-186955 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Feb 12, 2016 D/A File 021-186956 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Feb 12, 2016 D/A File 021-186958 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Feb 12, 2016 D/A File 021-186959 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Feb 12, 2016 D/A File 021-187019 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Feb 12, 2016 D/A File 021-187020 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Feb 12, 2016 D/A File 021-225029 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the investment manager of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jan 29, 2016 D/A File 021-190940 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jan 21, 2016 D/A File 021-76589 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager and its affiliates may receive fees calculated as a percentage of net assets and annual profits. | Thomas Weisel Partners, LLC BrokerCheck CRD 46237 ↗ | EDGAR ↗ |
| Jan 21, 2016 D/A File 021-212543 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager and its affiliates may receive fees calculated as a percentage of net assets as set forth in the offering materials | None listed on this filing | EDGAR ↗ |
| Dec 17, 2015 D/A File 021-97121 | $0 | $0 | $0 (est.) Persons named in Item 3 or affiliate(s) thereof may receive payments deemed made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Dec 4, 2015 D/A File 021-205756 | $0 | $0 | $0 Customary management fees and advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Stuart Patterson BrokerCheck CRD 4309118 ↗
Mitch Baruchowitz BrokerCheck CRD 4959894 ↗
Jon Slogoff BrokerCheck CRD 2524730 ↗
N/A no CRD number reported | EDGAR ↗ |
| Sep 2, 2015 D/A File 021-51507 | $0 | $0 | $0 The Issuer charges a management fee that is described in the Issuer's offering memorandum. | Gligor Tashovich BrokerCheck CRD 572183 ↗
Monarch Bay Securities LLC BrokerCheck CRD 141391 ↗
Cantone Research, Inc. BrokerCheck CRD 26314 ↗ | EDGAR ↗ |
| Sep 2, 2015 D/A File 021-132232 | $0 (est.) | $0 (est.) | $0 (est.) The Issuer charges a management fee that is described in the Issuer's offering memorandum. | None listed on this filing | EDGAR ↗ |
| Jul 29, 2015 D/A File 021-93315 | $3,570,021 (est.) | $0 | $0 (est.) Proceeds will be used for Investment Capital | Coronado Investments, LLC BrokerCheck CRD 111992 ↗ | EDGAR ↗ |
| Jul 2, 2015 D File 021-243017 | $0 | $0 | $0 (est.) The Issuer pays an annual management fee ranging from 1.5% to 2% of the Issuer's net asset value to EICA, and annual fees to the Issuer's independent directors. | None listed on this filing | EDGAR ↗ |
| Jun 4, 2015 D/A File 021-160846 | $1,500 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | ACCESS SECURITIES, LLC BrokerCheck CRD 22455 ↗ | EDGAR ↗ |
| May 19, 2015 D/A File 021-83372 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 12, 2015 D File 021-239634 | $0 | $0 | $0 Management and performance compensation is charged as per the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Apr 20, 2015 D/A File 021-153596 | $0 | $0 | $0 Certain of the persons listed in Item 3 are affiliated with the Investment Manager. The GP may receive a Performance Allocation and the Investment Manager will receive a Management fee as described in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 1, 2015 D/A File 021-194200 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 13, 2015 D/A File 021-129876 | $84,687 (est.) | $0 | $0 | Palladium Capital Advisors, LLC BrokerCheck CRD 129400 ↗ | EDGAR ↗ |
| Mar 11, 2015 D File 021-235622 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Feb 23, 2015 D/A File 021-137268 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 26, 2015 D/A File 021-136099 | $0 (est.) | $0 (est.) | $0 (est.) | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ | EDGAR ↗ |
| Jan 22, 2015 D/A File 021-153527 | $115,026 (est.) | $0 | $0 (est.) | "Morgan Keegan and Company, Inc. (""MK&C"")" BrokerCheck CRD 4161 ↗via "Morgan Keegan and Company, Inc. (""MK&C"")" ( CRD 4161 ↗)
"RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" BrokerCheck CRD 705 ↗via "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" ( CRD 705 ↗) | EDGAR ↗ |
| Jan 7, 2015 D/A File 021-153778 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Nov 3, 2014 D File 021-227586 | $0 | $0 | $0 (est.) The Investment Manager of the Issuer, Strategic Value Partners, LLC, is entitled to receive a management fee. The Issuer's Confidential Offering Materials set forth detailed discussions of this fee. | None listed on this filing | EDGAR ↗ |
| Oct 14, 2014 D/A File 021-185571 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Sep 22, 2014 D/A File 021-184395 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 11, 2014 D/A File 021-146988 | $0 | $0 | $0 (est.) The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing | EDGAR ↗ |
| Jul 15, 2014 D File 021-221095 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 1, 2014 D/A File 021-191913 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the investment manager of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jul 1, 2014 D/A File 021-193930 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the investment manager of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jun 25, 2014 D/A File 021-101339 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Jun 20, 2014 D/A File 021-180814 | $0 | $0 | $0 The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing | EDGAR ↗ |
| Jun 4, 2014 D/A File 021-84301 | $0 (est.) | $0 (est.) | $0 (est.) | Salient Capital L.P. BrokerCheck CRD 147912 ↗ | EDGAR ↗ |
| Jun 4, 2014 D/A File 021-84836 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| May 29, 2014 D File 021-218193 | $0 | $0 | $2,345,000 (est.) The Management Fee shall be paid at the rate of 1.75% per annum of the Fund's Aggregate Commitments during the Investment Period. | None listed on this filing | EDGAR ↗ |
| May 20, 2014 D/A File 021-160174 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| May 2, 2014 D/A File 021-195777 | $0 (est.) | $0 (est.) | $0 (est.) None, although the investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing | EDGAR ↗ |
| Apr 22, 2014 D/A File 021-127426 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the General Partner/Managing Member/Investment Manager (as applicable) as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Mar 26, 2014 D/A File 021-129729 | $87,275 (est.) | $0 | $0 | Agecroft Partners, LLC BrokerCheck CRD 139227 ↗
Merrill Lynch, Pierce, Fenner & Smith Inc. BrokerCheck CRD 7691 ↗
Barbara Doran no CRD number reportedvia Doran Capital Advisors, Inc. | EDGAR ↗ |
| Mar 14, 2014 D/A File 021-76909 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 14, 2014 D/A File 021-98445 | $90,132 (est.) | $0 | $63,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | Morgan Stanley Smith Barney LLC BrokerCheck CRD 7059 ↗
Wells Fargo Advisors LLC BrokerCheck CRD 19616 ↗
NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗
McMorgan & Company LLC BrokerCheck CRD 115060 ↗ | EDGAR ↗ |
| Mar 6, 2014 D/A File 021-89055 | $0 | $0 | $0 (est.) The investment manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing | EDGAR ↗ |
| Mar 5, 2014 D/A File 021-47701 | $0 | $0 | $0 (est.) The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing | EDGAR ↗ |
| Mar 5, 2014 D/A File 021-99252 | $0 | $0 | $0 (est.) The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing | EDGAR ↗ |
| Mar 5, 2014 D/A File 021-130467 | $0 | $0 | $0 (est.) The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing | EDGAR ↗ |
| Mar 3, 2014 D/A File 021-196479 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Feb 28, 2014 D/A File 021-120803 | $227,506 (est.) | $0 (est.) | $0 (est.) The fund charges a management fee that is described in the fund's offering documents. | Merrill Lynch & Co. no CRD number reportedvia Merrill Lynch, Pierce, Fenner & Smith Incorporated ( CRD 7691 ↗) | EDGAR ↗ |
| Jan 29, 2014 D/A File 021-93644 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 29, 2014 D/A File 021-108160 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 17, 2014 D/A File 021-154057 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 17, 2014 D/A File 021-154346 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 17, 2014 D/A File 021-154561 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 15, 2014 D/A File 021-169922 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 15, 2014 D/A File 021-169924 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 19, 2013 D File 021-208272 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Dec 19, 2013 D/A File 021-129024 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Dec 18, 2013 D/A File 021-129134 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Dec 2, 2013 D/A File 021-151289 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Nov 8, 2013 D/A File 021-150296 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Oct 11, 2013 D/A File 021-134068 | $0 | $248,993 (est.) | $0 (est.) The Investment Manager of the Issuer, Strategic Value Partners, LLC, is entitled to receive a management fee. The Issuer's Confidential Offering Materials set forth detailed discussions of this fee. | Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Sep 9, 2013 D/A File 021-183798 | $24,326 | $0 | $0 | UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Aug 23, 2013 D/A File 021-130144 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Aug 23, 2013 D/A File 021-144003 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Advisory as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Jul 31, 2013 D/A File 021-193931 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the investment manager of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jul 17, 2013 D File 021-199826 | $0 | $0 | $0 (est.) The Issuer pays an annual management fee ranging from 1.5% to 2% of the Issuer's net asset value to EICA, and annual fees to the Issuer's independent directors. | None listed on this filing | EDGAR ↗ |
| Jun 28, 2013 D/A File 021-75295 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 21, 2013 D File 021-198433 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 17, 2013 D/A File 021-127331 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or incentive allocations. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| May 30, 2013 D/A File 021-179002 | $32,478 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| May 9, 2013 D/A File 021-102643 | $0 | $0 | $10,275 Amount disclosed represents annual fees and expenses paid to Directors of the Issuer. | None listed on this filing | EDGAR ↗ |
| Apr 29, 2013 D/A File 021-40344 | $0 | $0 | $0 (est.) Certain persons names in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Apr 22, 2013 D/A File 021-138751 | $0 | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing | EDGAR ↗ |
| Apr 9, 2013 D/A File 021-176666 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 1, 2013 D/A File 021-65823 | $215,397 (est.) | $0 (est.) | $0 (est.) | UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗
Independent Financial Advisors, Inc. no CRD number reported
Atrium Portfolio Management and Investment SA no CRD number reported
Wells Alternative Strategies Group, Inc. BrokerCheck CRD 133204 ↗ | EDGAR ↗ |
| Mar 25, 2013 D/A File 021-92734 | $0 | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing | EDGAR ↗ |
| Mar 21, 2013 D/A File 021-128485 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 15, 2013 D/A File 021-110155 | $0 (est.) | $0 (est.) | $0 (est.) | Asset Allocation no CRD number reported
Claude Bejet no CRD number reported
Close Asset Management(UK) Ltd no CRD number reported | EDGAR ↗ |
| Mar 15, 2013 D/A File 021-93521 | $0 (est.) | $0 (est.) | $0 (est.) | Francesco Rossi no CRD number reported via Rossi and Partners
Claude Bejet no CRD number reported
Asset Allocation no CRD number reported
N/A no CRD number reported
Byron Investment Services S.A. no CRD number reported
Connexion Capital no CRD number reported
N/A no CRD number reported
N/A no CRD number reportedvia Close Asset Management(UK) Ltd
N/A no CRD number reported | EDGAR ↗ |
| Mar 15, 2013 D/A File 021-92633 | $0 | $0 | $0 (est.) The Issuer pays an annual management fee equal to 1% of its net asset value to its Investment Manager. | None listed on this filing | EDGAR ↗ |
| Mar 15, 2013 D/A File 021-129197 | $0 (est.) | $0 (est.) | $0 (est.) | Close Asset Management(UK) Ltd no CRD number reported | EDGAR ↗ |
| Feb 28, 2013 D/A File 021-113755 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 28, 2013 D/A File 021-148951 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 27, 2013 D/A File 021-62468 | $196,846 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | First Long Island Investors, LLC BrokerCheck CRD 17128 ↗
Merrill Lynch & Co. no CRD number reportedvia Merrill Lynch, Pierce, Fenner & Smith Incorporated ( CRD 7691 ↗) | EDGAR ↗ |
| Feb 22, 2013 D File 021-192268 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 21, 2013 D/A File 021-135275 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 25, 2013 D/A File 021-108775 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | North Creek Butler BrokerCheck CRD 114242 ↗ | EDGAR ↗ |
| Jan 22, 2013 D/A File 021-61020 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 21, 2012 D/A File 021-158336 | $0 (est.) | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 12, 2012 D/A File 021-171784 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 9, 2012 D/A File 021-168554 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 18, 2012 D/A File 021-128363 | $0 | $0 | $10,000 (est.) Represents directors' fees. The investment manager and its affiliate receive management and incentive compensation indirectly from the Issuer which are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Oct 9, 2012 D/A File 021-127328 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or incentive allocations. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |