Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CA · Nov 16, 2009 → Aug 24, 2016
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:11 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
David Barrett is listed as an executive officer and director on 6 SEC Form D filings by 5 issuers between Nov 2009 and Aug 2016: Egnyte, Inc. (Mountain View, CA — other technology — 2011; $10M reported sold to 7 investors), Qualaroo, Inc. (Costa Mesa, CA — other technology — 2014; $7.3M reported sold to 20 investors), Bitium Inc. (Santa Monica, CA — industry reported as "Other" — 2016; $6.48M reported sold to 25 investors), Recurly, Inc. (San Francisco, CA — industry reported as "Other" — 2010; $6M reported sold to 13 investors) and Expensify, Inc. (San Francisco, CA — industry reported as "Other" — 2009; $1000K reported sold to 3 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $30.8M sold in total.
Listed alongside Erik Gustavson (2 shared filings), Kelly Perdew (2 shared filings), Michelle Mathews (2 shared filings), Scott Kriz (2 shared filings), Alex Sherstinsky (1 shared filing) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for David Barrett and found 16 differences, 3 worth asking the sponsor about: Investor count went down between filings; Form D filed 321 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for David Barrett has not run yet — it is joining a line of 24,200 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 12:11 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Barrett..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:11 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
16 differences found between the filings for David Barrett — 3 worth asking about (compared 6 filings on Oct 24, 2026)
United States Bankruptcy Court, S.D. Texas docket "Chase Bank USA, N.A. v. Perdew" filed Mar 18, 2011, closed May 20, 2011. Kelly Perdew (listed on the same filings) is listed as Defendant ("Perdew"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The May 23, 2011 filing reports 20 investors; the Sep 24, 2014 Form D/A reports 11 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
The filing says the first sale was Oct 8, 2015. The Form D was filed Aug 24, 2016 — 321 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 306 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The filing says the first sale was May 26, 2009. The Form D was filed Nov 16, 2009 — 174 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 159 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Aug 8, 2016. The Form D was filed Aug 24, 2016 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The latest filing for this offering is dated Aug 24, 2016 (first sale Aug 8, 2016). It reports $3,000,000 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Aug 24, 2016 (first sale Oct 8, 2015). It reports $2,960,000 sold of $6,000,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Sep 24, 2014 (first sale Oct 8, 2010). It reports $7,299,995 sold of $7,499,999 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The May 23, 2011 filing says $5,500,000 offered; the Sep 24, 2014 Form D/A says $7,499,999.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The May 23, 2011 filing lists a minimum of $3,014; the Sep 24, 2014 Form D/A lists $0.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
This page covers filings where the address state is CA. A separate record, "David Barrett" with address state NH or MI, is listed on 4 filings — most recently by BioGreen 360, Inc. (May 1, 2023). Both records have filings in the same period (Nov 16, 2009 to Aug 24, 2016).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "David A. Barrett" with address state MA, is listed on 32 filings — most recently by Highwater Global Fund LLC (Oct 12, 2016). Both records have filings in the same period (Nov 16, 2009 to Aug 24, 2016).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "David A Barrett" with address state NV, is listed on 1 filing — most recently by Dedicated To You (May 21, 2015). Both records have filings in the same period (May 21, 2015).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "David J. Barrett" with address state NY, is listed on 2 filings — most recently by Fortress Biotech, Inc. (Jul 5, 2011). Both records have filings in the same period (Jun 6, 2011 to Jul 5, 2011).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "David Barrett" with address state NJ, is listed on 1 filing — most recently by ADVANTEDGE HEALTHCARE HOLDINGS INC (Jan 20, 2011). Both records have filings in the same period (Jan 20, 2011).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the May 23, 2011 filing give Newport Beach, CA; on the Sep 24, 2014 filing they give Costa Mesa, CA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Aug 24, 2016 D Bitium Inc. File 021-269502 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 24, 2016 D Bitium Inc. File 021-269504 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 24, 2014 D/A Qualaroo, Inc. File 021-160207 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 8, 2011 D Egnyte, Inc. File 021-156307 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 12, 2010 D Recurly, Inc. File 021-146315 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 16, 2009 D Expensify, Inc. File 021-136134 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named David Barrett on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $6.48M from 25 investors (100% of the $5M target) as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $7.3M from 20 investors (97% of the $7.5M target) as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $10M from 7 investors (100% of the $10M target) as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $6M from 13 investors (100% of the $1.68M target) as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $1000K from 3 investors (100% of the $1000K target) as of the latest filing. David is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Kelly Perdew is on 16 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Barrett. Their page shows their other deals.
Listed on the same filings as David Barrett. Their page shows their other deals.
Michael James Maples, Jr. is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Tony Conrad is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Barrett. Their page shows their other deals.
Listed on the same filings as David Barrett. Their page shows their other deals.
Listed on the same filings as David Barrett. Their page shows their other deals.
Listed on the same filings as David Barrett. Their page shows their other deals.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to David Barrett by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.
Websites and social links of the issuers David Barrett is listed on: none on file. No website or social profile named in Egnyte, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #353,700 of 374,652 in line (1,207 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Mountain View, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
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