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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:22 AM ET

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David A. Barrett

Named as an officer, director or promoter on SEC Form D filings · MA · Jan 14, 2009 → Oct 12, 2016

8deals (issuers)
$9.16Mreported sold
34investors
32Form D filings
2009–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David A. Barrett is listed as an executive officer on 32 SEC Form D filings by 8 issuers between Jan 2009 and Oct 2016. Largest by amount reported sold: What If Fund II LLC (Marion, MA — investing — 2010; $2M reported sold to 1 investors), HIGHWATER GLOBAL FUND II LLC (Marion, MA — investing — 2009–2011; $1.8M reported sold to 7 investors), What If Fund LLC (Marion, MA — investing — 2009–2011; $1.01M reported sold to 2 investors), Highwater Global Fund LLC (Marion, MA — investing — 2009–2016; $1.01M reported sold to 4 investors), NOTHUNG PARTNERS LLP (Marion, MA — investing — 2009–2011; $1M reported sold to 5 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, over about 7 years. Across those companies the filings report $9.16M sold in total.

Listed alongside Baldwin Brothers, Inc. (32 shared filings, management entity), Michael Baldwin (32 shared filings) and Taylor Baldwin (12 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

All 8 issuers belong to the sponsor group New Summit Impact (16 issuers, $144.6M reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. New Summit Impact has 16 companies on file and $144.6M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 32 public filings for David A. Barrett and found 19 differences, 4 worth asking the sponsor about: Amount sold went down between filings; 5 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David A. Barrett has not run yet — it is joining a line of 52,593 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David A. Barrett..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

David S. Barrett and Donna J. Barrett closed
United States Bankruptcy Court, D. Massachusetts · No. 05-10446 · Filed Jan 25, 2005 · Closed May 26, 2005
Role of David S. Barrett and Donna J. Barrett: Debtor · Outcome: Case closed 2005-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 268 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
David E. Barrett closed
United States Bankruptcy Court, D. Massachusetts · No. 99-43857 · Filed Jun 9, 1999 · Closed Dec 6, 1999
Role of David E. Barrett: Debtor · Outcome: Case closed 1999-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 268 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

19 differences found between the filings for David A. Barrett — 4 worth asking about (compared 32 filings on Oct 24, 2026)

Worth asking · Jan 8, 2010 – Mar 12, 2010

Amount sold went down between filings — Highwater Global Fund LLC

The Jan 8, 2010 filing says $800,000 sold; the Mar 12, 2010 Form D says $117,000 sold — $683,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 8, 2010 ↗Form D (later) · Mar 12, 2010 ↗Highwater Global Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 14, 2009 – Sep 1, 2009

Amount sold went down between filings — Highwater Global Fund LLC

The Jan 14, 2009 filing says $1,010,000 sold; the Sep 1, 2009 Form D says $350,000 sold — $660,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 14, 2009 ↗Form D (later) · Sep 1, 2009 ↗Highwater Global Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 15, 2009 – Apr 15, 2009

Amount sold went down between filings — What If Fund LLC

The Jan 15, 2009 filing says $1,015,000 sold; the Apr 15, 2009 Form D says $700,000 sold — $315,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 15, 2009 ↗Form D (later) · Apr 15, 2009 ↗What If Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 14, 2009 – Mar 12, 2010

5 offerings reported fewer investors on a later filing

Investor count went down between filings — Highwater Global Fund LLC · Investor count went down between filings — NOTHUNG PARTNERS LLP · Investor count went down between filings — HIGHWATER GLOBAL FUND II LLC · Investor count went down between filings — High Plains Fund LLC · Investor count went down between filings — What If Fund LLC

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Jan 8, 2010 ↗Form D (later) · Mar 12, 2010 ↗Highwater Global Fund LLC — PartnerFacts page ↗Form D (earlier) · Jan 14, 2009 ↗
Sources
Note · Oct 13, 2017 – Apr 12, 2018

David A. Barrett appears on 2 deals that stopped filing before reaching their target

Highwater Global Fund LLC (last filing Apr 12, 2018; $1,010,000 sold of $20,000,000); HIGHWATER GLOBAL FUND II LLC (last filing Oct 13, 2017; $1,802,000 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Highwater Global Fund LLC — PartnerFacts page ↗HIGHWATER GLOBAL FUND II LLC — PartnerFacts page ↗
Sources
Note · Apr 17, 2009 – May 4, 2009

Form D filed 17 days after the first sale — High Plains Fund LLC

The filing says the first sale was Apr 17, 2009. The Form D was filed May 4, 2009 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 4, 2009 ↗High Plains Fund LLC — PartnerFacts page ↗
Sources
Note · Sep 30, 2008 – Oct 12, 2016

15 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Highwater Global Fund LLC (latest filing Oct 12, 2016) · No amendment in the last 12 months on an offering that may still be open — HIGHWATER GLOBAL FUND II LLC (latest filing Jan 13, 2011) · No amendment in the last 12 months on an offering that may still be open — NOTHUNG PARTNERS LLP (latest filing Jan 13, 2011) · No amendment in the last 12 months on an offering that may still be open — What If Fund LLC (latest filing Jan 10, 2011) · No amendment in the last 12 months on an offering that may still be open — What If Fund II LLC (latest filing Dec 13, 2010) · and 10 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 12, 2016 ↗Highwater Global Fund LLC — PartnerFacts page ↗Form D · Jan 13, 2011 ↗HIGHWATER GLOBAL FUND II LLC — PartnerFacts page ↗
Sources
Note · Jan 14, 2009 – Nov 12, 2010

11 offerings changed their target amount between filings

Offering amount changed between filings — HIGHWATER GLOBAL FUND II LLC · Offering amount changed between filings — HIGHWATER GLOBAL FUND II LLC · Offering amount changed between filings — HIGHWATER GLOBAL FUND II LLC · Offering amount changed between filings — High Plains Fund LLC · Offering amount lowered between filings — Highwater Global Fund LLC · and 6 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Aug 9, 2010 ↗Form D/A (later) · Nov 12, 2010 ↗HIGHWATER GLOBAL FUND II LLC — PartnerFacts page ↗Form D/A (earlier) · Mar 12, 2010 ↗
Sources
Note · Jul 14, 2010 – Sep 14, 2010

Minimum investment changed between filings — What If Fund LLC

The Jul 14, 2010 filing lists a minimum of $100,000; the Sep 14, 2010 Form D/A lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 14, 2010 ↗Form D/A (later) · Sep 14, 2010 ↗What If Fund LLC — PartnerFacts page ↗
Sources
Note · Jul 13, 2010 – Aug 9, 2010

Minimum investment changed between filings — HIGHWATER GLOBAL FUND II LLC

The Jul 13, 2010 filing lists a minimum of $250,000; the Aug 9, 2010 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 13, 2010 ↗Form D/A (later) · Aug 9, 2010 ↗HIGHWATER GLOBAL FUND II LLC — PartnerFacts page ↗
Sources
Note · May 11, 2010 – Jun 10, 2010

Minimum investment changed between filings — HIGHWATER GLOBAL FUND II LLC

The May 11, 2010 filing lists a minimum of $250,000; the Jun 10, 2010 Form D/A lists $212,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 11, 2010 ↗Form D/A (later) · Jun 10, 2010 ↗HIGHWATER GLOBAL FUND II LLC — PartnerFacts page ↗
Sources
Note · Mar 12, 2010 – May 11, 2010

Minimum investment changed between filings — HIGHWATER GLOBAL FUND II LLC

The Mar 12, 2010 filing lists a minimum of $15,000; the May 11, 2010 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 12, 2010 ↗Form D/A (later) · May 11, 2010 ↗HIGHWATER GLOBAL FUND II LLC — PartnerFacts page ↗
Sources
Note · Jan 14, 2009 – Jan 22, 2010

Minimum investment changed between filings — NOTHUNG PARTNERS LLP

The Jan 14, 2009 filing lists a minimum of $100,000; the Jan 22, 2010 Form D lists $150,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 14, 2009 ↗Form D (later) · Jan 22, 2010 ↗NOTHUNG PARTNERS LLP — PartnerFacts page ↗
Sources
Note · Jan 14, 2009 – Sep 1, 2009

Minimum investment changed between filings — Highwater Global Fund LLC

The Jan 14, 2009 filing lists a minimum of $10,000; the Sep 1, 2009 Form D lists $15,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 14, 2009 ↗Form D (later) · Sep 1, 2009 ↗Highwater Global Fund LLC — PartnerFacts page ↗
Sources
Note · May 5, 2009 – May 1, 2023

Same name, different state: "David Barrett" (NH or MI) is a separate record

This page covers filings where the address state is MA. A separate record, "David Barrett" with address state NH or MI, is listed on 4 filings — most recently by BioGreen 360, Inc. (May 1, 2023). Both records have filings in the same period (May 5, 2009 to Oct 12, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Barrett (NH,MI) — PartnerFacts page ↗Form D · May 1, 2023 ↗BioGreen 360, Inc. — PartnerFacts page ↗David A. Barrett (MA) — this page ↗
Sources
Note · Mar 16, 2020 – Sep 30, 2020

Same name, different state: "David Barrett" (NY) is a separate record

This page covers filings where the address state is MA. A separate record, "David Barrett" with address state NY, is listed on 2 filings — most recently by Flame Biosciences, Inc. (Sep 30, 2020). The two records do not overlap in time: this page runs Jan 14, 2009 to Oct 12, 2016; the other runs Mar 16, 2020 to Sep 30, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Barrett (NY) — PartnerFacts page ↗Form D · Sep 30, 2020 ↗Flame Biosciences, Inc. — PartnerFacts page ↗David A. Barrett (MA) — this page ↗
Sources
Note · Apr 4, 2016 – Dec 1, 2016

Same name, different state: "David Barrett" (MD) is a separate record

This page covers filings where the address state is MA. A separate record, "David Barrett" with address state MD, is listed on 6 filings — most recently by FORT GLOBAL CONTRARIAN LP (Dec 1, 2016). Both records have filings in the same period (Apr 4, 2016 to Oct 12, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Barrett (MD) — PartnerFacts page ↗Form D/A · Dec 1, 2016 ↗FORT GLOBAL CONTRARIAN LP — PartnerFacts page ↗David A. Barrett (MA) — this page ↗
Sources
Note · May 21, 2015

Same name, different state: "David A Barrett" (NV) is a separate record

This page covers filings where the address state is MA. A separate record, "David A Barrett" with address state NV, is listed on 1 filing — most recently by Dedicated To You (May 21, 2015). Both records have filings in the same period (May 21, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David A Barrett (NV) — PartnerFacts page ↗Form D · May 21, 2015 ↗Dedicated To You — PartnerFacts page ↗David A. Barrett (MA) — this page ↗
Sources
Note · Jan 20, 2011

Same name, different state: "David Barrett" (NJ) is a separate record

This page covers filings where the address state is MA. A separate record, "David Barrett" with address state NJ, is listed on 1 filing — most recently by ADVANTEDGE HEALTHCARE HOLDINGS INC (Jan 20, 2011). Both records have filings in the same period (Jan 20, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Barrett (NJ) — PartnerFacts page ↗Form D · Jan 20, 2011 ↗ADVANTEDGE HEALTHCARE HOLDINGS INC — PartnerFacts page ↗David A. Barrett (MA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 16 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 12, 2016 D
Highwater Global Fund LLC
File 021-272264
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2011 D
NOTHUNG PARTNERS LLP
File 021-153712
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2011 D
HIGHWATER GLOBAL FUND II LLC
File 021-153719
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2011 D
What If Fund LLC
File 021-153304
$0$0$0None listed on this filingEDGAR ↗
Dec 13, 2010 D
What If Fund II LLC
File 021-151801
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2010 D/A
HIGHWATER GLOBAL FUND II LLC
File 021-144867
$0$0$0None listed on this filingEDGAR ↗
Sep 15, 2010 D
Highwater Global Fund LLC
File 021-147778
$0$0$0None listed on this filingEDGAR ↗
Sep 14, 2010 D/A
What If Fund LLC
File 021-144873
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2010 D/A
HIGHWATER GLOBAL FUND II LLC
File 021-105898
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2010 D
High Plains Fund LLC
File 021-140386
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2010 D
Highwater Global Fund LLC
File 021-81173
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2010 D/A
High Plains Fund LLC
File 021-130633
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2010 D
EXCALIBUR INVESTMENT PARTNERS LLP
File 021-87170-8N
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2010 D
NOTHUNG PARTNERS LLP
File 021-62137
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2009 D
Flipper Partners LLP
File 021-65446
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2009 D
What If Fund LLC
File 021-109936
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named David A. Barrett on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HG
Investing · group: New Summit Impact

Highwater Global Fund LLC

Marion, MA · Jan 14, 2009 → Oct 12, 2016 · 6 filings
  • Oct 12, 2016 · D · $400,000 sold of $10,000,000 · 1 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Sep 15, 2010 · D · $410,000 sold of $1,000,000 · 1 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D · $117,000 sold of $500,000 · 1 investors · min. $15,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2010 · D/A · $800,000 sold of $1,000,000 · 4 investors · min. $15,000 · role: Executive Officer EDGAR ↗
  • Sep 1, 2009 · D · $350,000 sold of $500,000 · 2 investors · min. $15,000 · role: Executive Officer EDGAR ↗
  • Jan 14, 2009 · D/A · $1,010,000 sold of $2,000,000 · 2 investors · min. $10,000 · role: Executive Officer EDGAR ↗

Raised $1.01M from 4 investors (10% of the $10M target) as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HG
Investing · group: New Summit Impact

HIGHWATER GLOBAL FUND II LLC

Marion, MA · Apr 15, 2009 → Jan 13, 2011 · 10 filings
  • Jan 13, 2011 · D · $350,000 sold of $500,000 · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Nov 12, 2010 · D/A · $1,300,000 sold of $2,000,000 · 5 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 9, 2010 · D/A · $500,000 sold of $1,000,000 · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 13, 2010 · D · $400,000 sold of $1,000,000 · 1 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Jun 10, 2010 · D/A · $1,802,000 sold of $2,000,000 · 7 investors · min. $212,000 · role: Executive Officer EDGAR ↗
  • May 11, 2010 · D/A · $1,590,000 sold of $2,000,000 · 6 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D/A · $1,240,000 sold of $1,500,000 · 4 investors · min. $15,000 · role: Executive Officer EDGAR ↗
  • Jan 12, 2010 · D · $740,000 sold of $1,000,000 · 2 investors · min. $15,000 · role: Executive Officer EDGAR ↗
  • Aug 13, 2009 · D/A · $715,000 sold of $1,000,000 · 3 investors · min. $15,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2009 · D · $15,000 sold of $500,000 · 1 investors · min. $15,000 · role: Executive Officer EDGAR ↗

Raised $1.8M from 7 investors (100% of the $500K target) as of the latest filing. David is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NP
Investing · group: New Summit Impact

NOTHUNG PARTNERS LLP

Marion, MA · Jan 14, 2009 → Jan 13, 2011 · 3 filings
  • Jan 13, 2011 · D · $100,000 sold of $500,000 · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 22, 2010 · D · $1,000,000 sold of $1,500,000 · 1 investors · min. $150,000 · role: Executive Officer EDGAR ↗
  • Jan 14, 2009 · D · $700,000 sold of $2,000,000 · 5 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $1M from 5 investors (100% of the $500K target) as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WI
Investing · group: New Summit Impact

What If Fund LLC

Marion, MA · Jan 15, 2009 → Jan 10, 2011 · 5 filings
  • Jan 10, 2011 · D · $100,000 sold of $500,000 · 2 investors · min. $10,000 · role: Executive Officer EDGAR ↗
  • Sep 14, 2010 · D/A · $110,000 sold of $500,000 · 2 investors · min. $10,000 · role: Executive Officer EDGAR ↗
  • Jul 14, 2010 · D · $100,000 sold of $500,000 · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2009 · D · $700,000 sold of $1,500,000 · 1 investors · min. $15,000 · role: Executive Officer EDGAR ↗
  • Jan 15, 2009 · D/A · $1,015,000 sold of $2,000,000 · 2 investors · min. $15,000 · role: Executive Officer EDGAR ↗

Raised $1.01M from 2 investors (100% of the $500K target) as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WI
Investing · group: New Summit Impact

What If Fund II LLC

Marion, MA · Dec 13, 2010
  • Dec 13, 2010 · D · $2,000,000 sold of $2,500,000 · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $2M from 1 investor (80% of the $2.5M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HP
Investing · group: New Summit Impact

High Plains Fund LLC

Marion, MA · May 4, 2009 → Apr 12, 2010 · 4 filings
  • Apr 12, 2010 · D · $200,000 sold of $500,000 · 2 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D/A · $985,000 sold of $1,500,000 · 5 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Nov 12, 2009 · D · $250,000 sold of $500,000 · 1 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • May 4, 2009 · D · $125,000 sold of $500,000 · 3 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $985K from 5 investors (100% of the $500K target) as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EI
Investing · group: New Summit Impact

EXCALIBUR INVESTMENT PARTNERS LLP

Marion, MA · Jan 14, 2009 → Jan 22, 2010 · 2 filings
  • Jan 22, 2010 · D · $1,000,000 sold of $1,500,000 · 1 investors · min. $150,000 · role: Executive Officer EDGAR ↗
  • Jan 14, 2009 · D · $150,000 sold of $500,000 · 1 investors · min. $150,000 · role: Executive Officer EDGAR ↗

Raised $1M from 2 investors (67% of the $1.5M target) as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FP
Investing · group: New Summit Impact

Flipper Partners LLP

Marion, MA · Oct 29, 2009
  • Oct 29, 2009 · D · $351,644 sold of $351,644 · 8 investors · min. $23,442 · role: Executive Officer EDGAR ↗

Raised $352K from 8 investors (100% of the $352K target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (9)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Barrett — MA, 9 issuers, Jun 10, 2010 → Aug 17, 2026 · shares 1 issuer with this record
  • David G. Barrett — MA, 5 issuers, Jun 24, 2014 → Jun 24, 2020 · no shared issuer
  • David Barrett — CA, 5 issuers, Nov 16, 2009 → Aug 24, 2016 · no shared issuer
  • David Barrett — NH, MI, 3 issuers, May 5, 2009 → May 1, 2023 · no shared issuer
  • David Barrett — MD, 3 issuers, Apr 4, 2016 → Dec 1, 2016 · no shared issuer
  • David Barrett — NJ, 1 issuer, Jan 20, 2011 → Jan 20, 2011 · no shared issuer
  • David J. Barrett — NY, 1 issuer, Jun 6, 2011 → Jul 5, 2011 · no shared issuer
  • David A Barrett — NV, 1 issuer, May 21, 2015 → May 21, 2015 · no shared issuer
  • David Barrett — NY, 1 issuer, Mar 16, 2020 → Sep 30, 2020 · no shared issuer

People around David 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BB
Management entity

Baldwin Brothers, Inc.

Promoter · 32 shared filings (8 issuers) · also on 2 other issuers

Baldwin Brothers, Inc. is on 10 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Baldwin

Executive Officer · 32 shared filings (8 issuers) · also on 2 other issuers

Michael Baldwin is on 10 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Taylor Baldwin

Executive Officer · 12 shared filings (5 issuers) · also on 4 other issuers

Taylor Baldwin is on 9 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

NS
Sponsor group

New Summit Impact

16 issuers · 93 filings · $144.6M reported sold · 2009–2026

One team, 16 deal companies. David A. Barrett is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David A. Barrett.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David A. Barrett by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David A. Barrett is listed on: none on file. No website or social profile named in What If Fund II LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #356,362 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Marion, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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