David Barrett is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Mar 2020 and Sep 2020: Flame Biosciences, Inc. (New York, NY — biotechnology — 2020; $100M reported sold to 58 investors).
What this means One deal on file with the SEC, filed Sep 2020. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Harlan Weisman (2 shared filings), Robert Stein (2 shared filings), George Avgerino (1 shared filing), George Avgerinos (1 shared filing), Leonid Gorelik (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for David Barrett and found 7 differences: Form D filed 27 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.