PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:59 AM ET

Sponsor Check › Person

David Johnson

Related person on Form D filings · address states as listed: CA, MA, WA · listed Oct 5, 2009 → May 7, 2026

17issuers
49Form D filings
2009–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:55 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

3 of 43 offerings report sales commissions totalling $1,825,000; 0 report finder's fees; 7 report proceeds to related persons totalling $6,937,526. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jul 14, 2026 D
File 021-590658
$0$0$0None listed on this filing
EDGAR ↗May 7, 2026 D
File 021-583126
$0$0$0None listed on this filing
EDGAR ↗Nov 25, 2025 D
File 021-564959
$0$0$0None listed on this filing
EDGAR ↗Jun 26, 2025 D
File 021-549979
$0$0$0None listed on this filing
EDGAR ↗Dec 26, 2024 D
File 021-533368
$0$0$0None listed on this filing
EDGAR ↗Oct 17, 2024 D
File 021-527011
$0$0$0None listed on this filing
EDGAR ↗Jan 21, 2022 D
File 021-430372
$0$0$0None listed on this filing
EDGAR ↗Apr 30, 2021 D/A
File 021-364705
$0$0$0None listed on this filing
EDGAR ↗Apr 6, 2021 D
File 021-394732
$0$0$0None listed on this filing
EDGAR ↗Jul 14, 2020 D
File 021-370879
$0$0$0None listed on this filing
EDGAR ↗Jul 2, 2020 D
File 021-370150
$0$0$0 (est.)None listed on this filing
EDGAR ↗May 11, 2020 D/A
File 021-323159
$0$0$0None listed on this filing
EDGAR ↗May 4, 2020 D
File 021-366198
$0$0$0None listed on this filing
EDGAR ↗Feb 20, 2020 D
File 021-361051
$0$0$0None listed on this filing
EDGAR ↗Aug 13, 2019 D
File 021-346440
$0$0$0None listed on this filing
EDGAR ↗Jul 30, 2018 D
File 021-318040
$0$0$0None listed on this filing
EDGAR ↗Jun 11, 2018 D
File 021-314314
$0$0$0None listed on this filing
EDGAR ↗Mar 26, 2018 D
File 021-308499
$0$0$0None listed on this filing
EDGAR ↗Feb 26, 2018 D
File 021-306354
$0$0$350,000None listed on this filing
EDGAR ↗Oct 6, 2017 D
File 021-296209
$0$0$250,000 (est.)
Officer salaries (as employees)
None listed on this filing
EDGAR ↗Sep 27, 2017 D
File 021-295508
$0$0$0None listed on this filing
EDGAR ↗Jul 18, 2017 D
File 021-290983
$0$0$2,965,251None listed on this filing
EDGAR ↗Mar 23, 2017 D/A
File 021-245323
$0$0$0None listed on this filing
EDGAR ↗Jul 8, 2016 D
File 021-266615
$0$0$0None listed on this filing
EDGAR ↗Jun 8, 2016 D
File 021-264575
$0$0$0None listed on this filing
EDGAR ↗Jul 30, 2015 D
File 021-244775
$0$0$0None listed on this filing
EDGAR ↗Jul 13, 2015 D
File 021-243514
$0$0$0None listed on this filing
EDGAR ↗Sep 9, 2014 D
File 021-224375
$0$0$250,000 (est.)
Officer salaries (as employees)
None listed on this filing
EDGAR ↗Aug 29, 2014 D/A
File 021-215993
$110,417$0$0Aquilo Partners, L.P. BrokerCheck CRD 114909 ↗
EDGAR ↗Apr 22, 2014 D
File 021-215992
$1,214,583$0$334,775Aquilo Partners, L.P. BrokerCheck CRD 114909 ↗
EDGAR ↗Apr 8, 2014 D
File 021-215104
$0$0$0None listed on this filing
EDGAR ↗Oct 31, 2012 D
File 021-186345
$0$0$0None listed on this filing
EDGAR ↗Sep 25, 2012 D
File 021-184599
$500,000$0$87,500None no CRD number reported
via Freedom Investors Corp. (CRD 23714 ↗)
EDGAR ↗Jun 29, 2012 D/A
File 021-155675
$0$0$0None listed on this filing
EDGAR ↗Mar 21, 2012 D
File 021-175324
$0$0$0None listed on this filing
EDGAR ↗Dec 5, 2011 D
File 021-169623
$0$0$0None listed on this filing
EDGAR ↗Apr 18, 2011 D
File 021-158586
$0$0$0None listed on this filing
EDGAR ↗Mar 23, 2011 D
File 021-157219
$0$0$0None listed on this filing
EDGAR ↗Feb 22, 2011 D
File 021-155672
$0$0$0None listed on this filing
EDGAR ↗Mar 24, 2010 D
File 021-130049
$0$0$0None listed on this filing
EDGAR ↗Mar 24, 2010 D
File 021-130021
$0$0$0None listed on this filing
EDGAR ↗Oct 5, 2009 D
File 021-134939
$0$0$2,700,000 (est.)None listed on this filing
EDGAR ↗Apr 1, 2009 D
File 021-76653
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Dash Bio, Inc.
group: Saas
Executive Officer, DirectorJul 14, 2026D$30,000,022
similar: $829,831–$9,999,998
$30,000,0229
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗ONclick Healthcare IncExecutive OfficerMay 7, 2026D$3,178,292$3,178,29216$500
EDGAR ↗Solve Therapeutics, Inc.Executive Officer, DirectorNov 25, 2025D$120,535,618
similar: $2,000,000–$19,999,994
$48,214,23216
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Dash Bio, Inc.
group: Saas
Executive Officer, DirectorJun 26, 2025DIndefinite
similar: $2,000,000–$19,999,994
$10,999,97612
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Solve Therapeutics, Inc.Executive Officer, DirectorDec 26, 2024D$75,582,822
similar: $2,000,000–$19,999,994
$50,388,55710
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Dash Bio, Inc.
group: Saas
Executive Officer, DirectorOct 17, 2024DIndefinite
similar: $2,000,000–$19,999,994
$6,121,00015
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Solve Therapeutics, Inc.Executive Officer, DirectorJan 21, 2022D$126,510,820
similar: $2,000,000–$19,999,994
$63,510,83511
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Lengo Therapeutics, Inc.DirectorApr 30, 2021D/A$17,700,001
similar: $1,694,259–$16,000,000
$17,700,0014
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Aura Biosciences, Inc.DirectorApr 6, 2021D$80,483,829
similar: $2,000,000–$19,999,994
$80,483,82941
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗VelosBio Inc.Executive Officer, DirectorJul 14, 2020D$137,000,002
similar: $2,000,000–$19,999,994
$137,000,00238
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Berkeley Research Group Holdings, LLCExecutive OfficerJul 2, 2020D$19,442,588
similar: $500,000–$7,000,000
$19,442,5880
similar: 2–14
$55,000
similar: $5,000–$50,000
EDGAR ↗VelosBio Inc.Executive Officer, DirectorMay 11, 2020D/A$59,305,204
similar: $2,000,000–$19,999,994
$59,305,20438
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Berkeley Research Group Holdings, LLCExecutive OfficerMay 4, 2020D$4,145,075
similar: $500,000–$7,000,000
$4,145,0750
similar: 2–14
$100,000
similar: $5,000–$50,000
EDGAR ↗Berkeley Research Group Holdings, LLCExecutive OfficerFeb 20, 2020D$2,085,308
similar: $500,000–$7,000,000
$2,085,3080
similar: 2–14
$500,000
similar: $5,000–$50,000
EDGAR ↗COLUMBIA NUTRITIONAL INC.DirectorAug 13, 2019D$1,250,000
similar: $1,000,000–$7,247,539
$750,0001
similar: 2–13
No minimum reported
similar: $10,000–$60,000
EDGAR ↗VelosBio Inc.Executive Officer, DirectorOct 10, 2018D$58,055,204
similar: $2,000,000–$19,999,994
$35,301,24520
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗VelosBio Inc.Executive Officer, DirectorJul 30, 2018D$6,480,000
similar: $2,000,000–$19,999,994
$6,480,0002
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗OMNI ORTHOPAEDICS INCDirectorJun 11, 2018D$12,472,664
similar: $829,831–$9,999,998
$5,000,0002
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗COLUMBIA NUTRITIONAL INC.DirectorMar 26, 2018D$1,500,000
similar: $1,000,000–$7,247,539
$1,272,77425
similar: 2–13
No minimum reported
similar: $10,000–$60,000
EDGAR ↗VelosBio Inc.Executive Officer, DirectorFeb 26, 2018D$7,700,000
similar: $2,000,000–$19,999,994
$7,700,00012
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Achates Power IncExecutive Officer, DirectorOct 6, 2017D$29,818,741
similar: $500,000–$7,000,000
$29,818,7415
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Oncternal Therapeutics, Inc.DirectorSep 27, 2017D$11,251,125
similar: $2,000,000–$19,999,994
$6,850,397121
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗GigaGen, Inc.Executive Officer, DirectorJul 18, 2017D$36,126,542
similar: $1,694,259–$16,000,000
$36,126,5428
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Oncternal Therapeutics, Inc.DirectorMar 23, 2017D/A$23,504,838
similar: $2,000,000–$19,999,994
$17,874,045111
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Oncternal Therapeutics, Inc.DirectorDec 9, 2016D/A$20,000,000
similar: $2,000,000–$19,999,994
$11,281,73495
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Oncternal Therapeutics, Inc.DirectorOct 20, 2016D/A$20,000,000
similar: $2,000,000–$19,999,994
$6,083,73872
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Oncternal Therapeutics, Inc.DirectorJul 8, 2016D$3,300,000
similar: $2,000,000–$19,999,994
$150,0003
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Oncternal Therapeutics, Inc.DirectorJun 8, 2016D$13,135,714
similar: $2,000,000–$19,999,994
$13,135,71426
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Fireman's Brew, Inc.Executive Officer, Director
Chief Operating Officer, Secretary
Jul 30, 2015D$5,000,000
similar: $1,100,000–$15,000,000
$670,6252
similar: 2–17
$5,000
similar: $14,962–$100,000
EDGAR ↗OMNI ORTHOPAEDICS INCDirectorJul 13, 2015D$4,000,000
similar: $829,831–$9,999,998
$4,000,0002
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Achates Power IncExecutive Officer, DirectorSep 9, 2014D$21,199,994
similar: $500,000–$7,000,000
$11,199,9972
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗OMNI ORTHOPAEDICS INCDirectorAug 29, 2014D/A$20,060,392
similar: $829,831–$9,999,998
$15,925,39231
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗OMNI ORTHOPAEDICS INCDirectorApr 22, 2014D$20,060,392
similar: $829,831–$9,999,998
$15,060,39224
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗OMNI ORTHOPAEDICS INCDirectorApr 22, 2014D$27,500,000
similar: $829,831–$9,999,998
$27,500,0002
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗ItsOn Inc.Executive OfficerApr 8, 2014D$20,381,674
similar: $1,100,015–$10,001,163
$12,878,2182
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗ItsOn Inc.Executive OfficerOct 31, 2012D$15,550,003$15,550,0033No minimum reported
EDGAR ↗Fireman's Brew, Inc.Executive Officer, DirectorSep 25, 2012D$5,000,000$00$5,000
EDGAR ↗Headwater Partners I LLC
group: Headwater
Executive OfficerJun 29, 2012D/A$4,598,889$4,250,0012No minimum reported
EDGAR ↗ItsOn Inc.Executive OfficerMar 21, 2012D$7,957,775$4,057,7755No minimum reported
EDGAR ↗ItsOn Inc.Executive OfficerDec 5, 2011D$1,500,000$1,500,0001No minimum reported
EDGAR ↗Headwater Partners I LLC
group: Headwater
Executive OfficerDec 5, 2011D/A$3,598,890$3,250,0021No minimum reported
EDGAR ↗Fireman's Brew, Inc.Executive Officer, DirectorApr 18, 2011D$2,000,000$250,0001$25,000
EDGAR ↗HEADWATER PARTNERS II LLC
group: Headwater
Executive OfficerMar 23, 2011D$1,000,000$1,000,0006No minimum reported
EDGAR ↗Headwater Partners I LLC
group: Headwater
Executive OfficerFeb 22, 2011D$2,098,890$1,750,0021No minimum reported
EDGAR ↗ItsOn Inc.Executive OfficerFeb 22, 2011D$3,743,915$3,250,0011No minimum reported
EDGAR ↗Headwater Partners I LLC
group: Headwater
Executive OfficerMar 24, 2010D$1,750,000$1,750,0001No minimum reported
EDGAR ↗ItsOn Inc.Executive OfficerMar 24, 2010D$3,250,000$1,750,0001No minimum reported
EDGAR ↗Achates Power IncExecutive Officer, DirectorOct 5, 2009D$20,000,493$12,125,0008$1
EDGAR ↗AVEO PHARMACEUTICALS INCExecutive OfficerApr 1, 2009D$60,000,000$30,000,0001No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (7 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • David Johnson — address state FL, 37 issuers, Nov 24, 2020 → Jan 27, 2025 · no shared issuer found
  • David Johnson — address state GA, CO, 17 issuers, Aug 28, 2009 → Jan 14, 2026 · no shared issuer found
  • David Johnson — address state MN, 8 issuers, Dec 15, 2010 → Dec 12, 2017 · no shared issuer found
  • David Johnson — address state NY, PA, 5 issuers, Apr 18, 2013 → Jul 8, 2016 · no shared issuer found
  • David Johnson — address state Alberta, Canada (as filed: A0), 4 issuers, Nov 22, 2010 → Feb 26, 2021 · no shared issuer found
  • David Johnson — address state TN, 4 issuers, Sep 29, 2010 → Jan 4, 2019 · no shared issuer found
  • David L. Johnson — address state MO, 3 issuers, Jan 13, 2014 → Jul 17, 2019 · no shared issuer found
  • David C. Johnson — address state NY, 3 issuers, Mar 18, 2009 → Sep 20, 2013 · no shared issuer found
  • David Johnson — address state IL, 2 issuers, Sep 23, 2009 → Jul 14, 2011 · no shared issuer found
  • David Lawther Johnson — address state IN, 2 issuers, Dec 28, 2010 → Jul 14, 2017 · no shared issuer found
  • David Johnson — address state IN, 2 issuers, Nov 19, 2009 → Feb 15, 2024 · no shared issuer found
  • David Marvin Slaughter Johnson — address state MA, 2 issuers, Mar 6, 2020 → Jul 15, 2026 · no shared issuer found
  • David Johnson — address state NM, 1 issuer, May 22, 2025 → Feb 4, 2026 · no shared issuer found
  • David J. Johnson — address state Ontario, Canada (as filed: A6), 1 issuer, Sep 11, 2009 → Mar 7, 2011 · no shared issuer found
  • David Johnson — address state Quebec, Canada (as filed: A8), 1 issuer, Feb 11, 2010 → Feb 11, 2010 · no shared issuer found
  • David Johnson — address state AZ, 1 issuer, Nov 24, 2010 → Jul 23, 2012 · no shared issuer found
  • David Johnson — address state Bermuda (as filed: D0), 1 issuer, Apr 25, 2014 → Apr 25, 2014 · no shared issuer found
  • David W. Johnson — address state TX, 1 issuer, Jan 21, 2015 → Jan 23, 2015 · no shared issuer found
  • David Johnson — address state AR, 1 issuer, Nov 25, 2020 → Nov 25, 2020 · no shared issuer found
  • David Johnson — address state NC, 1 issuer, Apr 16, 2021 → Apr 16, 2021 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as David Johnson. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • David Brown — 11 shared filings (3 issuers) · role as listed: Director · also listed on 11 other issuers
  • Charles Giancarlo — 11 shared filings (3 issuers) · role as listed: Director · also listed on 6 other issuers
  • Gregory Raleigh — 11 shared filings (3 issuers) · roles as listed: Executive Officer, Director
  • Langdon Miller — 10 shared filings (3 issuers) · role as listed: Executive Officer
  • James Straight — 10 shared filings (3 issuers) · role as listed: Director
  • Cam Gallagher — 9 shared filings (2 issuers) · role as listed: Director · also listed on 8 other issuers
  • Scott L. Glenn — 8 shared filings (2 issuers) · role as listed: Director · also listed on 11 other issuers
  • Alan Colowick — 6 shared filings (2 issuers) · role as listed: Director · also listed on 8 other issuers
  • Cam L. Garner — 6 shared filings (1 issuer) · role as listed: Director · also listed on 11 other issuers
  • David F. Hale — 6 shared filings (1 issuer) · role as listed: Director · also listed on 18 other issuers
  • Lauren G. Otsuki — 6 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 5 other issuers
  • James B. Breitmeyer, M.D., Ph.D. — 6 shared filings (1 issuer) · roles as listed: Director, Executive Officer · also listed on 2 other issuers
  • George B. Cipolletti — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • William N. Birnie — 5 shared filings (1 issuer) · role as listed: Director
  • James V. Barrile — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • David Pool — 5 shared filings (1 issuer) · role as listed: Director
  • Guy Mayer — 5 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Brian Lannutti — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Jayson Punwani — 4 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Clayton D. Knox — 4 shared filings (2 issuers) · role as listed: Executive Officer
  • Randal J. Barrett — 4 shared filings (1 issuer) · role as listed: Director
  • Min Cui — 4 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Dana McGowan — 4 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 3 other issuers
  • Florian Reinaud — 4 shared filings (1 issuer) · role as listed: Director
  • Peter Colabuono — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Leland M. Jones — 3 shared filings (1 issuer) · role as listed: Director · also listed on 11 other issuers
  • David Kaplan — 3 shared filings (1 issuer) · role as listed: Director · also listed on 74 other issuers
  • Gary Convis — 3 shared filings (1 issuer) · role as listed: Director
  • James Lemke — 3 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Daniel Johnson — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • David J Teece — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • ROGER BAER — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • ROBERT NOWACZYK — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Elizabeth Cipolletti — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Brian Webber — 3 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Eric Miller — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Robert Duffy — 3 shared filings (1 issuer) · role as listed: Director
  • Alexander Tallett — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Marianne DeMario — 3 shared filings (1 issuer) · role as listed: Director
  • Tri MacDonald — 3 shared filings (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

1 Regulation Crowdfunding filing — tap to see each filing
SourceFiledFormIssuerAmount offered (as reported)Amount sold (as reported)Matched on
EDGAR ↗Nov 27, 2017
File 020-23821
Regulation Crowdfunding offering (Form C)
Offering filed · deadline May 3, 2018
Fireman's Brew, Inc.
Woodland Hills, CA
$150,000 target · $1,000,000 maximum
via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)
Not reported on this formsigner name on this filing (David Johnson) + listed as a related person on Form D filings of the same issuer (CIK 1517121) · 85%

Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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