David B. Johnson is listed as a director on 3 SEC Form D filings by 1 issuer between May 2013 and Apr 2014: Iroquois Capital Group, Inc. (Nashville, TN — other banking and financial services — 2013–2014; $11.9M reported sold to 29 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Iroquois (5 issuers, $59M reported sold, 2009–2014).
What this means A sponsor group is one team that sets up a new company for each deal. Iroquois has 5 companies on file and $59M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 1 state regulator order, 3 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for David B. Johnson and found 7 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.