Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · MN · Dec 15, 2010 → Dec 12, 2017
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
David Johnson is listed as an executive officer, director, and promoter on 38 SEC Form D filings by 8 issuers between Jul 2009 and Dec 2017. Largest by amount reported sold: Predictive Oncology Inc. (Pittsburgh, PA — industry reported as "Other" — 2012–2017; $173.3M reported sold to 32 investors), Dgimed Ortho, Inc. (Minnetonka, MN — other health care — 2009–2014; $3.33M reported sold to 48 investors), Real Time Translation, Inc. (Blaine, MN — other technology — 2014–2017; $1.53M reported sold to 12 investors), Indigo Identityware, Inc. (Edina, MN — other technology — 2010–2012; $1.27M reported sold to 18 investors), Ultra Green Packaging, Inc. (Shakopee, MN — manufacturing — 2014–2015; $1.2M reported sold to 8 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $183.8M sold in total.
Listed alongside Andrew P. Reding (11 shared filings), Thomas J. McGoldrick (11 shared filings), Curt Arvidson (10 shared filings), Joshua Kornberg (10 shared filings), Ricardo Koenigsberger (10 shared filings) and 79 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 5 state regulator orders, 13 bankruptcy cases matching the name listed in Key records below.
What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 38 public filings for David Johnson and found 22 differences, 4 worth asking the sponsor about: Regulator action: David L. Johnson (Sep 7, 2005); 10 filings report more than 10% of the money raised going to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for David Johnson has not run yet — it is joining a line of 47,837 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
1 SEC release; 5 state regulator orders
On June 12, 2003 the Securities Division entered Summary Order to Cease and Desist number S-02-231-03-TO01. … The order requires Respondents to immediately cease and desist from violations of RCW 21.20.140, the anti-fraud portion of the Securities Act.Order / docket ↗ Regulator's list ↗
David A. Johnson (CRD #2407687, Registered Representative, Altoona, Pennsylvania) was barred from association with any NASD member in any capacity and ordered to pay $42,702.83, plus interest, in restitution to public customers. The sanctions were based on findings that Johnson participated in private securities transactions without providing prior written notice to and receiving written permission from his member firm.Order / docket ↗ Regulator's list ↗
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Johnson..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
13 cases: 5 open, 8 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
22 differences found between the filings for David Johnson — 4 worth asking about (compared 38 filings on Oct 24, 2026)
An SEC litigation release dated Sep 7, 2005 names David Johnson. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
United States Bankruptcy Court, D. Minnesota docket "SEARS ROEBUCK & CO v. GADBAW" filed Oct 31, 1997, closed Dec 31, 1997. Lawrence W. Gadbaw (listed on the same filings) is listed as Defendant ("GADBAW"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, D. Minnesota docket "THOMAS H RHEINECK, JR and DIDO D OVERGARD" filed Nov 14, 1994, closed Apr 13, 1995. Thomas Rheineck (listed on the same filings) is listed as Debtor ("THOMAS H RHEINECK, JR"). Our match estimate: 80%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
81% of the money raised went to insiders — Predictive Oncology Inc. · 54% of the money raised went to insiders — Predictive Oncology Inc. · 96% of the money raised went to insiders — Indigo Identityware, Inc. · 264% of the money raised went to insiders — Indigo Identityware, Inc. · 212% of the money raised went to insiders — Indigo Identityware, Inc. · and 5 more
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
Real Time Translation, Inc. (last filing Feb 16, 2017; $1,531,830 sold of $8,050,000); Ultra Green Packaging, Inc. (last filing Sep 9, 2015; $1,200,000 sold of $8,000,000); Incisive Surgical, Inc. (last filing Oct 23, 2009; $1,032,500 sold of $2,500,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Form D filed 366 days after the first sale — Real Time Translation, Inc. · Form D filed 124 days after the first sale — Dgimed Ortho, Inc. · Form D filed 157 days after the first sale — Dgimed Ortho, Inc. · Form D filed 47 days after the first sale — Ultra Green Packaging, Inc. · Form D filed 20 days after the first sale — Dgimed Ortho, Inc. · and 3 more
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — Real Time Translation, Inc. (latest filing Feb 16, 2017) · No amendment in the last 12 months on an offering that may still be open — Ultra Green Packaging, Inc. (latest filing Sep 9, 2015) · No amendment in the last 12 months on an offering that may still be open — Real Time Translation, Inc. (latest filing Sep 4, 2015) · No amendment in the last 12 months on an offering that may still be open — Argos Risk LLC (latest filing Jul 17, 2015) · No amendment in the last 12 months on an offering that may still be open — Predictive Oncology Inc. (latest filing Aug 6, 2014) · and 19 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Mar 13, 2014 filing lists David Johnson as director; the Jul 17, 2015 Form D lists director, promoter.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Jun 29, 2012 filing says $500,000 offered; the Dec 4, 2012 Form D/A says $1,200,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Nov 28, 2011 filing says $2,100,000 offered; the Feb 23, 2012 Form D/A says $3,332,530.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Jan 12, 2017 filing lists a minimum of $50,000; the Feb 16, 2017 Form D/A lists $20,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "David B. Johnson" on 15 filings (from Jul 30, 2009), and "David Johnson" on 22 filings (from Dec 15, 2010), and "David Bruce Johnson" on the Mar 15, 2012 filing.
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Other Health Care" (Jun 29, 2012 to Mar 25, 2013); then "Manufacturing" (Jun 3, 2013 to Feb 5, 2014); then "Other Health Care" (Jul 24, 2014 to Dec 12, 2017).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
"$1,000,001 - $5,000,000" (Jan 7, 2014); then "$1 - $1,000,000" (Sep 4, 2015).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
"No Revenues" (Oct 20, 2009); then "$1 - $1,000,000" (Jul 24, 2013).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
"$1 - $1,000,000" (Feb 11, 2010); then "Decline to Disclose" (Jul 21, 2011).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
This page covers filings where the address state is MN. A separate record, "David Johnson" with address state CA or MA or WA, is listed on 49 filings — most recently by Dash Bio, Inc. (Jul 14, 2026). Both records have filings in the same period (Dec 15, 2010 to Dec 12, 2017).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MN. A separate record, "David Johnson" with address state NM, is listed on 3 filings — most recently by Nature's Toolbox, Inc. (Feb 4, 2026). The two records do not overlap in time: this page runs Dec 15, 2010 to Dec 12, 2017; the other runs May 22, 2025 to Feb 4, 2026.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MN. A separate record, "David Johnson" with address state GA or CO, is listed on 28 filings — most recently by Chestnut Oak Ridge Coal Opportunity Fund, L.P. (Jan 14, 2026). Both records have filings in the same period (Dec 15, 2010 to Dec 12, 2017).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MN. A separate record, "David Johnson" with address state FL, is listed on 42 filings — most recently by Lick Fork Coal Opportunity Fund, L.P. (Jan 27, 2025). The two records do not overlap in time: this page runs Dec 15, 2010 to Dec 12, 2017; the other runs Nov 24, 2020 to Jan 27, 2025.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MN. A separate record, "David Johnson" with address state NY or PA, is listed on 20 filings — most recently by Gilson Snow, Inc. (Nov 27, 2023). Both records have filings in the same period (Apr 18, 2013 to Jul 8, 2016).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
Address moved from Chaska, MN to Blaine, MN — Real Time Translation, Inc. · Address moved from Plymouth, MN to Shakopee, MN — Ultra Green Packaging, Inc. · Address moved from Edina, MN to Chaska, MN — Real Time Translation, Inc. · Address moved from St. Louis Park, MN to Edina, MN — Argos Risk LLC · Address moved from Minneapolis, MN to St. Louis Park, MN — Argos Risk LLC · and 1 more
What this means Businesses move. If you were told one city and the forms say another, ask which is current.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
24 of 32 offerings report sales commissions totalling $2,285,411; 0 report finder's fees; 12 report proceeds to related persons totalling $2,250,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Dec 12, 2017 D Predictive Oncology Inc. File 021-300541 | $104,000 (est.) | $0 | $0 | David Weinstein BrokerCheck CRD 130645 ↗ via Dawson James Securities, Inc. (CRD 130645 ↗) | EDGAR ↗ |
| Feb 16, 2017 D/A Real Time Translation, Inc. File 021-278214 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 9, 2015 D Ultra Green Packaging, Inc. File 021-247277 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 4, 2015 D Real Time Translation, Inc. File 021-247121 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 17, 2015 D Argos Risk LLC File 021-243962 | $40,000 (est.) | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Aug 6, 2014 D Predictive Oncology Inc. File 021-222338 | $0 | $0 | $99,000 (est.) Estimated amount for salary and stipends to officers and directors based on assumption that remaining $855,369 aggregate amount of securities is actually sold. | None listed on this filing | EDGAR ↗ |
| Jul 24, 2014 D Predictive Oncology Inc. File 021-221742 | $0 | $0 | $80,000 (est.) Salary and stipends due to officers and directors. | None listed on this filing | EDGAR ↗ |
| Jun 26, 2014 D Ultra Green Packaging, Inc. File 021-219897 | $235,000 (est.) | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Mar 13, 2014 D Argos Risk LLC File 021-213479 | $169,000 (est.) | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Feb 20, 2014 D Dgimed Ortho, Inc. File 021-212222 | $14,593 | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Feb 5, 2014 D Predictive Oncology Inc. File 021-211377 | $0 | $0 | $50,000 (est.) Salaries | None listed on this filing | EDGAR ↗ |
| Jan 7, 2014 D Real Time Translation, Inc. File 021-209462 | $45,000 | $0 | $39,000 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Jul 24, 2013 D Dgimed Ortho, Inc. File 021-200135 | $64,149 | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Jun 20, 2013 D/A Predictive Oncology Inc. File 021-197398 | $80,000 | $0 | $50,000 (est.) Salaries | Brookline Group, LLC BrokerCheck CRD 153587 ↗ via Brookline Group, LLC (CRD 153587 ↗) | EDGAR ↗ |
| Mar 25, 2013 D Predictive Oncology Inc. File 021-193856 | $40,000 (est.) | $0 | $40,000 (est.) Estimated $40,000 used for salary and stipends due to officers. | Brookline Group, LLC BrokerCheck CRD 153587 ↗ via Brookline Group, LLC (CRD 153587 ↗) | EDGAR ↗ |
| Feb 22, 2013 D Argos Risk LLC File 021-192241 | $150,000 (est.) | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Feb 11, 2013 D Predictive Oncology Inc. File 021-191645 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 10, 2013 D Predictive Oncology Inc. File 021-189955 | $24,000 (est.) | $0 | $33,000 (est.) Estimated $33,000 used for salary and stipends due to officers and directors. | Brookline Group, LLC BrokerCheck CRD 153587 ↗ via Brookline Group, LLC (CRD 153587 ↗) | EDGAR ↗ |
| Dec 4, 2012 D/A Predictive Oncology Inc. File 021-180483 | $0 | $0 | $84,000 (est.) Executive officer salaries and board chairman fees. | None listed on this filing | EDGAR ↗ |
| Nov 30, 2012 D Indigo Identityware, Inc. File 021-187696 | $44,250 (est.) | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Jun 19, 2012 D/A Indigo Identityware, Inc. File 021-167717 | $75,000 (est.) | $0 | $530,000 (est.) Estimated amount will be used to pay salaries and compensation of company officers in the ordinary course of business. | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Mar 15, 2012 D Indigo Identityware, Inc. File 021-174967 | $48,750 (est.) | $0 | $530,000 (est.) | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Feb 23, 2012 D/A Dgimed Ortho, Inc. File 021-169248 | $191,973 | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Jul 21, 2011 D Indigo Identityware, Inc. File 021-163279 | $80,000 (est.) | $0 | $665,000 (est.) Estimated amount will be used to pay salaries and compensation of company officers in the ordinary course of business. | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Apr 13, 2011 D Dgimed Ortho, Inc. File 021-158311 | $157,197 | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Dec 15, 2010 D Vision Processing Technologies, Inc. File 021-151935 | $100,000 | $0 | $50,000 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Oct 22, 2010 D Indigo Identityware, Inc. File 021-149472 | $21,000 | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ via Cedar Point Capital, LLC (CRD 145116 ↗) | EDGAR ↗ |
| Sep 16, 2010 D Dgimed Ortho, Inc. File 021-147825 | $22,750 | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Sep 16, 2010 D Dgimed Ortho, Inc. File 021-147828 | $45,500 | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
| Feb 11, 2010 D Indigo Identityware, Inc. File 021-138658 | $165,750 | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ via Cedar Point Capital, LLC (CRD 145116 ↗) | EDGAR ↗ |
| Oct 23, 2009 D/A Incisive Surgical, Inc. File 021-52003 | $275,000 (est.) | $0 | $0 | Todd Campbell Johnson BrokerCheck CRD 4282375 ↗ via Cedar Point Capital, LLC (CRD 145116 ↗) David Bruce Johnson BrokerCheck CRD 259171 ↗ via Cedar Point Capital, LLC (CRD 145116 ↗) James John Chica BrokerCheck CRD 45677 ↗ via Feltl & Company (CRD 6905 ↗) Roger Kenneth Johnson BrokerCheck CRD 801125 ↗ via Feltl & Company (CRD 6905 ↗) | EDGAR ↗ |
| Oct 20, 2009 D Dgimed Ortho, Inc. File 021-124698 | $92,499 | $0 | $0 | Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗ | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named David Johnson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $173.3M from 32 investors (100% of the $1.3M target) as of the latest filing. David is listed as executive officer on 11 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.53M from 12 investors (77% of the $2M target) as of the latest filing. David is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.2M from 8 investors (100% of the $1M target) as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.06M from 3 investors (100% of the $400K target) as of the latest filing. David is listed as director, promoter on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $3.33M from 48 investors (100% of the $2.5M target) as of the latest filing. David is listed as director on 8 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.27M from 18 investors (100% of the $1.09M target) as of the latest filing. David is listed as director on 7 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $1.1M from 5 investors (100% of the $1.1M target) as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $1.03M from 16 investors (41% of the $2.5M target) as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
Listed on the same filings as David Johnson. Their page shows their other deals.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to David Johnson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.
Websites and social links of the issuers David Johnson is listed on: none on file. No website or social profile named in Indigo Identityware, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #335,289 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Edina, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
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