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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:58 AM ET

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David B. Heller

Named as an officer, director or promoter on SEC Form D filings · IL · Feb 10, 2010 → Jan 25, 2012

20deals (issuers)
$1.88Breported sold
1,583investors
47Form D filings
2010–2012years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David B. Heller is listed as an executive officer and director on 47 SEC Form D filings by 20 issuers between Feb 2010 and Jun 2025. Largest by amount reported sold: ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP (Chicago, IL — pooled investment fund — 2010–2012; $242.6M reported sold to 201 investors), ADVISORY RESEARCH ENERGY FUND LP (Chicago, IL — pooled investment fund — 2010–2011; $239.8M reported sold to 117 investors), Advisory Research Value Income Fund L P (Chicago, IL — pooled investment fund — 2010–2012; $208.1M reported sold to 159 investors), ADVISORY RESEARCH INTERNATONAL VALUE FUND LP (Chicago, IL — pooled investment fund — 2010–2012; $187.6M reported sold to 175 investors), ADVISORY RESEARCH SMALL CAP VALUE FUND II LP (60601, IL — pooled investment fund — 2010–2012; $179.3M reported sold to 103 investors) and 15 more (all listed below).

What this means That is a lot of deals — 20 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $1.88B sold in total.

Listed alongside Brien O'Brien (38 shared filings), Christopher Crawshaw (38 shared filings), Cari Ann Hopfensperger (34 shared filings), Thomas Smith (25 shared filings), John Gallop (24 shared filings) and 17 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 3 sponsor groups: Advisory Research (23 issuers, $2.18B reported sold, 2010–2026), Cloud Gate (6 issuers, $79.6M reported sold, 2012–2026) and Port (8 issuers, $324.6M reported sold, 2010–2019).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 47 public filings for David B. Heller and found 12 differences, 2 worth asking the sponsor about: Investor count went down between filings; 12 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David B. Heller has not run yet — it is joining a line of 3,094 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David B. Heller..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

David W Heller closed
United States Bankruptcy Court, N.D. Illinois · No. 08-15585 · Filed Jun 17, 2008 · Closed Jan 27, 2009
Role of David W Heller: Debtor · Outcome: Case closed 2009-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 40 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
DAVID L HELLER closed
United States Bankruptcy Court, D. Minnesota · No. 07-31461 · Filed Apr 27, 2007 · Closed Oct 17, 2007
Role of DAVID L HELLER: Debtor · Outcome: Case closed 2007-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 40 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs
David W Heller closed
United States Bankruptcy Court, N.D. Illinois · No. 06-02876 · Filed Mar 21, 2006 · Closed Sep 11, 2008
Role of David W Heller: Debtor · Outcome: Case closed 2008-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 40 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
David Heller closed
United States Bankruptcy Court, C.D. California · No. 8:05-bk-17938 · Filed Oct 6, 2005 · Closed Mar 31, 2006
Role of David Heller: Debtor · Outcome: Case closed 2006-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 40 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
David Heller closed
United States Bankruptcy Court, E.D. California · No. 04-33107 · Filed Nov 15, 2004 · Closed Feb 28, 2005
Role of David Heller: Debtor · Outcome: Case closed 2005-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 40 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
DAVID G HELLER and SALLY K STORING closed
United States Bankruptcy Court, D. Minnesota · No. 03-38457 · Filed Dec 17, 2003 · Closed Sep 12, 2006
Role of DAVID G HELLER and SALLY K STORING: Debtor · Outcome: Case closed 2006-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 40 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs
SALLY K STORING and DAVID G HELLER closed
United States Bankruptcy Court, D. Minnesota · No. 95-36128 · Filed Dec 15, 1995 · Closed Apr 10, 1996
Role of SALLY K STORING and DAVID G HELLER: Debtor · Outcome: Case closed 1996-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 40 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs
David B. Heller and Cindy A. Heller closed
United States Bankruptcy Court, S.D. Florida. · No. 91-23834 · Filed Oct 21, 1991 · Closed Mar 5, 1992
Role of David B. Heller and Cindy A. Heller: Debtor · Outcome: Case closed 1992-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 40 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for David B. Heller — 2 worth asking about (compared 47 filings on Oct 24, 2026)

Worth asking · Jul 13, 2011 – Jul 10, 2012

Investor count went down between filings — Advisory Research Small Cap Value Opportunity Fund, L.P.

The Jul 13, 2011 filing reports 9 investors; the Jul 10, 2012 Form D/A reports 4 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Jul 13, 2011 ↗Form D/A (later) · Jul 10, 2012 ↗Advisory Research Small Cap Value Opportunity Fund, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 5, 2011 – Jan 24, 2013

12 people are no longer listed on a later amendment

David B. Heller is no longer listed on the Jan 24, 2013 amendment — ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP · David B. Heller is no longer listed on the Jan 24, 2013 amendment — ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P · David B. Heller is no longer listed on the Jan 24, 2013 amendment — ADVISORY RESEARCH SMALL CAP VALUE FUND II LP · David B. Heller is no longer listed on the Jan 24, 2013 amendment — ADVISORY RESEARCH SMALL CAP VALUE FUND LP · David B. Heller is no longer listed on the Jan 23, 2013 amendment — ADVISORY RESEARCH MICROCAP VALUE FUND LP · and 7 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jan 25, 2012 ↗Form D/A · Jan 24, 2013 ↗David B. Heller — PartnerFacts page ↗ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP — PartnerFacts page ↗
Sources
Note · May 23, 2025 – Jun 9, 2025

Form D filed 17 days after the first sale — EDBLOX, INC.

The filing says the first sale was May 23, 2025. The Form D was filed Jun 9, 2025 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 9, 2025 ↗EDBLOX, INC. — PartnerFacts page ↗
Sources
Note · May 25, 2021 – Jun 10, 2021

Form D filed 16 days after the first sale — Approve Holdings, Inc.

The filing says the first sale was May 25, 2021. The Form D was filed Jun 10, 2021 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 10, 2021 ↗Approve Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Oct 1, 2012 – Oct 22, 2012

Form D filed 21 days after the first sale — Cloud Gate Capital Fund LLC

The filing says the first sale was Oct 1, 2012. The Form D was filed Oct 22, 2012 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 22, 2012 ↗Cloud Gate Capital Fund LLC — PartnerFacts page ↗
Sources
Note · Jan 1, 2000 – Jun 9, 2025

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — EDBLOX, INC. (latest filing Jun 9, 2025) · No amendment in the last 12 months on an offering that may still be open — EDBLOX, INC. (latest filing Jun 16, 2022) · No amendment in the last 12 months on an offering that may still be open — Cloud Gate Capital Fund LLC (latest filing Oct 23, 2015) · No amendment in the last 12 months on an offering that may still be open — Cloud Gate Capital Fund Ltd. (latest filing Aug 14, 2015) · No amendment in the last 12 months on an offering that may still be open — Advisory Research Value Income Fund II L P (latest filing Jan 25, 2012) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 9, 2025 ↗EDBLOX, INC. — PartnerFacts page ↗Form D · Jun 16, 2022 ↗Form D/A · Oct 23, 2015 ↗
Sources
Note · Feb 10, 2010 – Jan 5, 2011

David B. Heller is written 2 different ways on the filings

listed as "David B. Heller" on 37 filings (from Feb 10, 2010), and "David Heller" on 10 filings (from Jan 5, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Feb 10, 2010 ↗Form D · Jan 5, 2011 ↗David B. Heller — PartnerFacts page ↗
Sources
Note · Dec 26, 2012 – Oct 22, 2025

Same name, different state: "David Heller" (NY or CO or CA or MA) is a separate record

This page covers filings where the address state is IL. A separate record, "David Heller" with address state NY or CO or CA or MA, is listed on 16 filings — most recently by Kernel Foods, Inc. (Oct 22, 2025). The two records do not overlap in time: this page runs Feb 10, 2010 to Jan 25, 2012; the other runs Dec 26, 2012 to Oct 22, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Heller (NY,CO,CA,MA) — PartnerFacts page ↗Form D · Oct 22, 2025 ↗Kernel Foods, Inc. — PartnerFacts page ↗David B. Heller (IL) — this page ↗
Sources
Note · Nov 17, 2017 – Dec 23, 2021

Same name, different state: "David Heller" (DC) is a separate record

This page covers filings where the address state is IL. A separate record, "David Heller" with address state DC, is listed on 2 filings — most recently by AlgometRx, Inc. (Dec 23, 2021). The two records do not overlap in time: this page runs Feb 10, 2010 to Jan 25, 2012; the other runs Nov 17, 2017 to Dec 23, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Heller (DC) — PartnerFacts page ↗Form D · Dec 23, 2021 ↗AlgometRx, Inc. — PartnerFacts page ↗David B. Heller (IL) — this page ↗
Sources
Note · Nov 1, 2016 – Dec 16, 2021

Same name, different state: "David B. Heller" (NY or D0) is a separate record

This page covers filings where the address state is IL. A separate record, "David B. Heller" with address state NY or D0, is listed on 5 filings — most recently by Longtail Insurance Holdings Ltd. (Sep 30, 2026). The two records do not overlap in time: this page runs Feb 10, 2010 to Jan 25, 2012; the other runs Nov 1, 2016 to Dec 16, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David B. Heller (NY,D0) — PartnerFacts page ↗Form D · Sep 30, 2026 ↗Longtail Insurance Holdings Ltd. — PartnerFacts page ↗David B. Heller (IL) — this page ↗
Sources
Note · Apr 15, 2020

Same name, different state: "David Heller" (OR) is a separate record

This page covers filings where the address state is IL. A separate record, "David Heller" with address state OR, is listed on 1 filing — most recently by REIMBI LLC (Apr 15, 2020). The two records do not overlap in time: this page runs Feb 10, 2010 to Jan 25, 2012; the other has one filing dated Apr 15, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Heller (OR) — PartnerFacts page ↗Form D · Apr 15, 2020 ↗REIMBI LLC — PartnerFacts page ↗David B. Heller (IL) — this page ↗
Sources
Note · Jan 5, 2011 – Feb 21, 2020

8 address changes between filings

Address moved from Minneapolis, MN to Chicago, IL — ADVISORY RESEARCH ENERGY FUND LP · Address moved from Minneapolis, MN to Chicago, IL — ADVISORY RESEARCH INTERNATONAL VALUE FUND LP · Address moved from Chicago, IL to Minneapolis, MN — ADVISORY RESEARCH ENERGY FUND LP · Address moved from Chicago, IL to Minneapolis, MN — ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP · Address moved from Chicago, IL to Minneapolis, MN — ADVISORY RESEARCH SMALL CAP VALUE FUND II LP · and 3 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 22, 2019 ↗Form D/A · Feb 21, 2020 ↗ADVISORY RESEARCH ENERGY FUND LP — PartnerFacts page ↗Form D/A · Jan 4, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 22 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 9, 2025 D
EDBLOX, INC.
File 021-548363
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2022 D
EDBLOX, INC.
File 021-449440
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2021 D
Approve Holdings, Inc.
File 021-402330
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2021 D
EDBLOX, INC.
File 021-393739
$0$0$0None listed on this filingEDGAR ↗
Oct 23, 2015 D/A
Cloud Gate Capital Fund LLC
File 021-185895
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2015 D
Cloud Gate Capital Fund Ltd.
File 021-245772
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2012 D/A
ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P
File 021-42940
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2012 D/A
Advisory Research Value Income Fund L P
File 021-66036
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2012 D/A
Advisory Research Value Income Fund II L P
File 021-66035
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2012 D/A
ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP
File 021-76132
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2012 D/A
S&P 500 INDEX EQUALLY WEIGHTED FUND L P
File 021-126918
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2012 D/A
ADVISORY RESEARCH MICROCAP VALUE FUND LP
File 021-39162
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2012 D/A
ADVISORY RESEARCH SMALL CAP VALUE FUND LP
File 021-39164
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2012 D/A
ADVISORY RESEARCH SMALL CAP VALUE FUND II LP
File 021-126933
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2012 D/A
Advisory Research All Cap Value Fund LP
File 021-77200
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2012 D/A
ADVISORY RESEARCH INTERNATONAL VALUE FUND LP
File 021-126766
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2011 D
Advisory Research Small Cap Value Opportunity Fund, L.P.
File 021-162792
$0$0$0None listed on this filingEDGAR ↗
Jul 11, 2011 D/A
Advisory Research Global Small Cap Fund, L.P.
File 021-144720
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2011 D/A
ADVISORY RESEARCH ENERGY FUND LP
File 021-75399
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2011 D
Piper Jaffray Municipal Opportunities Fund, L.P.
File 021-153024
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2010 D/A
ADVISORY RESEARCH LARGE CAP EQUITY FUND LP
File 021-39165
$0$0$0None listed on this filingEDGAR ↗
Feb 10, 2010 D/A
Advisory Research Global ALL Cap Fund L P
File 021-70133
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 20

Every issuer that named David B. Heller on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

E
Other Technology

EDBLOX, INC.

Chicago, IL · Mar 26, 2021 → Jun 9, 2025 · 3 filings
  • Jun 9, 2025 · D · $3,771,578 sold of $9,018,483 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 16, 2022 · D · $32,999,985 sold of $39,999,981 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 26, 2021 · D · $9,548,207 sold of $9,548,207 · 64 investors · min. $2,497 · role: Director EDGAR ↗

Raised $33M from 64 investors (100% of the $9.02M target) as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AH
Other · group: Cloud Gate

Approve Holdings, Inc.

Chicago, IL · Jun 10, 2021
  • Jun 10, 2021 · D · $1,200,000 sold of $1,200,000 · 3 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗

Raised $1.2M from 3 investors (100% of the $1.2M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Cloud Gate

Cloud Gate Capital Fund LLC

Chicago, IL · Oct 22, 2012 → Oct 23, 2015 · 4 filings
  • Oct 23, 2015 · D/A · $54,650,830 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 23, 2014 · D/A · $39,534,568 sold of Indefinite · 25 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 22, 2013 · D/A · $32,399,497 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 22, 2012 · D · $13,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $54.7M from 28 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Cloud Gate

Cloud Gate Capital Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 14, 2015
  • Aug 14, 2015 · D · $2,600,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $2.6M from 1 investor as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Pooled Investment Fund · group: Advisory Research

Advisory Research Value Income Fund II L P

Chicago, IL · Feb 11, 2010 → Jan 25, 2012 · 3 filings
  • Jan 25, 2012 · D/A · $51,447,504 sold of Indefinite · 39 investors · min. $500,000 · role: Executive Officer (Exective Officer of Issuer's General Partner) EDGAR ↗
  • Feb 4, 2011 · D/A · $50,947,504 sold of Indefinite · 39 investors · min. $500,000 · role: Executive Officer (Exective Officer of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $50,597,504 sold of Indefinite · 39 investors · min. $500,000 · role: Executive Officer (Exective Officer of Issuer's General Partner) EDGAR ↗

Raised $51.4M from 39 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

Advisory Research Value Income Fund L P

Chicago, IL · Feb 11, 2010 → Jan 25, 2012 · 3 filings
  • Jan 25, 2012 · D/A · $208,136,579 sold of Indefinite · 159 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Feb 4, 2011 · D/A · $206,051,579 sold of Indefinite · 157 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $172,849,600 sold of Indefinite · 147 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $208.1M from 159 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP

Chicago, IL · Feb 11, 2010 → Jan 25, 2012 · 3 filings
  • Jan 25, 2012 · D/A · $240,103,500 sold of Indefinite · 199 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 31, 2011 · D/A · $229,003,500 sold of Indefinite · 197 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $228,852,474 sold of Indefinite · 197 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $242.6M from 201 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P

Chicago, IL · Feb 11, 2010 → Jan 25, 2012 · 3 filings
  • Jan 25, 2012 · D/A · $97,046,973 sold of Indefinite · 106 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 31, 2011 · D/A · $94,046,973 sold of Indefinite · 104 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $92,527,447 sold of Indefinite · 101 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $107.2M from 112 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH SMALL CAP VALUE FUND II LP

60601, IL · Feb 11, 2010 → Jan 24, 2012 · 3 filings
  • Jan 24, 2012 · D/A · $168,540,804 sold of Indefinite · 100 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 28, 2011 · D/A · $161,574,930 sold of Indefinite · 96 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $159,974,930 sold of Indefinite · 95 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $179.3M from 103 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH SMALL CAP VALUE FUND LP

Chicago, IL · Feb 11, 2010 → Jan 24, 2012 · 3 filings
  • Jan 24, 2012 · D/A · $98,080,139 sold of Indefinite · 106 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 28, 2011 · D/A · $97,680,139 sold of Indefinite · 106 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $97,380,139 sold of Indefinite · 106 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $99.6M from 108 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SP
Pooled Investment Fund · group: Port

S&P 500 INDEX EQUALLY WEIGHTED FUND L P

Chicago, IL · Feb 11, 2010 → Jan 24, 2012 · 3 filings
  • Jan 24, 2012 · D/A · $65,907,500 sold of Indefinite · 71 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 28, 2011 · D/A · $65,667,500 sold of Indefinite · 71 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $62,286,919 sold of Indefinite · 62 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $81.8M from 84 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH MICROCAP VALUE FUND LP

Chicago, IL · Feb 11, 2010 → Jan 24, 2012 · 3 filings
  • Jan 24, 2012 · D/A · $156,124,213 sold of Indefinite · 186 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 26, 2011 · D/A · $154,710,213 sold of Indefinite · 185 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $153,462,818 sold of Indefinite · 180 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $156.6M from 187 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH INTERNATONAL VALUE FUND LP

Chicago, IL · Feb 10, 2010 → Jan 23, 2012 · 3 filings
  • Jan 23, 2012 · D/A · $178,608,744 sold of Indefinite · 164 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 26, 2011 · D/A · $175,254,157 sold of Indefinite · 162 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Feb 10, 2010 · D/A · $173,213,642 sold of Indefinite · 159 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $187.6M from 175 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

Advisory Research All Cap Value Fund LP

Chicago, IL · Feb 10, 2010 → Jan 23, 2012 · 3 filings
  • Jan 23, 2012 · D/A · $25,214,916 sold of Indefinite · 48 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Issuer's General Partner) EDGAR ↗
  • Jan 26, 2011 · D/A · $25,214,916 sold of Indefinite · 48 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Issuer's General Partner) EDGAR ↗
  • Feb 10, 2010 · D/A · $25,214,916 sold of Indefinite · 48 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Issuer's General Partner) EDGAR ↗

Raised $25.3M from 50 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

Advisory Research Small Cap Value Opportunity Fund, L.P.

Chicago, IL · Jul 13, 2011
  • Jul 13, 2011 · D · $750,000 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $1.25M from 9 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

Advisory Research Global Small Cap Fund, L.P.

Chicago, IL · Jul 12, 2010 → Jul 11, 2011 · 2 filings
  • Jul 11, 2011 · D/A · $400,000 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jul 12, 2010 · D · $375,000 sold of Indefinite · 8 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $8.8M from 10 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH ENERGY FUND LP

Chicago, IL · Feb 10, 2010 → Jan 26, 2011 · 2 filings
  • Jan 26, 2011 · D/A · $165,750,235 sold of Indefinite · 99 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗
  • Feb 10, 2010 · D/A · $164,493,235 sold of Indefinite · 93 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $239.8M from 117 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PJ
Pooled Investment Fund · group: Advisory Research

Piper Jaffray Municipal Opportunities Fund, L.P.

Minneapolis, MN · Jan 5, 2011
  • Jan 5, 2011 · D · $1,250,000 sold of Indefinite · 2 investors · min. $2,000,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $164.3M from 42 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH LARGE CAP EQUITY FUND LP

Chicago, IL · Feb 11, 2010
  • Feb 11, 2010 · D/A · $23,236,952 sold of Indefinite · 71 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $23.2M from 71 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Advisory Research

Advisory Research Global ALL Cap Fund L P

Chicago, IL · Feb 10, 2010
  • Feb 10, 2010 · D/A · $8,513,263 sold of Indefinite · 20 investors · min. $500,000 · role: Executive Officer (Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $8.51M from 20 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Heller — NY, CO, CA, MA, 8 issuers, Dec 26, 2012 → Oct 22, 2025 · no shared issuer
  • David B. Heller — NY, Bermuda (as filed: D0), 3 issuers, Nov 1, 2016 → Dec 16, 2021 · no shared issuer
  • David Heller — DC, 1 issuer, Nov 17, 2017 → Dec 23, 2021 · no shared issuer
  • David Heller — OR, 1 issuer, Apr 15, 2020 → Apr 15, 2020 · no shared issuer

People around David 22

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CG
Management entity

Cloud Gate Capital LLC

Promoter · 5 shared filings (2 issuers)

Listed on the same filings as David B. Heller. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brien O'Brien

Executive Officer, Promoter, Director · 38 shared filings (16 issuers) · also on 7 other issuers

Brien O'Brien is on 23 issuers in total — a repeat sponsor. Their page lists every one.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Crawshaw

Director, Executive Officer · 38 shared filings (16 issuers) · also on 4 other issuers

Christopher Crawshaw is on 20 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cari Ann Hopfensperger

Executive Officer · 34 shared filings (15 issuers) · also on 1 other issuer

Cari Ann Hopfensperger is on 16 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Smith

Director · 25 shared filings (14 issuers) · also on 4 other issuers

Thomas Smith is on 18 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Gallop

Director · 24 shared filings (14 issuers) · also on 9 other issuers

John Gallop is on 23 issuers in total — a repeat sponsor. Their page lists every one.

HC
No photo found yet (own website and image search run after this page is viewed)
Person

Heather Calby

Executive Officer · 23 shared filings (13 issuers) · also on 3 other issuers

Heather Calby is on 16 issuers in total — a repeat sponsor. Their page lists every one.

BN
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Newman

Executive Officer · 5 shared filings (2 issuers) · also on 10 other issuers

Brian Newman is on 12 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cari Ann Hoffensperger

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David B. Heller. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Knupp

Executive Officer, Director · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as David B. Heller. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Shaily Baranwal

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as David B. Heller. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Rottenberg

Director · 3 shared filings (1 issuer)

Listed on the same filings as David B. Heller. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Rothwell

Director · 3 shared filings (1 issuer)

Listed on the same filings as David B. Heller. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cari Ann Hpofensperger

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David B. Heller. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Gallo

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David B. Heller. Their page shows their other deals.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

Leo Kavitsky

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David B. Heller. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Hooper

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David B. Heller. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry Kroshus

Director · 1 shared filing (1 issuer)

Listed on the same filings as David B. Heller. Their page shows their other deals.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Lexi Reese

Director · 1 shared filing (1 issuer)

Listed on the same filings as David B. Heller. Their page shows their other deals.

FS
No photo found yet (own website and image search run after this page is viewed)
Person

Feride Sen

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David B. Heller. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Piyush Lumba

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David B. Heller. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Genevieve Kinney

Director · 1 shared filing (1 issuer)

Listed on the same filings as David B. Heller. Their page shows their other deals.

The team behind the deals

AR
Sponsor group

Advisory Research

23 issuers · 149 filings · $2.18B reported sold · 2010–2026

One team, 23 deal companies. David B. Heller is listed on 15 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David B. Heller.

CG
Sponsor group

Cloud Gate

6 issuers · 36 filings · $79.6M reported sold · 2012–2026

One team, 6 deal companies. David B. Heller is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David B. Heller.

P
Sponsor group

Port

8 issuers · 30 filings · $324.6M reported sold · 2010–2019

One team, 8 deal companies. David B. Heller is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David B. Heller.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 20 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): S&P 500 INDEX EQUALLY WEIGHTED FUND L P.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David B. Heller by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 20 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David B. Heller is listed on: none on file. No website or social profile named in ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #261,917 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗Minnesota Secretary of State business search ↗OpenCorporates ↗

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