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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:21 AM ET

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Christopher Crawshaw

Named as an officer, director or promoter on SEC Form D filings · IL, MN · Feb 10, 2010 → Sep 14, 2017

20deals (issuers)
$2.27Breported sold
1,586investors
105Form D filings
2010–2017years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Christopher Crawshaw is listed as an executive officer, director, and promoter on 105 SEC Form D filings by 20 issuers between Feb 2010 and Sep 2017. Largest by amount reported sold: PDCP 1740 Fund, LP (Chicago, IL — pooled investment fund — 2015–2017; $263.9M reported sold to 1 investors), ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP (Chicago, IL — pooled investment fund — 2010–2017; $242.6M reported sold to 201 investors), ADVISORY RESEARCH ENERGY FUND LP (Chicago, IL — pooled investment fund — 2010–2017; $239.8M reported sold to 117 investors), Advisory Research Value Income Fund L P (Chicago, IL — pooled investment fund — 2010–2012; $208.1M reported sold to 159 investors), ADVISORY RESEARCH INTERNATONAL VALUE FUND LP (Chicago, IL — pooled investment fund — 2010–2017; $187.6M reported sold to 175 investors) and 15 more (all listed below).

What this means That is a lot of deals — 20 separate companies raised money with this person listed as executive officer, director, and promoter, over about 7 years. Across those companies the filings report $2.27B sold in total.

Listed alongside Thomas Smith (90 shared filings), Brien O'Brien (64 shared filings), Susan Steiner (56 shared filings), Heather Calby (55 shared filings), Laura Moret (48 shared filings) and 27 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.

The issuers belong to 3 sponsor groups: Advisory Research (23 issuers, $2.18B reported sold, 2010–2026), Port (8 issuers, $324.6M reported sold, 2010–2019) and Gmo (77 issuers, $89.25B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 105 public filings for Christopher Crawshaw and found 13 differences, 6 worth asking the sponsor about: Bankruptcy case: Christopher L. Crawshaw and Lisa A. Crawshaw; Bankruptcy case: Christopher Crawshaw; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Christopher Crawshaw has not run yet — it is joining a line of 31,335 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Christopher Crawshaw..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Christopher L. Crawshaw and Lisa A. Crawshaw closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 10-71485 · Filed Dec 27, 2010 · Closed Apr 6, 2016
Role of Christopher L. Crawshaw and Lisa A. Crawshaw: Debtor · Outcome: Case closed 2016-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in PA (not a filing state)
Christopher Crawshaw closed
United States Bankruptcy Court, D. Kansas · No. 05-40647 · Filed Mar 17, 2005 · Closed Jul 18, 2005
Role of Christopher Crawshaw: Debtor · Outcome: Case closed 2005-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in KS (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Christopher Crawshaw — 6 worth asking about (compared the newest 50 of 105 filings on Oct 24, 2026; older filings not covered)

Worth asking · Dec 27, 2010 – Apr 6, 2016

Bankruptcy case: Christopher L. Crawshaw and Lisa A. Crawshaw — filed Dec 27, 2010

United States Bankruptcy Court, W.D. Pennsylvania docket "Christopher L. Crawshaw and Lisa A. Crawshaw" filed Dec 27, 2010, closed Apr 6, 2016. Christopher Crawshaw is listed as Debtor ("Christopher L. Crawshaw and Lisa A. Crawshaw"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Mar 17, 2005 – Jul 18, 2005

Bankruptcy case: Christopher Crawshaw — filed Mar 17, 2005

United States Bankruptcy Court, D. Kansas docket "Christopher Crawshaw" filed Mar 17, 2005, closed Jul 18, 2005. Christopher Crawshaw is listed as Debtor. Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jan 28, 2002 – Oct 17, 2002

Bankruptcy case: HEARTLAND STATE BANK v. SCHONEMAN — filed Jan 28, 2002

United States Bankruptcy Court, D. Minnesota docket "HEARTLAND STATE BANK v. SCHONEMAN" filed Jan 28, 2002, closed Oct 17, 2002. Debbra Schoneman (listed on the same filings) is listed as Defendant ("SCHONEMAN"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jan 9, 2015 – Jan 8, 2016

Amount sold went down between filings — ADVISORY RESEARCH SMALL CAP VALUE FUND LP

The Jan 9, 2015 filing says $99,630,006 sold; the Jan 8, 2016 Form D/A says $99,450,006 sold — $180,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jan 24, 2014 – Jan 9, 2015

Investor count went down between filings — ADVISORY RESEARCH SMALL CAP VALUE FUND II LP

The Jan 24, 2014 filing reports 103 investors; the Jan 9, 2015 Form D/A reports 102 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Jan 24, 2014 – Jan 9, 2015

Investor count went down between filings — ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P

The Jan 24, 2014 filing reports 112 investors; the Jan 9, 2015 Form D/A reports 111 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Jan 1, 2017 – Jan 23, 2017

Form D filed 22 days after the first sale — GMO-Usonian Japan Value Creation U.S. Dollar Hedged Fund, L.P.

The filing says the first sale was Jan 1, 2017. The Form D was filed Jan 23, 2017 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jun 22, 1999 – Jan 13, 2017

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ADVISORY RESEARCH SMALL CAP VALUE FUND LP (latest filing Jan 13, 2017) · No amendment in the last 12 months on an offering that may still be open — Advisory Research All Cap Value Fund LP (latest filing Jan 9, 2017) · No amendment in the last 12 months on an offering that may still be open — ADVISORY RESEARCH MICROCAP VALUE FUND LP (latest filing Jan 9, 2017) · No amendment in the last 12 months on an offering that may still be open — ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P (latest filing Jan 9, 2017) · No amendment in the last 12 months on an offering that may still be open — Advisory Research Global Small Cap Fund, L.P. (latest filing Jul 29, 2016) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Jan 9, 2017 – Sep 13, 2018

7 people are no longer listed on a later amendment

Christopher Crawshaw is no longer listed on the Sep 13, 2018 amendment — PDCP 1740 Fund, LP · Christopher Crawshaw is no longer listed on the Feb 23, 2018 amendment — ADVISORY RESEARCH ENERGY FUND LP · Christopher Crawshaw is no longer listed on the Jan 4, 2018 amendment — ADVISORY RESEARCH INTERNATONAL VALUE FUND LP · Christopher Crawshaw is no longer listed on the Jan 4, 2018 amendment — ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP · Christopher Crawshaw is no longer listed on the Jan 4, 2018 amendment — ADVISORY RESEARCH SMALL CAP VALUE FUND II LP · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Jan 23, 2012 – Jan 29, 2015

24 role changes for the same people across filings

Christopher Crawshaw's role changed at ADVISORY RESEARCH ENERGY FUND LP: executive officer → executive officer, director · Christopher Crawshaw's role changed at ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP: executive officer → executive officer, director · Christopher Crawshaw's role changed at ADVISORY RESEARCH INTERNATONAL VALUE FUND LP: executive officer → executive officer, director · Christopher Crawshaw's role changed at Advisory Research All Cap Value Fund LP: executive officer → executive officer, director · Christopher Crawshaw's role changed at ADVISORY RESEARCH SMALL CAP VALUE FUND II LP: executive officer → executive officer, director · and 19 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Feb 10, 2010 – Jun 11, 2014

Christopher Crawshaw is written 2 different ways on the filings

listed as "Christopher Crawshaw" on 92 filings (from Feb 10, 2010), and "Christopher D. Crawshaw" on 2 filings (from Jun 11, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Apr 22, 2014 – Sep 11, 2020

11 address changes between filings

Address moved from Minneapolis, MN to Chicago, IL — PDCP 1740 Fund, LP · Address moved from Minneapolis, MN to Chicago, IL — ADVISORY RESEARCH ENERGY FUND LP · Address moved from Minneapolis, MN to Chicago, IL — ADVISORY RESEARCH INTERNATONAL VALUE FUND LP · Address moved from Chicago, IL to Minneapolis, MN — PDCP 1740 Fund, LP · Address moved from Chicago, IL to Minneapolis, MN — ADVISORY RESEARCH ENERGY FUND LP · and 6 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Feb 10, 2010 – Sep 14, 2017

Christopher Crawshaw is listed with 2 different address states: IL, MN

IL on 92 filings (Feb 10, 2010 to Sep 14, 2017); MN on 2 filings (Jun 11, 2014 to Nov 24, 2015).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 105 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 21 offerings reports sales commissions totalling $1,472; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 14, 2017 D/A
PDCP 1740 Fund, LP
File 021-247547
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2017 D/A
ADVISORY RESEARCH ENERGY FUND LP
File 021-75399
$1,472 (est.)$0$0Piper Jaffray & Co BrokerCheck CRD 665 ↗
via Piper Jaffrary & Co (CRD 665 ↗)
EDGAR ↗
Jan 23, 2017 D
GMO-Usonian Japan Value Creation U.S. Dollar Hedged Fund, L.P.
File 021-279009
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2017 D/A
ADVISORY RESEARCH SMALL CAP VALUE FUND LP
File 021-39164
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
Advisory Research All Cap Value Fund LP
File 021-77200
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
ADVISORY RESEARCH INTERNATONAL VALUE FUND LP
File 021-126766
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
S&P 500 INDEX EQUALLY WEIGHTED FUND L P
File 021-126918
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
ADVISORY RESEARCH MICROCAP VALUE FUND LP
File 021-39162
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P
File 021-42940
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP
File 021-76132
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2017 D/A
ADVISORY RESEARCH SMALL CAP VALUE FUND II LP
File 021-126933
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2016 D/A
Advisory Research Global Small Cap Fund, L.P.
File 021-144720
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2016 D/A
Advisory Research Opportunities Fund, L.P.
File 021-178213
$0$0$0None listed on this filingEDGAR ↗
Nov 24, 2015 D
PIPER JAFFRAY COMPANIES
File 021-251863
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 11, 2014 D
PIPER JAFFRAY COMPANIES
File 021-218983
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 10, 2012 D/A
Advisory Research Small Cap Value Opportunity Fund, L.P.
File 021-162792
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2012 D/A
Advisory Research Value Income Fund L P
File 021-66036
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2012 D/A
Advisory Research Value Income Fund II L P
File 021-66035
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2011 D
Piper Jaffray Municipal Opportunities Fund, L.P.
File 021-153024
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2010 D/A
ADVISORY RESEARCH LARGE CAP EQUITY FUND LP
File 021-39165
$0$0$0None listed on this filingEDGAR ↗
Feb 10, 2010 D/A
Advisory Research Global ALL Cap Fund L P
File 021-70133
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 20

Every issuer that named Christopher Crawshaw on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

PDCP 1740 Fund, LP

Chicago, IL · Sep 14, 2015 → Sep 14, 2017 · 3 filings
  • Sep 14, 2017 · D/A · $155,160,418 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Director, President and CEO of Issuer's General Partner) EDGAR ↗
  • Sep 14, 2016 · D/A · $155,160,418 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Director, President and CEO of Issuer's General Partner) EDGAR ↗
  • Sep 14, 2015 · D · $120,160,418 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Director, President and CEO of Issuer's General Partner) EDGAR ↗

Raised $263.9M from 1 investor as of the latest filing. Christopher is listed as executive officer, director, promoter on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH ENERGY FUND LP

Chicago, IL · Feb 10, 2010 → Feb 23, 2017 · 8 filings
  • Feb 23, 2017 · D/A · $239,767,795 sold of Indefinite · 117 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Feb 22, 2016 · D/A · $239,515,158 sold of Indefinite · 116 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 29, 2015 · D/A · $238,741,756 sold of Indefinite · 115 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 23, 2014 · D/A · $200,863,550 sold of Indefinite · 113 investors · min. $500,000 · role: Executive Officer (President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 23, 2013 · D/A · $198,550,071 sold of Indefinite · 112 investors · min. $500,000 · role: Executive Officer (President and Secretary of Issuer's General Partner) EDGAR ↗
  • Jan 23, 2012 · D/A · $174,550,571 sold of Indefinite · 105 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Jan 26, 2011 · D/A · $165,750,235 sold of Indefinite · 99 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 10, 2010 · D/A · $164,493,235 sold of Indefinite · 93 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $239.8M from 117 investors as of the latest filing. Christopher is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Gmo

GMO-Usonian Japan Value Creation U.S. Dollar Hedged Fund, L.P.

Boston, MA · Jan 23, 2017
  • Jan 23, 2017 · D · $3,700,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗

Raised $20.5M from 20 investors as of the latest filing. Christopher is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH SMALL CAP VALUE FUND LP

Chicago, IL · Feb 11, 2010 → Jan 13, 2017 · 8 filings
  • Jan 13, 2017 · D/A · $99,450,006 sold of Indefinite · 108 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 8, 2016 · D/A · $99,450,006 sold of Indefinite · 108 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 9, 2015 · D/A · $99,630,006 sold of Indefinite · 108 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 24, 2014 · D/A · $99,434,473 sold of Indefinite · 107 investors · min. $500,000 · role: Executive Officer (President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 24, 2013 · D/A · $98,080,139 sold of Indefinite · 106 investors · min. $500,000 · role: Executive Officer (President and Secretary of Issuer's General Partner) EDGAR ↗
  • Jan 24, 2012 · D/A · $98,080,139 sold of Indefinite · 106 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Jan 28, 2011 · D/A · $97,680,139 sold of Indefinite · 106 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $97,380,139 sold of Indefinite · 106 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $99.6M from 108 investors as of the latest filing. Christopher is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH INTERNATONAL VALUE FUND LP

Chicago, IL · Feb 10, 2010 → Jan 9, 2017 · 9 filings
  • Jan 9, 2017 · D/A · $187,586,033 sold of Indefinite · 175 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 8, 2016 · D/A · $187,061,033 sold of Indefinite · 172 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 9, 2015 · D/A · $186,761,033 sold of Indefinite · 170 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 9, 2015 · D/A · $186,761,033 sold of Indefinite · 170 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 23, 2014 · D/A · $186,264,033 sold of Indefinite · 168 investors · min. $500,000 · role: Executive Officer (Chief Executive Officer and President of Issuer's General Partner) EDGAR ↗
  • Jan 22, 2013 · D/A · $182,374,033 sold of Indefinite · 166 investors · min. $500,000 · role: Executive Officer (President and Secretary of Issuer's General Partner) EDGAR ↗
  • Jan 23, 2012 · D/A · $178,608,744 sold of Indefinite · 164 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Jan 26, 2011 · D/A · $175,254,157 sold of Indefinite · 162 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 10, 2010 · D/A · $173,213,642 sold of Indefinite · 159 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $187.6M from 175 investors as of the latest filing. Christopher is listed as executive officer, director on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP

Chicago, IL · Feb 11, 2010 → Jan 9, 2017 · 8 filings
  • Jan 9, 2017 · D/A · $242,561,300 sold of Indefinite · 201 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 8, 2016 · D/A · $242,261,300 sold of Indefinite · 201 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 12, 2015 · D/A · $242,261,300 sold of Indefinite · 201 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 24, 2014 · D/A · $241,536,300 sold of Indefinite · 200 investors · min. $500,000 · role: Executive Officer (President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 24, 2013 · D/A · $240,103,500 sold of Indefinite · 199 investors · min. $500,000 · role: Executive Officer (President and Secretary of Issuer's General Partner) EDGAR ↗
  • Jan 25, 2012 · D/A · $240,103,500 sold of Indefinite · 199 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Jan 31, 2011 · D/A · $229,003,500 sold of Indefinite · 197 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $228,852,474 sold of Indefinite · 197 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $242.6M from 201 investors as of the latest filing. Christopher is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Advisory Research

Advisory Research All Cap Value Fund LP

Chicago, IL · Feb 10, 2010 → Jan 9, 2017 · 10 filings
  • Jan 9, 2017 · D/A · $25,314,916 sold of Indefinite · 50 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 8, 2016 · D/A · $25,314,916 sold of Indefinite · 50 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 9, 2015 · D/A · $25,314,916 sold of Indefinite · 50 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 9, 2015 · D/A · $25,314,916 sold of Indefinite · 50 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 22, 2014 · D/A · $25,314,916 sold of Indefinite · 50 investors · min. $500,000 · role: Executive Officer (CEO and Secretary of Issuer's General Partner) EDGAR ↗
  • Jan 22, 2013 · D/A · $25,314,916 sold of Indefinite · 50 investors · min. $500,000 · role: Executive Officer (President and Secretary of Issuer's General Partner) EDGAR ↗
  • Jan 22, 2013 · D/A · $25,314,916 sold of Indefinite · 50 investors · min. $500,000 · role: Director (President and Secretary of Issuer's General Partner) EDGAR ↗
  • Jan 23, 2012 · D/A · $25,214,916 sold of Indefinite · 48 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Jan 26, 2011 · D/A · $25,214,916 sold of Indefinite · 48 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 10, 2010 · D/A · $25,214,916 sold of Indefinite · 48 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $25.3M from 50 investors as of the latest filing. Christopher is listed as executive officer, director on 10 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH SMALL CAP VALUE FUND II LP

60601, IL · Feb 11, 2010 → Jan 9, 2017 · 8 filings
  • Jan 9, 2017 · D/A · $179,290,093 sold of Indefinite · 102 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 8, 2016 · D/A · $179,290,093 sold of Indefinite · 102 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 9, 2015 · D/A · $179,290,093 sold of Indefinite · 102 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 24, 2014 · D/A · $178,690,093 sold of Indefinite · 103 investors · min. $500,000 · role: Executive Officer (Chief Executive Officer and President of Issuer's General Partner) EDGAR ↗
  • Jan 24, 2013 · D/A · $175,390,093 sold of Indefinite · 102 investors · min. $500,000 · role: Executive Officer (President and Secretary of Issuer's General Partner) EDGAR ↗
  • Jan 24, 2012 · D/A · $168,540,804 sold of Indefinite · 100 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Jan 28, 2011 · D/A · $161,574,930 sold of Indefinite · 96 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $159,974,930 sold of Indefinite · 95 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $179.3M from 103 investors as of the latest filing. Christopher is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH MICROCAP VALUE FUND LP

Chicago, IL · Feb 11, 2010 → Jan 9, 2017 · 8 filings
  • Jan 9, 2017 · D/A · $156,636,225 sold of Indefinite · 187 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 8, 2016 · D/A · $156,636,225 sold of Indefinite · 187 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 9, 2015 · D/A · $156,636,225 sold of Indefinite · 187 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 23, 2014 · D/A · $156,636,225 sold of Indefinite · 186 investors · min. $500,000 · role: Executive Officer (Chief Executive Officer and President of Issuer's General Partner) EDGAR ↗
  • Jan 23, 2013 · D/A · $156,574,213 sold of Indefinite · 186 investors · min. $500,000 · role: Executive Officer (President and Secretary of Issuer's General Partner) EDGAR ↗
  • Jan 24, 2012 · D/A · $156,124,213 sold of Indefinite · 186 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Jan 26, 2011 · D/A · $154,710,213 sold of Indefinite · 185 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $153,462,818 sold of Indefinite · 180 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $156.6M from 187 investors as of the latest filing. Christopher is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Port

S&P 500 INDEX EQUALLY WEIGHTED FUND L P

Chicago, IL · Feb 11, 2010 → Jan 9, 2017 · 8 filings
  • Jan 9, 2017 · D/A · $81,752,717 sold of Indefinite · 84 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 8, 2016 · D/A · $81,752,717 sold of Indefinite · 84 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 9, 2015 · D/A · $80,962,717 sold of Indefinite · 84 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 23, 2014 · D/A · $77,092,717 sold of Indefinite · 79 investors · min. $500,000 · role: Executive Officer (Chief Executive Officer and President of Issuer's General Partner) EDGAR ↗
  • Jan 23, 2013 · D/A · $67,527,500 sold of Indefinite · 72 investors · min. $500,000 · role: Executive Officer (President and Secretary of Issuer's General Partner) EDGAR ↗
  • Jan 24, 2012 · D/A · $65,907,500 sold of Indefinite · 71 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Jan 28, 2011 · D/A · $65,667,500 sold of Indefinite · 71 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $62,286,919 sold of Indefinite · 62 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $81.8M from 84 investors as of the latest filing. Christopher is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P

Chicago, IL · Feb 11, 2010 → Jan 9, 2017 · 8 filings
  • Jan 9, 2017 · D/A · $107,160,762 sold of Indefinite · 112 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 8, 2016 · D/A · $107,160,762 sold of Indefinite · 112 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 9, 2015 · D/A · $107,035,762 sold of Indefinite · 111 investors · min. $500,000 · role: Executive Officer, Director (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Jan 24, 2014 · D/A · $107,035,762 sold of Indefinite · 112 investors · min. $500,000 · role: Executive Officer (Chief Executive Officer and President of Issuer's General Partner) EDGAR ↗
  • Jan 24, 2013 · D/A · $97,361,973 sold of Indefinite · 107 investors · min. $500,000 · role: Executive Officer (President and Secretary of Issuer's General Partner) EDGAR ↗
  • Jan 25, 2012 · D/A · $97,046,973 sold of Indefinite · 106 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Jan 31, 2011 · D/A · $94,046,973 sold of Indefinite · 104 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $92,527,447 sold of Indefinite · 101 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $107.2M from 112 investors as of the latest filing. Christopher is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Advisory Research

Advisory Research Global Small Cap Fund, L.P.

Chicago, IL · Jul 12, 2010 → Jul 29, 2016 · 7 filings
  • Jul 29, 2016 · D/A · $8,805,000 sold of Indefinite · 10 investors · min. $500,000 · role: Executive Officer, Director, Promoter (Director, President and CEO of Issuer's General Partner) EDGAR ↗
  • Jul 29, 2015 · D/A · $400,000 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer, Director, Promoter (Director, President and CEO of Issuer's General Partner) EDGAR ↗
  • Jul 29, 2014 · D/A · $400,000 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer, Director, Promoter (Director, President and CEO of Issuer's General Partner) EDGAR ↗
  • Jul 9, 2013 · D/A · $400,000 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer (President and Secretary of Issuer's General Partner) EDGAR ↗
  • Jul 10, 2012 · D/A · $400,000 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer, Director (Executive Officer and Managing Director of Issuer's General Partner) EDGAR ↗
  • Jul 11, 2011 · D/A · $400,000 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer, Director (Executive Officer and Managing Director of Issuer's General Partner) EDGAR ↗
  • Jul 12, 2010 · D · $375,000 sold of Indefinite · 8 investors · min. $500,000 · role: Executive Officer, Director (Executive Officer and Managing Director of Issuer's General Partner) EDGAR ↗

Raised $8.8M from 10 investors as of the latest filing. Christopher is listed as executive officer, director, promoter on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Advisory Research

Advisory Research Opportunities Fund, L.P.

Chicago, IL · May 14, 2012 → Apr 22, 2016 · 6 filings
  • Apr 22, 2016 · D/A · $28,713,452 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer, Director, Promoter (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Apr 24, 2015 · D/A · $26,762,017 sold of Indefinite · 37 investors · min. $1,000,000 · role: Executive Officer, Director, Promoter (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Apr 24, 2014 · D/A · $21,762,017 sold of Indefinite · 33 investors · min. $1,000,000 · role: Executive Officer, Director, Promoter (Director and President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • Apr 22, 2014 · D/A · $21,762,017 sold of Indefinite · 33 investors · min. $1,000,000 · role: Executive Officer (President and Chief Executive Officer of Issuer's General Partner) EDGAR ↗
  • May 10, 2013 · D/A · $15,029,033 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer (President and Secretary of Issuer's General Partner) EDGAR ↗
  • May 14, 2012 · D · $1,750,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer, Director (Executive Officer and Director of Issuer's General Partner) EDGAR ↗

Raised $28.7M from 40 investors as of the latest filing. Christopher is listed as executive officer, director, promoter on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Banking and Financial Services · group: Advisory Research

PIPER JAFFRAY COMPANIES

Minneapolis, MN · Jun 11, 2014 → Nov 24, 2015 · 2 filings
  • Nov 24, 2015 · D · $47,911,000 sold of $47,911,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 11, 2014 · D · $0 sold of $50,000,000 · 1 investors · min. $50,000,000 · role: Executive Officer EDGAR ↗

Raised $175M from 38 investors (100% of the $47.9M target) as of the latest filing. Christopher is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Advisory Research

Advisory Research Small Cap Value Opportunity Fund, L.P.

Chicago, IL · Jul 13, 2011 → Jul 10, 2012 · 2 filings
  • Jul 10, 2012 · D/A · $1,250,000 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer, Director (Executive Officer and Managing Director of Issuer's General Partner) EDGAR ↗
  • Jul 13, 2011 · D · $750,000 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer, Director (Executive Officer and Managing Director of Issuer's General Partner) EDGAR ↗

Raised $1.25M from 9 investors as of the latest filing. Christopher is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Advisory Research

Advisory Research Value Income Fund II L P

Chicago, IL · Feb 11, 2010 → Jan 25, 2012 · 3 filings
  • Jan 25, 2012 · D/A · $51,447,504 sold of Indefinite · 39 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 4, 2011 · D/A · $50,947,504 sold of Indefinite · 39 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $50,597,504 sold of Indefinite · 39 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $51.4M from 39 investors as of the latest filing. Christopher is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Advisory Research

Advisory Research Value Income Fund L P

Chicago, IL · Feb 11, 2010 → Jan 25, 2012 · 3 filings
  • Jan 25, 2012 · D/A · $208,136,579 sold of Indefinite · 159 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 4, 2011 · D/A · $206,051,579 sold of Indefinite · 157 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗
  • Feb 11, 2010 · D/A · $172,849,600 sold of Indefinite · 147 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $208.1M from 159 investors as of the latest filing. Christopher is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Advisory Research

Piper Jaffray Municipal Opportunities Fund, L.P.

Minneapolis, MN · Jan 5, 2011
  • Jan 5, 2011 · D · $1,250,000 sold of Indefinite · 2 investors · min. $2,000,000 · role: Executive Officer, Director (Executive Officer and Director of Issuer's General Partner) EDGAR ↗

Raised $164.3M from 42 investors as of the latest filing. Christopher is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Advisory Research

ADVISORY RESEARCH LARGE CAP EQUITY FUND LP

Chicago, IL · Feb 11, 2010
  • Feb 11, 2010 · D/A · $23,236,952 sold of Indefinite · 71 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $23.2M from 71 investors as of the latest filing. Christopher is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Advisory Research

Advisory Research Global ALL Cap Fund L P

Chicago, IL · Feb 10, 2010
  • Feb 10, 2010 · D/A · $8,513,263 sold of Indefinite · 20 investors · min. $500,000 · role: Director (Managing Director of Issuer's General Partner) EDGAR ↗

Raised $8.51M from 20 investors as of the latest filing. Christopher is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Christopher 32

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Smith

Director · 90 shared filings (17 issuers) · also on 1 other issuer

Thomas Smith is on 18 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brien O'Brien

Executive Officer, Promoter, Director · 64 shared filings (17 issuers) · also on 6 other issuers

Brien O'Brien is on 23 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Steiner

Executive Officer · 56 shared filings (12 issuers) · also on 2 other issuers

Susan Steiner is on 14 issuers in total — a repeat sponsor. Their page lists every one.

HC
No photo found yet (own website and image search run after this page is viewed)
Person

Heather Calby

Executive Officer · 55 shared filings (16 issuers)

Heather Calby is on 16 issuers in total — a repeat sponsor. Their page lists every one.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Moret

Executive Officer · 48 shared filings (13 issuers) · also on 2 other issuers

Laura Moret is on 15 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David B. Heller

Executive Officer · 38 shared filings (16 issuers) · also on 4 other issuers

David B. Heller is on 20 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cari Ann Hopfensperger

Executive Officer · 38 shared filings (16 issuers)

Cari Ann Hopfensperger is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Gallop

Director · 24 shared filings (14 issuers) · also on 9 other issuers

John Gallop is on 23 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy L. Carter

Executive Officer · 17 shared filings (10 issuers) · also on 4 other issuers

Timothy L. Carter is on 14 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Debbra Schoneman

Executive Officer · 12 shared filings (10 issuers) · also on 5 other issuers

Debbra Schoneman is on 15 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Carter

Executive Officer · 11 shared filings (9 issuers)

Tim Carter is on 9 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steiner Susan

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cari Ann Hoffensperger

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

BJ
No photo found yet (own website and image search run after this page is viewed)
Person

B. Kristine Johnson

Director · 2 shared filings (1 issuer) · also on 4 other issuers

B. Kristine Johnson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa K. Polsky

Director · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

Michele Volpi

Director · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Addison L. Piper

Director · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew S. Duff

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John W. Geelan

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Philip E. Soran

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Chad R. Abraham

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey P. Klinefelter

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Scott C. Taylor

Director · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

William R. Fitzgerald

Director · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

R. Scott LaRue

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

M. Brad Winges

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

FF
No photo found yet (own website and image search run after this page is viewed)
Person

Frank E. Fairman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cari Ann Hpofensperger

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Gallo

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Bradley Winges

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

FF
No photo found yet (own website and image search run after this page is viewed)
Person

Francis E. Fairman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy J. Carter

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Crawshaw. Their page shows their other deals.

The team behind the deals

Sponsor group

Advisory Research

23 issuers · 149 filings · $2.18B reported sold · 2010–2026

One team, 23 deal companies. Christopher Crawshaw is listed on 17 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher Crawshaw.

Sponsor group

Port

8 issuers · 30 filings · $324.6M reported sold · 2010–2019

One team, 8 deal companies. Christopher Crawshaw is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher Crawshaw.

Sponsor group

Gmo

77 issuers · 537 filings · $89.25B reported sold · 2009–2026

One team, 77 deal companies. Christopher Crawshaw is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher Crawshaw.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 20 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): S&P 500 INDEX EQUALLY WEIGHTED FUND L P.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Christopher Crawshaw by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 20 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Christopher Crawshaw is listed on: none on file. No website or social profile named in ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #260,724 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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