Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:07 AM ET

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Brian Newman

Named as an officer, director or promoter on SEC Form D filings · IL, KY · Oct 22, 2012 → Oct 16, 2026

12deals (issuers)

$2.15Breported sold

1,186investors

21Form D filings

2012–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Newman is listed as an executive officer and director on 21 SEC Form D filings by 12 issuers between Oct 2012 and Oct 2026. Largest by amount reported sold: Ventas Life Science & Healthcare Real Estate Fund, L.P. (Chicago, IL — other real estate — 2020–2026; $2.09B reported sold to 32 investors), Cloud Gate Capital Fund LLC (Chicago, IL — pooled investment fund — 2012–2015; $54.7M reported sold to 28 investors), Cloud Gate Capital Fund Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015; $2.6M reported sold to 1 investors), Phoenix BioMedical Campus Phase I REIT, LLC (Chicago, IL — reits and finance — 2021; $125K reported sold to 125 investors), uCity Square One REIT, LLC (Chicago, IL — reits and finance — 2021; $125K reported sold to 125 investors) and 7 more (all listed below).

What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $2.15B sold in total.

Listed alongside Brian K. Wood (9 shared filings), Michael Smith (7 shared filings), VLSHRE Fund GP, LLC (7 shared filings, management entity), Fran Federman (6 shared filings), Cloud Gate Capital LLC (5 shared filings, management entity) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

The issuers belong to 3 sponsor groups: Group linked by Brian Newman (7 issuers, $2.09B reported sold, 2020–2026), Ucity (2 issuers, $250K reported sold, 2021) and Cloud Gate (6 issuers, $79.6M reported sold, 2012–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 43 bankruptcy cases matching the name listed in Key records below.

What this means 43 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 21 public filings for Brian Newman and found 7 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Newman has not run yet — it is joining a line of 7,392 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Newman..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

43 cases: 43 closed (disposition not in docket feed)

Brian K Newman closed

United States Bankruptcy Court, W.D. Missouri · No. 21-41306 · Filed Oct 13, 2021 · Closed Feb 22, 2022

Role of Brian K Newman: Debtor · Outcome: Case closed 2022-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)

Brian Newman and Lori Newman closed

United States Bankruptcy Court, E.D. Missouri · No. 17-46730 · Filed Sep 30, 2017 · Closed Jan 11, 2021

Role of Brian Newman and Lori Newman: Debtor · Outcome: Case closed 2021-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)

Brian Newman and Lori Newman closed

United States Bankruptcy Court, E.D. Missouri · No. 16-41216 · Filed Feb 25, 2016 · Closed Nov 7, 2017

Role of Brian Newman and Lori Newman: Debtor · Outcome: Case closed 2017-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)

Brian R. Newman closed

United States Bankruptcy Court, N.D. Alabama · No. 15-41026 · Filed Jul 7, 2015 · Closed Oct 21, 2015

Role of Brian R. Newman: Debtor · Outcome: Case closed 2015-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Brian D Newman and Nicole M Newman closed

United States Bankruptcy Court, N.D. Illinois · No. 14-82611 · Filed Aug 22, 2014 · Closed Dec 1, 2014

Role of Brian D Newman and Nicole M Newman: Debtor · Outcome: Case closed 2014-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)

Brian A. Newman closed

United States Bankruptcy Court, D. Nebraska · No. 12-81477 · Filed Jul 3, 2012 · Closed Oct 17, 2012

Role of Brian A. Newman: Debtor · Outcome: Case closed 2012-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings

Kelly J. Newman and Brian C. Newman closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:12-bk-02859 · Filed May 10, 2012 · Closed Aug 16, 2012

Role of Brian C. Newman: Debtor · Outcome: Case closed 2012-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Brian P Newman and Tiffany N Newman closed

United States Bankruptcy Court, S.D. Ohio · No. 3:12-bk-31808 · Filed Apr 16, 2012 · Closed Jan 17, 2013

Role of Brian P Newman and Tiffany N Newman: Debtor · Outcome: Case closed 2013-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Brian K. Newman closed

United States Bankruptcy Court, S.D. Ohio · No. 1:11-bk-17183 · Filed Nov 30, 2011 · Closed Dec 19, 2013

Role of Brian K. Newman: Debtor · Outcome: Case closed 2013-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Brian Newman and Wendi Newman closed

United States Bankruptcy Court, W.D. Michigan · No. 11-10089 · Filed Oct 3, 2011 · Closed Mar 6, 2012

Role of Brian Newman and Wendi Newman: Debtor · Outcome: Case closed 2012-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Brian A Newman and Jennifer Lynn Newman closed

United States Bankruptcy Court, D. Oregon · No. 11-31537 · Filed Feb 28, 2011 · Closed Feb 14, 2013

Role of Brian A Newman and Jennifer Lynn Newman: Debtor · Outcome: Case closed 2013-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)

Brian J. Newman closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 10-18528 · Filed Sep 30, 2010 · Closed Jan 6, 2011

Role of Brian J. Newman: Debtor · Outcome: Case closed 2011-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Brian Newman and Lori Newman closed

United States Bankruptcy Court, E.D. Missouri · No. 10-40950 · Filed Feb 4, 2010 · Closed Jan 14, 2015

Role of Brian Newman and Lori Newman: Debtor · Outcome: Case closed 2015-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)

Brian L. Newman closed

United States Bankruptcy Court, D. Oregon · No. 09-67099 · Filed Dec 31, 2009 · Closed Nov 5, 2010

Role of Brian L. Newman: Debtor · Outcome: Case closed 2010-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)

Brian D Newman and Patricia C Newman closed

United States Bankruptcy Court, E.D. Kentucky · No. 08-30754 · Filed Nov 10, 2008 · Closed May 8, 2014

Role of Brian D Newman and Patricia C Newman: Debtor · Outcome: Case closed 2014-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (KY)

Brian M Newman closed

United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-07384 · Filed May 23, 2008 · Closed Sep 18, 2008

Role of Brian M Newman: Debtor · Outcome: Case closed 2008-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Brian G Newman and Sheila L Newman closed

United States Bankruptcy Court, E.D. Wisconsin · No. 05-43798 · Filed Oct 15, 2005 · Closed Mar 13, 2006

Role of Brian G Newman and Sheila L Newman: Debtor · Outcome: Case closed 2006-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Brian E. Newman and Joyce L. Newman closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:05-bk-54989 · Filed Aug 31, 2005 · Closed Sep 6, 2005

Role of Brian E. Newman and Joyce L. Newman: Debtor · Outcome: Case closed 2005-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Brian K. Newman closed

United States Bankruptcy Court, S.D. Ohio · No. 1:05-bk-14418 · Filed May 31, 2005 · Closed Oct 19, 2005

Role of Brian K. Newman: Debtor · Outcome: Case closed 2005-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Brian Newman closed

United States Bankruptcy Court, S.D. West Virginia · No. 3:05-bk-30240 · Filed Mar 16, 2005 · Closed Jul 26, 2005

Role of Brian Newman: Debtor · Outcome: Case closed 2005-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in WV (not a filing state)

Brian E. Newman and Joyce L. Newman closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:04-bk-55839 · Filed Nov 29, 2004 · Closed Jul 26, 2007

Role of Brian E. Newman and Joyce L. Newman: Debtor · Outcome: Case closed 2007-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Brian J. Newman closed

United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-14310 · Filed Jul 10, 2003 · Closed Jun 12, 2006

Role of Brian J. Newman: Debtor · Outcome: Case closed 2006-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Brian C Newman closed

United States Bankruptcy Court, D. New Jersey · No. 03-12594 · Filed Jan 24, 2003 · Closed May 2, 2003

Role of Brian C Newman: Debtor · Outcome: Case closed 2003-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

BRIAN NEWMAN and KIMBERLY NEWMAN closed

United States Bankruptcy Court, E.D. Washington · No. 02-09002 · Filed Nov 19, 2002 · Closed Mar 12, 2003

Role of BRIAN NEWMAN and KIMBERLY NEWMAN: Debtor · Outcome: Case closed 2003-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)

Brian K Newman closed

United States Bankruptcy Court, D. Oregon · No. 02-40284 · Filed Sep 24, 2002 · Closed Jan 2, 2003

Role of Brian K Newman: Debtor · Outcome: Case closed 2003-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)

Brian C Newman closed

United States Bankruptcy Court, S.D. Ohio · No. 1:01-bk-13959 · Filed Jun 1, 2001 · Closed Aug 15, 2002

Role of Brian C Newman: Debtor · Outcome: Case closed 2002-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Brian J. Newman closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 01-15936 · Filed Apr 19, 2001 · Closed Aug 27, 2001

Role of Brian J. Newman: Debtor · Outcome: Case closed 2001-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Brian G. Newman and Sheila L. Newman closed

United States Bankruptcy Court, E.D. Wisconsin · No. 01-24439 · Filed Apr 18, 2001 · Closed Jan 22, 2004

Role of Brian G. Newman and Sheila L. Newman: Debtor · Outcome: Case closed 2004-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Brian M. Newman closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 01-23191 · Filed Mar 29, 2001 · Closed Sep 17, 2001

Role of Brian M. Newman: Debtor · Outcome: Case closed 2001-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Brian L. Newman closed

United States Bankruptcy Court, E.D. Wisconsin · No. 99-29739 · Filed Oct 7, 1999 · Closed Jun 14, 2001

Role of Brian L. Newman: Debtor · Outcome: Case closed 2001-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Brian E. Newman and Cynthia A. Newman closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 98-21963 · Filed Mar 12, 1998 · Closed Jun 29, 1998

Role of Brian E. Newman and Cynthia A. Newman: Debtor · Outcome: Case closed 1998-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Brian K. Newman and Kimberly E. Newman closed

United States Bankruptcy Court, N.D. Indiana · No. 96-62369 · Filed Sep 27, 1996 · Closed Feb 26, 1997

Role of Brian K. Newman and Kimberly E. Newman: Debtor · Outcome: Case closed 1997-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)

Brian D Newman closed

United States Bankruptcy Court, E.D. North Carolina · No. 96-01751 · Filed Apr 10, 1996 · Closed Aug 27, 1999

Role of Brian D Newman: Debtor · Outcome: Case closed 1999-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)

Brian M. Newman closed

United States Bankruptcy Court, E.D. Tennessee · No. 3:94-bk-30957 · Filed Apr 13, 1994 · Closed Jan 4, 1995

Role of Brian M. Newman: Debtor · Outcome: Case closed 1995-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

BRIAN J NEWMAN and MARY P NEWMAN closed

United States Bankruptcy Court, D. Minnesota · No. 94-30590 · Filed Feb 8, 1994 · Closed Jun 3, 1994

Role of BRIAN J NEWMAN and MARY P NEWMAN: Debtor · Outcome: Case closed 1994-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)

Brian M. Newman closed

United States Bankruptcy Court, E.D. Tennessee · No. 3:93-bk-34369 · Filed Oct 22, 1993 · Closed Jun 17, 1994

Role of Brian M. Newman: Debtor · Outcome: Case closed 1994-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Brian J. Newman closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:93-bk-01501 · Filed Aug 19, 1993 · Closed Feb 10, 1994

Role of Brian J. Newman: Debtor · Outcome: Case closed 1994-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

BRIAN K. NEWMAN closed

United States Bankruptcy Court, D. Delaware · No. 93-00658 · Filed Jun 3, 1993 · Closed Oct 12, 1993

Role of BRIAN K. NEWMAN: Debtor · Outcome: Case closed 1993-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in DE (not a filing state)

Brian L. Newman closed

United States Bankruptcy Court, D. Oregon · No. 91-61997 · Filed May 1, 1991 · Closed Oct 23, 1992

Role of Brian L. Newman: Debtor · Outcome: Case closed 1992-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)

Brian L. Newman closed

United States Bankruptcy Court, D. Oregon · No. 90-63972 · Filed Oct 26, 1990 · Closed Apr 12, 1991

Role of Brian L. Newman: Debtor · Outcome: Case closed 1991-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)

Brian L. Newman closed

United States Bankruptcy Court, E.D. Wisconsin · No. 90-25211 · Filed Oct 2, 1990 · Closed Aug 23, 1995

Role of Brian L. Newman: Debtor · Outcome: Case closed 1995-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Brian L. Newman closed

United States Bankruptcy Court, D. Oregon · No. 90-63039 · Filed Aug 22, 1990 · Closed Nov 9, 1990

Role of Brian L. Newman: Debtor · Outcome: Case closed 1990-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)

Brian E. Newman closed

United States Bankruptcy Court, D. Utah · No. 89-22096 · Filed Apr 5, 1989 · Closed Aug 7, 1989

Role of Brian E. Newman: Debtor · Outcome: Case closed 1989-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); 3 people with this name in Form D filings; court in UT (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Brian Newman — 1 worth asking about (compared 21 filings on Oct 24, 2026)

Worth asking · Mar 4, 2022 – Mar 3, 2023

Amount sold went down between filings — Ventas Life Science & Healthcare Real Estate Fund, L.P.

The Mar 4, 2022 filing says $1,856,255,100 sold; the Mar 3, 2023 Form D/A says $1,834,255,100 sold — $22,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 4, 2022 ↗Form D/A (later) · Mar 3, 2023 ↗Ventas Life Science & Healthcare Real Estate Fund, L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 4, 2022 ↗ (Mar 4, 2022)
Form D/A (later) · Mar 3, 2023 ↗ (Mar 3, 2023)
Ventas Life Science & Healthcare Real Estate Fund, L.P. — PartnerFacts page ↗ (Oct 16, 2026)

Note · Oct 1, 2012 – Oct 22, 2012

Form D filed 21 days after the first sale — Cloud Gate Capital Fund LLC

The filing says the first sale was Oct 1, 2012. The Form D was filed Oct 22, 2012 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 22, 2012 ↗Cloud Gate Capital Fund LLC — PartnerFacts page ↗

Sources

Form D · Oct 22, 2012 ↗ (Oct 22, 2012)
Cloud Gate Capital Fund LLC — PartnerFacts page ↗ (Oct 23, 2015)

Note · Oct 1, 2012 – Oct 23, 2015

No amendment in the last 12 months on an offering that may still be open — Cloud Gate Capital Fund LLC (latest filing Oct 23, 2015)

The latest filing for this offering is dated Oct 23, 2015 (first sale Oct 1, 2012). It reports $54,650,830 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 23, 2015 ↗Cloud Gate Capital Fund LLC — PartnerFacts page ↗

Sources

Form D/A · Oct 23, 2015 ↗ (Oct 23, 2015)
Cloud Gate Capital Fund LLC — PartnerFacts page ↗ (Oct 23, 2015)

Note · Aug 1, 2015 – Aug 14, 2015

No amendment in the last 12 months on an offering that may still be open — Cloud Gate Capital Fund Ltd. (latest filing Aug 14, 2015)

The latest filing for this offering is dated Aug 14, 2015 (first sale Aug 1, 2015). It reports $2,600,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Aug 14, 2015 ↗Cloud Gate Capital Fund Ltd. — PartnerFacts page ↗

Sources

Form D · Aug 14, 2015 ↗ (Aug 14, 2015)
Cloud Gate Capital Fund Ltd. — PartnerFacts page ↗ (Aug 14, 2015)

Note · Mar 12, 2014

Same name, different state: "Brian C Newman" (CT) is a separate record

This page covers filings where the address state is IL or KY. A separate record, "Brian C Newman" with address state CT, is listed on 1 filing — most recently by SRP 2014-1, LLC (Mar 12, 2014). Both records have filings in the same period (Mar 12, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian C Newman (CT) — PartnerFacts page ↗Form D · Mar 12, 2014 ↗SRP 2014-1, LLC — PartnerFacts page ↗Brian Newman (IL,KY) — this page ↗

Sources

Brian C Newman (CT) — PartnerFacts page ↗ (Mar 12, 2014)
Form D · Mar 12, 2014 ↗ (Mar 12, 2014)
SRP 2014-1, LLC — PartnerFacts page ↗ (Mar 12, 2014)
Brian Newman (IL,KY) — this page ↗ (Oct 16, 2026)

Note · May 1, 2012

Same name, different state: "Brian L. Newman" (NY) is a separate record

This page covers filings where the address state is IL or KY. A separate record, "Brian L. Newman" with address state NY, is listed on 1 filing — most recently by ScrollMotion, Inc. (May 1, 2012). The two records do not overlap in time: this page runs Oct 22, 2012 to Oct 16, 2026; the other has one filing dated May 1, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian L. Newman (NY) — PartnerFacts page ↗Form D · May 1, 2012 ↗ScrollMotion, Inc. — PartnerFacts page ↗Brian Newman (IL,KY) — this page ↗

Sources

Brian L. Newman (NY) — PartnerFacts page ↗ (May 1, 2012)
Form D · May 1, 2012 ↗ (May 1, 2012)
ScrollMotion, Inc. — PartnerFacts page ↗ (Sep 30, 2016)
Brian Newman (IL,KY) — this page ↗ (Oct 16, 2026)

Note · Oct 22, 2012 – Oct 16, 2026

Brian Newman is listed with 2 different address states: IL, KY

IL on 20 filings (Oct 22, 2012 to Oct 16, 2026); KY on 1 filing (Dec 30, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Oct 22, 2012 ↗Form D · Dec 30, 2021 ↗

Sources

Form D · Oct 22, 2012 ↗ (Oct 22, 2012)
Form D · Dec 30, 2021 ↗ (Dec 30, 2021)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

10 of 12 offerings report sales commissions totalling $16,611,668; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 16, 2026 D/A Ventas Life Science & Healthcare Real Estate Fund, L.P. File 021-362702	$16,561,668 (est.)	$0 (est.)	$0	Park Hill Group LLC BrokerCheck CRD 135898 ↗	EDGAR ↗
Dec 19, 2024 D 4MLK Phase I REIT, LLC File 021-532710	$6,250	$0	$0	ICA, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Jan 3, 2023 D LS AS LLL-East REIT, LLC File 021-469421	$3,125	$0	$0	ICA, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Jan 3, 2023 D LS AS MUR REIT, LLC File 021-469423	$3,125	$0	$0	ICA, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Dec 30, 2021 D VTR LS 1030 Mass Ave Holdco, LLC File 021-427446	$6,250	$0	$0	Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Jan 13, 2021 D Phoenix BioMedical Campus Phase I REIT, LLC File 021-386219	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 13, 2021 D uCity Square One REIT, LLC File 021-386206	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 13, 2021 D LS uCity Academic REIT, LLC File 021-386215	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 13, 2021 D LS 5051 Centre P2 REIT, LLC File 021-386197	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 13, 2021 D VLSHRE Fund REIT, LLC File 021-386224	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Oct 23, 2015 D/A Cloud Gate Capital Fund LLC File 021-185895	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 14, 2015 D Cloud Gate Capital Fund Ltd. File 021-245772	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 12

Every issuer that named Brian Newman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Real Estate · group: Group linked by Brian Newman

Ventas Life Science & Healthcare Real Estate Fund, L.P.

Chicago, IL · Mar 12, 2020 → Oct 16, 2026 · 7 filings

Oct 16, 2026 · D/A · $2,090,987,398 sold of Indefinite · 32 investors · min. $25,000,000 · role: Executive Officer (President of the general partner of the Issuer) EDGAR ↗
Oct 17, 2025 · D/A · $2,036,338,120 sold of Indefinite · 32 investors · min. $25,000,000 · role: Executive Officer (President of the general partner of the Issuer) EDGAR ↗
Oct 21, 2024 · D/A · $1,908,929,546 sold of Indefinite · 31 investors · min. $25,000,000 · role: Executive Officer (President of the General Partner of the Issuer) EDGAR ↗
Mar 3, 2023 · D/A · $1,834,255,100 sold of Indefinite · 26 investors · min. $25,000,000 · role: Executive Officer (President of the general partner of the Issuer) EDGAR ↗
Mar 4, 2022 · D/A · $1,856,255,100 sold of Indefinite · 26 investors · min. $25,000,000 · role: Executive Officer (President of the General Partner of the Issuer) EDGAR ↗
Mar 12, 2021 · D/A · $1,112,656,990 sold of Indefinite · 18 investors · min. $25,000,000 · role: Executive Officer (President of the general partner of the Issuer) EDGAR ↗
Mar 12, 2020 · D · $819,000,000 sold of Indefinite · 14 investors · min. $25,000,000 · role: Executive Officer (President of the general partner of the Issuer) EDGAR ↗

Raised $2.09B from 32 investors as of the latest filing. Brian is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Group linked by Brian Newman

4MLK Phase I REIT, LLC

Louisville, KY · Dec 19, 2024

Dec 19, 2024 · D · $62,500 sold of $62,500 · 125 investors · min. $500 · role: Executive Officer, Director (President; Director) EDGAR ↗

Raised $63K from 125 investors (100% of the $63K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Group linked by Brian Newman

LS AS MUR REIT, LLC

Louisville, KY · Jan 3, 2023

Jan 3, 2023 · D · $62,500 sold of $62,500 · 125 investors · min. $500 · role: Executive Officer, Director EDGAR ↗

Raised $63K from 125 investors (100% of the $63K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Group linked by Brian Newman

LS AS LLL-East REIT, LLC

Louisville, KY · Jan 3, 2023

Jan 3, 2023 · D · $62,500 sold of $62,500 · 125 investors · min. $500 · role: Executive Officer, Director EDGAR ↗

Raised $63K from 125 investors (100% of the $63K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Group linked by Brian Newman

VTR LS 1030 Mass Ave Holdco, LLC

Louisville, KY · Dec 30, 2021

Dec 30, 2021 · D · $62,500 sold of $62,500 · 125 investors · min. $500 · role: Executive Officer, Director (President and Board Member) EDGAR ↗

Raised $63K from 125 investors (100% of the $63K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Group linked by Brian Newman

VLSHRE Fund REIT, LLC

Chicago, IL · Jan 13, 2021

Jan 13, 2021 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (Board Member) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance

Phoenix BioMedical Campus Phase I REIT, LLC

Chicago, IL · Jan 13, 2021

Jan 13, 2021 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (Board Member) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Ucity

LS uCity Academic REIT, LLC

Chicago, IL · Jan 13, 2021

Jan 13, 2021 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (Board Member) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Ucity

uCity Square One REIT, LLC

Chicago, IL · Jan 13, 2021

Jan 13, 2021 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (Board Member) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance

LS 5051 Centre P2 REIT, LLC

Chicago, IL · Jan 13, 2021

Jan 13, 2021 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (Board Member) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cloud Gate

Cloud Gate Capital Fund LLC

Chicago, IL · Oct 22, 2012 → Oct 23, 2015 · 4 filings

Oct 23, 2015 · D/A · $54,650,830 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Oct 23, 2014 · D/A · $39,534,568 sold of Indefinite · 25 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Oct 22, 2013 · D/A · $32,399,497 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Oct 22, 2012 · D · $13,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $54.7M from 28 investors as of the latest filing. Brian is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cloud Gate

Cloud Gate Capital Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 14, 2015

Aug 14, 2015 · D · $2,600,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $2.6M from 1 investor as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Brian L. Newman — NY, 1 issuer, May 1, 2012 → May 1, 2012 · no shared issuer
Brian C Newman — CT, 1 issuer, Mar 12, 2014 → Mar 12, 2014 · no shared issuer

People around Brian 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

VLSHRE Fund GP, LLC

Director · 7 shared filings (1 issuer)

Listed on the same filings as Brian Newman. Their page shows their other deals.

Management entity

Cloud Gate Capital LLC

Promoter · 5 shared filings (2 issuers)

Listed on the same filings as Brian Newman. Their page shows their other deals.

Management entity

VTR Science and Technology, LLC

Director · 2 shared filings (2 issuers)

Listed on the same filings as Brian Newman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Brian K. Wood

Executive Officer, Director · 9 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Brian Newman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Smith

Executive Officer, Director · 7 shared filings (3 issuers) · also on 2 other issuers

Michael Smith is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Fran Federman

Executive Officer, Director · 6 shared filings (6 issuers)

Fran Federman is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

David B. Heller

Executive Officer, Director · 5 shared filings (2 issuers) · also on 18 other issuers

David B. Heller is on 20 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas Shin

Director · 4 shared filings (4 issuers) · also on 2 other issuers

Thomas Shin is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Douglas Johnson

Executive Officer, Director · 4 shared filings (4 issuers)

Listed on the same filings as Brian Newman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeff Knupp

Executive Officer, Director · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Brian Newman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sean O'Malley

Executive Officer, Director · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Brian Newman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Shaun Libou

Director · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Brian Newman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Doug Johnson

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Brian Newman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Nevin Boparai

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Newman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Shiqi Peng

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian Newman. Their page shows their other deals.

The team behind the deals

Sponsor group

Group linked by Brian Newman

7 issuers · 13 filings · $2.09B reported sold · 2020–2026

VL Ventas Life Science & Healthcare Real Estate Fund, L.P. Other Real Estate · $2.09B sold · 2020 · listed
4P 4MLK Phase I REIT, LLC REITS and Finance · $63K sold · 2024 · listed
LA LS AS LLL-East REIT, LLC REITS and Finance · $63K sold · 2023 · listed
LA LS AS MUR REIT, LLC REITS and Finance · $63K sold · 2023 · listed
VL VTR LS 1030 Mass Ave Holdco, LLC REITS and Finance · $63K sold · 2021 · listed
NS New Senior Investment Group Inc. REITS and Finance · $125K sold · 2021
VF VLSHRE Fund REIT, LLC REITS and Finance · $125K sold · 2021 · listed

One team, 7 deal companies. Brian Newman is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian Newman.

Sponsor group

Ucity

2 issuers · 2 filings · $250K reported sold · 2021–2021

US uCity Square One REIT, LLC REITS and Finance · $125K sold · 2021 · listed
LU LS uCity Academic REIT, LLC REITS and Finance · $125K sold · 2021 · listed

One team, 2 deal companies. Brian Newman is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian Newman.

Sponsor group

Cloud Gate

6 issuers · 36 filings · $79.6M reported sold · 2012–2026

DT DSC Thomson Reuters PE/VC Index Partners, L.P. Pooled Investment Fund · $10.8M sold · 2012
AH Approve Holdings, Inc. Other · $1.2M sold · 2021
DT DSC Thomson Reuters PE Index Partners, L.P. Pooled Investment Fund · $5.28M sold · 2014
DP DSC PE/VC Index Fund, LP Pooled Investment Fund · $5.12M sold · 2017
CG Cloud Gate Capital Fund LLC Pooled Investment Fund · $54.7M sold · 2012 · listed
CG Cloud Gate Capital Fund Ltd. Pooled Investment Fund · $2.6M sold · 2015 · listed

One team, 6 deal companies. Brian Newman is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian Newman.

Same business address

51 other issuers file from the same address (first 50 shown)

Blue Vista Diversified Storage Solutions Fund, LP Chicago, IL · 2025
Cerulean Investors LP Chicago, IL · 2026
GTCR Fund XV/A LP Chicago, IL · 2026
GTCR Fund XV/B LP Chicago, IL · 2026
GTCR Fund XV/C LP Chicago, IL · 2026
GTCR Fund XV/D SCSp Chicago, IL · 2026
RCP ISF Cayman Feeder, LP Chicago, IL · 2026
RCP Independent Sponsor Fund, LP Chicago, IL · 2026
RCP SMALL & EMERGING FUND IV, LP Chicago, IL · 2025
RCP Small & Emerging IV Cayman Feeder, LP Chicago, IL · 2026
GTCR Co-Invest Feeder XV LP Chicago, IL · 2026
GTCR Co-Invest XV/A LP Chicago, IL · 2026
GTCR Co-Invest XV/B LP Chicago, IL · 2026
RCP Fund XXI Cayman Feeder, LP Chicago, IL · 2026
RCP Fund XXI, LP Chicago, IL · 2026
RCP Multi-Strategy Cayman Feeder III, LP Chicago, IL · 2025
RCP Multi-Strategy Fund III, LP Chicago, IL · 2025
Slate Investors 2 LP Chicago, IL · 2026
Slate Investors 1 LP Chicago, IL · 2026
Transition Equity Partners II-B, LP Chicago, IL · 2026
BLUE VISTA CITY SELECT FUND, LP Chicago, IL · 2021
Hafele Crossings Senior Living Fund, LLC Louisville, KY · 2026
Landrock FL Condo Partnership, L.P. Chicago, IL · 2026
Transition Equity Partners II-A, LP Chicago, IL · 2025
Transition Equity Partners II, LP Chicago, IL · 2025
Landrock IX Co-Investment Partners, L.P. Chicago, IL · 2026
Landrock Real Estate Partners IX, L.P. Chicago, IL · 2026
Landrock Real Estate Partners IX-TE, L.P. Chicago, IL · 2026
RCP Fund XX Cayman Feeder, LP Chicago, IL · 2025
RCP Fund XX, LP Chicago, IL · 2025
GTCR CAPITAL SOLUTIONS FEEDER C LP Chicago, IL · 2024
GTCR CAPITAL SOLUTIONS FEEDER B LP Chicago, IL · 2024
GTCR CAPITAL SOLUTIONS FEEDER A LP Chicago, IL · 2024
GTCR CAPITAL SOLUTIONS CO-INVEST FEEDER LP Chicago, IL · 2026
GTCR Capital Solutions Co-Invest LP Chicago, IL · 2026
5TH CENTURY PARTNERS FUND II-A LP Chicago, IL · 2024
5TH CENTURY PARTNERS FUND II LP Chicago, IL · 2024
Wealth Advisors Feeder Fund I, L.P. Chicago, IL · 2019
Core Classic Fund (QP) LP Chicago, IL · 2018
CORE CLASSIC FUND L P Chicago, IL · 2009
Landrock Flyover Co-Invest, L.P. Chicago, IL · 2026
Lake River MRP REIT, LLC Chicago, IL · 2026
BVDSS REIT, LLC Chicago, IL · 2026
Hafele Lonestar Trio Senior Living Fund, LLC Louisville, KY · 2025
GTCR Oak Fund LP Chicago, IL · 2025
Polar Investors LP Chicago, IL · 2025
Mesirow Specialty Finance Fund VII, L.P. Chicago, IL · 2025
Hafele Warrick Springs Senior Living Fund, LLC Louisville, KY · 2025
Lapis Investors LP Chicago, IL · 2025
Azul Investors LP Chicago, IL · 2025

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 12 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Newman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 12 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian Newman is listed on: none on file. No website or social profile named in Ventas Life Science & Healthcare Real Estate Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #2,765 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Brian Newman

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Amount sold went down between filings — Ventas Life Science & Healthcare Real Estate Fund, L.P.

Form D filed 21 days after the first sale — Cloud Gate Capital Fund LLC

No amendment in the last 12 months on an offering that may still be open — Cloud Gate Capital Fund LLC (latest filing Oct 23, 2015)

No amendment in the last 12 months on an offering that may still be open — Cloud Gate Capital Fund Ltd. (latest filing Aug 14, 2015)

Same name, different state: "Brian C Newman" (CT) is a separate record

Same name, different state: "Brian L. Newman" (NY) is a separate record

Brian Newman is listed with 2 different address states: IL, KY

5. Money to insiders

Deals 12

People around Brian 15

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person