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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:27 AM ET

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Christopher Smith

Named as an officer, director or promoter on SEC Form D filings · NY · Jul 20, 2011 → May 17, 2024

6deals (issuers)
$513.2Mreported sold
1,607investors
18Form D filings
2011–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Christopher Smith is listed as an executive officer and director on 18 SEC Form D filings by 6 issuers between Jul 2011 and May 2024. Largest by amount reported sold: Greenbacker Renewable Energy Co II LLC (New York, NY — pooled investment fund — 2024; $471M reported sold to 1,470 investors), RHEONIX INC (Ithaca, NY — biotechnology — 2012–2020; $21.9M reported sold to 54 investors), GiveGab, Inc. (Ithaca, NY — other technology — 2016–2019; $7.67M reported sold to 40 investors), Incodema3D Holdings, Inc. (Freeville, NY — manufacturing — 2019; $5.1M reported sold to 8 investors), BINOPTICS CORP (Ithaca, NY — industry reported as "Other" — 2011–2013; $4.8M reported sold to 23 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $513.2M sold in total.

Listed alongside Gregory Galvin (10 shared filings), Aaron Godert (6 shared filings), Charles Mulligan (6 shared filings), Hunter Rawlings III (6 shared filings), Jennifer Tegan (6 shared filings) and 28 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 18 public filings for Christopher Smith and found 14 differences, 2 worth asking the sponsor about: Investor count went down between filings; Christopher Smith is no longer listed on the May 16, 2025 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Christopher Smith has not run yet — it is joining a line of 22,224 names; searches run around the clock at the hosts' allowed rate. Searched so far: 608 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Christopher Smith..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 4 open, 8 closed (disposition not in docket feed)

Christopher Smith open
United States Bankruptcy Court, E.D. New York · No. 8-26-72871 · Filed Jul 21, 2026
Role of Christopher Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 2273 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Christopher S Smith open
United States Bankruptcy Court, N.D. New York · No. 26-10072 · Filed Jan 25, 2026
Role of Christopher S Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 2273 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Christopher R Smith and Tammy J Smith open
United States Bankruptcy Court, N.D. New York · No. 25-10407 · Filed Apr 10, 2025
Role of Christopher R Smith and Tammy J Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 2273 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Christopher D. Smith and Barbara A. Smith closed
United States Bankruptcy Court, N.D. New York · No. 24-11270 · Filed Nov 15, 2024 · Closed Mar 18, 2025
Role of Christopher D. Smith and Barbara A. Smith: Debtor · Outcome: Case closed 2025-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2273 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Christopher Smith open
United States Bankruptcy Court, S.D. New York · No. 23-22397 · Filed May 24, 2023
Role of Christopher Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 2273 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Christopher P. Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-22-72708 · Filed Oct 4, 2022 · Closed Mar 10, 2023
Role of Christopher P. Smith: Debtor · Outcome: Case closed 2023-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2273 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Christopher Smith closed
United States Bankruptcy Court, N.D. New York · No. 22-10284 · Filed Mar 31, 2022 · Closed Aug 9, 2022
Role of Christopher Smith: Debtor · Outcome: Case closed 2022-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2273 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Christopher J. Smith closed
United States Bankruptcy Court, S.D. New York · No. 19-36326 · Filed Aug 12, 2019 · Closed Dec 12, 2019
Role of Christopher J. Smith: Debtor · Outcome: Case closed 2019-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2273 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Christopher P. Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-19-74816 · Filed Jul 8, 2019 · Closed Jul 22, 2020
Role of Christopher P. Smith: Debtor · Outcome: Case closed 2020-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2273 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Christopher Smith closed
United States Bankruptcy Court, S.D. New York · No. 18-23621 · Filed Oct 22, 2018 · Closed Jan 29, 2019
Role of Christopher Smith: Debtor · Outcome: Case closed 2019-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2273 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Christopher G. Smith closed
United States Bankruptcy Court, N.D. New York · No. 18-30969 · Filed Jul 10, 2018 · Closed Nov 13, 2018
Role of Christopher G. Smith: Debtor · Outcome: Case closed 2018-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2273 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Christopher N. Smith and Linda G Smith closed
United States Bankruptcy Court, S.D. New York · No. 17-23557 · Filed Oct 10, 2017 · Closed Dec 3, 2021
Role of Christopher N. Smith and Linda G Smith: Debtor · Outcome: Case closed 2021-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2273 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Christopher Smith — 2 worth asking about (compared 18 filings on Oct 24, 2026)

Worth asking · May 17, 2024 – May 16, 2025

Investor count went down between filings — Greenbacker Renewable Energy Co II LLC

The May 17, 2024 filing reports 1,470 investors; the May 16, 2025 Form D/A reports 1,403 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 17, 2024 ↗Form D/A (later) · May 16, 2025 ↗Greenbacker Renewable Energy Co II LLC — PartnerFacts page ↗
Sources
Note · Jan 18, 2013

Christopher Smith appears on 1 deal that stopped filing before reaching its target

BINOPTICS CORP (last filing Jan 18, 2013; $4,802,187 sold of $14,087,160). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

BINOPTICS CORP — PartnerFacts page ↗
Sources
Note · Dec 27, 2012 – Jul 23, 2019

4 Form Ds were filed more than 15 days after the first sale

Form D filed 18 days after the first sale — Incodema3D Holdings, Inc. · Form D filed 19 days after the first sale — GiveGab, Inc. · Form D filed 38 days after the first sale — RHEONIX INC · Form D filed 22 days after the first sale — BINOPTICS CORP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jul 23, 2019 ↗Incodema3D Holdings, Inc. — PartnerFacts page ↗Form D · Feb 6, 2018 ↗GiveGab, Inc. — PartnerFacts page ↗
Sources
Note · Jul 7, 2011 – Oct 25, 2019

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Kubient, Inc. (latest filing Oct 25, 2019) · No amendment in the last 12 months on an offering that may still be open — GiveGab, Inc. (latest filing Oct 25, 2019) · No amendment in the last 12 months on an offering that may still be open — Incodema3D Holdings, Inc. (latest filing Jul 23, 2019) · No amendment in the last 12 months on an offering that may still be open — GiveGab, Inc. (latest filing Dec 12, 2016) · No amendment in the last 12 months on an offering that may still be open — RHEONIX INC (latest filing Oct 9, 2015) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 25, 2019 ↗Kubient, Inc. — PartnerFacts page ↗Form D/A · Oct 25, 2019 ↗GiveGab, Inc. — PartnerFacts page ↗
Sources
Worth asking · May 17, 2024 – May 16, 2025

Christopher Smith is no longer listed on the May 16, 2025 amendment — Greenbacker Renewable Energy Co II LLC

Christopher Smith appears on the May 17, 2024 Form D/A (executive officer) but not on the May 16, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 17, 2024 ↗Form D/A · May 16, 2025 ↗Christopher Smith — PartnerFacts page ↗Greenbacker Renewable Energy Co II LLC — PartnerFacts page ↗
Sources
Note · Jul 20, 2011 – Oct 25, 2019

5 offerings changed their target amount between filings

Offering amount lowered between filings — GiveGab, Inc. · Offering amount changed between filings — GiveGab, Inc. · Offering amount changed between filings — GiveGab, Inc. · Offering amount changed between filings — RHEONIX INC · Offering amount changed between filings — BINOPTICS CORP

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Oct 21, 2019 ↗Form D/A (later) · Oct 25, 2019 ↗GiveGab, Inc. — PartnerFacts page ↗Form D (earlier) · Feb 6, 2018 ↗
Sources
Note · Feb 14, 2012 – Jun 18, 2020

Industry group changed between filings — RHEONIX INC

"Other Technology" (Feb 14, 2012 to Oct 9, 2015); then "Biotechnology" (Jun 18, 2020).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 14, 2012 ↗Form D · Jun 18, 2020 ↗RHEONIX INC — PartnerFacts page ↗
Sources
Note · Jan 21, 2016 – Feb 6, 2018

Industry group changed between filings — GiveGab, Inc.

"Other" (Jan 21, 2016 to Dec 12, 2016); then "Other Technology" (Feb 6, 2018 to Oct 25, 2019).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jan 21, 2016 ↗Form D · Feb 6, 2018 ↗GiveGab, Inc. — PartnerFacts page ↗
Sources
Note · Feb 14, 2012 – Dec 2, 2013

Reported revenue range changed between filings — RHEONIX INC

"$1 - $1,000,000" (Feb 14, 2012); then "Decline to Disclose" (Dec 2, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 14, 2012 ↗Form D · Dec 2, 2013 ↗RHEONIX INC — PartnerFacts page ↗
Sources
Note · Feb 20, 2025 – Feb 20, 2026

Same name, different state: "Christopher B. Smith" (TX or UT or NJ) is a separate record

This page covers filings where the address state is NY. A separate record, "Christopher B. Smith" with address state TX or UT or NJ, is listed on 14 filings — most recently by AMERICAN GENERAL LIFE INSURANCE CO (Apr 8, 2026). The two records do not overlap in time: this page runs Jul 20, 2011 to May 17, 2024; the other runs Feb 20, 2025 to Feb 20, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Christopher B. Smith (TX,UT,NJ) — PartnerFacts page ↗Form D/A · Apr 8, 2026 ↗AMERICAN GENERAL LIFE INSURANCE CO — PartnerFacts page ↗Christopher Smith (NY) — this page ↗
Sources
Note · Oct 28, 2008 – Nov 23, 2011

Same name, different state: "Christopher Anthony Smith" (KS) is a separate record

This page covers filings where the address state is NY. A separate record, "Christopher Anthony Smith" with address state KS, is listed on 3 filings — most recently by Career Athletes, LLC (Nov 23, 2011). Both records have filings in the same period (Jul 20, 2011 to Nov 23, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Christopher Anthony Smith (KS) — PartnerFacts page ↗Form D · Nov 23, 2011 ↗Career Athletes, LLC — PartnerFacts page ↗Christopher Smith (NY) — this page ↗
Sources
Note · Jan 15, 2010 – Nov 9, 2010

Same name, different state: "Christopher A. Smith" (GA) is a separate record

This page covers filings where the address state is NY. A separate record, "Christopher A. Smith" with address state GA, is listed on 2 filings — most recently by Brand Group Holdings, Inc. (Nov 9, 2010). The two records do not overlap in time: this page runs Jul 20, 2011 to May 17, 2024; the other runs Jan 15, 2010 to Nov 9, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Christopher A. Smith (GA) — PartnerFacts page ↗Form D · Nov 9, 2010 ↗Brand Group Holdings, Inc. — PartnerFacts page ↗Christopher Smith (NY) — this page ↗
Sources
Note · Sep 14, 2009 – Apr 29, 2010

Same name, different state: "Christopher J. Smith" (A0) is a separate record

This page covers filings where the address state is NY. A separate record, "Christopher J. Smith" with address state A0, is listed on 2 filings — most recently by PETROLIFERA PETROLEUM LTD (Apr 29, 2010). The two records do not overlap in time: this page runs Jul 20, 2011 to May 17, 2024; the other runs Sep 14, 2009 to Apr 29, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Christopher J. Smith (A0) — PartnerFacts page ↗Form D · Apr 29, 2010 ↗PETROLIFERA PETROLEUM LTD — PartnerFacts page ↗Christopher Smith (NY) — this page ↗
Sources
Note · Jan 13, 2010 – Jan 22, 2010

Same name, different state: "Christopher J Smith" (AR) is a separate record

This page covers filings where the address state is NY. A separate record, "Christopher J Smith" with address state AR, is listed on 2 filings — most recently by Conterra Ultra Broadband Holdings INC (Jan 22, 2010). The two records do not overlap in time: this page runs Jul 20, 2011 to May 17, 2024; the other runs Jan 13, 2010 to Jan 22, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Christopher J Smith (AR) — PartnerFacts page ↗Form D/A · Jan 22, 2010 ↗Conterra Ultra Broadband Holdings INC — PartnerFacts page ↗Christopher Smith (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 13 offerings report sales commissions totalling $193,762; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 17, 2024 D/A
Greenbacker Renewable Energy Co II LLC
File 021-445986
$43,156$0$0WealthForge Securities BrokerCheck CRD 152550 ↗EDGAR ↗
Jun 18, 2020 D
RHEONIX INC
File 021-369240
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2019 D/A
GiveGab, Inc.
File 021-304921
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2019 D
Kubient, Inc.
File 021-351852
$100,000 (est.)$0$0Joseph Gunnar & Co., LLC BrokerCheck CRD 24795 ↗
via Joseph Gunnar & Co., LLC (CRD 24795 ↗)
EDGAR ↗
Jul 23, 2019 D
Incodema3D Holdings, Inc.
File 021-344883
$50,606 (est.)$0$0GP NURMENKARI INC. BrokerCheck CRD 153480 ↗EDGAR ↗
Aug 21, 2018 D
GiveGab, Inc.
File 021-319726
$0$0$0None listed on this filingEDGAR ↗
Dec 12, 2016 D/A
GiveGab, Inc.
File 021-255674
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2015 D
RHEONIX INC
File 021-249090
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2013 D/A
RHEONIX INC
File 021-207233
$0$0$0None listed on this filingEDGAR ↗
Jan 18, 2013 D
BINOPTICS CORP
File 021-190510
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2012 D
RHEONIX INC
File 021-173447
$0$0$0n/a no CRD number reportedEDGAR ↗
Sep 1, 2011 D
BINOPTICS CORP
File 021-165268
$0$0$0None listed on this filingEDGAR ↗
Aug 11, 2011 D/A
BINOPTICS CORP
File 021-163200
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Christopher Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GR
Pooled Investment Fund

Greenbacker Renewable Energy Co II LLC

New York, NY · May 17, 2024
  • May 17, 2024 · D/A · $448,713,339 sold of Indefinite · 1,470 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $471M from 1,470 investors as of the latest filing. Christopher is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

R
Biotechnology

RHEONIX INC

Ithaca, NY · Feb 14, 2012 → Jun 18, 2020 · 5 filings
  • Jun 18, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Oct 9, 2015 · D · $21,862,496 sold of $36,500,000 · 24 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 19, 2013 · D/A · $12,000,000 sold of $12,000,000 · 51 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Dec 2, 2013 · D · $6,000,000 sold of $6,000,000 · 51 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Feb 14, 2012 · D · $6,000,000 sold of $6,000,000 · 54 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $21.9M from 54 investors as of the latest filing. Christopher is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

G
Other Technology

GiveGab, Inc.

Ithaca, NY · Jan 21, 2016 → Oct 25, 2019 · 6 filings
  • Oct 25, 2019 · D/A · $7,671,852 sold of $10,279,097 · 40 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 21, 2019 · D/A · $7,671,852 sold of $15,136,342 · 40 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 21, 2018 · D · $2,364,843 sold of $2,364,843 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 6, 2018 · D · $4,871,973 sold of $7,169,974 · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 12, 2016 · D/A · $1,703,000 sold of $2,100,000 · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 21, 2016 · D · $280,000 sold of $600,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $7.67M from 40 investors (75% of the $10.3M target) as of the latest filing. Christopher is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

K
Other Technology

Kubient, Inc.

New York, NY · Oct 25, 2019
  • Oct 25, 2019 · D · $275,000 sold of $1,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.75M from 12 investors (100% of the $1M target) as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IH
Manufacturing

Incodema3D Holdings, Inc.

Freeville, NY · Jul 23, 2019
  • Jul 23, 2019 · D · $714,962 sold of $8,000,000 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $5.1M from 8 investors (64% of the $8M target) as of the latest filing. Christopher is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Other

BINOPTICS CORP

Ithaca, NY · Jul 20, 2011 → Jan 18, 2013 · 4 filings
  • Jan 18, 2013 · D · $4,000,000 sold of $4,000,000 · 13 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Sep 1, 2011 · D · $1,359,430 sold of $14,087,160 · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 11, 2011 · D/A · $800,000 sold of $1,400,000 · 9 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $400,000 sold of $600,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $4.8M from 23 investors (100% of the $4M target) as of the latest filing. Christopher is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Christopher 33

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Galvin

Director, Executive Officer · 10 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Christopher Smith. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Tegan

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Christopher Smith. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Mulligan

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

HR
No photo found yet (own website and image search run after this page is viewed)
Person

Hunter Rawlings III

Director · 6 shared filings (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Godert

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Proujansky

Director · 5 shared filings (2 issuers) · also on 5 other issuers

Philip Proujansky is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Albert Brenner

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Alex A. Behfar

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Smith. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Hulecki

Director · 4 shared filings (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel DiLeo

Director · 4 shared filings (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

AE
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Romey Eisenhut

Executive Officer · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Christopher Smith. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Morrow

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Brown

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Christopher Smith. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Kwak

Director · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Morgan Rodd

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Christopher Smith. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

James Kirkwood

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Smith. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Marchese

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Christopher Smith. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Maynard Fahs

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Whittaker

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Wheeler

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Christopher Smith. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Murphy

Executive Officer · 1 shared filing (1 issuer) · also on 15 other issuers

Matthew Murphy is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

John Alexander

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

PA
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Anderson

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Smith. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Pavel Medvedev

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Francia

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Smith. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Roberts

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Grainne Coen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Andrews

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Christopher Smith. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Alice Brennan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Sharmila Kassam

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Landenberger

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

REID HUTCHINS

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Christopher Smith. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Anthony Bordes

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Smith. Their page shows their other deals.

The team behind the deals

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Christopher Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Christopher Smith is listed on: none on file. No website or social profile named in Greenbacker Renewable Energy Co II LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #70,426 of 374,652 in line (1,101 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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