Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CA · Nov 8, 2010 → Jul 16, 2025
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Christopher Smith is listed as an executive officer, director, and promoter on 15 SEC Form D filings by 8 issuers between Nov 2010 and Jul 2025. Largest by amount reported sold: Delivery Agent Inc (San Francisco, CA — other technology — 2010–2013; $45.6M reported sold to 19 investors), SER Efficiency Fund I, LP (Belmont, CA — pooled investment fund — 2021; $40.9M reported sold to 9 investors), SER Perfect Power Solutions Fund I, LP (Belmont, CA — pooled investment fund — 2020; $40M reported sold to 1 investors), SER Storage Fund II, LP (Belmont, CA — pooled investment fund — 2020; $26.5M reported sold to 5 investors), SER Capital Partners I, LP (Belmont, CA — pooled investment fund — 2021; $23.5M reported sold to 2 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, director, and promoter, over about 15 years. Across those companies the filings report $191.8M sold in total.
Listed alongside David Rudnick (5 shared filings), Ernest Del (5 shared filings), Kim Marder (5 shared filings), Michael Fitzsimmons (5 shared filings), Peter Goettner (5 shared filings) and 29 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.
4 of the issuers belong to the sponsor group Ser (9 issuers, $257.8M reported sold, 2020–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Ser has 9 companies on file and $257.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 state regulator orders, 1 bankruptcy case matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 15 public filings for Christopher Smith and found 11 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Christopher Smith has not run yet — it is joining a line of 62,133 names; searches run around the clock at the hosts' allowed rate. Searched so far: 728 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
2 state regulator orders
Christopher P. Smith (CRD #4886942, Registered Representative, Beaumont, Texas) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Smith consented to the described sanction and to the entry of findings that he misappropriated approximately $231,000 from bank customers by completing credit line advance request forms seeking withdrawals from customer accounts without the customers’ knowledge or consent, withdrew the money in cash and used it to pay personal expenses or deposited it into his personal bank accounts.Order / docket ↗ Regulator's list ↗
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Christopher Smith..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
1 case: 1 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
11 differences found between the filings for Christopher Smith — 1 worth asking about (compared 15 filings on Oct 24, 2026)
United States Bankruptcy Court, C.D. California docket "Eddy Ho" filed Nov 19, 1999, closed Jun 19, 2002. Eddy Ho (listed on the same filings) is listed as Debtor ("Eddy Ho"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
SunTrain, Inc. (last filing Apr 7, 2022; $749,999 sold of $2,250,000); Electric Resistance Society, LLC (last filing Apr 7, 2011; $0 sold of $400,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Form D filed 185 days after the first sale — Delivery Agent Inc · Form D filed 16 days after the first sale — Orbital Sidekick, Inc. · Form D filed 19 days after the first sale — SER Capital Partners I, LP · Form D filed 16 days after the first sale — SER Storage Fund II, LP · Form D filed 31 days after the first sale — Delivery Agent Inc
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — Orbital Sidekick, Inc. (latest filing Jul 16, 2025) · No amendment in the last 12 months on an offering that may still be open — Orbital Sidekick, Inc. (latest filing Mar 26, 2024) · No amendment in the last 12 months on an offering that may still be open — Orbital Sidekick, Inc. (latest filing Oct 14, 2022) · No amendment in the last 12 months on an offering that may still be open — SunTrain, Inc. (latest filing Apr 7, 2022) · No amendment in the last 12 months on an offering that may still be open — SER Efficiency Fund I, LP (latest filing Aug 9, 2021) · and 6 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Feb 16, 2012 filing says $35,591,224 offered; the Jan 31, 2013 Form D/A says $80,091,228.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Aug 30, 2010 filing says $32,850,001 offered; the Nov 8, 2010 Form D/A says $36,947,137.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
This page covers filings where the address state is CA. A separate record, "Christopher B. Smith" with address state TX or UT or NJ, is listed on 14 filings — most recently by AMERICAN GENERAL LIFE INSURANCE CO (Apr 8, 2026). Both records have filings in the same period (Feb 20, 2025 to Jul 16, 2025).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "Christopher Anthony Smith" with address state KS, is listed on 3 filings — most recently by Career Athletes, LLC (Nov 23, 2011). Both records have filings in the same period (Nov 8, 2010 to Nov 23, 2011).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "Christopher A. Smith" with address state GA, is listed on 2 filings — most recently by Brand Group Holdings, Inc. (Nov 9, 2010). Both records have filings in the same period (Nov 8, 2010 to Nov 9, 2010).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "Christopher J. Smith" with address state A0, is listed on 2 filings — most recently by PETROLIFERA PETROLEUM LTD (Apr 29, 2010). The two records do not overlap in time: this page runs Nov 8, 2010 to Jul 16, 2025; the other runs Sep 14, 2009 to Apr 29, 2010.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "Christopher J Smith" with address state AR, is listed on 2 filings — most recently by Conterra Ultra Broadband Holdings INC (Jan 22, 2010). The two records do not overlap in time: this page runs Nov 8, 2010 to Jul 16, 2025; the other runs Jan 13, 2010 to Jan 22, 2010.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 14 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $60,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jul 16, 2025 D Orbital Sidekick, Inc. File 021-551892 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 7, 2024 D Orbital Sidekick, Inc. File 021-528920 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 26, 2024 D Orbital Sidekick, Inc. File 021-508628 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 14, 2022 D Orbital Sidekick, Inc. File 021-461789 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 7, 2022 D SunTrain, Inc. File 021-440810 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 9, 2021 D SER Efficiency Fund I, LP File 021-409306 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 19, 2021 D SER Capital Partners I, LP File 021-386666 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Oct 1, 2020 D SER Storage Fund II, LP File 021-376827 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 29, 2020 D SER Perfect Power Solutions Fund I, LP File 021-369898 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Aug 15, 2013 D Delivery Agent Inc File 021-201429 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 31, 2013 D/A Delivery Agent Inc File 021-173546 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 10, 2011 D Delivery Agent Inc File 021-161076 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 7, 2011 D Electric Resistance Society, LLC File 021-158018 | $0 | $0 | $60,000 (est.) | None listed on this filing | EDGAR ↗ |
| Nov 8, 2010 D/A Delivery Agent Inc File 021-74889 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Christopher Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $14.5M from 11 investors (100% of the $5M target) as of the latest filing. Christopher is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $750K from 1 investor (33% of the $2.25M target) as of the latest filing. Christopher is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $40.9M from 9 investors as of the latest filing. Christopher is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $23.5M from 2 investors as of the latest filing. Christopher is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $26.5M from 5 investors as of the latest filing. Christopher is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $40M from 1 investor as of the latest filing. Christopher is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $45.6M from 19 investors (100% of the $3.15M target) as of the latest filing. Christopher is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
No sales reported yet as of the latest filing. Christopher is listed as executive officer, promoter.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Rahul Advani is on 24 issuers in total — a repeat sponsor. Their page lists every one.
Marvin R. Wooten is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Christian Borcher is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Sara Graziano is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
David Cowan is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
Listed on the same filings as Christopher Smith. Their page shows their other deals.
One team, 9 deal companies. Christopher Smith is listed on 4 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher Smith.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
| Source | Filed | Form | Issuer | Amount offered (as reported) | Amount sold (as reported) | Matched on |
|---|---|---|---|---|---|---|
| EDGAR ↗ | May 5, 2026 File 020-35237 | Regulation Crowdfunding annual report (Form C-AR) Annual report filed | SunTrain, Inc. SAN FRANCISCO, CA | Not reported | Not reported on this form | signer name on this filing (Christopher Smith) + listed as a related person on Form D filings of the same issuer (CIK 1922137) · 85% |
| EDGAR ↗ | Apr 30, 2025 File 020-35237 | Regulation Crowdfunding annual report (Form C-AR) Annual report filed | SunTrain, Inc. SAN FRANCISCO, CA | Not reported | Not reported on this form | signer name on this filing (Christopher Smith) + listed as a related person on Form D filings of the same issuer (CIK 1922137) · 85% |
| EDGAR ↗ | Mar 10, 2025 File 020-35237 | Regulation Crowdfunding progress update (Form C-U) Progress update filed · deadline Mar 3, 2025 | SunTrain, Inc. SAN FRANCISCO, CA | $50,000 target · $1,235,000 maximum via OpenDeal Portal LLC (CRD 283874 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (Christopher Smith) + listed as a related person on Form D filings of the same issuer (CIK 1922137) · 85% |
| EDGAR ↗ | Dec 3, 2024 File 020-35237 | Regulation Crowdfunding offering (Form C) Offering filed · deadline Mar 3, 2025 | SunTrain, Inc. SAN FRANCISCO, CA | $50,000 target · $1,235,000 maximum via OpenDeal Portal LLC (CRD 283874 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (Christopher Smith) + listed as a related person on Form D filings of the same issuer (CIK 1922137) · 85% |
Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Property records are matched to companies only, never to individuals, so none are matched to Christopher Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Christopher Smith is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.
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