Christopher C. Smith is listed as an executive officer and director on 4 SEC Form D filings by 3 issuers between Feb 2015 and Aug 2022: Adwerx, Inc. (Durham, NC — other technology — 2015; $5.78M reported sold to 35 investors), eMinor Inc (Morrisville, NC — other technology — 2015–2022; $5.25M reported sold to 7 investors) and Field2Base, Inc. (Morrisville, NC — other technology — 2017; $1.7M reported sold to 6 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $12.7M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Christopher C. Smith and found 12 differences, 2 worth asking the sponsor about: Form D filed 70 days after the first sale; Christopher C. Smith is no longer listed on the Aug 3, 2015 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.