PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:44 AM ET

Sponsor Check › Person

Bruce A. Beal, Jr.

Related person on Form D filings · address state as listed: NY · listed Nov 5, 2009 → May 31, 2022

41issuers
49Form D filings
2009–2022years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

9 of 41 offerings report sales commissions totalling $47,165,603; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 30, 2025 D/A
File 021-496365
$10,000,000 (est.)$0$0Evercore Group BrokerCheck CRD 42405 ↗
via Evercore Group (CRD 42405 ↗)

Cais Capital LLC BrokerCheck CRD 154512 ↗
via Cais Capital LLC (CRD 154512 ↗)

ISP Securities Ltd. no CRD number reported
via ISP Securities Ltd.
EDGAR ↗Oct 30, 2025 D/A
File 021-496359
$0$0$0Evercore Group BrokerCheck CRD 42405 ↗
via Evercore Group (CRD 42405 ↗)

Cais Capital LLC BrokerCheck CRD 154512 ↗
via Cais Capital LLC (CRD 154512 ↗)

ISP Securities Ltd. no CRD number reported
via ISP Securities Ltd.
EDGAR ↗May 31, 2022 D
File 021-447452
$0$0$0None listed on this filing
EDGAR ↗May 26, 2022 D
File 021-447179
$0$0$0None listed on this filing
EDGAR ↗Oct 1, 2019 D
File 021-350103
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Dec 26, 2018 D
File 021-328892
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Dec 12, 2018 D
File 021-327751
$0$0$0Related Financial Services BrokerCheck CRD 170005 ↗
EDGAR ↗Dec 4, 2018 D
File 021-327160
$0$0$0Related Financial Services BrokerCheck CRD 170005 ↗
EDGAR ↗May 17, 2018 D
File 021-312663
$0$0$0Related Financial Services BrokerCheck CRD 170005 ↗
via Related Financial Services (CRD 170005 ↗)
EDGAR ↗May 1, 2018 D
File 021-311411
$0$0$0Related Financial Services BrokerCheck CRD 170005 ↗
EDGAR ↗Mar 5, 2018 D
File 021-306926
$0$0$0Related Financial Services BrokerCheck CRD 170005 ↗
EDGAR ↗Oct 25, 2017 D
File 021-297396
$0$0$0Related Financial Services BrokerCheck CRD 170005 ↗
EDGAR ↗Aug 7, 2017 D
File 021-292246
$0$0$0Related Financial Services BrokerCheck CRD 170005 ↗
via Related Financial Services (CRD 170005 ↗)
EDGAR ↗Apr 20, 2017 D
File 021-285265
$0$0$0None listed on this filing
EDGAR ↗Nov 16, 2016 D
File 021-274615
$0$0$0Related Financial Services BrokerCheck CRD 170005 ↗
via Related Financial Services (CRD 170005 ↗)
EDGAR ↗Nov 16, 2016 D
File 021-274620
$0$0$0Related Financial Services BrokerCheck CRD 170005 ↗
via Related Financial Services (CRD 170005 ↗)
EDGAR ↗Sep 28, 2016 D
File 021-271423
$0$0$0Related Financial Services BrokerCheck CRD 170005 ↗
via Related Financial Services (CRD 170005 ↗)
EDGAR ↗Sep 28, 2016 D
File 021-271422
$0$0$0Related Financial Services BrokerCheck CRD 170005 ↗
via Related Financial Services (CRD 170005 ↗)
EDGAR ↗Aug 30, 2016 D
File 021-269808
$0$0$0Related Financial Services BrokerCheck CRD 170005 ↗
via Related Financial Services (CRD 170005 ↗)
EDGAR ↗Aug 10, 2016 D
File 021-268678
$0$0$0Related Financial Services, LLC BrokerCheck CRD 170005 ↗
via Related Financial Services, LLC (CRD 170005 ↗)
EDGAR ↗Jun 21, 2016 D
File 021-265455
$0$0$0Related Financial Services, LLC BrokerCheck CRD 170005 ↗
via Related Financial Services, LLC (CRD 170005 ↗)
EDGAR ↗Jan 28, 2016 D
File 021-256182
$0$0$0Related Financial Services, LLC BrokerCheck CRD 170005 ↗
via Related Financial Services, LLC (CRD 170005 ↗)
EDGAR ↗Oct 30, 2015 D
File 021-250403
$0$0$0Related Financial Services, LLC BrokerCheck CRD 170005 ↗
via Related Financial Services, LLC (CRD 170005 ↗)
EDGAR ↗Jun 19, 2015 D
File 021-242158
$0$0$0Related Financial Services, LLC BrokerCheck CRD 170005 ↗
via Related Financial Services, LLC (CRD 170005 ↗)
EDGAR ↗Dec 30, 2014 D/A
File 021-214229
$30,000$0$0None listed on this filing
EDGAR ↗Oct 2, 2014 D
File 021-225684
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Oct 2, 2014 D
File 021-225681
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Aug 25, 2014 D
File 021-223525
$0$0$0None listed on this filing
EDGAR ↗Aug 25, 2014 D
File 021-223519
$0$0$0None listed on this filing
EDGAR ↗Aug 25, 2014 D
File 021-223517
$0$0$0None listed on this filing
EDGAR ↗Aug 25, 2014 D
File 021-223514
$0$0$0None listed on this filing
EDGAR ↗Aug 25, 2014 D
File 021-223515
$0$0$0None listed on this filing
EDGAR ↗Aug 25, 2014 D
File 021-223513
$0$0$0None listed on this filing
EDGAR ↗Mar 26, 2014 D
File 021-214312
$0$0$0None listed on this filing
EDGAR ↗Mar 27, 2013 D
File 021-194045
$0$0$0
The Issuer's Managing Member is entitled to a management fee, which is fully discussed in the Issuer's limited liability company agreement.
None listed on this filing
EDGAR ↗Feb 14, 2012 D
File 021-173445
$13,400,000 (est.)$0$0
The manager of the entity in which the Issuer indirectly invests is entitled to a management fee, which is fully discussed in the Issuer's confidential offering memorandum.
- no CRD number reported
via Greenhill & Co., LLC (CRD 40290 ↗)
EDGAR ↗Jan 9, 2012 D/A
File 021-135899
$0$0$0
The manager is entitled to a management fee. An affiliate may receive loan servicing fees. The management fee and loan servicing fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Sep 22, 2011 D/A
File 021-154537
$13,400,000 (est.)$0$0
The manager of the Issuer is entitled to a management fee, which is fully discussed in the Issuer's confidential offering memorandum.
- no CRD number reported
via Greenhill & Co., LLC (CRD 40290 ↗)
EDGAR ↗May 19, 2011 D
File 021-160028
$0$0$0
The asset manager of the Issuer is entitled to an asset management fee, which is fully discussed in the Issuer's limited liability company agreement.
None listed on this filing
EDGAR ↗May 19, 2011 D
File 021-160029
$0$0$0None listed on this filing
EDGAR ↗Feb 26, 2010 D
File 021-139067
$10,310,603$0$0None no CRD number reported
via Deutsche Bank Securities Inc. (CRD 2525 ↗)

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Related Real Estate Fund IV (Jersey Feeder), L.P.
group: Related
Executive Officer
Officer of the General Partner of the Issuer
Oct 30, 2025D/AIndefinite
similar: $155,000–$5,250,000
$363,500,00016
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Related Real Estate Fund IV, L.P.
group: Related
Executive Officer
Officer of the General Partner of the General Partner of the Issuer
Oct 30, 2025D/AIndefinite
similar: $155,000–$5,250,000
$906,500,00016
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Related Real Estate Fund IV (Jersey Feeder), L.P.
group: Related
Executive Officer
Officer of the General Partner of the Issuer
Nov 4, 2024D/AIndefinite
similar: $155,000–$5,250,000
$242,500,00013
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Related Real Estate Fund IV, L.P.
group: Related
Executive Officer
Officer of the General Partner of the General Partner of the Issuer
Nov 1, 2024D/AIndefinite
similar: $155,000–$5,250,000
$695,500,00013
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Related Real Estate Fund IV (Jersey Feeder), L.P.
group: Related
Executive Officer
Officer of the General Partner of the Issuer
Nov 2, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Related Real Estate Fund IV, L.P.
group: Related
Executive Officer
Officer of the General Partner of the General Partner of the Issuer
Nov 2, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Related Special LP Co-Investment Vehicle, L.P.
group: Related
Executive Officer
President of the General Partner
May 31, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Related Special LP Co-Investment Vehicle (Feeder), L.P.
group: Related
Executive Officer
President of the General Partner
May 26, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗30 HY WM REIT LP
group: Related
Executive OfficerOct 1, 2019D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗FMC-MA REIT, LLC
group: Related
Executive OfficerDec 26, 2018D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Hudson Yards Phase 3 A3 LLC
group: Related
Executive OfficerDec 12, 2018D$50,000,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗Hudson Residences A4 LLC
group: Related
Executive Officer, DirectorDec 4, 2018D$58,500,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗Hudson Yards Phase 3 A2 LLC
group: Related
Executive OfficerMay 17, 2018D$50,000,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗Hudson Residences A1 LLC
group: Related
Executive OfficerMay 1, 2018D$50,000,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗Hudson Residences A3 LLC
group: Related
Executive Officer, DirectorMar 5, 2018D$87,500,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗Hudson Residences A2 LLC
group: Related
Executive OfficerOct 25, 2017D$87,500,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗Hudson Yards Phase 3 A1 LLC
group: Related
Executive OfficerAug 7, 2017D$87,500,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗KVR LLC
group: Related
Executive Officer
Executive Vice President, Related Fund Management, LLC, the Issuer's Managing Member
Apr 20, 2017D$112,000,000
similar: $155,000–$5,250,000
$112,000,0002
similar: 4–27
$2,000,000
similar: $1,000–$100,000
EDGAR ↗HY Manhattan Tower A-10 LLC
group: Related
Executive OfficerNov 16, 2016D$87,500,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗HY Manhattan Tower A-9 LLC
group: Related
Executive OfficerNov 16, 2016D$87,500,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗HY Manhattan Tower A-7 LLC
group: Related
Executive OfficerSep 28, 2016D$87,500,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗HY Manhattan Tower A-8 LLC
group: Related
Executive OfficerSep 28, 2016D$87,500,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗HY Manhattan Tower A-6 LLC
group: Related
Executive OfficerAug 30, 2016D$87,500,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗HY Manhattan Tower A-6 LLC
group: Related
Executive OfficerAug 10, 2016D$87,500,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗HY Manhattan Tower A-4 LLC
group: Related
Executive OfficerJun 21, 2016D$87,500,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗HY Manhattan Tower A-3 LLC
group: Related
Executive OfficerJan 28, 2016D$87,500,000
similar: $3,160,078–$25,000,000
$00
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗HY Manhattan Tower A-2 LLC
group: Related
Executive OfficerOct 30, 2015D$87,500,000
similar: $3,160,078–$25,000,000
$500,0001
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗HY Manhattan Tower A-1 LLC
group: Related
Executive OfficerJun 19, 2015D$87,500,000
similar: $3,160,078–$25,000,000
$1,000,0002
similar: 4–53
$500,000
similar: $25,000–$100,000
EDGAR ↗ERY TENANT LLC
group: Related
Executive OfficerDec 30, 2014D/A$800,000,000
similar: $2,700,000–$15,000,000
$64,500,000129
similar: 1–21
$500,000
similar: $25,000–$100,000
EDGAR ↗Columbus Office REIT II, Inc
group: Related
Executive OfficerOct 2, 2014D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Columbus Office REIT I, Inc.
group: Related
Executive OfficerOct 2, 2014D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Related Energy Focused Real Estate Fund, L.P.
group: Related
Executive OfficerAug 25, 2014D$300,000,000
similar: $155,000–$5,250,000
$108,065,0006
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Related Energy Focused Feeder III, L.P.
group: Related
Executive OfficerAug 25, 2014D$30,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Related Energy Focused Feeder I, L.P.
group: Related
Executive OfficerAug 25, 2014D$30,000,000
similar: $155,000–$5,250,000
$01
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Related Energy Focused Feeder II, L.P.
group: Related
Executive OfficerAug 25, 2014D$30,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Related Energy Focused Investor LLC
group: Related
Executive OfficerAug 25, 2014D$17,565,000
similar: $155,000–$5,250,000
$17,565,00018
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Related Energy Focused Feeder (Main), L.P.
group: Related
Executive OfficerAug 25, 2014D$300,000,000
similar: $155,000–$5,250,000
$108,065,0006
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Related Multi-Family Fund Investor 2, LLC
group: Related
Executive Officer
Executive Vice President of the Issuer and the Issuer's Manager
Mar 26, 2014D$40,000,000
similar: $500,000–$16,420,250
$40,000,00015
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗ERY TENANT LLC
group: Related
Executive OfficerMar 25, 2014D$800,000,000
similar: $2,700,000–$15,000,000
$15,000,00030
similar: 1–21
$500,000
similar: $25,000–$100,000
EDGAR ↗RFM Freddie K24, LLC
group: Related
Executive Officer
Executive Vice President, Related Fund Management, LLC, the Issuer's Managing Member
Mar 27, 2013DIndefinite$24,000,0003No minimum reported
EDGAR ↗Related Real Estate Recovery Fund (Feeder), L.P.
group: Related
Executive Officer
Executive Vice President of the Issuer's General Partner
Feb 14, 2012D$1,100,000,000$516,834,68435$20,000,000
EDGAR ↗Related UBC Opportunity Fund, LP
group: Related
Executive Officer
Executive Vice President of the General Partner of the Issuer
Jan 9, 2012D/AIndefinite$106,700,0004$10,000,000
EDGAR ↗Related Real Estate Recovery Fund, L.P.
group: Related
Executive Officer
Executive Vice President of the General Partner of the Issuer's General Partner
Sep 22, 2011D/A$1,100,000,000$410,600,0009$20,000,000
EDGAR ↗Related Multi-Family Fund, LLC
group: Related
Executive Officer
Executive Vice President of the Issuer and the Issuer's Managing Member
May 19, 2011DIndefinite$500,000,0002No minimum reported
EDGAR ↗Related Multi-Family Fund Investor, LLC
group: Related
Executive Officer
Executive Vice President of the Issuer and the Issuer's Manager
May 19, 2011DIndefinite$62,000,00011No minimum reported
EDGAR ↗Related Real Estate Recovery Fund, L.P.
group: Related
Executive Officer
Executive Vice President of the General Partner of the Issuer's General Partner
Jan 28, 2011D$1,250,000,000$170,000,0004$20,000,000
EDGAR ↗Related UBC Opportunity Fund, LP
group: Related
Executive Officer
Executive Vice President of the General Partner of the Issuer
Dec 2, 2010D/AIndefinite$106,575,0004No minimum reported
EDGAR ↗SJB Escrow Corp
group: Related
Executive Officer, Director, Promoter
VP, Treasurer, Secretary
Feb 26, 2010D$524,303,380$524,303,38086$50,000
EDGAR ↗Related UBC Opportunity Fund, LP
group: Related
Executive Officer
Executive Vice President of the General Partner of the Issuer
Nov 5, 2009DIndefinite$81,200,0003$10,000,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as Bruce A. Beal, Jr.. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Jeff T. Blau — 49 shared filings (41 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 33 other issuers
  • Richard O'Toole — 31 shared filings (23 issuers) · roles as listed: Executive Officer, Director · also listed on 31 other issuers
  • Stephen M. Ross — 31 shared filings (27 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 2 other issuers
  • Michael J. Brenner — 30 shared filings (26 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 1 other issuer
  • Justin Metz — 27 shared filings (19 issuers) · roles as listed: Executive Officer, Director · also listed on 38 other issuers
  • L Jay Cross — 14 shared filings (13 issuers) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Susan McGuire — 13 shared filings (10 issuers) · role as listed: Executive Officer
  • Eugene Angelo — 12 shared filings (10 issuers) · role as listed: Executive Officer
  • David Zussman — 11 shared filings (7 issuers) · roles as listed: Executive Officer, Director · also listed on 22 other issuers
  • Ronald Wackrow — 11 shared filings (11 issuers) · role as listed: Executive Officer
  • Michael Winston — 9 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Kenneth Wong — 6 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 15 other issuers
  • Patrick Sweeney — 6 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • Peter A. Weidman — 6 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 59 other issuers
  • Paul Izzo — 4 shared filings (4 issuers) · roles as listed: Executive Officer, Promoter
  • Jennifer McCool — 4 shared filings (4 issuers) · role as listed: Executive Officer
  • Gene Angelo — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • David Speiser — 3 shared filings (3 issuers) · role as listed: Executive Officer
  • Matthew C. Brown — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 151 other issuers
  • Neil Jacob — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 15 other issuers
  • Blake Hutcheson — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Thomas Arnold — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • John Jacobson — 2 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Bruce L. Warwick — 2 shared filings (2 issuers) · role as listed: Director
  • Marianna Tarantur — 2 shared filings (2 issuers) · role as listed: Executive Officer
  • Alexis Kremen — 2 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Richard OToole — 2 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Richard L. O'Toole — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Wayne K. Goldstein — 1 shared filing (1 issuer) · role as listed: Director · also listed on 10 other issuers
  • Stephen Eisenstein — 1 shared filing (1 issuer) · role as listed: Director · also listed on 18 other issuers
  • Stuart Rothenberg — 1 shared filing (1 issuer) · role as listed: Director
  • Jack Kopnisky — 1 shared filing (1 issuer) · role as listed: Director
  • Glenn Eubanks — 1 shared filing (1 issuer) · role as listed: Director
  • Michael H. Orbison — 1 shared filing (1 issuer) · role as listed: Director
  • Peggy DaSilva — 1 shared filing (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Dan Fulop — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Jay Cross — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Frank Monterisi — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Andrew Orchulli — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Zachary Maniloff — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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