PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

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Brian Kim

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Jul 28, 2017 → Jul 28, 2017

1deal (issuers)
$193Kreported sold
5investors
1Form D filing
2017year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:39 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Kim is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jul 2017: AGRI-NEO INC (Toronto, Ontario, Canada (as filed: A6) — biotechnology — 2017; $193K reported sold to 5 investors).

What this means One deal on file with the SEC, filed Jul 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Fadi Dagher (1 shared filing), Katheryn Croll (1 shared filing), Neal Lee (1 shared filing), Nicholas Dillon (1 shared filing), Paul David Simcox (1 shared filing) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 32 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Brian Kim and found 5 differences: Same name, different state: "Brian Kim" (NY or KS) is a separate record; Same name, different state: "Brian Kim" (PA or MA or MD) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Kim has not run yet — it is joining a line of 50,619 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 3 dismissed

Brian Kim v. HSBC Bank USA, N.A. dismissed
District Court, C.D. California · No. 2:18-cv-08188 · Filed Sep 21, 2018 · Closed Oct 24, 2018 · Nature of suit: 220 Foreclosure · Cause: 28:1444 Notice of Removal - Foreclosure
Role of Brian Kim: Plaintiff · Outcome: Terminated 2018-10-24 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
James H Donell v. Brian Kim dismissed
District Court, C.D. California · No. 2:05-cv-01751 · Filed Mar 10, 2005 · Closed May 17, 2005 · Nature of suit: 890 Other statutory actions
Role of Brian Kim: Defendant · Outcome: Terminated 2005-05-17 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian Kim v. County of San Bern dismissed
District Court, C.D. California · No. 5:03-cv-00961 · Filed Aug 25, 2003 · Closed Oct 30, 2003 · Nature of suit: 190 Other contract actions
Role of Brian Kim: Plaintiff · Outcome: Terminated 2003-10-30 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:39 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Kim..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

32 cases: 5 open, 27 closed (disposition not in docket feed)

Brian Kim open
United States Bankruptcy Court, D. New Jersey · No. 26-17493 · Filed Jun 30, 2026
Role of Brian Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Brian Kim and Seung Yoo open
United States Bankruptcy Court, S.D. Texas · No. 26-33412 · Filed May 13, 2026
Role of Brian Kim and Seung Yoo: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in TX (not a filing state)
Brian Kim and Jenny Jeon open
United States Bankruptcy Court, S.D. Texas · No. 26-80333 · Filed May 6, 2026
Role of Brian Kim and Jenny Jeon: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in TX (not a filing state)
Brian Kim open
United States Bankruptcy Court, C.D. California · No. 8:26-bk-10519 · Filed Feb 20, 2026
Role of Brian Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian Kim closed
United States Bankruptcy Court, C.D. California · No. 2:24-bk-19712 · Filed Nov 27, 2024 · Closed Mar 4, 2025
Role of Brian Kim: Debtor · Outcome: Case closed 2025-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian M Kim open
United States Bankruptcy Court, C.D. California · No. 2:23-bk-15555 · Filed Aug 28, 2023
Role of Brian M Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian Y Kim closed
United States Bankruptcy Court, C.D. California · No. 2:19-bk-22556 · Filed Oct 24, 2019 · Closed Feb 4, 2020
Role of Brian Y Kim: Debtor · Outcome: Case closed 2020-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian Kim and Sharon Tran closed
United States Bankruptcy Court, C.D. California · No. 2:18-bk-21416 · Filed Sep 28, 2018 · Closed Nov 16, 2018
Role of Brian Kim and Sharon Tran: Debtor · Outcome: Case closed 2018-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian Y Kim closed
United States Bankruptcy Court, C.D. California · No. 2:17-bk-15951 · Filed May 15, 2017 · Closed Jun 13, 2017
Role of Brian Y Kim: Debtor · Outcome: Case closed 2017-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian Kim closed
United States Bankruptcy Court, C.D. California · No. 2:16-bk-25256 · Filed Nov 18, 2016 · Closed Oct 29, 2019
Role of Brian Kim: Debtor · Outcome: Case closed 2019-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian J Kim Kim and Sunny Sonyoung Kim closed
United States Bankruptcy Court, C.D. California · No. 2:14-bk-29549 · Filed Oct 15, 2014 · Closed Jan 21, 2015
Role of Brian J Kim Kim and Sunny Sonyoung Kim: Debtor · Outcome: Case closed 2015-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian M Mc Kim and Ayako Mc Kim closed
United States Bankruptcy Court, M.D. Florida · No. 6:13-bk-04707 · Filed Apr 17, 2013 · Closed Oct 11, 2013
Role of Brian M Mc Kim and Ayako Mc Kim: Debtor · Outcome: Case closed 2013-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Brian Kim closed
United States Bankruptcy Court, C.D. California · No. 2:12-bk-47458 · Filed Nov 8, 2012 · Closed Feb 15, 2013
Role of Brian Kim: Debtor · Outcome: Case closed 2013-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian Kim closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-46520 · Filed Aug 26, 2011 · Closed Dec 28, 2011
Role of Brian Kim: Debtor · Outcome: Case closed 2011-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian H. Kim closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-27619 · Filed Apr 22, 2011 · Closed Nov 28, 2011
Role of Brian H. Kim: Debtor · Outcome: Case closed 2011-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian Kim and Betty Kim closed
United States Bankruptcy Court, W.D. Kentucky · No. 11-30311 · Filed Jan 21, 2011 · Closed May 3, 2011
Role of Brian Kim and Betty Kim: Debtor · Outcome: Case closed 2011-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in KY (not a filing state)
Brian K Kim and Yoon O Lee closed
United States Bankruptcy Court, D. New Jersey · No. 10-46415 · Filed Nov 23, 2010 · Closed Sep 2, 2011
Role of Brian K Kim and Yoon O Lee: Debtor · Outcome: Case closed 2011-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
BRIAN KIM and SU BOK KIM closed
United States Bankruptcy Court, E.D. California · No. 10-63260 · Filed Nov 16, 2010 · Closed Mar 22, 2011
Role of BRIAN KIM and SU BOK KIM: Debtor · Outcome: Case closed 2011-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian M. Kim closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-14970 · Filed Feb 11, 2010 · Closed Jun 8, 2010
Role of Brian M. Kim: Debtor · Outcome: Case closed 2010-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian Kim closed
United States Bankruptcy Court, C.D. California · No. 8:05-bk-20319 · Filed Oct 13, 2005 · Closed Apr 19, 2006
Role of Brian Kim: Debtor · Outcome: Case closed 2006-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian H. Kim closed
United States Bankruptcy Court, E.D. Virginia · No. 05-14610 · Filed Oct 12, 2005 · Closed Mar 15, 2006
Role of Brian H. Kim: Debtor · Outcome: Case closed 2006-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in VA (not a filing state)
Brian H Kim closed
United States Bankruptcy Court, C.D. California · No. 2:04-bk-16830 · Filed Mar 24, 2004 · Closed Jul 23, 2004
Role of Brian H Kim: Debtor · Outcome: Case closed 2004-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Brian Kim closed
United States Bankruptcy Court, D. New Jersey · No. 99-63275 · Filed Nov 29, 1999 · Closed Apr 7, 2000
Role of Brian Kim: Debtor · Outcome: Case closed 2000-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Brian Kim closed
United States Bankruptcy Court, D. New Jersey · No. 99-57753 · Filed Jul 2, 1999 · Closed Aug 27, 1999
Role of Brian Kim: Debtor · Outcome: Case closed 1999-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Brian Kim closed
United States Bankruptcy Court, D. New Jersey · No. 99-50530 · Filed Jan 19, 1999 · Closed Mar 3, 1999
Role of Brian Kim: Debtor · Outcome: Case closed 1999-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Brian Kim closed
United States Bankruptcy Court, C.D. California · No. 8:97-bk-23624 · Filed Aug 26, 1997 · Closed Nov 26, 1997
Role of Brian Kim: Debtor · Outcome: Case closed 1997-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
BRIAN Y. KIM closed
United States Bankruptcy Court, D. Nevada · No. 96-25119 · Filed Sep 12, 1996 · Closed Jun 10, 1998
Role of BRIAN Y. KIM: Debtor · Outcome: Case closed 1998-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NV (not a filing state)
Brian W. Kim closed
United States Bankruptcy Court, N.D. Georgia · No. 95-73430 · Filed Sep 26, 1995 · Closed Feb 16, 1996
Role of Brian W. Kim: Debtor · Outcome: Case closed 1996-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in GA (not a filing state)
Brian Kim closed
United States Bankruptcy Court, C.D. California · No. 1:95-bk-16114 · Filed Aug 10, 1995 · Closed Nov 16, 1995
Role of Brian Kim: Debtor · Outcome: Case closed 1995-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
BRIAN KIM closed
United States Bankruptcy Court, D. Nevada · No. 93-22795 · Filed Jul 2, 1993 · Closed Apr 11, 1997
Role of BRIAN KIM: Debtor · Outcome: Case closed 1997-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NV (not a filing state)
Brian I. Kim and Joan Y. Kim closed
United States Bankruptcy Court, E.D. Virginia · No. 92-13352 · Filed Jul 10, 1992 · Closed Feb 23, 1993
Role of Brian I. Kim and Joan Y. Kim: Debtor · Outcome: Case closed 1993-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in VA (not a filing state)
Brian Kim and Lynda Kim closed
United States Bankruptcy Court, D. New Jersey · No. 92-33542 · Filed Jun 2, 1992 · Closed Mar 4, 1994
Role of Brian Kim and Lynda Kim: Debtor · Outcome: Case closed 1994-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:39 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Brian Kim (compared 1 filing on Oct 24, 2026)

Note · Apr 13, 2009 – Apr 30, 2026

Same name, different state: "Brian Kim" (NY or KS) is a separate record

This page covers filings where the address state is A6. A separate record, "Brian Kim" with address state NY or KS, is listed on 56 filings — most recently by Blackstone Private Real Estate Credit & Income Fund (Apr 30, 2026). Both records have filings in the same period (Jul 28, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Kim (NY,KS) — PartnerFacts page ↗Form D/A · Apr 30, 2026 ↗Blackstone Private Real Estate Credit & Income Fund — PartnerFacts page ↗Brian Kim (A6) — this page ↗
Sources
Note · Dec 27, 2016 – Dec 8, 2025

Same name, different state: "Brian Kim" (PA or MA or MD) is a separate record

This page covers filings where the address state is A6. A separate record, "Brian Kim" with address state PA or MA or MD, is listed on 11 filings — most recently by SFP-MH INVESTCO, LLC (Dec 8, 2025). Both records have filings in the same period (Jul 28, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Kim (PA,MA,MD) — PartnerFacts page ↗Form D · Dec 8, 2025 ↗SFP-MH INVESTCO, LLC — PartnerFacts page ↗Brian Kim (A6) — this page ↗
Sources
Note · May 10, 2023

Same name, different state: "Brian Kim" (CO) is a separate record

This page covers filings where the address state is A6. A separate record, "Brian Kim" with address state CO, is listed on 1 filing — most recently by Bond Brand Parent, LLC (May 10, 2023). The two records do not overlap in time: this page has one filing dated Jul 28, 2017; the other has one filing dated May 10, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Kim (CO) — PartnerFacts page ↗Form D · May 10, 2023 ↗Bond Brand Parent, LLC — PartnerFacts page ↗Brian Kim (A6) — this page ↗
Sources
Note · Aug 30, 2017 – Oct 14, 2020

Same name, different state: "BRIAN KIM" (NJ) is a separate record

This page covers filings where the address state is A6. A separate record, "BRIAN KIM" with address state NJ, is listed on 3 filings — most recently by Technology Keiretsu, LLC (Oct 14, 2020). The two records do not overlap in time: this page has one filing dated Jul 28, 2017; the other runs Aug 30, 2017 to Oct 14, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

BRIAN KIM (NJ) — PartnerFacts page ↗Form D · Oct 14, 2020 ↗Technology Keiretsu, LLC — PartnerFacts page ↗Brian Kim (A6) — this page ↗
Sources
Note · Sep 15, 2011 – Oct 5, 2016

Same name, different state: "Brian Kim" (CA) is a separate record

This page covers filings where the address state is A6. A separate record, "Brian Kim" with address state CA, is listed on 10 filings — most recently by Headlands Capital Secondary Fund II, LP (Oct 5, 2016). The two records do not overlap in time: this page has one filing dated Jul 28, 2017; the other runs Sep 15, 2011 to Oct 5, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Kim (CA) — PartnerFacts page ↗Form D/A · Oct 5, 2016 ↗Headlands Capital Secondary Fund II, LP — PartnerFacts page ↗Brian Kim (A6) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 28, 2017 D
AGRI-NEO INC
File 021-291703
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Brian Kim on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AN
Biotechnology

AGRI-NEO INC

Toronto, Ontario, Canada (as filed: A6) · Jul 28, 2017
  • Jul 28, 2017 · D · $192,922 sold of $192,922 · 5 investors · min. No minimum reported · role: Executive Officer (Mr. Kim is the Chief Financial Officer of the Issuer.) EDGAR ↗

Raised $193K from 5 investors (100% of the $193K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Brian Kim — NY, KS, 43 issuers, Apr 13, 2009 → Apr 30, 2026 · no shared issuer
  • Brian Kim — PA, MA, MD, 7 issuers, Dec 27, 2016 → Dec 8, 2025 · no shared issuer
  • Brian Kim — CA, 4 issuers, Sep 15, 2011 → Oct 5, 2016 · no shared issuer
  • BRIAN KIM — NJ, 1 issuer, Aug 30, 2017 → Oct 14, 2020 · no shared issuer
  • Brian Kim — CO, 1 issuer, May 10, 2023 → May 10, 2023 · no shared issuer
  • Brian Yuhyun Kim — CA, 1 issuer, Apr 18, 2023 → Apr 11, 2024 · no shared issuer

People around Brian 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

Warren Libby

Director, Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Kim. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Katheryn Croll

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul David Simcox

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

FD
No photo found yet (own website and image search run after this page is viewed)
Person

Fadi Dagher

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

ND
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Dillon

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Rocco Piccolo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Wong

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

NL
No photo found yet (own website and image search run after this page is viewed)
Person

Neal Lee

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

Wiliam Neil Murdoch

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Kim by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian Kim is listed on: none on file. No website or social profile named in AGRI-NEO INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #267,999 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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