Katheryn Croll is listed as a director on 5 SEC Form D filings by 1 issuer between Apr 2015 and Jul 2017: AGRI-NEO INC (Toronto, Ontario, Canada (as filed: A6) — biotechnology — 2015–2017; $193K reported sold to 5 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Fadi Dagher (5 shared filings), Nicholas Dillon (5 shared filings), Robert Wong (5 shared filings), Rocco Piccolo (5 shared filings), Warren Libby (5 shared filings) and 8 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Katheryn. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 7 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Katheryn Croll and found 3 differences: 4 Form Ds were filed more than 15 days after the first sale; Address moved from Toronto, Canada (federal level) (as filed: Z4) to Toronto, Ontario, Canada (as filed: A6); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.