Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:46 AM ET

Sponsor Check › Person

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Brian Kim

Named as an officer, director or promoter on SEC Form D filings · PA, MA, MD · Dec 27, 2016 → Dec 8, 2025

7deals (issuers)

$181.1Mreported sold

61investors

11Form D filings

2016–2025years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Kim is listed as an executive officer and director on 11 SEC Form D filings by 7 issuers between Aug 2016 and Dec 2025. Largest by amount reported sold: Celigo, Inc. (San Mateo, CA — industry reported as "Other" — 2019–2021; $47.9M reported sold to 7 investors), SFP-MH Holdco, LLC (Penn Valley, PA — pooled investment fund — 2025; $38.5M reported sold to 4 investors), Symphonic Distribution, Inc. (Tampa, FL — other technology — 2021; $37M reported sold to 4 investors), SFP-MH INVESTCO, LLC (Penn Valley, PA — pooled investment fund — 2025; $23.9M reported sold to 14 investors), CallMiner, Inc. (Waltham, MA — other technology — 2016–2022; $20M reported sold to 11 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $181.1M sold in total.

Listed alongside Jay Rosenberger (3 shared filings), Jeffrey A. Gallino (3 shared filings), John Glushik (3 shared filings), Paul Bernard (3 shared filings), Robert Davoli (3 shared filings) and 33 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

2 of the issuers belong to the sponsor group Sfp (2 issuers, $62.4M reported sold, 2025).

What this means A sponsor group is one team that sets up a new company for each deal. Sfp has 2 companies on file and $62.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 32 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for Brian Kim and found 14 differences, 1 worth asking the sponsor about: 30% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Kim has not run yet — it is joining a line of 40,721 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 3 dismissed

Brian Kim v. HSBC Bank USA, N.A. dismissed

District Court, C.D. California · No. 2:18-cv-08188 · Filed Sep 21, 2018 · Closed Oct 24, 2018 · Nature of suit: 220 Foreclosure · Cause: 28:1444 Notice of Removal - Foreclosure

Role of Brian Kim: Plaintiff · Outcome: Terminated 2018-10-24 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

James H Donell v. Brian Kim dismissed

District Court, C.D. California · No. 2:05-cv-01751 · Filed Mar 10, 2005 · Closed May 17, 2005 · Nature of suit: 890 Other statutory actions

Role of Brian Kim: Defendant · Outcome: Terminated 2005-05-17 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian Kim v. County of San Bern dismissed

District Court, C.D. California · No. 5:03-cv-00961 · Filed Aug 25, 2003 · Closed Oct 30, 2003 · Nature of suit: 190 Other contract actions

Role of Brian Kim: Plaintiff · Outcome: Terminated 2003-10-30 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Kim..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

32 cases: 5 open, 27 closed (disposition not in docket feed)

Brian Kim open

United States Bankruptcy Court, D. New Jersey · No. 26-17493 · Filed Jun 30, 2026

Role of Brian Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)

Brian Kim and Seung Yoo open

United States Bankruptcy Court, S.D. Texas · No. 26-33412 · Filed May 13, 2026

Role of Brian Kim and Seung Yoo: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in TX (not a filing state)

Brian Kim and Jenny Jeon open

United States Bankruptcy Court, S.D. Texas · No. 26-80333 · Filed May 6, 2026

Role of Brian Kim and Jenny Jeon: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in TX (not a filing state)

Brian Kim open

United States Bankruptcy Court, C.D. California · No. 8:26-bk-10519 · Filed Feb 20, 2026

Role of Brian Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian Kim closed

United States Bankruptcy Court, C.D. California · No. 2:24-bk-19712 · Filed Nov 27, 2024 · Closed Mar 4, 2025

Role of Brian Kim: Debtor · Outcome: Case closed 2025-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian M Kim open

United States Bankruptcy Court, C.D. California · No. 2:23-bk-15555 · Filed Aug 28, 2023

Role of Brian M Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian Y Kim closed

United States Bankruptcy Court, C.D. California · No. 2:19-bk-22556 · Filed Oct 24, 2019 · Closed Feb 4, 2020

Role of Brian Y Kim: Debtor · Outcome: Case closed 2020-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian Kim and Sharon Tran closed

United States Bankruptcy Court, C.D. California · No. 2:18-bk-21416 · Filed Sep 28, 2018 · Closed Nov 16, 2018

Role of Brian Kim and Sharon Tran: Debtor · Outcome: Case closed 2018-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian Y Kim closed

United States Bankruptcy Court, C.D. California · No. 2:17-bk-15951 · Filed May 15, 2017 · Closed Jun 13, 2017

Role of Brian Y Kim: Debtor · Outcome: Case closed 2017-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian Kim closed

United States Bankruptcy Court, C.D. California · No. 2:16-bk-25256 · Filed Nov 18, 2016 · Closed Oct 29, 2019

Role of Brian Kim: Debtor · Outcome: Case closed 2019-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian J Kim Kim and Sunny Sonyoung Kim closed

United States Bankruptcy Court, C.D. California · No. 2:14-bk-29549 · Filed Oct 15, 2014 · Closed Jan 21, 2015

Role of Brian J Kim Kim and Sunny Sonyoung Kim: Debtor · Outcome: Case closed 2015-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian M Mc Kim and Ayako Mc Kim closed

United States Bankruptcy Court, M.D. Florida · No. 6:13-bk-04707 · Filed Apr 17, 2013 · Closed Oct 11, 2013

Role of Brian M Mc Kim and Ayako Mc Kim: Debtor · Outcome: Case closed 2013-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (FL)

Brian Kim closed

United States Bankruptcy Court, C.D. California · No. 2:12-bk-47458 · Filed Nov 8, 2012 · Closed Feb 15, 2013

Role of Brian Kim: Debtor · Outcome: Case closed 2013-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian Kim closed

United States Bankruptcy Court, C.D. California · No. 2:11-bk-46520 · Filed Aug 26, 2011 · Closed Dec 28, 2011

Role of Brian Kim: Debtor · Outcome: Case closed 2011-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian H. Kim closed

United States Bankruptcy Court, C.D. California · No. 2:11-bk-27619 · Filed Apr 22, 2011 · Closed Nov 28, 2011

Role of Brian H. Kim: Debtor · Outcome: Case closed 2011-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian Kim and Betty Kim closed

United States Bankruptcy Court, W.D. Kentucky · No. 11-30311 · Filed Jan 21, 2011 · Closed May 3, 2011

Role of Brian Kim and Betty Kim: Debtor · Outcome: Case closed 2011-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in KY (not a filing state)

Brian K Kim and Yoon O Lee closed

United States Bankruptcy Court, D. New Jersey · No. 10-46415 · Filed Nov 23, 2010 · Closed Sep 2, 2011

Role of Brian K Kim and Yoon O Lee: Debtor · Outcome: Case closed 2011-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)

BRIAN KIM and SU BOK KIM closed

United States Bankruptcy Court, E.D. California · No. 10-63260 · Filed Nov 16, 2010 · Closed Mar 22, 2011

Role of BRIAN KIM and SU BOK KIM: Debtor · Outcome: Case closed 2011-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian M. Kim closed

United States Bankruptcy Court, C.D. California · No. 2:10-bk-14970 · Filed Feb 11, 2010 · Closed Jun 8, 2010

Role of Brian M. Kim: Debtor · Outcome: Case closed 2010-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian Kim closed

United States Bankruptcy Court, C.D. California · No. 8:05-bk-20319 · Filed Oct 13, 2005 · Closed Apr 19, 2006

Role of Brian Kim: Debtor · Outcome: Case closed 2006-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian H. Kim closed

United States Bankruptcy Court, E.D. Virginia · No. 05-14610 · Filed Oct 12, 2005 · Closed Mar 15, 2006

Role of Brian H. Kim: Debtor · Outcome: Case closed 2006-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in VA (not a filing state)

Brian H Kim closed

United States Bankruptcy Court, C.D. California · No. 2:04-bk-16830 · Filed Mar 24, 2004 · Closed Jul 23, 2004

Role of Brian H Kim: Debtor · Outcome: Case closed 2004-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

Brian Kim closed

United States Bankruptcy Court, D. New Jersey · No. 99-63275 · Filed Nov 29, 1999 · Closed Apr 7, 2000

Role of Brian Kim: Debtor · Outcome: Case closed 2000-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)

Brian Kim closed

United States Bankruptcy Court, D. New Jersey · No. 99-57753 · Filed Jul 2, 1999 · Closed Aug 27, 1999

Role of Brian Kim: Debtor · Outcome: Case closed 1999-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)

Brian Kim closed

United States Bankruptcy Court, D. New Jersey · No. 99-50530 · Filed Jan 19, 1999 · Closed Mar 3, 1999

Role of Brian Kim: Debtor · Outcome: Case closed 1999-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)

Brian Kim closed

United States Bankruptcy Court, C.D. California · No. 8:97-bk-23624 · Filed Aug 26, 1997 · Closed Nov 26, 1997

Role of Brian Kim: Debtor · Outcome: Case closed 1997-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

BRIAN Y. KIM closed

United States Bankruptcy Court, D. Nevada · No. 96-25119 · Filed Sep 12, 1996 · Closed Jun 10, 1998

Role of BRIAN Y. KIM: Debtor · Outcome: Case closed 1998-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NV (not a filing state)

Brian W. Kim closed

United States Bankruptcy Court, N.D. Georgia · No. 95-73430 · Filed Sep 26, 1995 · Closed Feb 16, 1996

Role of Brian W. Kim: Debtor · Outcome: Case closed 1996-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in GA (not a filing state)

Brian Kim closed

United States Bankruptcy Court, C.D. California · No. 1:95-bk-16114 · Filed Aug 10, 1995 · Closed Nov 16, 1995

Role of Brian Kim: Debtor · Outcome: Case closed 1995-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

BRIAN KIM closed

United States Bankruptcy Court, D. Nevada · No. 93-22795 · Filed Jul 2, 1993 · Closed Apr 11, 1997

Role of BRIAN KIM: Debtor · Outcome: Case closed 1997-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NV (not a filing state)

Brian I. Kim and Joan Y. Kim closed

United States Bankruptcy Court, E.D. Virginia · No. 92-13352 · Filed Jul 10, 1992 · Closed Feb 23, 1993

Role of Brian I. Kim and Joan Y. Kim: Debtor · Outcome: Case closed 1993-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in VA (not a filing state)

Brian Kim and Lynda Kim closed

United States Bankruptcy Court, D. New Jersey · No. 92-33542 · Filed Jun 2, 1992 · Closed Mar 4, 1994

Role of Brian Kim and Lynda Kim: Debtor · Outcome: Case closed 1994-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 61 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Brian Kim — 1 worth asking about (compared 11 filings on Oct 24, 2026)

Note · May 27, 1997 – Mar 10, 2006

4 bankruptcy cases name the subject or team members

Bankruptcy case: Robert W. Moul and Sandra C. Moul — filed Oct 6, 2005 · Bankruptcy case: MBNA America Bank NA v. Moul — filed Jul 28, 2005 · Bankruptcy case: Rebecca L. Graff — filed Mar 19, 2004 · Bankruptcy case: Moul v. Conceptual Properties, Inc. — filed May 27, 1997

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Pennsylvania ↗Robert Moul — PartnerFacts page ↗Docket · United States Bankruptcy Court, M.D. Pennsylvania ↗Docket · United States Bankruptcy Court, N.D. Florida ↗

Sources

Docket · United States Bankruptcy Court, E.D. Pennsylvania ↗ (Oct 6, 2005)
Robert Moul — PartnerFacts page ↗
Docket · United States Bankruptcy Court, M.D. Pennsylvania ↗ (Jul 28, 2005)
Docket · United States Bankruptcy Court, N.D. Florida ↗ (Mar 19, 2004)
Rebecca Graff — PartnerFacts page ↗
Docket · United States Bankruptcy Court, W.D. Pennsylvania ↗ (May 27, 1997)

Worth asking · Dec 27, 2021

30% of the money raised went to insiders — Symphonic Distribution, Inc.

The Dec 27, 2021 Form D reports $36,999,992 sold and $11,199,989 of the proceeds used for payments to officers, directors or promoters.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Dec 27, 2021 ↗Symphonic Distribution, Inc. — PartnerFacts page ↗

Sources

Form D · Dec 27, 2021 ↗ (Dec 27, 2021)
Symphonic Distribution, Inc. — PartnerFacts page ↗ (Dec 27, 2021)

Note · Dec 22, 2021

17% of the money raised went to insiders — Celigo, Inc.

The Dec 22, 2021 Form D reports $47,922,803 sold and $7,922,803 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Dec 22, 2021 ↗Celigo, Inc. — PartnerFacts page ↗

Sources

Form D · Dec 22, 2021 ↗ (Dec 22, 2021)
Celigo, Inc. — PartnerFacts page ↗ (Dec 22, 2021)

Note · Dec 9, 2016 – Jun 21, 2022

6 Form Ds were filed more than 15 days after the first sale

Form D filed 26 days after the first sale — CallMiner, Inc. · Form D filed 17 days after the first sale — Symphonic Distribution, Inc. · Form D filed 16 days after the first sale — Celigo, Inc. · Form D filed 17 days after the first sale — Circonus, Inc. · Form D filed 17 days after the first sale — CallMiner, Inc. · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 21, 2022 ↗CallMiner, Inc. — PartnerFacts page ↗Form D · Dec 27, 2021 ↗Symphonic Distribution, Inc. — PartnerFacts page ↗

Sources

Form D · Jun 21, 2022 ↗ (Jun 21, 2022)
CallMiner, Inc. — PartnerFacts page ↗ (Jun 16, 2025)
Form D · Dec 27, 2021 ↗ (Dec 27, 2021)
Symphonic Distribution, Inc. — PartnerFacts page ↗ (Dec 27, 2021)
Form D · Dec 22, 2021 ↗ (Dec 22, 2021)
Celigo, Inc. — PartnerFacts page ↗ (Dec 22, 2021)
Form D · Jan 6, 2020 ↗ (Jan 6, 2020)
Circonus, Inc. — PartnerFacts page ↗ (Nov 23, 2021)

Note · Dec 20, 2019 – Jan 6, 2020

No amendment in the last 12 months on an offering that may still be open — Circonus, Inc. (latest filing Jan 6, 2020)

The latest filing for this offering is dated Jan 6, 2020 (first sale Dec 20, 2019). It reports $5,750,000 sold of $6,800,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 6, 2020 ↗Circonus, Inc. — PartnerFacts page ↗

Sources

Form D · Jan 6, 2020 ↗ (Jan 6, 2020)
Circonus, Inc. — PartnerFacts page ↗ (Nov 23, 2021)

Note · Dec 9, 2016 – Dec 27, 2016

No amendment in the last 12 months on an offering that may still be open — CallMiner, Inc. (latest filing Dec 27, 2016)

The latest filing for this offering is dated Dec 27, 2016 (first sale Dec 9, 2016). It reports $2,999,999 sold of $4,200,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Dec 27, 2016 ↗CallMiner, Inc. — PartnerFacts page ↗

Sources

Form D · Dec 27, 2016 ↗ (Dec 27, 2016)
CallMiner, Inc. — PartnerFacts page ↗ (Jun 16, 2025)

Note · Aug 20, 2016 – Aug 29, 2016

No amendment in the last 12 months on an offering that may still be open — HIGHROADS INC (latest filing Aug 29, 2016)

The latest filing for this offering is dated Aug 29, 2016 (first sale Aug 20, 2016). It reports $2,000,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Aug 29, 2016 ↗HIGHROADS INC — PartnerFacts page ↗

Sources

Form D · Aug 29, 2016 ↗ (Aug 29, 2016)
HIGHROADS INC — PartnerFacts page ↗ (Aug 29, 2016)

Note · Apr 13, 2009 – Apr 30, 2026

Same name, different state: "Brian Kim" (NY or KS) is a separate record

This page covers filings where the address state is PA or MA or MD. A separate record, "Brian Kim" with address state NY or KS, is listed on 56 filings — most recently by Blackstone Private Real Estate Credit & Income Fund (Apr 30, 2026). Both records have filings in the same period (Dec 27, 2016 to Dec 8, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Kim (NY,KS) — PartnerFacts page ↗Form D/A · Apr 30, 2026 ↗Blackstone Private Real Estate Credit & Income Fund — PartnerFacts page ↗Brian Kim (PA,MA,MD) — this page ↗

Sources

Brian Kim (NY,KS) — PartnerFacts page ↗ (Apr 30, 2026)
Form D/A · Apr 30, 2026 ↗ (Apr 30, 2026)
Blackstone Private Real Estate Credit & Income Fund — PartnerFacts page ↗ (Apr 30, 2026)
Brian Kim (PA,MA,MD) — this page ↗ (Dec 8, 2025)

Note · May 10, 2023

Same name, different state: "Brian Kim" (CO) is a separate record

This page covers filings where the address state is PA or MA or MD. A separate record, "Brian Kim" with address state CO, is listed on 1 filing — most recently by Bond Brand Parent, LLC (May 10, 2023). Both records have filings in the same period (May 10, 2023).

Brian Kim (CO) — PartnerFacts page ↗Form D · May 10, 2023 ↗Bond Brand Parent, LLC — PartnerFacts page ↗Brian Kim (PA,MA,MD) — this page ↗

Sources

Brian Kim (CO) — PartnerFacts page ↗ (May 10, 2023)
Form D · May 10, 2023 ↗ (May 10, 2023)
Bond Brand Parent, LLC — PartnerFacts page ↗ (May 10, 2023)
Brian Kim (PA,MA,MD) — this page ↗ (Dec 8, 2025)

Note · Aug 30, 2017 – Oct 14, 2020

Same name, different state: "BRIAN KIM" (NJ) is a separate record

This page covers filings where the address state is PA or MA or MD. A separate record, "BRIAN KIM" with address state NJ, is listed on 3 filings — most recently by Technology Keiretsu, LLC (Oct 14, 2020). Both records have filings in the same period (Aug 30, 2017 to Oct 14, 2020).

BRIAN KIM (NJ) — PartnerFacts page ↗Form D · Oct 14, 2020 ↗Technology Keiretsu, LLC — PartnerFacts page ↗Brian Kim (PA,MA,MD) — this page ↗

Sources

BRIAN KIM (NJ) — PartnerFacts page ↗ (Oct 14, 2020)
Form D · Oct 14, 2020 ↗ (Oct 14, 2020)
Technology Keiretsu, LLC — PartnerFacts page ↗ (Oct 14, 2020)
Brian Kim (PA,MA,MD) — this page ↗ (Dec 8, 2025)

Note · Jul 28, 2017

Same name, different state: "Brian Kim" (A6) is a separate record

This page covers filings where the address state is PA or MA or MD. A separate record, "Brian Kim" with address state A6, is listed on 1 filing — most recently by AGRI-NEO INC (Jul 28, 2017). Both records have filings in the same period (Jul 28, 2017).

Brian Kim (A6) — PartnerFacts page ↗Form D · Jul 28, 2017 ↗AGRI-NEO INC — PartnerFacts page ↗Brian Kim (PA,MA,MD) — this page ↗

Sources

Brian Kim (A6) — PartnerFacts page ↗ (Jul 28, 2017)
Form D · Jul 28, 2017 ↗ (Jul 28, 2017)
AGRI-NEO INC — PartnerFacts page ↗ (Jul 28, 2017)
Brian Kim (PA,MA,MD) — this page ↗ (Dec 8, 2025)

Note · Sep 15, 2011 – Oct 5, 2016

Same name, different state: "Brian Kim" (CA) is a separate record

This page covers filings where the address state is PA or MA or MD. A separate record, "Brian Kim" with address state CA, is listed on 10 filings — most recently by Headlands Capital Secondary Fund II, LP (Oct 5, 2016). The two records do not overlap in time: this page runs Dec 27, 2016 to Dec 8, 2025; the other runs Sep 15, 2011 to Oct 5, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Kim (CA) — PartnerFacts page ↗Form D/A · Oct 5, 2016 ↗Headlands Capital Secondary Fund II, LP — PartnerFacts page ↗Brian Kim (PA,MA,MD) — this page ↗

Sources

Brian Kim (CA) — PartnerFacts page ↗ (Oct 5, 2016)
Form D/A · Oct 5, 2016 ↗ (Oct 5, 2016)
Headlands Capital Secondary Fund II, LP — PartnerFacts page ↗ (Oct 5, 2016)
Brian Kim (PA,MA,MD) — this page ↗ (Dec 8, 2025)

Note · Jan 6, 2020 – Nov 23, 2021

Address moved from Fulton, MD to Malvern, PA — Circonus, Inc.

The people listed on the Jan 6, 2020 filing give Fulton, MD; on the Nov 23, 2021 filing they give Malvern, PA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 6, 2020 ↗Form D · Nov 23, 2021 ↗Circonus, Inc. — PartnerFacts page ↗

Sources

Form D · Jan 6, 2020 ↗ (Jan 6, 2020)
Form D · Nov 23, 2021 ↗ (Nov 23, 2021)
Circonus, Inc. — PartnerFacts page ↗ (Nov 23, 2021)

Note · Aug 29, 2016 – Dec 8, 2025

Brian Kim is listed with 3 different address states: MA, PA, MD

MA on 3 filings (Aug 29, 2016 to Jun 21, 2022); PA on 7 filings (Dec 27, 2016 to Dec 8, 2025); MD on 1 filing (Jan 6, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Aug 29, 2016 ↗Form D · Dec 27, 2016 ↗Form D · Jan 6, 2020 ↗

Sources

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 11 offerings reports sales commissions totalling $1,356,653; 0 report finder's fees; 2 report proceeds to related persons totalling $19,122,792. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 8, 2025 D SFP-MH Holdco, LLC File 021-566096	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 8, 2025 D SFP-MH INVESTCO, LLC File 021-566101	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 21, 2022 D CallMiner, Inc. File 021-449691	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 27, 2021 D Symphonic Distribution, Inc. File 021-426715	$1,356,653	$0	$11,199,989	Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ via Raymond James & Associates, Inc. (CRD 705 ↗)	EDGAR ↗
Dec 22, 2021 D Celigo, Inc. File 021-426233	$0	$0	$7,922,803 (est.)	None listed on this filing	EDGAR ↗
Nov 23, 2021 D Circonus, Inc. File 021-422296	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 6, 2020 D Circonus, Inc. File 021-357275	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 8, 2019 D Celigo, Inc. File 021-350577	$0	$0	$0 (est.) Proceeds will be used for general company purposes.	None listed on this filing	EDGAR ↗
Jun 18, 2018 D CallMiner, Inc. File 021-314809	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 27, 2016 D CallMiner, Inc. File 021-277039	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 29, 2016 D HIGHROADS INC File 021-269668	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Brian Kim on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Sfp

SFP-MH INVESTCO, LLC

Penn Valley, PA · Dec 8, 2025

Dec 8, 2025 · D · $23,900,000 sold of $23,900,000 · 14 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $23.9M from 14 investors (100% of the $23.9M target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sfp

SFP-MH Holdco, LLC

Penn Valley, PA · Dec 8, 2025

Dec 8, 2025 · D · $38,500,000 sold of $38,500,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $38.5M from 4 investors (100% of the $38.5M target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Other Technology

CallMiner, Inc.

Waltham, MA · Dec 27, 2016 → Jun 21, 2022 · 3 filings

Jun 21, 2022 · D · $20,000,000 sold of $20,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 18, 2018 · D · $3,000,000 sold of $3,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
Dec 27, 2016 · D · $2,999,999 sold of $4,200,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20M from 11 investors (100% of the $20M target) as of the latest filing. Brian is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Symphonic Distribution, Inc.

Tampa, FL · Dec 27, 2021

Dec 27, 2021 · D · $36,999,992 sold of $36,999,992 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $37M from 4 investors (100% of the $37M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Celigo, Inc.

San Mateo, CA · Oct 8, 2019 → Dec 22, 2021 · 2 filings

Dec 22, 2021 · D · $47,922,803 sold of $47,922,803 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 8, 2019 · D · $23,347,260 sold of $23,347,260 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $47.9M from 7 investors (100% of the $47.9M target) as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Circonus, Inc.

Malvern, PA · Jan 6, 2020 → Nov 23, 2021 · 2 filings

Nov 23, 2021 · D · $10,099,998 sold of $10,099,998 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 6, 2020 · D · $5,750,000 sold of $6,800,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.1M from 8 investors (100% of the $10.1M target) as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

HIGHROADS INC

Burlington, MA · Aug 29, 2016

Aug 29, 2016 · D · $2,000,000 sold of $3,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $3.71M from 13 investors (100% of the $3M target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Brian Kim — NY, KS, 43 issuers, Apr 13, 2009 → Apr 30, 2026 · no shared issuer
Brian Kim — CA, 4 issuers, Sep 15, 2011 → Oct 5, 2016 · no shared issuer
BRIAN KIM — NJ, 1 issuer, Aug 30, 2017 → Oct 14, 2020 · no shared issuer
Brian Kim — Ontario, Canada (as filed: A6), 1 issuer, Jul 28, 2017 → Jul 28, 2017 · no shared issuer
Brian Kim — CO, 1 issuer, May 10, 2023 → May 10, 2023 · no shared issuer
Brian Yuhyun Kim — CA, 1 issuer, Apr 18, 2023 → Apr 11, 2024 · no shared issuer

People around Brian 38

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Davoli

Director · 3 shared filings (1 issuer) · also on 30 other issuers

Robert Davoli is on 31 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

John Glushik

Director · 3 shared filings (1 issuer) · also on 9 other issuers

John Glushik is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul Bernard

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeffrey A. Gallino

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steven Chambers

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jay Rosenberger

Director · 3 shared filings (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Maxfield

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steven J. Hamerslag

Director · 2 shared filings (1 issuer) · also on 10 other issuers

Steven J. Hamerslag is on 11 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

David Drahms

Director · 2 shared filings (1 issuer) · also on 4 other issuers

David Drahms is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Moul

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jan Arendtsz

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Lane

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

George Schlossnagle III

Director · 2 shared filings (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Christopher Morrow

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jamie Schiff

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark Shulgan

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Shanahan

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Michael Shanahan is on 8 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Louis Volpe

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

R. William Burgess, Jr.

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steve Sutter

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Faber

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Robert Faber is on 9 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jay Corscadden

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ed Novinski

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Lucey

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jorge Brea

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Scott Henderson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jason Bobb

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Wright

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Nicholas Gordon

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Eshan Shah Jahan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Randall Foster

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Taylor Garland

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Rebecca Graff

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Brian Dinan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Joanna Arras

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

HOLGER STAUDE

Director · 1 shared filing (1 issuer) · also on 10 other issuers

HOLGER STAUDE is on 11 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

GRANT WENTWORTH

Director · 1 shared filing (1 issuer) · also on 8 other issuers

GRANT WENTWORTH is on 9 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Terence M. Leahy

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Kim. Their page shows their other deals.

The team behind the deals

Sponsor group

Sfp

2 issuers · 2 filings · $62.4M reported sold · 2025–2025

SM SFP-MH Holdco, LLC Pooled Investment Fund · $38.5M sold · 2025 · listed
SM SFP-MH INVESTCO, LLC Pooled Investment Fund · $23.9M sold · 2025 · listed

One team, 2 deal companies. Brian Kim is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian Kim.

Same business address

3 other issuers file from the same address

RECOVER TOGETHER, INC. Burlington, MA · 2015
Visibiz, Inc. Malvern, PA · 2010
Carlisle Holdings, LLC Waltham, MA · 2009

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Kim by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

callminer.com ↗ found via CallMiner, Inc. (callminer.com — domain named after the issuer; homepage names "CallMiner")
x — x — found on callminer.com ↗ found via CallMiner, Inc.
facebook — facebook — found on callminer.com ↗ found via CallMiner, Inc.
linkedin — linkedin — found on callminer.com ↗ found via CallMiner, Inc.
youtube — youtube — found on callminer.com ↗ found via CallMiner, Inc.

Websites and social links of the issuers Brian Kim is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

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One-tap searches on sites we do not index ourselves, with the name pre-filled (Penn Valley, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Brian Kim

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

4 bankruptcy cases name the subject or team members

30% of the money raised went to insiders — Symphonic Distribution, Inc.

17% of the money raised went to insiders — Celigo, Inc.

6 Form Ds were filed more than 15 days after the first sale

No amendment in the last 12 months on an offering that may still be open — Circonus, Inc. (latest filing Jan 6, 2020)

No amendment in the last 12 months on an offering that may still be open — CallMiner, Inc. (latest filing Dec 27, 2016)

No amendment in the last 12 months on an offering that may still be open — HIGHROADS INC (latest filing Aug 29, 2016)

Same name, different state: "Brian Kim" (NY or KS) is a separate record

Same name, different state: "Brian Kim" (CO) is a separate record

Same name, different state: "BRIAN KIM" (NJ) is a separate record

Same name, different state: "Brian Kim" (A6) is a separate record

Same name, different state: "Brian Kim" (CA) is a separate record

Address moved from Fulton, MD to Malvern, PA — Circonus, Inc.

Brian Kim is listed with 3 different address states: MA, PA, MD

5. Money to insiders

Deals 7

People around Brian 38

The team behind the deals

3 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Found on the sponsor's own site

Social and web

Courts

Securities regulators

Business registries

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