Andrew Evans Fraley is listed as an executive officer on 10 SEC Form D filings by 3 issuers between Mar 2009 and Mar 2012: INVESTCORP INTERLACHEN MULTI-STRATEGY FUND Ltd (George Town Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2012; $919.7M reported sold to 103 investors), INVESTCORP INTERLACHEN MULTI-STRATEGY FUND LLC (Minneapolis, MN — pooled investment fund — 2009–2012; $211M reported sold to 48 investors) and Runway Opportunities Fund LLC (Minneapolis, MN — pooled investment fund — 2010; $1.87M reported sold to 12 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $1.13B sold in total.
All 3 issuers belong to the sponsor group Investcorp (41 issuers, $4.81B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Investcorp has 41 companies on file and $4.81B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 10 public filings for Andrew Evans Fraley and found 6 differences, 1 worth asking the sponsor about: Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.