Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NY · Jul 6, 2009 → Feb 17, 2021
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
John Franklin is listed as an executive officer and director on 39 SEC Form D filings by 18 issuers between Jul 2009 and Feb 2021. Largest by amount reported sold: Investcorp Strategic Capital Partners, L.P. (New York, NY — pooled investment fund — 2019–2020; $312.2M reported sold to 26 investors), INVESTCORP DYNAMIC ALT BETA LLC (New York, NY — pooled investment fund — 2016–2017; $225.5M reported sold to 2 investors), INVESTCORP INTERLACHEN MULTI-STRATEGY FUND LLC (Minneapolis, MN — pooled investment fund — 2010–2012; $211M reported sold to 48 investors), SILVERBACK FUND LLC (Durham, NC — pooled investment fund — 2009–2013; $122.4M reported sold to 39 investors), Investcorp North American Private Equity Parallel Fund I, L.P. (New York, NY — pooled investment fund — 2021; $117.9M reported sold to 18 investors) and 13 more (all listed below).
What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $1.59B sold in total.
Listed alongside INVESTCORP INVESTMENT ADVISERS, LLC (27 shared filings, management entity), Prashant Kolluri (20 shared filings), Clifford G. Viner (7 shared filings), Francis D. Feeney (7 shared filings), Garth Friesen (7 shared filings) and 34 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
The issuers belong to 4 sponsor groups: Investcorp (41 issuers, $4.81B reported sold, 2009–2026), James River (58 issuers, $8.81B reported sold, 2009–2026), Prosiris (4 issuers, $986.2M reported sold, 2012–2022) and Silverback (4 issuers, $709.7M reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 39 public filings for John Franklin and found 17 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for John Franklin has not run yet — it is joining a line of 42,606 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Franklin..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
5 cases: 1 open, 4 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
17 differences found between the filings for John Franklin — 4 worth asking about (compared 39 filings on Oct 24, 2026)
United States Bankruptcy Court, E.D. Virginia docket "James River Iron, Inc." filed Jan 5, 2016, closed Oct 22, 2020. James River Capital Corp. (listed on the same filings) is listed as Party ("James River Iron, Inc."). Our match estimate: 60%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, E.D. Virginia docket "James River Coal Company" filed Apr 7, 2014, closed Jun 27, 2018. James River Capital Corp. (listed on the same filings) is listed as Party ("James River Coal Company"). Our match estimate: 60%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, E.D. Virginia docket "James River Coal Company v. Williams Forestry & Associates, LLC" filed Mar 30, 2015, closed Jul 15, 2015. James River Capital Corp. (listed on the same filings) is listed as Party ("James River Coal Company v. Williams Forestry & Associates, LLC"). Our match estimate: 60%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Sep 16, 2010 filing says $67,277,770 sold; the Sep 15, 2011 Form D/A says $61,018,384 sold — $6,259,386 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The Mar 16, 2010 filing reports 48 investors; the Mar 17, 2011 Form D/A reports 46 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
IAM Mini-Fund 30 Ltd (last filing Mar 6, 2012; $50,000,000 sold of $500,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Form D filed 125 days after the first sale — INVESTCORP SPECIAL OPPORTUNITIES ITALIAN DISTRESSED LOAN FUND LLC · Form D filed 64 days after the first sale — INVESTCORP KINGSGUARD GLOBAL MACRO FIXED INCOME FUND LLC · Form D filed 598 days after the first sale — INVESTCORP BALLAST LONG/SHORT U.S. OPPORTUNITY FUND LLC · Form D filed 125 days after the first sale — PROSIRIS GLOBAL OPPORTUNITIES FUND LLC · Form D filed 177 days after the first sale — Investcorp Silverback Opportunistic Convertible Fund LLC · and 1 more
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — INVESTCORP DYNAMIC ALT BETA LLC (latest filing Jul 11, 2017) · No amendment in the last 12 months on an offering that may still be open — INVESTCORP SPECIAL OPPORTUNITIES ITALIAN DISTRESSED LOAN FUND LLC (latest filing May 30, 2017) · No amendment in the last 12 months on an offering that may still be open — IAM Mini-Fund 999 Ltd (latest filing Mar 7, 2016) · No amendment in the last 12 months on an offering that may still be open — INVESTCORP KINGSGUARD GLOBAL MACRO FIXED INCOME FUND LLC (latest filing Jan 4, 2013) · No amendment in the last 12 months on an offering that may still be open — INVESTCORP INDEX-LINKED PRODUCT(U.S. FEEDER), LLC (latest filing Sep 26, 2012) · and 6 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
John Franklin is no longer listed on the Feb 17, 2022 amendment — Investcorp North American Private Equity Parallel Fund I-B, L.P. · John Franklin is no longer listed on the Feb 17, 2022 amendment — Investcorp North American Private Equity Fund I, L.P. · John Franklin is no longer listed on the Feb 17, 2022 amendment — Investcorp North American Private Equity Parallel Fund I, L.P. · John Franklin is no longer listed on the Nov 17, 2021 amendment — Investcorp Strategic Capital Partners, L.P. · John Franklin is no longer listed on the Nov 17, 2021 amendment — Investcorp Strategic Capital Partners A, L.P. · and 2 more
What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.
The Sep 16, 2009 filing lists John Franklin as executive officer, director; the Sep 16, 2010 Form D/A lists executive officer.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Jul 15, 2016 filing lists a minimum of $1,000,000; the May 19, 2017 Form D/A lists $0.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Feb 5, 2013 filing lists a minimum of $5,000,000; the Mar 11, 2014 Form D/A lists $100,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Sep 25, 2009 filing lists a minimum of $1,000,000; the Sep 27, 2010 Form D/A lists $50,000,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Sep 16, 2009 filing lists a minimum of $1,000,000; the Sep 16, 2010 Form D/A lists $500,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
This page covers filings where the address state is NY. A separate record, "John Franklin" with address state DC, is listed on 2 filings — most recently by Droneshield LLC (Oct 8, 2015). Both records have filings in the same period (May 4, 2015 to Oct 8, 2015).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the Mar 13, 2025 filing give Chapel Hill, NC; on the Mar 13, 2026 filing they give Durham, NC.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
The people listed on the Sep 26, 2013 filing give New York, NY; on the Feb 7, 2014 filing they give Chapel Hill, NC.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
4 of 18 offerings report sales commissions totalling $9,000,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Feb 17, 2021 D Investcorp North American Private Equity Parallel Fund I, L.P. File 021-389723 | $1,500,000 (est.) | $0 (est.) | $0 | Not applicable no CRD number reported via Mercury Capital Advisors, LLC (CRD 152338 ↗) Not applicable no CRD number reported via N.A. Investcorp LLC (CRD 134162 ↗) Not applicable no CRD number reported via Investcorp Financial Services B.S.C.(c) Not applicable no CRD number reported via Investcorp Securities Limited (CRD 287521 ↗) Not applicable no CRD number reported via Investcorp Saudi Arabia Financial Investments Co. Not applicable no CRD number reported via Investcorp Investments LLC | EDGAR ↗ |
| Feb 17, 2021 D Investcorp North American Private Equity Fund I, L.P. File 021-389719 | $1,500,000 (est.) | $0 (est.) | $0 | Not applicable no CRD number reported via Mercury Capital Advisors, LLC (CRD 152338 ↗) Not applicable no CRD number reported via N.A. Investcorp LLC (CRD 134162 ↗) Not applicable no CRD number reported via Investcorp Financial Services B.S.C.(c) Not applicable no CRD number reported via Investcorp Securities Limited (CRD 287521 ↗) Not applicable no CRD number reported via Investcorp Saudi Arabia Financial Investments Co. Not applicable no CRD number reported via Investcorp Investments LLC | EDGAR ↗ |
| Feb 17, 2021 D Investcorp North American Private Equity Parallel Fund I-B, L.P. File 021-389727 | $0 (est.) | $0 (est.) | $0 | Not applicable no CRD number reported via Mercury Capital Advisors, LLC (CRD 152338 ↗) Not applicable no CRD number reported via N.A. Investcorp LLC (CRD 134162 ↗) Not applicable no CRD number reported via Investcorp Financial Services B.S.C.(c) Not applicable no CRD number reported via Investcorp Securities Limited (CRD 287521 ↗) Not applicable no CRD number reported via Investcorp Saudi Arabia Financial Investments Co. Not applicable no CRD number reported via Investcorp Investments LLC | EDGAR ↗ |
| Nov 17, 2020 D/A Investcorp Strategic Capital Partners A, L.P. File 021-353352 | $3,000,000 (est.) | $0 (est.) | $0 | Not applicable no CRD number reported via Investcorp Financial Services B.S.C.(c) Not applicable no CRD number reported via Investcorp Saudi Arabia Financial Investments Co. Not applicable no CRD number reported via Investcorp Investments LLC Not applicable no CRD number reported via N.A. Investcorp LLC (CRD 134162 ↗) Not applicable no CRD number reported via FFS Partners AS | EDGAR ↗ |
| Nov 17, 2020 D/A Investcorp Strategic Capital Partners, L.P. File 021-353350 | $3,000,000 (est.) | $0 (est.) | $0 | Not applicable no CRD number reported via Investcorp Financial Services B.S.C.(c) Not applicable no CRD number reported via Investcorp Saudi Arabia Financial Investments Co. Not applicable no CRD number reported via Investcorp Investments LLC Not applicable no CRD number reported via N.A. Investcorp LLC (CRD 134162 ↗) Not applicable no CRD number reported via FFS Partners AS | EDGAR ↗ |
| Jul 11, 2017 D/A INVESTCORP DYNAMIC ALT BETA LLC File 021-267172 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ | EDGAR ↗ |
| May 30, 2017 D INVESTCORP SPECIAL OPPORTUNITIES ITALIAN DISTRESSED LOAN FUND LLC File 021-287682 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ | EDGAR ↗ |
| Mar 7, 2016 D/A IAM Mini-Fund 999 Ltd File 021-168043 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ | EDGAR ↗ |
| Sep 26, 2013 D/A SILVERBACK FUND LLC File 021-119973 | $0 | $0 | $0 | N.A. Investcorp LLC BrokerCheck CRD 134162 ↗ | EDGAR ↗ |
| Feb 5, 2013 D/A PROSIRIS GLOBAL OPPORTUNITIES FUND LLC File 021-172910 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ | EDGAR ↗ |
| Jan 4, 2013 D INVESTCORP KINGSGUARD GLOBAL MACRO FIXED INCOME FUND LLC File 021-189558 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ | EDGAR ↗ |
| Sep 26, 2012 D/A INVESTCORP INDEX-LINKED PRODUCT(U.S. FEEDER), LLC File 021-134751 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ | EDGAR ↗ |
| Sep 21, 2012 D INVESTCORP BALLAST LONG/SHORT U.S. OPPORTUNITY FUND LLC File 021-184480 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ | EDGAR ↗ |
| Mar 20, 2012 D/A INVESTCORP INTERLACHEN MULTI-STRATEGY FUND LLC File 021-101512 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 6, 2012 D/A IAM Mini-Fund 30 Ltd File 021-158692 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ | EDGAR ↗ |
| Sep 15, 2011 D/A INVESTCORP STONEWORKS GLOBAL MACRO FUND LLC File 021-122748 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ | EDGAR ↗ |
| Sep 25, 2009 D Investcorp Silverback Opportunistic Convertible Fund LLC File 021-134752 | $0 | $0 | $0 | N.A. Investcorp LLC BrokerCheck CRD 134162 ↗ | EDGAR ↗ |
| Sep 16, 2009 D/A INVESTCORP WMG ASIA FUND LLC File 021-122750 | $0 | $0 | $0 | N.A. Investcorp LLC BrokerCheck CRD 134162 ↗ | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named John Franklin on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $10M from 4 investors as of the latest filing. John is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $117.9M from 18 investors as of the latest filing. John is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $76.3M from 31 investors as of the latest filing. John is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $24.9M from 7 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $312.2M from 26 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $225.5M from 2 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $5.35M from 4 investors as of the latest filing. John is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $101M from 2 investors as of the latest filing. John is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $122.4M from 39 investors as of the latest filing. John is listed as executive officer, director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $85.6M from 46 investors as of the latest filing. John is listed as executive officer, director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $5M from 2 investors as of the latest filing. John is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $67M from 1 investor as of the latest filing. John is listed as executive officer, director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $3.73M from 1 investor as of the latest filing. John is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $211M from 48 investors as of the latest filing. John is listed as executive officer, director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $50M from 2 investors (10% of the $500M target) as of the latest filing. John is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $67.3M from 15 investors as of the latest filing. John is listed as executive officer, director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $67.9M from 17 investors as of the latest filing. John is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $33.3M from 2 investors as of the latest filing. John is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
INVESTCORP INVESTMENT ADVISERS, LLC is on 20 issuers in total — a repeat sponsor. Their page lists every one.
James River Capital Corp. is on 29 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Franklin. Their page shows their other deals.
Listed on the same filings as John Franklin. Their page shows their other deals.
Listed on the same filings as John Franklin. Their page shows their other deals.
Listed on the same filings as John Franklin. Their page shows their other deals.
Listed on the same filings as John Franklin. Their page shows their other deals.
Listed on the same filings as John Franklin. Their page shows their other deals.
James River Capital Corp. is on 25 issuers in total — a repeat sponsor. Their page lists every one.
III Offshore Advisors is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Prashant Kolluri is on 12 issuers in total — a repeat sponsor. Their page lists every one.
Garth Friesen is on 28 issuers in total — a repeat sponsor. Their page lists every one.
Clifford G. Viner is on 28 issuers in total — a repeat sponsor. Their page lists every one.
Warren B. Mosler is on 26 issuers in total — a repeat sponsor. Their page lists every one.
Scott L. Wyler is on 31 issuers in total — a repeat sponsor. Their page lists every one.
Robert A. Printz is on 30 issuers in total — a repeat sponsor. Their page lists every one.
Laura P. McGrath is on 48 issuers in total — a repeat sponsor. Their page lists every one.
Francis D. Feeney is on 28 issuers in total — a repeat sponsor. Their page lists every one.
Kevin M. Brandt is on 37 issuers in total — a repeat sponsor. Their page lists every one.
Paul H Saunders is on 38 issuers in total — a repeat sponsor. Their page lists every one.
Canover Watson is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Robert Hart is on 26 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Franklin. Their page shows their other deals.
Lester N. Coyle is on 22 issuers in total — a repeat sponsor. Their page lists every one.
William P. McCauley is on 40 issuers in total — a repeat sponsor. Their page lists every one.
Sanjiv Sharma is on 18 issuers in total — a repeat sponsor. Their page lists every one.
John Cieslowski is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Lionel Erdely is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Franklin. Their page shows their other deals.
Michael Reger is on 24 issuers in total — a repeat sponsor. Their page lists every one.
Deep Kumar is on 28 issuers in total — a repeat sponsor. Their page lists every one.
Bill McCauley is on 16 issuers in total — a repeat sponsor. Their page lists every one.
Thomas Olofsson is on 22 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Franklin. Their page shows their other deals.
Lester Coyle is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Ben Pershick is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Michael L. Reger is on 20 issuers in total — a repeat sponsor. Their page lists every one.
One team, 41 deal companies. John Franklin is listed on 14 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Franklin.
One team, 58 deal companies. John Franklin is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Franklin.
One team, 4 deal companies. John Franklin is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Franklin.
One team, 4 deal companies. John Franklin is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Franklin.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 17 of the 18 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): SILVERBACK FUND LLC, Investcorp North American Private Equity Parallel Fund I-B, L.P., Investcorp North American Private Equity Parallel Fund I, L.P., Investcorp North American Private Equity Fund I, L.P., PROSIRIS GLOBAL OPPORTUNITIES FUND LLC, Investcorp Strategic Capital Partners A, L.P., Investcorp Strategic Capital Partners, L.P., INVESTCORP DYNAMIC ALT BETA LLC, INVESTCORP SPECIAL OPPORTUNITIES ITALIAN DISTRESSED LOAN FUND LLC, IAM Mini-Fund 999 Ltd, INVESTCORP KINGSGUARD GLOBAL MACRO FIXED INCOME FUND LLC, INVESTCORP INDEX-LINKED PRODUCT(U.S. FEEDER), LLC, INVESTCORP BALLAST LONG/SHORT U.S. OPPORTUNITY FUND LLC, INVESTCORP INTERLACHEN MULTI-STRATEGY FUND LLC, IAM Mini-Fund 30 Ltd, INVESTCORP STONEWORKS GLOBAL MACRO FUND LLC, Investcorp Silverback Opportunistic Convertible Fund LLC.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to John Franklin by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.
Websites and social links of the issuers John Franklin is listed on: none on file. No website or social profile named in INVESTCORP INTERLACHEN MULTI-STRATEGY FUND LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #342,643 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Minneapolis, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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