Sponsor Check › Person
Related person on Form D filings · address state as listed: C6 · listed Mar 11, 2009 → Mar 26, 2014
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 14 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 26, 2014 D/A File 021-90664 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ |
| EDGAR ↗ | Oct 1, 2013 D/A File 021-134774 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ |
| EDGAR ↗ | Jun 19, 2013 D/A File 021-179973 | $0 | $0 | $0 | N.A. INVESTCORP, LLC BrokerCheck CRD 134162 ↗ |
| EDGAR ↗ | May 7, 2013 D/A File 021-135554 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ |
| EDGAR ↗ | Jan 3, 2013 D File 021-189446 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ |
| EDGAR ↗ | Sep 21, 2012 D File 021-184435 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ |
| EDGAR ↗ | Sep 21, 2012 D File 021-184436 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ |
| EDGAR ↗ | Mar 20, 2012 D/A File 021-101511 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 15, 2012 D/A File 021-90663 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ |
| EDGAR ↗ | Mar 15, 2012 D/A File 021-90662 | $0 | $0 | $0 | N.A. INVESTCORP, LLC BrokerCheck CRD 134162 ↗ |
| EDGAR ↗ | Sep 29, 2010 D/A File 021-123110 | $0 | $0 | $0 | N.A. INVESTCORP LLC BrokerCheck CRD 134162 ↗ |
| EDGAR ↗ | Sep 25, 2009 D/A File 021-123109 | $0 | $0 | $0 | N.A. Investcorp LLC BrokerCheck CRD 134162 ↗ |
| EDGAR ↗ | Sep 25, 2009 D File 021-134754 | $0 | $0 | $0 | N.A. Investcorp LLC BrokerCheck CRD 134162 ↗ |
| EDGAR ↗ | Mar 11, 2009 D File 021-99907 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | INVESTCORP EVENT DRIVEN HEDGE FUND LTD | Director DIRECTOR OF THE ISSUER'S MANAGER | Mar 26, 2014 | D/A | Indefinite | $566,458,216 | 136 | $5,000,000 |
| EDGAR ↗ | Silverback Fund Ltd group: Investcorp | Director DIRECTOR OF THE ISSUER'S MANAGER | Oct 1, 2013 | D/A | Indefinite | $1,334,315,140 | 77 | $2,000,000 |
| EDGAR ↗ | INVESTCORP REAL ESTATE CREDIT FUND III, LP | Director DIRECTOR OF THE ISSUER'S MANAGER | Jun 19, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 3 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP BALANCED FUND LTD group: Investcorp | Director DIRECTOR OF THE ISSUER'S MANAGER | May 7, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,977,924,951 | 184 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP EVENT DRIVEN HEDGE FUND LTD | Director DIRECTOR OF THE ISSUER'S MANAGER | Mar 21, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $558,410,019 | 136 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP KINGSGUARD GLOBAL MACRO FIXED INCOME FUND LTD group: Investcorp | Director DIRECTOR OF THE ISSUER'S INVESTMENT MANAGER | Jan 3, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Silverback Fund Ltd group: Investcorp | Director DIRECTOR OF THE ISSUER'S MANAGER | Sep 28, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,315,147,568 | 73 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP BALLAST LONG/SHORT U.S. OPPORTUNITY FUND LTD group: Investcorp | Director DIRECTOR OF THE ISSUER'S INVESTMENT MANAGER | Sep 21, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $50,621,800 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Prosiris Global Opportunities Fund Ltd group: Investcorp | Director DIRECTOR OF THE ISSUER'S INVESTMENT MANAGER | Sep 21, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $163,100,000 | 13 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP REAL ESTATE CREDIT FUND III, LP | Director DIRECTOR OF THE ISSUER'S MANAGER | Jun 19, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 3 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP BALANCED FUND LTD group: Investcorp | Director DIRECTOR OF THE ISSUER'S MANAGER | May 7, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,910,281,412 | 180 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP INTERLACHEN MULTI-STRATEGY FUND Ltd group: Investcorp | Director Director of the Issuer | Mar 20, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $919,669,100 | 103 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP EUROPEAN HEDGE EQUITIES FUND LTD group: Investcorp | Director DIRECTOR OF THE ISSUER'S MANAGER | Mar 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $919,512,661 | 83 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP EVENT DRIVEN HEDGE FUND LTD | Director DIRECTOR OF THE ISSUER'S MANAGER | Mar 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $558,410,019 | 136 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP FIXED INCOME RELATIVE VALUE FUND LTD | Director DIRECTOR OF THE ISSUER'S MANAGER | Mar 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $433,633,635 | 20 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP INTERLACHEN MULTI-STRATEGY FUND Ltd group: Investcorp | Director Director of the Issuer | Mar 17, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $912,469,100 | 92 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP EVENT DRIVEN HEDGE FUND LTD | Director DIRECTOR OF THE ISSUER'S MANAGER | Mar 16, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $540,242,370 | 134 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP EUROPEAN HEDGE EQUITIES FUND LTD group: Investcorp | Director DIRECTOR OF THE ISSUER'S MANAGER | Mar 15, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $919,512,661 | 83 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP FIXED INCOME RELATIVE VALUE FUND LTD | Director DIRECTOR OF THE ISSUER'S MANAGER | Mar 15, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $423,408,603 | 20 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP BALANCED FUND LTD group: Investcorp | Director DIRECTOR OF THE ISSUER'S MANAGER | Oct 21, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,846,178,052 | 180 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP STONEWORKS GLOBAL MACRO FUND LTD group: Investcorp | Director DIRECTOR OF THE ISSUER'S INVESTMENT MANAGER | Sep 29, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $698,292,532 | 83 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Silverback Fund Ltd group: Investcorp | Director DIRECTOR OF THE ISSUER'S MANAGER | Sep 29, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $704,421,327 | 46 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP INTERLACHEN MULTI-STRATEGY FUND Ltd group: Investcorp | Director Director of the Issuer | Mar 16, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $879,719,100 | 89 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP FIXED INCOME RELATIVE VALUE FUND LTD | Director | Mar 16, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $357,175,209 | 17 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP EVENT DRIVEN HEDGE FUND LTD | Director | Mar 16, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $450,158,589 | 113 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP EUROPEAN HEDGE EQUITIES FUND LTD group: Investcorp | Director | Mar 16, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $844,453,656 | 71 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP BALANCED FUND LTD group: Investcorp | Director | Oct 23, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $2,651,800,105 | 103 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Silverback Fund Ltd group: Investcorp | Director | Sep 28, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $237,012,303 | 28 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Investcorp Silverback Opportunistic Convertible Fund Ltd. group: Investcorp | Director | Sep 25, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $101,000,000 | 5 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP STONEWORKS GLOBAL MACRO FUND LTD group: Investcorp | Director Director of the Issuer's Investment Manager | Sep 25, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $375,631,852 | 67 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP WMG ASIA FUND LTD | Director Director of the Issuer's Investment Manager | Sep 25, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $155,679,000 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP FIXED INCOME RELATIVE VALUE FUND LTD | Director | Mar 16, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $130,123,937 | 14 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP INTERLACHEN MULTI-STRATEGY FUND Ltd group: Investcorp | Director Director of the Issuer | Mar 16, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $859,019,100 | 89 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP EVENT DRIVEN HEDGE FUND LTD | Director | Mar 16, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $601,573,228 | 88 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP EUROPEAN HEDGE EQUITIES FUND LTD group: Investcorp | Director | Mar 16, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $843,988,470 | 69 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | INVESTCORP HAWKSTONE EUROPE L/S FUND, Ltd group: Investcorp Hawkstone Europe | Director | Mar 11, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $42,993,551 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as HARSH SHETHIA. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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