PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:01 AM ET

Sponsor Check › Sponsor group

G

Gabelli

One sponsor team, 27 deal companies · Rye, NY

Grouped because: 33 shared people, 4 shared management entities, same business address (19 issuers), similar issuer names (25) (automatic match from the filings) · not the same sponsor?

27deal companies
$2.14Breported sold
1,205investors
263Form D filings
2009–2026active
5new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Feb 13, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gabelli is a sponsor group of 27 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity, same person name on both filings; automatic match from the filings), filing 263 Form D filings between Mar 2009 and Feb 2026.

What this means One team, 27 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $2.14B to 1,205 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (27). Issuers are based in NY (11), CT (9), Cayman Islands (as filed: E9) (3), PA (1) and 3 more.

What this means $2.14B raised across the group, about $1.78M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Douglas R. Jamieson (16 issuers, executive officer and director), Gabelli Securities, Inc. (12 issuers, executive officer and promoter, entity), Gabelli & Company Investment Advisers, Inc. (10 issuers, executive officer, entity), Mario J. Gabelli (10 issuers, executive officer and director), John C. Ball (8 issuers, executive officer) and 77 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 5 new offerings in the last 12 months; latest filing Feb 13, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: GABELLI & COMPANY INVESTMENT ADVISERS, INC.; GABELLI FUNDS, LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 4 court cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 263 public filings for Gabelli and found 15 differences, 4 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; Kuni Nakamura is no longer listed on the Jan 24, 2024 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gabelli has not run yet — it is joining a line of 4,204 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 2 dismissed, 1 judgment, 1 closed (disposition not in docket feed)

Donoghue v. Gabelli Global Deal Fund dismissed
District Court, E.D. New York · No. 2:09-cv-02580 · Filed Aug 4, 2009 · Closed Apr 19, 2010 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Gabelli Global Deal Fund: Defendant · Outcome: Terminated 2010-04-19 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact former company name; court in the issuer's state (NY)
Carter v. Gabelli Equity Trust dismissed
District Court, S.D. New York · No. 7:98-cv-01710 · Filed Mar 10, 1998 · Closed Dec 1, 1998 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Gabelli Equity Trust: Defendant · Outcome: Terminated 1998-12-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NY); different legal form (trust vs inc)
GABELLI ASSOCIATES v. DILLON,READ & CO, IN judgment
District Court, W.D. Pennsylvania · No. 2:92-cv-01022 · Filed Apr 6, 1992 · Closed Nov 18, 1992 · Nature of suit: 410 Antitrust
Role of GABELLI ASSOCIATES: Plaintiff · Outcome: Terminated 1992-11-18 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1992, first Form D 2009
Gabelli Associates v. Dillon, Read & Co. closed
District Court, S.D. New York · No. 1:91-cv-07866 · Filed Nov 20, 1991 · Closed Apr 13, 1992 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Gabelli Associates: Plaintiff · Outcome: Terminated 1992-04-13 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state); filed 1991, first Form D 2009
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gabelli..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

15 differences found between the filings for Gabelli — 4 worth asking about (compared the newest 50 of 263 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 22, 2024 – Nov 6, 2025

4 Form Ds were filed more than 15 days after the first sale

Form D filed 623 days after the first sale — GAMCO Natural Resources, Gold & Income Trust · Form D filed 225 days after the first sale — GDL FUND · Form D filed 132 days after the first sale — GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC · Form D filed 41 days after the first sale — Gabelli Global Small & Mid Cap Value Trust

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Nov 6, 2025 ↗GAMCO Natural Resources, Gold & Income Trust — PartnerFacts page ↗Form D · Nov 6, 2025 ↗GDL FUND — PartnerFacts page ↗
Sources
Worth asking · Jan 24, 2023 – Jan 24, 2024

Kuni Nakamura is no longer listed on the Jan 24, 2024 amendment — Gabelli Healthcare & WellnessRx Trust

Kuni Nakamura appears on the Jan 24, 2023 Form D (director) but not on the Jan 24, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jan 24, 2023 ↗Form D/A · Jan 24, 2024 ↗Kuni Nakamura — PartnerFacts page ↗Gabelli Healthcare & WellnessRx Trust — PartnerFacts page ↗
Sources
Worth asking · Mar 16, 2009 – Nov 5, 2013

2 separate companies in this group use the same name: "GABELLI INTERMEDIATE CREDIT FUND, L.P."

CIK 1413183 (first filed Mar 16, 2009, Greenwich, CT); CIK 1579372 (first filed Nov 5, 2013, King of Prussia, PA).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

GABELLI INTERMEDIATE CREDIT FUND, L.P. — PartnerFacts page ↗GABELLI INTERMEDIATE CREDIT FUND, LTD. — PartnerFacts page ↗EDGAR filer page · CIK 1413183 ↗EDGAR filer page · CIK 1579372 ↗
Sources
Worth asking · Jul 9, 2010 – Jan 10, 2011

2 separate companies in this group use the same name: "GABELLI GREEN LONG/SHORT FUND, L.P."

CIK 1496219 (first filed Jul 9, 2010, Rye, NY); CIK 1509834 (first filed Jan 10, 2011, Grand Cayman, Cayman Islands (as filed: E9)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

GABELLI GREEN LONG/SHORT FUND, L.P. — PartnerFacts page ↗GABELLI GREEN LONG/SHORT FUND, LTD. — PartnerFacts page ↗EDGAR filer page · CIK 1496219 ↗EDGAR filer page · CIK 1509834 ↗
Sources
Note · Feb 28, 2014 – Feb 26, 2015

Mario J. Gabelli's role changed at Gabelli International Ltd: executive officer, director → director

The Feb 28, 2014 filing lists Mario J. Gabelli as executive officer, director; the Feb 26, 2015 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Feb 28, 2014 ↗Form D/A · Feb 26, 2015 ↗Mario J. Gabelli — PartnerFacts page ↗Gabelli International Ltd — PartnerFacts page ↗
Sources
Note · Jan 15, 2014 – Jan 15, 2015

Mario J. Gabelli's role changed at GABELLI ASSOCIATES FUND: promoter → executive officer

The Jan 15, 2014 filing lists Mario J. Gabelli as promoter; the Jan 15, 2015 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jan 15, 2014 ↗Form D/A · Jan 15, 2015 ↗Mario J. Gabelli — PartnerFacts page ↗GABELLI ASSOCIATES FUND — PartnerFacts page ↗
Sources
Note · Nov 5, 2013 – Nov 5, 2014

Douglas R. Jamieson's role changed at GABELLI INTERMEDIATE CREDIT FUND, LTD.: executive officer → director

The Nov 5, 2013 filing lists Douglas R. Jamieson as executive officer; the Nov 5, 2014 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Nov 5, 2013 ↗Form D/A · Nov 5, 2014 ↗Douglas R. Jamieson — PartnerFacts page ↗GABELLI INTERMEDIATE CREDIT FUND, LTD. — PartnerFacts page ↗
Sources
Note · Jan 24, 2023 – Jan 24, 2024

Offering amount changed between filings — Gabelli Healthcare & WellnessRx Trust

The Jan 24, 2023 filing says $25,000,000 offered; the Jan 24, 2024 Form D/A says $36,680,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 24, 2023 ↗Form D/A (later) · Jan 24, 2024 ↗Gabelli Healthcare & WellnessRx Trust — PartnerFacts page ↗
Sources
Note · Jul 1, 1994 – Nov 29, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — GABELLI MULTIMEDIA PARTNERS, L.P. (latest filing Nov 29, 2024) · No amendment in the last 12 months on an offering that may still be open — GABELLI DIVIDEND & INCOME TRUST (latest filing Oct 22, 2024) · No amendment in the last 12 months on an offering that may still be open — Gabelli Healthcare & WellnessRx Trust (latest filing Jan 24, 2024) · No amendment in the last 12 months on an offering that may still be open — ELLSWORTH GROWTH & INCOME FUND LTD (latest filing Jul 15, 2022)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Nov 29, 2024 ↗GABELLI MULTIMEDIA PARTNERS, L.P. — PartnerFacts page ↗Form D · Oct 22, 2024 ↗GABELLI DIVIDEND & INCOME TRUST — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Jan 9, 2026

12 people are written more than one way across the filings

Laurissa M. Martire is written 2 different ways on the filings · William Heitmann is written 2 different ways on the filings · Salvatore J. Zizza is written 2 different ways on the filings · Werner J. Roeder is written 2 different ways on the filings · Christina A Peeney is written 2 different ways on the filings · and 7 more

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D · Jul 15, 2022 ↗Form D · Jan 9, 2026 ↗Laurissa M. Martire — PartnerFacts page ↗Form D · Dec 28, 2023 ↗
Sources
Note · Dec 27, 2019 – Dec 16, 2020

8 address changes between filings

Address moved from Rye, NY to Greenwich, CT — GABELLI ASSOCIATES LTD II E · Address moved from Rye, NY to Greenwich, CT — GAMCO MEDICAL OPPORTUNITIES, L.P. · Address moved from Rye, NY to Greenwich, CT — GABELLI INTERMEDIATE CREDIT FUND, LTD. · Address moved from Rye, NY to Greenwich, CT — Gabelli Associates LTD · Address moved from Rye, NY to Greenwich, CT — GABELLI ASSOCIATES FUND II L.P. · and 3 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Dec 27, 2019 ↗Form D/A · Dec 16, 2020 ↗GABELLI ASSOCIATES LTD II E — PartnerFacts page ↗Form D/A · Dec 27, 2019 ↗
Sources
Note · Jan 10, 2023 – Nov 5, 2025

Reported net asset value range changed between filings — GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

"Over $100,000,000" (Jan 10, 2023); then "$50,000,001 - $100,000,000" (Nov 5, 2025).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 10, 2023 ↗Form D · Nov 5, 2025 ↗GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC — PartnerFacts page ↗
Sources
Note · Jan 15, 2014 – Feb 13, 2026

Member companies were formed in 7 different states

Delaware (17), Cayman Islands (3), Virgin Islands, British (2), Maryland (2), Bermuda (1), Luxembourg (1), New York (1) — out of 27 member issuers. The odd ones out: Gabelli Associates LTD (Virgin Islands, British); Gabelli International Ltd (Virgin Islands, British); GABELLI INTERNATIONAL GOLD FUND LTD. (Bermuda); GABELLI ASSOCIATES LTD II E (Cayman Islands); GABELLI GREEN LONG/SHORT FUND, LTD. (Cayman Islands); GABELLI INTERMEDIATE CREDIT FUND, LTD. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Gabelli — sponsor group page ↗Gabelli Associates LTD — PartnerFacts page ↗Gabelli International Ltd — PartnerFacts page ↗GABELLI INTERNATIONAL GOLD FUND LTD. — PartnerFacts page ↗
Sources
Note · Jan 15, 2014 – Feb 13, 2026

Member companies list addresses in 7 different states

NY (11), CT (9), Cayman Islands (as filed: E9) (3), Virgin Islands, British (as filed: D8) (1), Bermuda (as filed: D0) (1), PA (1), Luxembourg (as filed: N4) (1).

What this means The same team filing from more than one place can mean an office move or deals held by different entities. Ask where the sponsor actually operates.

Gabelli — sponsor group page ↗Gabelli Associates LTD — PartnerFacts page ↗GABELLI ASSOCIATES FUND II L.P. — PartnerFacts page ↗Gabelli International Ltd — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Nov 28, 2025

10 issuers used a different name before

Issuer used a different name before — GABELLI PERFORMANCE PARTNERSHIP L.P. · Issuer used a different name before — GABELLI ASSOCIATES FUND II L.P. · Issuer used a different name before — GAMCO MEDICAL OPPORTUNITIES, L.P. · Issuer used a different name before — GABELLI INTERMEDIATE CREDIT FUND, L.P. · Issuer used a different name before — GAMCO Natural Resources, Gold & Income Trust · and 5 more

What this means Match the CIK on your documents, not just the name.

EDGAR filer page ↗GABELLI PERFORMANCE PARTNERSHIP L.P. — PartnerFacts page ↗EDGAR filer page ↗GABELLI ASSOCIATES FUND II L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 263 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

5 of 36 offerings report sales commissions totalling $1,940,000; 0 report finder's fees; 3 report proceeds to related persons totalling $725,703. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 13, 2026 D/A
Gabelli International Ltd
File 021-108693
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 9, 2026 D
GABELLI EQUITY TRUST INC
File 021-569524
$400,000 (est.)$0$0 (est.)G.Research, LLC BrokerCheck CRD 7353 ↗
via G.Research, LLC (CRD 7353 ↗)
EDGAR ↗
Nov 28, 2025 D/A
GABELLI INTERMEDIATE CREDIT FUND, L.P.
File 021-108863
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees.
G. Research, LLC BrokerCheck CRD 000007353 ↗EDGAR ↗
Nov 28, 2025 D/A
GABELLI ASSOCIATES FUND II L.P.
File 021-86800
$0 (est.)$0 (est.)$0 (est.)
The General Partner receives customary management fees.
G.research, LLC BrokerCheck CRD 000007353 ↗
TimeCapital Securities Corporation BrokerCheck CRD 000006845 ↗
Arete Wealth Management, LLC BrokerCheck CRD 000044856 ↗		EDGAR ↗
Nov 28, 2025 D/A
GAMCO MEDICAL OPPORTUNITIES, L.P.
File 021-127925
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees.
G.research, LLC BrokerCheck CRD 000007353 ↗EDGAR ↗
Nov 28, 2025 D/A
Gabelli Associates LTD
File 021-86792
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees.
G.research, LLC BrokerCheck CRD 000007353 ↗
Arete Wealth Management, LLC BrokerCheck CRD 000044856 ↗
TimeCapital Securities Corporation BrokerCheck CRD 000006845 ↗		EDGAR ↗
Nov 28, 2025 D/A
GABELLI ASSOCIATES FUND
File 021-83600-0N
$0 (est.)$0 (est.)$0 (est.)
The General Partner receives customary management fees.
G.research, LLC BrokerCheck CRD 000007353 ↗EDGAR ↗
Nov 28, 2025 D/A
GABELLI PERFORMANCE PARTNERSHIP L.P.
File 021-80710-1N
$0 (est.)$0 (est.)$0 (est.)
The General Partner or its affiliate is entitled to receive an administrative fee computed quarterly and paid monthly in an amount equal to a specified percentage of assets under management.
G.research, LLC BrokerCheck CRD 000007353 ↗EDGAR ↗
Nov 28, 2025 D/A
GABELLI ASSOCIATES LTD II E
File 021-141210
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees.
G.research, LLC BrokerCheck CRD 000007353 ↗
Arete Wealth Management, LLC BrokerCheck CRD 000044856 ↗
TimeCapital Securities Corporation BrokerCheck CRD 000006845 ↗		EDGAR ↗
Nov 28, 2025 D/A
GABELLI INTERMEDIATE CREDIT FUND, LTD.
File 021-205797
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees.
G.research, LLC BrokerCheck CRD 000007353 ↗EDGAR ↗
Nov 6, 2025 D
Gabelli Global Small & Mid Cap Value Trust
File 021-563362
$0$0$0None listed on this filingEDGAR ↗
Nov 6, 2025 D
GDL FUND
File 021-563363
$0$0$0None listed on this filingEDGAR ↗
Nov 6, 2025 D
GAMCO Natural Resources, Gold & Income Trust
File 021-563364
$0$0$0None listed on this filingEDGAR ↗
Nov 5, 2025 D
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
File 021-563217
$0$0$0None listed on this filingEDGAR ↗
Nov 29, 2024 D/A
GABELLI MULTIMEDIA PARTNERS, L.P.
File 021-92981-1N
$0 (est.)$0 (est.)$0 (est.)G.research, LLC BrokerCheck CRD 000007353 ↗EDGAR ↗
Oct 22, 2024 D
GABELLI DIVIDEND & INCOME TRUST
File 021-527523
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2024 D/A
Gabelli Healthcare & WellnessRx Trust
File 021-471573
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Dec 28, 2023 D
GABELLI EQUITY TRUST INC
File 021-501038
$500,000 (est.)$0$0 (est.)G.Research, LLC BrokerCheck CRD 7353 ↗
via G.Research, LLC (CRD 7353 ↗)
EDGAR ↗
Jan 10, 2023 D
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
File 021-470240
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2022 D
ELLSWORTH GROWTH & INCOME FUND LTD
File 021-452652
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2022 D
GDL FUND
File 021-449515
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2022 D
GABELLI EQUITY TRUST INC
File 021-431371
$500,000 (est.)$0$223,377 (est.)
Certain persons listed in item 3 will have current securities holdings in the issuer redeemed with the proceeds of this offering.
G.Research, LLC BrokerCheck CRD 7353 ↗
via G.Research, LLC (CRD 7353 ↗)
EDGAR ↗
Dec 22, 2021 D
GABELLI EQUITY TRUST INC
File 021-426292
$500,000 (est.)$0$223,377 (est.)
Certain persons listed in item 3 will have current securities holdings in the Issuer redeemed with the proceeds of this offering.
G.Research, LLC BrokerCheck CRD 7353 ↗
via G.Research, LLC (CRD 7353 ↗)
EDGAR ↗
Nov 5, 2021 D
Gabelli Global Small & Mid Cap Value Trust
File 021-420104
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2021 D
Gabelli Healthcare & WellnessRx Trust
File 021-417229
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
May 7, 2021 D/A
GAMCO International SICAV
File 021-239865
$0$0$0
Investment Manager will receive a management fee at a certain percentage based on NAV of certain classes of shares of the Fund.
None listed on this filingEDGAR ↗
Dec 22, 2020 D
Gabelli Healthcare & WellnessRx Trust
File 021-384051
$40,000 (est.)$0$278,949 (est.)
Certain persons listed in item 3 will have current securities holdings in the Issuer redeemed with the proceeds of this offering.
G.Research, LLC BrokerCheck CRD 7353 ↗
via G.Research, LLC (CRD 7353 ↗)
EDGAR ↗
Dec 16, 2020 D/A
ALCE PARTNERS L P
File 021-93023-7N
$0 (est.)$0 (est.)$0 (est.)
The General Partner receives customary management fees.
G.research, LLC BrokerCheck CRD 7353 ↗EDGAR ↗
Dec 7, 2020 D/A
GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P.
File 021-237413
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees.
G.research, LLC BrokerCheck CRD 7353 ↗EDGAR ↗
Dec 4, 2020 D/A
GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P.
File 021-188241
$0$0$0 (est.)
The Investment Manager receives customary management fees.
G.research, LLC BrokerCheck CRD 7353 ↗EDGAR ↗
Dec 27, 2019 D/A
GAMA Select Energy Plus LP
File 021-82017
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees.
G.research, LLC BrokerCheck CRD 7353 ↗EDGAR ↗
Oct 17, 2019 D
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
File 021-351325
$0$0$0
Proceeds will be used to refinance the issuer's outstanding Series B Preferred Shares, of which 10,100, or 1.00% of the Series B Preferred Shares outstanding, are held by the executive officers and directors named in response to Item 3.
None listed on this filingEDGAR ↗
Dec 28, 2016 D/A
GABELLI INTERNATIONAL GOLD FUND LTD.
File 021-127918
$0 (est.)$0 (est.)$0
The Investment Adviser receives customary management fees as provided in the Issuer's offering documents.
N/A no CRD number reported
via G.research, LLC (CRD 7353 ↗)
EDGAR ↗
Jul 9, 2014 D/A
GABELLI GREEN LONG/SHORT FUND, L.P.
File 021-144647
$0 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via G. Research, Inc. (CRD 7353 ↗)
EDGAR ↗
Jan 15, 2014 D/A
GABELLI JAPANESE VALUE PARTNERS, L.P.
File 021-127916
$0 (est.)$0 (est.)$0 (est.)G. Research, Inc. BrokerCheck CRD 7353 ↗EDGAR ↗
Jan 15, 2014 D/A
GABELLI GREEN LONG/SHORT FUND, LTD.
File 021-153342
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
G. Research, Inc. BrokerCheck CRD 7353 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 27 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Gabelli in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗GA GABELLI ASSOCIATES FUNDshared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund18$394,607,229
offering Indefinite · similar: $155,000–$5,250,000
166
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2025
EDGAR ↗GA GABELLI ASSOCIATES FUND II L.P.shared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund18$228,894,969
offering Indefinite · similar: $155,000–$5,250,000
139
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2025
EDGAR ↗GI GABELLI INTERMEDIATE CREDIT FUND, L.P.shared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund18$31,012,376
offering Indefinite · similar: $155,000–$5,250,000
58
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2025
EDGAR ↗GM GABELLI MULTIMEDIA PARTNERS, L.P.shared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund17$8,214,579
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2024
EDGAR ↗AP ALCE PARTNERS L Pshared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund13$11,870,945
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2020
EDGAR ↗GS GAMA Select Energy Plus LPshared people, shared management entity, same business address, similar issuer namesRYE, NYPooled Investment Fund12$8,864,000
offering Indefinite · similar: $155,000–$5,250,000
20
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2019
EDGAR ↗GI Gabelli International Ltdshared people, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund18$28,706,037
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
$100,000
similar: $1,000–$100,000
2009–2026
EDGAR ↗GJ GABELLI JAPANESE VALUE PARTNERS, L.P.shared people, same business address, similar issuer namesRYE, NYPooled Investment Fund6$7,020,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2009–2014
EDGAR ↗GM GAMCO MEDICAL OPPORTUNITIES, L.P.shared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund18$15,682,116
offering Indefinite · similar: $155,000–$5,250,000
32
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2025
EDGAR ↗GA Gabelli Associates LTDshared people, same person name on both filings, shared management entity, similar issuer namesTORTOLA, Virgin Islands, British (as filed: D8)Pooled Investment Fund18$455,579,412
offering Indefinite · similar: $155,000–$5,250,000
174
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2025
EDGAR ↗GI GABELLI INTERNATIONAL GOLD FUND LTD.shared people, shared management entity, similar issuer namesHAMILTON, Bermuda (as filed: D0)Pooled Investment Fund9$6,170,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
$250,000
similar: $1,000–$100,000
2009–2016
EDGAR ↗GP GABELLI PERFORMANCE PARTNERSHIP L.P.shared people, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund19$466,456,717
offering Indefinite · similar: $155,000–$5,250,000
61
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2025
EDGAR ↗GA GABELLI ASSOCIATES LTD II Eshared people, same person name on both filings, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund17$195,853,355
offering Indefinite · similar: $155,000–$5,250,000
103
similar: 4–27
$100,000
similar: $1,000–$100,000
2010–2025
EDGAR ↗GG GABELLI GREEN LONG/SHORT FUND, L.P.shared people, same business address, similar issuer namesRYE, NYPooled Investment Fund5$21,225,000
offering Indefinite · similar: $155,000–$5,250,000
37
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2014
EDGAR ↗GG GABELLI GREEN LONG/SHORT FUND, LTD.shared people, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$9,045,000
offering Indefinite · similar: $155,000–$5,250,000
19
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2011–2014
EDGAR ↗GC GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P.shared people, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund9$2,514,476
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2012–2020
EDGAR ↗GI GABELLI INTERMEDIATE CREDIT FUND, LTD.shared people, shared management entity, similar issuer namesKING OF PRUSSIA, PAPooled Investment Fund14$200,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2013–2025
EDGAR ↗GG GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P.shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund7$2,400,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2020
EDGAR ↗GI GAMCO International SICAVshared people, same person name on both filings, similar issuer namesESCH-SUR-ALZETTE, Luxembourg (as filed: N4)Pooled Investment Fund7$5,322,968
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$1,000
similar: $1,000–$100,000
2015–2021
EDGAR ↗GC GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCshared people, same person name on both filings, same business address, similar issuer namesRYE, NYPooled Investment Fund3$35,000,000
offering $20,000,000 · similar: $155,000–$5,250,000
159
similar: 4–27
$10
similar: $1,000–$100,000
2019–2025
EDGAR ↗GH Gabelli Healthcare & WellnessRx Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesRYE, NYPooled Investment Fund4$40,000,000
offering $36,680,000 · similar: $155,000–$5,250,000
41
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2024
EDGAR ↗GG Gabelli Global Small & Mid Cap Value Trustshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesRYE, NYPooled Investment Fund2$40,000,000
offering $40,000,000 · similar: $155,000–$5,250,000
40
similar: 4–27
$10
similar: $1,000–$100,000
2021–2025
EDGAR ↗GE GABELLI EQUITY TRUST INCshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesRYE, NYPooled Investment Fund4$67,850,000
offering Indefinite · similar: $155,000–$5,250,000
25
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2026
EDGAR ↗GF GDL FUNDshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressRYE, NYPooled Investment Fund2$35,000,000
offering $35,000,000 · similar: $155,000–$5,250,000
24
similar: 4–27
$10
similar: $1,000–$100,000
2022–2025
EDGAR ↗EG ELLSWORTH GROWTH & INCOME FUND LTDshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressRye, NYPooled Investment Fund1$25,030,000
offering $30,000,000 · similar: $155,000–$5,250,000
23
similar: 4–27
$10
similar: $1,000–$100,000
2022–2022
EDGAR ↗GD GABELLI DIVIDEND & INCOME TRUSTshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesRYE, NYPooled Investment Fund1$107,000,000
offering $150,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
$10
similar: $1,000–$100,000
2024–2024
EDGAR ↗GN GAMCO Natural Resources, Gold & Income Trustshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesRYE, NYPooled Investment Fund1$12,500,000
offering $20,000,000 · similar: $155,000–$5,250,000
10
similar: 4–27
$10
similar: $1,000–$100,000
2025–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Feb 13, 2026Gabelli International LtdD/APooled Investment FundIndefinite$13,594,394
EDGAR ↗Jan 9, 2026GABELLI EQUITY TRUST INCDPooled Investment FundIndefinite$34,365,000
EDGAR ↗Nov 28, 2025GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$195,853,355
EDGAR ↗Nov 28, 2025GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$466,456,717
EDGAR ↗Nov 28, 2025GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$228,894,969
EDGAR ↗Nov 28, 2025GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$15,682,116
EDGAR ↗Nov 28, 2025GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗Nov 28, 2025GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$31,012,376
EDGAR ↗Nov 28, 2025GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$394,607,229
EDGAR ↗Nov 28, 2025Gabelli Associates LTDD/APooled Investment FundIndefinite$455,579,412
EDGAR ↗Nov 6, 2025GAMCO Natural Resources, Gold & Income TrustDPooled Investment Fund$20,000,000$12,500,000
EDGAR ↗Nov 6, 2025GDL FUNDDPooled Investment Fund$35,000,000$6,652,000
EDGAR ↗Nov 6, 2025Gabelli Global Small & Mid Cap Value TrustDPooled Investment Fund$40,000,000$40,000,000
EDGAR ↗Nov 5, 2025GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCDPooled Investment Fund$20,000,000$6,075,000
EDGAR ↗Feb 14, 2025Gabelli International LtdD/APooled Investment FundIndefinite$13,594,394
EDGAR ↗Nov 29, 2024GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$461,756,717
EDGAR ↗Nov 29, 2024GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$195,250,542
EDGAR ↗Nov 29, 2024GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Nov 29, 2024GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$15,682,116
EDGAR ↗Nov 29, 2024GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$31,012,376
EDGAR ↗Nov 29, 2024GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗Nov 29, 2024GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$394,567,229
EDGAR ↗Nov 29, 2024GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$228,894,969
EDGAR ↗Nov 29, 2024Gabelli Associates LTDD/APooled Investment FundIndefinite$452,579,412
EDGAR ↗Oct 22, 2024GABELLI DIVIDEND & INCOME TRUSTDPooled Investment Fund$150,000,000$107,000,000
EDGAR ↗Feb 15, 2024Gabelli International LtdD/APooled Investment FundIndefinite$13,594,394
EDGAR ↗Jan 24, 2024Gabelli Healthcare & WellnessRx TrustD/APooled Investment Fund$36,680,000$25,305,000
EDGAR ↗Dec 28, 2023GABELLI EQUITY TRUST INCDPooled Investment Fund$35,000,000$0
EDGAR ↗Dec 1, 2023GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$194,569,542
EDGAR ↗Dec 1, 2023GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$456,756,717
EDGAR ↗Dec 1, 2023GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Dec 1, 2023GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$228,694,969
EDGAR ↗Dec 1, 2023GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$15,682,116
EDGAR ↗Dec 1, 2023GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$31,012,376
EDGAR ↗Dec 1, 2023GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗Dec 1, 2023GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$367,196,857
EDGAR ↗Dec 1, 2023Gabelli Associates LTDD/APooled Investment FundIndefinite$452,579,412
EDGAR ↗Feb 15, 2023Gabelli International LtdD/APooled Investment FundIndefinite$13,594,394
EDGAR ↗Jan 24, 2023Gabelli Healthcare & WellnessRx TrustDPooled Investment Fund$25,000,000$21,000,000
EDGAR ↗Jan 10, 2023GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCDPooled Investment Fund$15,000,000$15,000,000
EDGAR ↗Dec 2, 2022GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$193,969,542
EDGAR ↗Dec 2, 2022GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$15,682,116
EDGAR ↗Dec 2, 2022GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗Dec 2, 2022Gabelli Associates LTDD/APooled Investment FundIndefinite$449,212,412
EDGAR ↗Dec 2, 2022GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$451,756,717
EDGAR ↗Dec 2, 2022GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Dec 2, 2022GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$228,194,969
EDGAR ↗Dec 2, 2022GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$31,012,376
EDGAR ↗Dec 2, 2022GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$366,963,357
EDGAR ↗Jul 15, 2022ELLSWORTH GROWTH & INCOME FUND LTDDPooled Investment Fund$30,000,000$25,030,000
EDGAR ↗Jun 17, 2022GDL FUNDDPooled Investment Fund$35,000,000$35,000,000
EDGAR ↗Feb 18, 2022Gabelli International LtdD/APooled Investment FundIndefinite$13,594,394
EDGAR ↗Jan 28, 2022GABELLI EQUITY TRUST INCDPooled Investment Fund$32,150,000$0
EDGAR ↗Dec 22, 2021GABELLI EQUITY TRUST INCDPooled Investment Fund$100,000,000$67,850,000
EDGAR ↗Dec 16, 2021GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$193,969,542
EDGAR ↗Dec 16, 2021GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗Dec 16, 2021GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$15,682,116
EDGAR ↗Dec 16, 2021Gabelli Associates LTDD/APooled Investment FundIndefinite$424,862,412
EDGAR ↗Dec 7, 2021GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$226,225,214
EDGAR ↗Dec 7, 2021GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$362,270,044
EDGAR ↗Dec 7, 2021GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$30,812,376
EDGAR ↗Dec 7, 2021GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Dec 7, 2021GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$411,756,717
EDGAR ↗Nov 5, 2021Gabelli Global Small & Mid Cap Value TrustDPooled Investment Fund$40,000,000$40,000,000
EDGAR ↗Oct 15, 2021Gabelli Healthcare & WellnessRx TrustDPooled Investment Fund$40,000,000$40,000,000
EDGAR ↗May 7, 2021GAMCO International SICAVD/APooled Investment FundIndefinite$5,322,968
EDGAR ↗Feb 19, 2021Gabelli International LtdD/APooled Investment FundIndefinite$13,594,394
EDGAR ↗Dec 22, 2020Gabelli Healthcare & WellnessRx TrustDPooled Investment Fund$40,000,000$40,000,000
EDGAR ↗Dec 16, 2020GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$179,039,550
EDGAR ↗Dec 16, 2020GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$12,002,757
EDGAR ↗Dec 16, 2020GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗Dec 16, 2020ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Dec 16, 2020Gabelli Associates LTDD/APooled Investment FundIndefinite$205,005,013
EDGAR ↗Dec 7, 2020GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P.D/APooled Investment FundIndefinite$2,400,000
EDGAR ↗Dec 7, 2020GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Dec 7, 2020GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$30,662,376
EDGAR ↗Dec 7, 2020GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$221,003,137
EDGAR ↗Dec 7, 2020GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$356,465,088
EDGAR ↗Dec 7, 2020GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$406,756,717
EDGAR ↗Dec 4, 2020GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P.D/APooled Investment FundIndefinite$2,514,476
EDGAR ↗May 8, 2020GAMCO International SICAVD/APooled Investment FundIndefinite$5,322,968
EDGAR ↗Feb 21, 2020Gabelli International LtdD/APooled Investment FundIndefinite$13,594,394
EDGAR ↗Feb 21, 2020GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$391,456,717
EDGAR ↗Dec 27, 2019GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P.D/APooled Investment FundIndefinite$2,400,000
EDGAR ↗Dec 27, 2019GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$178,634,550
EDGAR ↗Dec 27, 2019GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Dec 27, 2019GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$218,629,986
EDGAR ↗Dec 27, 2019GAMA Select Energy Plus LPD/APooled Investment FundIndefinite$8,864,000
EDGAR ↗Dec 27, 2019GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$12,002,757
EDGAR ↗Dec 27, 2019GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$29,384,123
EDGAR ↗Dec 27, 2019GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗Dec 27, 2019GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$353,990,088
EDGAR ↗Dec 27, 2019ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Dec 27, 2019Gabelli Associates LTDD/APooled Investment FundIndefinite$192,505,013
EDGAR ↗Dec 6, 2019GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P.D/APooled Investment FundIndefinite$2,514,476
EDGAR ↗Oct 17, 2019GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCDPooled Investment Fund$35,000,000$35,000,000
EDGAR ↗May 10, 2019GAMCO International SICAVD/APooled Investment FundIndefinite$5,322,968
EDGAR ↗Feb 22, 2019Gabelli International LtdD/APooled Investment FundIndefinite$13,594,394
EDGAR ↗Feb 22, 2019GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$368,034,105
EDGAR ↗Dec 28, 2018GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$12,002,757
EDGAR ↗Dec 28, 2018GAMA Select Energy Plus LPD/APooled Investment FundIndefinite$8,864,000
EDGAR ↗Dec 28, 2018GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Dec 28, 2018GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗Dec 28, 2018GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$29,056,522
EDGAR ↗Dec 28, 2018GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P.D/APooled Investment FundIndefinite$2,400,000
EDGAR ↗Dec 28, 2018GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$172,834,550
EDGAR ↗Dec 28, 2018Gabelli Associates LTDD/APooled Investment FundIndefinite$176,805,013
EDGAR ↗Dec 28, 2018GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$216,429,986
EDGAR ↗Dec 28, 2018GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$341,504,143
EDGAR ↗Dec 28, 2018ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Dec 7, 2018GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P.D/APooled Investment FundIndefinite$2,514,476
EDGAR ↗May 11, 2018GAMCO International SICAVD/APooled Investment FundIndefinite$5,322,968
EDGAR ↗Feb 23, 2018Gabelli International LtdD/APooled Investment FundIndefinite$9,094,394
EDGAR ↗Feb 23, 2018GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$322,407,409
EDGAR ↗Dec 28, 2017GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$12,002,757
EDGAR ↗Dec 28, 2017GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Dec 28, 2017GAMA Select Energy Plus LPD/APooled Investment FundIndefinite$8,864,000
EDGAR ↗Dec 28, 2017ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Dec 28, 2017GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P.D/APooled Investment FundIndefinite$1,400,000
EDGAR ↗Dec 28, 2017Gabelli Associates LTDD/APooled Investment FundIndefinite$159,010,013
EDGAR ↗Dec 28, 2017GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗Dec 28, 2017GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$331,129,143
EDGAR ↗Dec 28, 2017GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$212,254,986
EDGAR ↗Dec 28, 2017GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$172,184,550
EDGAR ↗Dec 28, 2017GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$28,956,522
EDGAR ↗Dec 8, 2017GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P.D/APooled Investment FundIndefinite$2,514,476
EDGAR ↗May 12, 2017GAMCO International SICAVD/APooled Investment FundIndefinite$5,322,968
EDGAR ↗Feb 24, 2017GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$266,949,651
EDGAR ↗Feb 24, 2017Gabelli International LtdD/APooled Investment FundIndefinite$7,844,394
EDGAR ↗Dec 28, 2016GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$12,002,757
EDGAR ↗Dec 28, 2016GAMA Select Energy Plus LPD/APooled Investment FundIndefinite$8,864,000
EDGAR ↗Dec 28, 2016GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Dec 28, 2016GABELLI INTERNATIONAL GOLD FUND LTD.D/APooled Investment FundIndefinite$6,170,000
EDGAR ↗Dec 28, 2016GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗Dec 28, 2016GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$28,856,522
EDGAR ↗Dec 28, 2016GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P.D/APooled Investment FundIndefinite$1,400,000
EDGAR ↗Dec 28, 2016GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$168,347,550
EDGAR ↗Dec 28, 2016Gabelli Associates LTDD/APooled Investment FundIndefinite$139,935,013
EDGAR ↗Dec 28, 2016GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$205,811,486
EDGAR ↗Dec 28, 2016GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$317,577,631
EDGAR ↗Dec 28, 2016ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Dec 9, 2016GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P.D/APooled Investment FundIndefinite$2,514,476
EDGAR ↗Nov 4, 2016GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗May 12, 2016GAMCO International SICAVD/APooled Investment FundIndefinite$5,322,968
EDGAR ↗Apr 28, 2016GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$148,747,550
EDGAR ↗Apr 7, 2016GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P.D/APooled Investment FundIndefinite$2,000,030
EDGAR ↗Feb 26, 2016Gabelli International LtdD/APooled Investment FundIndefinite$7,844,394
EDGAR ↗Feb 26, 2016GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$261,349,651
EDGAR ↗Jan 15, 2016GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$11,902,757
EDGAR ↗Jan 15, 2016GAMA Select Energy Plus LPD/APooled Investment FundIndefinite$8,864,000
EDGAR ↗Jan 15, 2016GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Jan 15, 2016GABELLI INTERNATIONAL GOLD FUND LTD.D/APooled Investment FundIndefinite$6,100,000
EDGAR ↗Jan 15, 2016Gabelli Associates LTDD/APooled Investment FundIndefinite$110,035,013
EDGAR ↗Jan 15, 2016GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$203,097,486
EDGAR ↗Jan 15, 2016GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$331,989,503
EDGAR ↗Jan 15, 2016GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$28,606,522
EDGAR ↗Jan 15, 2016ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Dec 10, 2015GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P.D/APooled Investment FundIndefinite$2,264,476
EDGAR ↗Nov 5, 2015GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗May 14, 2015GAMCO International SICAVDPooled Investment FundIndefinite$5,322,968
EDGAR ↗Apr 28, 2015GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$142,397,550
EDGAR ↗Apr 7, 2015GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P.DPooled Investment FundIndefinite$100,000
EDGAR ↗Feb 26, 2015GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$226,349,651
EDGAR ↗Feb 26, 2015Gabelli International LtdD/APooled Investment FundIndefinite$7,644,394
EDGAR ↗Jan 15, 2015ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Jan 15, 2015GAMA Select Energy Plus LPD/APooled Investment FundIndefinite$8,864,000
EDGAR ↗Jan 15, 2015GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$28,056,522
EDGAR ↗Jan 15, 2015GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$9,901,798
EDGAR ↗Jan 15, 2015GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Jan 15, 2015GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$279,977,903
EDGAR ↗Jan 15, 2015GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$159,827,505
EDGAR ↗Jan 15, 2015GABELLI INTERNATIONAL GOLD FUND LTD.D/APooled Investment FundIndefinite$6,100,000
EDGAR ↗Jan 15, 2015Gabelli Associates LTDD/APooled Investment FundIndefinite$96,642,013
EDGAR ↗Dec 12, 2014GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P.D/APooled Investment FundIndefinite$2,264,476
EDGAR ↗Nov 5, 2014GABELLI INTERMEDIATE CREDIT FUND, LTD.D/APooled Investment FundIndefinite$200,000
EDGAR ↗Jul 9, 2014GABELLI GREEN LONG/SHORT FUND, L.P.D/APooled Investment FundIndefinite$21,225,000
EDGAR ↗Apr 28, 2014GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$127,662,772
EDGAR ↗Feb 28, 2014Gabelli International LtdD/APooled Investment FundIndefinite$6,644,394
EDGAR ↗Feb 28, 2014GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$218,349,651
EDGAR ↗Jan 15, 2014GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$9,901,798
EDGAR ↗Jan 15, 2014GAMA Select Energy Plus LPD/APooled Investment FundIndefinite$8,864,000
EDGAR ↗Jan 15, 2014GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Jan 15, 2014GABELLI JAPANESE VALUE PARTNERS, L.P.D/APooled Investment FundIndefinite$7,020,000
EDGAR ↗Jan 15, 2014GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$275,077,903
EDGAR ↗Jan 15, 2014ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Jan 15, 2014Gabelli Associates LTDD/APooled Investment FundIndefinite$86,393,818
EDGAR ↗Jan 15, 2014GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$138,429,469
EDGAR ↗Jan 15, 2014GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$23,254,846
EDGAR ↗Jan 15, 2014GABELLI INTERNATIONAL GOLD FUND LTD.D/APooled Investment FundIndefinite$6,100,000
EDGAR ↗Jan 15, 2014GABELLI GREEN LONG/SHORT FUND, LTD.D/APooled Investment FundIndefinite$9,045,000
EDGAR ↗Dec 12, 2013GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P.D/APooled Investment FundIndefinite$2,014,476
EDGAR ↗Nov 5, 2013GABELLI INTERMEDIATE CREDIT FUND, LTD.DPooled Investment FundIndefinite$200,000
EDGAR ↗Jul 9, 2013GABELLI GREEN LONG/SHORT FUND, L.P.D/APooled Investment FundIndefinite$21,225,000
EDGAR ↗Apr 26, 2013GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$117,494,772
EDGAR ↗Feb 28, 2013Gabelli International LtdD/APooled Investment FundIndefinite$5,544,394
EDGAR ↗Feb 28, 2013GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$150,499,651
EDGAR ↗Jan 14, 2013GABELLI INTERNATIONAL GOLD FUND LTD.D/APooled Investment FundIndefinite$5,500,000
EDGAR ↗Jan 14, 2013GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$21,974,787
EDGAR ↗Jan 14, 2013GABELLI JAPANESE VALUE PARTNERS, L.P.D/APooled Investment FundIndefinite$6,570,000
EDGAR ↗Jan 14, 2013GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Jan 14, 2013GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$114,307,380
EDGAR ↗Jan 14, 2013GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$272,254,903
EDGAR ↗Jan 14, 2013ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Jan 14, 2013GAMA Select Energy Plus LPD/APooled Investment FundIndefinite$8,839,000
EDGAR ↗Jan 14, 2013GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$7,600,000
EDGAR ↗Jan 14, 2013Gabelli Associates LTDD/APooled Investment FundIndefinite$74,820,818
EDGAR ↗Dec 12, 2012GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P.DPooled Investment FundIndefinite$802,656
EDGAR ↗Jul 9, 2012GABELLI GREEN LONG/SHORT FUND, L.P.D/APooled Investment FundIndefinite$21,225,000
EDGAR ↗Apr 27, 2012GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$104,795,816
EDGAR ↗Mar 1, 2012GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$113,899,651
EDGAR ↗Mar 1, 2012Gabelli International LtdD/APooled Investment FundIndefinite$5,544,394
EDGAR ↗Jan 13, 2012Gabelli Associates LTDD/APooled Investment FundIndefinite$67,323,740
EDGAR ↗Jan 13, 2012GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$7,600,000
EDGAR ↗Jan 13, 2012GAMA Select Energy Plus LPD/APooled Investment FundIndefinite$8,614,000
EDGAR ↗Jan 13, 2012ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Jan 13, 2012GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$256,974,103
EDGAR ↗Jan 13, 2012GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$95,366,751
EDGAR ↗Jan 13, 2012GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Jan 13, 2012GABELLI JAPANESE VALUE PARTNERS, L.P.D/APooled Investment FundIndefinite$6,470,000
EDGAR ↗Jan 13, 2012GABELLI INTERNATIONAL GOLD FUND LTD.D/APooled Investment FundIndefinite$5,500,000
EDGAR ↗Jan 13, 2012GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$15,490,676
EDGAR ↗Jul 8, 2011GABELLI GREEN LONG/SHORT FUND, L.P.D/APooled Investment FundIndefinite$16,825,000
EDGAR ↗Apr 28, 2011GABELLI ASSOCIATES LTD II ED/APooled Investment FundIndefinite$83,784,214
EDGAR ↗Mar 1, 2011Gabelli International LtdD/APooled Investment FundIndefinite$4,560,000
EDGAR ↗Mar 1, 2011GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$99,049,651
EDGAR ↗Jan 21, 2011GABELLI INTERNATIONAL GOLD FUND LTD.D/APooled Investment FundIndefinite$5,500,000
EDGAR ↗Jan 21, 2011GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$12,245,000
EDGAR ↗Jan 21, 2011GABELLI JAPANESE VALUE PARTNERS, L.P.D/APooled Investment FundIndefinite$6,470,000
EDGAR ↗Jan 21, 2011GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Jan 21, 2011GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$69,241,911
EDGAR ↗Jan 21, 2011GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$232,684,875
EDGAR ↗Jan 21, 2011ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Jan 21, 2011GAMA Select Energy Plus LPD/APooled Investment FundIndefinite$8,614,000
EDGAR ↗Jan 21, 2011GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$7,300,000
EDGAR ↗Jan 21, 2011Gabelli Associates LTDD/APooled Investment FundIndefinite$51,893,348
EDGAR ↗Jan 10, 2011GABELLI GREEN LONG/SHORT FUND, LTD.DPooled Investment FundIndefinite$2,000,000
EDGAR ↗Aug 19, 2010GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$129,673,845
EDGAR ↗Jul 9, 2010GABELLI GREEN LONG/SHORT FUND, L.P.DPooled Investment FundIndefinite$250,000
EDGAR ↗Apr 28, 2010GABELLI ASSOCIATES LTD II EDPooled Investment FundIndefinite$53,009,102
EDGAR ↗Mar 1, 2010GABELLI PERFORMANCE PARTNERSHIP L.P.D/APooled Investment FundIndefinite$129,673,845
EDGAR ↗Mar 1, 2010Gabelli International LtdD/APooled Investment FundIndefinite$11,744,650
EDGAR ↗Jan 20, 2010GAMCO MEDICAL OPPORTUNITIES, L.P.D/APooled Investment FundIndefinite$7,200,000
EDGAR ↗Jan 20, 2010GAMA Select Energy Plus LPD/APooled Investment FundIndefinite$8,864,000
EDGAR ↗Jan 20, 2010GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Jan 20, 2010GABELLI JAPANESE VALUE PARTNERS, L.P.D/APooled Investment FundIndefinite$6,570,000
EDGAR ↗Jan 20, 2010GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$7,800,000
EDGAR ↗Jan 20, 2010ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Jan 20, 2010Gabelli Associates LTDD/APooled Investment FundIndefinite$205,403,655
EDGAR ↗Jan 20, 2010GABELLI INTERNATIONAL GOLD FUND LTD.D/APooled Investment FundIndefinite$500,000
EDGAR ↗Jan 20, 2010GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$26,504,635
EDGAR ↗Jan 20, 2010GABELLI ASSOCIATES FUNDD/APooled Investment FundIndefinite$213,978,539
EDGAR ↗Mar 17, 2009GABELLI PERFORMANCE PARTNERSHIP L.P.DPooled Investment FundIndefinite$25,797,270
EDGAR ↗Mar 16, 2009Gabelli International LtdD/APooled Investment FundIndefinite$28,706,037
EDGAR ↗Mar 16, 2009GAMA Select Energy Plus LPD/APooled Investment FundIndefinite$8,864,000
EDGAR ↗Mar 16, 2009GABELLI ASSOCIATES FUNDDPooled Investment FundIndefinite$185,061,470
EDGAR ↗Mar 16, 2009Gabelli Associates LTDD/APooled Investment FundIndefinite$201,630,092
EDGAR ↗Mar 16, 2009GAMCO MEDICAL OPPORTUNITIES, L.P.DPooled Investment FundIndefinite$7,200,000
EDGAR ↗Mar 16, 2009GABELLI MULTIMEDIA PARTNERS, L.P.D/APooled Investment FundIndefinite$8,214,579
EDGAR ↗Mar 16, 2009ALCE PARTNERS L PD/APooled Investment FundIndefinite$11,870,945
EDGAR ↗Mar 16, 2009GABELLI ASSOCIATES FUND II L.P.D/APooled Investment FundIndefinite$17,559,184
EDGAR ↗Mar 16, 2009GABELLI INTERMEDIATE CREDIT FUND, L.P.D/APooled Investment FundIndefinite$5,200,000
EDGAR ↗Mar 16, 2009GABELLI INTERNATIONAL GOLD FUND LTD.DPooled Investment FundIndefinite$500,000
EDGAR ↗Mar 16, 2009GABELLI JAPANESE VALUE PARTNERS, L.P.DPooled Investment FundIndefinite$6,570,000

Activity: 5 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Feb 13, 2026. Industry history, as reported on each offering's latest filing: All 36 offerings reported: Pooled Investment Fund (2009–2026).

People across the group

NameRolesIssuers hereFirst → last listed
DJ Douglas R. JamiesonDirector, Executive Officer16Mar 16, 2009 → Nov 28, 2025
GS Gabelli Securities, Inc. entityExecutive Officer, Promoter12Nov 5, 2014 → Dec 27, 2019
MG Mario J. GabelliExecutive Officer, Director10Mar 16, 2009 → Feb 13, 2026
GC Gabelli & Company Investment Advisers, Inc. entityExecutive Officer10Dec 9, 2016 → Nov 28, 2025
SZ Salvatore J. ZizzaDirector8Feb 26, 2015 → Feb 13, 2026
PG Peter GoldsteinExecutive Officer8Dec 22, 2020 → Jan 9, 2026
RW Richard J. WalzExecutive Officer8Dec 22, 2020 → Jan 9, 2026
JB John C. BallExecutive Officer8Oct 17, 2019 → Jan 9, 2026
AM Agnes MulladyDirector, Executive Officer7Oct 17, 2019 → Jan 9, 2026
JC James P. ConnDirector7Dec 22, 2020 → Jan 9, 2026
AE Anthonie C. van EkrisDirector7Mar 16, 2009 → Nov 6, 2025
FF Frank J. Fahrenkopf, Jr.Director5Nov 5, 2021 → Jan 9, 2026
LM Laurissa M. MartireExecutive Officer5Jun 17, 2022 → Jan 9, 2026
JB John BirchDirector5May 14, 2015 → Nov 28, 2025
VE Vincent D. EnrightDirector5Mar 16, 2009 → Nov 6, 2025
AC Anthony S. ColavitaDirector5Oct 17, 2019 → Nov 6, 2025
KN Kuni NakamuraDirector5Oct 17, 2019 → Jan 24, 2023
BA Bruce N. AlpertExecutive Officer5Oct 17, 2019 → Jun 17, 2022
CA Carter W. AustinExecutive Officer4Dec 22, 2021 → Jan 9, 2026
LF Leslie F. FoleyDirector4Oct 17, 2019 → Jan 9, 2026
GP Gabelli & Partners, LLC entityExecutive Officer4Dec 12, 2014 → Nov 28, 2025
DS David I. SchachterExecutive Officer4Dec 22, 2020 → Nov 6, 2025
BU Bethany A. UhleinExecutive Officer4Dec 22, 2020 → Nov 6, 2025
EB Elizabeth C. BoganDirector3Dec 22, 2021 → Jan 9, 2026
MG Michael GabelliDirector3May 12, 2016 → Nov 28, 2025
MM Michael MelarkeyDirector3Jun 17, 2022 → Nov 6, 2025
DP Daniel PlourdeExecutive Officer3Dec 22, 2021 → Jul 15, 2022
WH William HeitmannDirector2Dec 22, 2021 → Jan 9, 2026
LL Laura M. LinehanDirector2May 12, 2016 → Jan 9, 2026
PG Patrick J GuarinoDirector2Dec 16, 2020 → Nov 28, 2025
MM Molly A.F. MarionExecutive Officer2Dec 22, 2021 → Nov 6, 2025
CA Calgary AvansinoDirector2Oct 15, 2021 → Nov 6, 2025
DH Daniel D. HardingDirector2Oct 17, 2019 → Nov 5, 2025
CP Christina A PeeneyDirector2Oct 22, 2024 → Nov 5, 2025
RR Raffaele RoccoDirector2Jan 15, 2014 → Dec 16, 2020
GC Gabelli & Company Investment Advisers, Inc. entityExecutive Officer, Promoter2Dec 28, 2016 → Dec 28, 2016
RZ Robert S. ZuccaroDirector, Executive Officer2Nov 5, 2013 → Nov 5, 2015
AE Anthonie E. Van EkrisDirector1Feb 26, 2015 → Feb 13, 2026
JM J. MJG Associates, Inc. entityExecutive Officer1Feb 26, 2015 → Feb 13, 2026
DS David I. SchacterExecutive Officer1Dec 22, 2021 → Jan 9, 2026
MF Michael FerrantinoDirector1Dec 22, 2021 → Jan 9, 2026
EN Eileen Cheigh NakamuraDirector1Jan 9, 2026 → Jan 9, 2026
RG R. Gabelli & Company Investment Advisers, Inc. entityExecutive Officer1Dec 28, 2016 → Nov 28, 2025
ED Eileen DiGoiaDirector1Nov 4, 2016 → Nov 28, 2025
JR John RiccioDirector1Nov 4, 2016 → Nov 28, 2025
CK Colin J. KilrainDirector1Nov 6, 2025 → Nov 6, 2025
PG Peter GoldstenExecutive Officer1Nov 6, 2025 → Nov 6, 2025
DH Daniel HughesExecutive Officer1Nov 6, 2025 → Nov 6, 2025
KD Kevin V. DreyerDirector1Nov 5, 2021 → Nov 6, 2025
MM Michael D. MelarkeyDirector1Nov 6, 2025 → Nov 6, 2025
MM Michael J. MelarkeyDirector1Oct 17, 2019 → Nov 5, 2025
WR Werner J. RoederDirector1Oct 17, 2019 → Nov 5, 2025
EC E. Val CeruttiDirector1Oct 17, 2019 → Nov 5, 2025
TD Thomas H. DinsmoreDirector1Oct 17, 2019 → Nov 5, 2025
SS Salvatore M SalibelloDirector1Oct 22, 2024 → Oct 22, 2024
SL Susan Watson LaughlinDirector1Oct 22, 2024 → Oct 22, 2024
AT Adam E. TokarExecutive Officer1Dec 22, 2020 → Jan 24, 2024
RK Robert C. KolodnyDirector1Dec 22, 2020 → Jan 24, 2024
JJ Jeffrey J. JonasDirector1Dec 22, 2020 → Jan 24, 2024
AE Anthonie van EkrisDirector1Dec 22, 2020 → Jan 24, 2024

Adviser registration (Form ADV)

GABELLI & COMPANY INVESTMENT ADVISERS, INC. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 19, 2006 · SEC file 801-65243 · Main office: GREENWICH, CT · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,482,548,909 as reported on Form ADV filed Jul 7, 2026 (Item 5.F(2)(c)) · 12 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.GABELLIPARTNERS.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 7, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

GABELLI FUNDS, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Nov 16, 1990 · SEC file 801-37706 · Main office: RYE, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $24,551,398,138 as reported on Form ADV filed Jul 14, 2026 (Item 5.F(2)(c)) · 54 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.GABELLI.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 14, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NY), issuer filed in N4 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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Other offering types (Regulation A and Regulation Crowdfunding)

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