PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:27 AM ET

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JR
No photo found yet (own website and image search run after this page is viewed)

John Riccio

Named as an officer, director or promoter on SEC Form D filings · CT, NY · Dec 16, 2020 → Nov 28, 2025

1deal (issuers)
$200Kreported sold
1investors
11Form D filings
2020–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Riccio is listed as a director on 11 SEC Form D filings by 1 issuer between Nov 2016 and Nov 2025: GABELLI INTERMEDIATE CREDIT FUND, LTD. (King of Prussia, PA — pooled investment fund — 2016–2025; $200K reported sold to 1 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Douglas R. Jamieson (11 shared filings), Eileen DiGoia (11 shared filings), Gabelli & Company Investment Advisers, Inc. (5 shared filings, management entity), Gabelli & Company Advisers, Inc. (4 shared filings, management entity), Gabelli & Company Advisers, Inc. (1 shared filing, management entity) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuer belongs to the sponsor group Gabelli (27 issuers, $2.14B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Gabelli has 27 companies on file and $2.14B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for John Riccio and found 3 differences, 1 worth asking the sponsor about: 8 bankruptcy cases name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Riccio has not run yet — it is joining a line of 54,532 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Riccio..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

John Riccio, Jr. closed
United States Bankruptcy Court, N.D. Illinois · No. 20-10111 · Filed Apr 29, 2020 · Closed Jul 31, 2020
Role of John Riccio, Jr.: Debtor · Outcome: Case closed 2020-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in IL (not a filing state)
Michele A. Riccio and John A. Riccio closed
United States Bankruptcy Court, D. Connecticut · No. 18-50929 · Filed Jul 26, 2018 · Closed Nov 14, 2018
Role of John A. Riccio: Debtor · Outcome: Case closed 2018-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in the person's filing state (CT)
John Riccio closed
United States Bankruptcy Court, D. Connecticut · No. 14-20868 · Filed May 1, 2014 · Closed Aug 27, 2014
Role of John Riccio: Debtor · Outcome: Case closed 2014-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in the person's filing state (CT)
John Riccio and John Riccio closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 05-36261 · Filed Oct 13, 2005 · Closed Nov 28, 2006
Role of John Riccio and John Riccio: Debtor · Outcome: Case closed 2006-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in the person's filing state (PA)
John J. Riccio closed
United States Bankruptcy Court, D. Connecticut · No. 03-22759 · Filed Sep 3, 2003 · Closed Jun 19, 2006
Role of John J. Riccio: Debtor · Outcome: Case closed 2006-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in the person's filing state (CT)
John L. Riccio closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-12271 · Filed Feb 14, 2002 · Closed Jun 6, 2002
Role of John L. Riccio: Debtor · Outcome: Case closed 2002-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in the person's filing state (PA)
John Riccio and Catherine Riccio closed
United States Bankruptcy Court, M.D. Florida · No. 8:01-bk-19786 · Filed Oct 23, 2001 · Closed Feb 13, 2002
Role of John Riccio and Catherine Riccio: Debtor · Outcome: Case closed 2002-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in FL (not a filing state)
Suzanne N. Riccio and John M. Riccio closed
United States Bankruptcy Court, D. Maryland · No. 98-13021 · Filed Mar 6, 1998 · Closed Jun 16, 1998
Role of John M. Riccio: Debtor · Outcome: Case closed 1998-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in MD (not a filing state)
John C. Riccio closed
United States Bankruptcy Court, M.D. Florida · No. 2:97-bk-13320 · Filed Aug 13, 1997 · Closed Nov 18, 1999
Role of John C. Riccio: Debtor · Outcome: Case closed 1999-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in FL (not a filing state)
John Riccio and Connie L. Riccio closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:94-bk-00866 · Filed Jun 28, 1994 · Closed Feb 22, 1995
Role of John Riccio and Connie L. Riccio: Debtor · Outcome: Case closed 1995-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in the person's filing state (PA)
John Riccio and Connie L. Riccio closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:94-bk-00585 · Filed May 3, 1994 · Closed Jun 8, 1994
Role of John Riccio and Connie L. Riccio: Debtor · Outcome: Case closed 1994-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in the person's filing state (PA)
John A. Riccio closed
United States Bankruptcy Court, D. Connecticut · No. 92-25078 · Filed Dec 30, 1992 · Closed Apr 27, 1993
Role of John A. Riccio: Debtor · Outcome: Case closed 1993-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in the person's filing state (CT)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for John Riccio — 1 worth asking about (compared 11 filings on Oct 24, 2026)

Worth asking · Dec 30, 1992 – Nov 14, 2018

8 bankruptcy cases name the subject or team members

Bankruptcy case: Michele A. Riccio and John A. Riccio — filed Jul 26, 2018 · Bankruptcy case: John Riccio — filed May 1, 2014 · Bankruptcy case: John Riccio and John Riccio — filed Oct 13, 2005 · Bankruptcy case: John J. Riccio — filed Sep 3, 2003 · Bankruptcy case: John L. Riccio — filed Feb 14, 2002 · and 3 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Connecticut ↗Docket · United States Bankruptcy Court, D. Connecticut ↗Docket · United States Bankruptcy Court, E.D. Pennsylvania ↗Docket · United States Bankruptcy Court, D. Connecticut ↗
Sources
Note · Dec 27, 2019 – Dec 16, 2020

Address moved from Rye, NY to Greenwich, CT — GABELLI INTERMEDIATE CREDIT FUND, LTD.

The people listed on the Dec 27, 2019 filing give Rye, NY; on the Dec 16, 2020 filing they give Greenwich, CT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Dec 27, 2019 ↗Form D/A · Dec 16, 2020 ↗GABELLI INTERMEDIATE CREDIT FUND, LTD. — PartnerFacts page ↗
Sources
Note · Nov 4, 2016 – Nov 28, 2025

John Riccio is listed with 2 different address states: NY, CT

NY on 5 filings (Nov 4, 2016 to Dec 27, 2019); CT on 6 filings (Dec 16, 2020 to Nov 28, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Nov 4, 2016 ↗Form D/A · Dec 16, 2020 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 28, 2025 D/A
GABELLI INTERMEDIATE CREDIT FUND, LTD.
File 021-205797
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees.
G.research, LLC BrokerCheck CRD 000007353 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Riccio on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GI
Pooled Investment Fund · group: Gabelli

GABELLI INTERMEDIATE CREDIT FUND, LTD.

King of Prussia, PA · Nov 4, 2016 → Nov 28, 2025 · 11 filings
  • Nov 28, 2025 · D/A · $200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 29, 2024 · D/A · $200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 1, 2023 · D/A · $200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 2, 2022 · D/A · $200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 16, 2021 · D/A · $200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 16, 2020 · D/A · $200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 27, 2019 · D/A · $200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 28, 2018 · D/A · $200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 28, 2017 · D/A · $200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 28, 2016 · D/A · $200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 4, 2016 · D/A · $200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $200K from 1 investor as of the latest filing. John is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around John 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GC
Management entity

Gabelli & Company Investment Advisers, Inc.

Executive Officer · 5 shared filings (1 issuer) · also on 10 other issuers

Gabelli & Company Investment Advisers, Inc. is on 11 issuers in total — a repeat sponsor. Their page lists every one.

GC
Management entity

Gabelli & Company Advisers, Inc.

Executive Officer, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as John Riccio. Their page shows their other deals.

GC
Management entity

Gabelli & Company Investment Advisers, Inc.

Executive Officer, Promoter · 1 shared filing (1 issuer) · also on 12 other issuers

Gabelli & Company Investment Advisers, Inc. is on 13 issuers in total — a repeat sponsor. Their page lists every one.

GC
Management entity

Gabelli & Company Advisers, Inc.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Riccio. Their page shows their other deals.

ED
No photo found yet (own website and image search run after this page is viewed)
Person

Eileen DiGoia

Director · 11 shared filings (1 issuer)

Listed on the same filings as John Riccio. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas R. Jamieson

Director · 11 shared filings (1 issuer) · also on 17 other issuers

Douglas R. Jamieson is on 18 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

G
Sponsor group

Gabelli

27 issuers · 263 filings · $2.14B reported sold · 2009–2026

One team, 27 deal companies. John Riccio is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Riccio.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 1 issuer this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): GABELLI INTERMEDIATE CREDIT FUND, LTD..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Riccio by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Riccio is listed on: none on file. No website or social profile named in GABELLI INTERMEDIATE CREDIT FUND, LTD.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #52,209 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (King of Prussia, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗New York WebCivil Supreme ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗New York Secretary of State business search ↗Pennsylvania Secretary of State business search ↗OpenCorporates ↗

Change history

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