Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NY · Dec 22, 2020 → Jan 24, 2024
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:47 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Adam E. Tokar is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Dec 2020 and Jan 2024: Gabelli Healthcare & WellnessRx Trust (Rye, NY — pooled investment fund — 2020–2024; $40M reported sold to 41 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Anthonie van Ekris (3 shared filings), Bethany A. Uhlein (3 shared filings), David I. Schachter (3 shared filings), James P. Conn (3 shared filings), Jeffrey J. Jonas (3 shared filings) and 12 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adam. Each name links to their own page.
The issuer belongs to the sponsor group Gabelli (27 issuers, $2.14B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Gabelli has 27 companies on file and $2.14B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 11 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Adam E. Tokar and found 5 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Salvatore J. Zizza (Sep 9, 2015); 3 court cases name Adam E. Tokar; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Adam E. Tokar has not run yet — it is joining a line of 21,346 names; searches run around the clock at the hosts' allowed rate. Searched so far: 346 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
11 cases: 7 closed (disposition not in docket feed), 3 dismissed, 1 judgment
Defend Trade Secrets Act (of 2016)· Cause:
18:1836(a) Injunction against Misappropriation of Trade Secrets
Consumer Credit· Cause:
15:1692 Fair Debt Collection Act
190 Other contract actions
190 Other contract actions
890 Other statutory actions
890 Other statutory actions
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:47 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Adam E. Tokar..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).
5 cases: 5 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:47 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
5 differences found between the filings for Adam E. Tokar — 2 worth asking about (compared 3 filings on Oct 24, 2026)
A ap release dated Sep 9, 2015 names Salvatore J. Zizza (listed on the same filings). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
United States Bankruptcy Court, E.D. New York docket "Bruce Alpert" filed Apr 29, 2014, closed Oct 7, 2014. Bruce N. Alpert (listed on the same filings) is listed as Debtor ("Bruce Alpert"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
By role: defendant in 3. Newest: "Burlington Drug Company Inc. v. Tokar" (District Court, E.D. New York, Mar 18, 2021); "Burlington Drug Company, Inc. v. Tokar" (District Court, S.D. New York, Mar 3, 2021); "UNIF/X, Inc. v. Tokar" (District Court, E.D. New York, Aug 19, 1996). Some of these are name matches with a match estimate below 95% — check each docket.
What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.
The latest filing for this offering is dated Jan 24, 2024 (first sale Jan 18, 2023). It reports $25,305,000 sold of $36,680,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The Jan 24, 2023 filing says $25,000,000 offered; the Jan 24, 2024 Form D/A says $36,680,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
1 of 3 offerings reports sales commissions totalling $40,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $278,949. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jan 24, 2024 D/A Gabelli Healthcare & WellnessRx Trust File 021-471573 | $0 (est.) | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Oct 15, 2021 D Gabelli Healthcare & WellnessRx Trust File 021-417229 | $0 (est.) | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 22, 2020 D Gabelli Healthcare & WellnessRx Trust File 021-384051 | $40,000 (est.) | $0 | $278,949 (est.) Certain persons listed in item 3 will have current securities holdings in the Issuer redeemed with the proceeds of this offering. | G.Research, LLC BrokerCheck CRD 7353 ↗ via G.Research, LLC (CRD 7353 ↗) | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Adam E. Tokar on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $40M from 41 investors (100% of the $36.7M target) as of the latest filing. Adam is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Mario J. Gabelli is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Salvatore J. Zizza is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Vincent D. Enright is on 5 issuers in total — a repeat sponsor. Their page lists every one.
James P. Conn is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Adam E. Tokar. Their page shows their other deals.
Peter Goldstein is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Richard J. Walz is on 8 issuers in total — a repeat sponsor. Their page lists every one.
John C. Ball is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Adam E. Tokar. Their page shows their other deals.
Listed on the same filings as Adam E. Tokar. Their page shows their other deals.
Listed on the same filings as Adam E. Tokar. Their page shows their other deals.
Listed on the same filings as Adam E. Tokar. Their page shows their other deals.
Agnes Mullady is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Adam E. Tokar. Their page shows their other deals.
Listed on the same filings as Adam E. Tokar. Their page shows their other deals.
Bruce N. Alpert is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Kuni Nakamura is on 5 issuers in total — a repeat sponsor. Their page lists every one.
One team, 27 deal companies. Adam E. Tokar is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Adam E. Tokar.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Adam E. Tokar by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.
Websites and social links of the issuers Adam E. Tokar is listed on: none on file. No website or social profile named in Gabelli Healthcare & WellnessRx Trust's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #108,240 of 374,652 in line (542 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Rye, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
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