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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:23 AM ET

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Peter Goldstein

Named as an officer, director or promoter on SEC Form D filings · NY · Nov 20, 2013 → Jan 9, 2026

11deals (issuers)
$1.22Breported sold
589investors
25Form D filings
2013–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Peter Goldstein is listed as an executive officer and director on 25 SEC Form D filings by 11 issuers between Nov 2013 and Jan 2026. Largest by amount reported sold: BUCKINGHAM RAF INTERNATIONAL PARTNERS LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016–2019; $631.8M reported sold to 99 investors), BUCKINGHAM INTERNATIONAL PARTNERS LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016–2019; $215.7M reported sold to 40 investors), GABELLI DIVIDEND & INCOME TRUST (Rye, NY — pooled investment fund — 2024; $107M reported sold), GABELLI EQUITY TRUST INC (Rye, NY — pooled investment fund — 2021–2026; $67.8M reported sold to 25 investors), Gabelli Healthcare & WellnessRx Trust (Rye, NY — pooled investment fund — 2020–2024; $40M reported sold to 41 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $1.22B sold in total.

Listed alongside John C. Ball (16 shared filings), Salvatore J. Zizza (15 shared filings), Agnes Mullady (14 shared filings), James P. Conn (14 shared filings), Richard J. Walz (14 shared filings) and 49 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.

The issuers belong to 2 sponsor groups: Gabelli (27 issuers, $2.14B reported sold, 2009–2026) and Buckingham (6 issuers, $2.53B reported sold, 2010–2019).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 25 public filings for Peter Goldstein and found 12 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Peter Goldstein has not run yet — it is joining a line of 14,845 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Peter Goldstein..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Peter S Goldstein closed
United States Bankruptcy Court, S.D. Florida. · No. 21-14592 · Filed May 11, 2021 · Closed Feb 28, 2022
Role of Peter S Goldstein: Debtor · Outcome: Case closed 2022-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)
Peter J Goldstein closed
United States Bankruptcy Court, D. Massachusetts · No. 17-41607 · Filed Sep 1, 2017 · Closed Dec 26, 2017
Role of Peter J Goldstein: Debtor · Outcome: Case closed 2017-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 6 people with this name in Form D filings; court in MA (not a filing state)
Peter Goldstein and Joann S Goldstein closed
United States Bankruptcy Court, N.D. Illinois · No. 00-28194 · Filed Sep 26, 2000 · Closed Jan 25, 2001
Role of Peter Goldstein and Joann S Goldstein: Debtor · Outcome: Case closed 2001-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 6 people with this name in Form D filings; court in IL (not a filing state)
Peter J. Goldstein closed
United States Bankruptcy Court, S.D. Florida. · No. 98-20914 · Filed Feb 12, 1998 · Closed Jun 10, 1998
Role of Peter J. Goldstein: Debtor · Outcome: Case closed 1998-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Peter Goldstein — 1 worth asking about (compared 25 filings on Oct 24, 2026)

Worth asking · Nov 4, 2013 – Nov 6, 2025

5 Form Ds were filed more than 15 days after the first sale

Form D filed 623 days after the first sale — GAMCO Natural Resources, Gold & Income Trust · Form D filed 225 days after the first sale — GDL FUND · Form D filed 132 days after the first sale — GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC · Form D filed 83 days after the first sale — GDL FUND · Form D filed 16 days after the first sale — Staffing 360 Solutions, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Nov 6, 2025 ↗GAMCO Natural Resources, Gold & Income Trust — PartnerFacts page ↗Form D · Nov 6, 2025 ↗GDL FUND — PartnerFacts page ↗
Sources
Note · Jan 24, 2023 – Jan 24, 2024

Offering amount changed between filings — Gabelli Healthcare & WellnessRx Trust

The Jan 24, 2023 filing says $25,000,000 offered; the Jan 24, 2024 Form D/A says $36,680,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 24, 2023 ↗Form D/A (later) · Jan 24, 2024 ↗Gabelli Healthcare & WellnessRx Trust — PartnerFacts page ↗
Sources
Note · Aug 1, 1997 – Oct 22, 2024

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — GABELLI DIVIDEND & INCOME TRUST (latest filing Oct 22, 2024) · No amendment in the last 12 months on an offering that may still be open — Gabelli Healthcare & WellnessRx Trust (latest filing Jan 24, 2024) · No amendment in the last 12 months on an offering that may still be open — ELLSWORTH GROWTH & INCOME FUND LTD (latest filing Jul 15, 2022) · No amendment in the last 12 months on an offering that may still be open — GABELLI EQUITY TRUST INC (latest filing Dec 22, 2021) · No amendment in the last 12 months on an offering that may still be open — BUCKINGHAM RAF INTERNATIONAL PARTNERS LTD (latest filing Sep 4, 2019) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 22, 2024 ↗GABELLI DIVIDEND & INCOME TRUST — PartnerFacts page ↗Form D/A · Jan 24, 2024 ↗Gabelli Healthcare & WellnessRx Trust — PartnerFacts page ↗
Sources
Note · Nov 20, 2013 – Jan 10, 2023

Peter Goldstein is written 2 different ways on the filings

listed as "Peter Goldstein" on 24 filings (from Nov 20, 2013), and "Peter R. Goldstein" on the Jan 10, 2023 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 20, 2013 ↗Form D · Jan 10, 2023 ↗Peter Goldstein — PartnerFacts page ↗
Sources
Note · Oct 20, 2022

Same name, different state: "Peter Goldstein" (A8) is a separate record

This page covers filings where the address state is NY. A separate record, "Peter Goldstein" with address state A8, is listed on 1 filing — most recently by Siyata Mobile Inc. (Oct 20, 2022). Both records have filings in the same period (Oct 20, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Goldstein (A8) — PartnerFacts page ↗Form D · Oct 20, 2022 ↗Siyata Mobile Inc. — PartnerFacts page ↗Peter Goldstein (NY) — this page ↗
Sources
Note · Nov 7, 2016 – May 23, 2018

Same name, different state: "Peter Goldstein" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Peter Goldstein" with address state CA, is listed on 2 filings — most recently by ValiMail Inc. (May 23, 2018). Both records have filings in the same period (Nov 7, 2016 to May 23, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Goldstein (CA) — PartnerFacts page ↗Form D · May 23, 2018 ↗ValiMail Inc. — PartnerFacts page ↗Peter Goldstein (NY) — this page ↗
Sources
Note · Jan 25, 2013 – Mar 26, 2015

Same name, different state: "Peter Goldstein" (FL) is a separate record

This page covers filings where the address state is NY. A separate record, "Peter Goldstein" with address state FL, is listed on 4 filings — most recently by Grilled Cheese Truck, Inc. (Mar 26, 2015). Both records have filings in the same period (Nov 20, 2013 to Mar 26, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Goldstein (FL) — PartnerFacts page ↗Form D · Mar 26, 2015 ↗Grilled Cheese Truck, Inc. — PartnerFacts page ↗Peter Goldstein (NY) — this page ↗
Sources
Note · Jun 19, 2014

Same name, different state: "Peter M. Goldstein" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Peter M. Goldstein" with address state CA, is listed on 1 filing — most recently by Long Term Care Group Holdings, L.P. (Jun 19, 2014). Both records have filings in the same period (Jun 19, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter M. Goldstein (CA) — PartnerFacts page ↗Form D · Jun 19, 2014 ↗Long Term Care Group Holdings, L.P. — PartnerFacts page ↗Peter Goldstein (NY) — this page ↗
Sources
Note · Jan 6, 2010

Same name, different state: "Peter Goldstein" (AZ) is a separate record

This page covers filings where the address state is NY. A separate record, "Peter Goldstein" with address state AZ, is listed on 1 filing — most recently by Univita Holdings LLC (Jan 6, 2010). The two records do not overlap in time: this page runs Nov 20, 2013 to Jan 9, 2026; the other has one filing dated Jan 6, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Goldstein (AZ) — PartnerFacts page ↗Form D · Jan 6, 2010 ↗Univita Holdings LLC — PartnerFacts page ↗Peter Goldstein (NY) — this page ↗
Sources
Note · Mar 21, 2012 – Mar 31, 2016

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — BUCKINGHAM RAF INTERNATIONAL PARTNERS LTD

The people listed on the Mar 21, 2012 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Mar 31, 2016 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 21, 2012 ↗Form D/A · Mar 31, 2016 ↗BUCKINGHAM RAF INTERNATIONAL PARTNERS LTD — PartnerFacts page ↗
Sources
Note · Mar 21, 2012 – Mar 31, 2016

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — BUCKINGHAM INTERNATIONAL PARTNERS LTD

The people listed on the Mar 21, 2012 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Mar 31, 2016 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 21, 2012 ↗Form D/A · Mar 31, 2016 ↗BUCKINGHAM INTERNATIONAL PARTNERS LTD — PartnerFacts page ↗
Sources
Note · Jan 10, 2023 – Nov 5, 2025

Reported net asset value range changed between filings — GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

"Over $100,000,000" (Jan 10, 2023); then "$50,000,001 - $100,000,000" (Nov 5, 2025).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 10, 2023 ↗Form D · Nov 5, 2025 ↗GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 18 offerings report sales commissions totalling $2,115,000; 0 report finder's fees; 3 report proceeds to related persons totalling $725,703. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 9, 2026 D
GABELLI EQUITY TRUST INC
File 021-569524
$400,000 (est.)$0$0 (est.)G.Research, LLC BrokerCheck CRD 7353 ↗
via G.Research, LLC (CRD 7353 ↗)
EDGAR ↗
Nov 6, 2025 D
GDL FUND
File 021-563363
$0$0$0None listed on this filingEDGAR ↗
Nov 6, 2025 D
GAMCO Natural Resources, Gold & Income Trust
File 021-563364
$0$0$0None listed on this filingEDGAR ↗
Nov 5, 2025 D
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
File 021-563217
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2024 D
GABELLI DIVIDEND & INCOME TRUST
File 021-527523
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2024 D/A
Gabelli Healthcare & WellnessRx Trust
File 021-471573
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Dec 28, 2023 D
GABELLI EQUITY TRUST INC
File 021-501038
$500,000 (est.)$0$0 (est.)G.Research, LLC BrokerCheck CRD 7353 ↗
via G.Research, LLC (CRD 7353 ↗)
EDGAR ↗
Jan 10, 2023 D
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
File 021-470240
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2022 D
ELLSWORTH GROWTH & INCOME FUND LTD
File 021-452652
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2022 D
GDL FUND
File 021-449515
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2022 D
GABELLI EQUITY TRUST INC
File 021-431371
$500,000 (est.)$0$223,377 (est.)
Certain persons listed in item 3 will have current securities holdings in the issuer redeemed with the proceeds of this offering.
G.Research, LLC BrokerCheck CRD 7353 ↗
via G.Research, LLC (CRD 7353 ↗)
EDGAR ↗
Dec 22, 2021 D
GABELLI EQUITY TRUST INC
File 021-426292
$500,000 (est.)$0$223,377 (est.)
Certain persons listed in item 3 will have current securities holdings in the Issuer redeemed with the proceeds of this offering.
G.Research, LLC BrokerCheck CRD 7353 ↗
via G.Research, LLC (CRD 7353 ↗)
EDGAR ↗
Nov 5, 2021 D
Gabelli Global Small & Mid Cap Value Trust
File 021-420104
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2021 D
Gabelli Healthcare & WellnessRx Trust
File 021-417229
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Dec 22, 2020 D
Gabelli Healthcare & WellnessRx Trust
File 021-384051
$40,000 (est.)$0$278,949 (est.)
Certain persons listed in item 3 will have current securities holdings in the Issuer redeemed with the proceeds of this offering.
G.Research, LLC BrokerCheck CRD 7353 ↗
via G.Research, LLC (CRD 7353 ↗)
EDGAR ↗
Sep 4, 2019 D/A
BUCKINGHAM INTERNATIONAL PARTNERS LTD
File 021-129791
$0 (est.)$0 (est.)$0 (est.)
Issuer's confidential offering materials set forth detailed discussions regarding management and incentive fees.
William S. Villafranco BrokerCheck CRD 2190885 ↗
via APB Financial Group, LLC (Southwind Associates of NJ, Inc.) (CRD 38235 ↗)
EDGAR ↗
Sep 4, 2019 D/A
BUCKINGHAM RAF INTERNATIONAL PARTNERS LTD
File 021-129789
$0 (est.)$0 (est.)$0 (est.)
Issuer's confidential offering materials set forth detailed discussions regarding management and incentive fees.
William S. Villafranco BrokerCheck CRD 2190885 ↗
via APB Financial Group, LLC (Southwinds Associates of NJ, Inc.) (CRD 38235 ↗)
EDGAR ↗
Nov 20, 2013 D
Staffing 360 Solutions, Inc.
File 021-206643
$175,000 (est.)$0$0Accelerated Capital Group BrokerCheck CRD 41270 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Peter Goldstein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GE
Pooled Investment Fund · group: Gabelli

GABELLI EQUITY TRUST INC

Rye, NY · Dec 22, 2021 → Jan 9, 2026 · 4 filings
  • Jan 9, 2026 · D · $34,365,000 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Secretary and Vice President) EDGAR ↗
  • Dec 28, 2023 · D · $0 sold of $35,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Secretary and Vice President) EDGAR ↗
  • Jan 28, 2022 · D · $0 sold of $32,150,000 · 0 investors · min. No minimum reported · role: Executive Officer (Secretary and Vice President) EDGAR ↗
  • Dec 22, 2021 · D · $67,850,000 sold of $100,000,000 · 9 investors · min. No minimum reported · role: Executive Officer (Secretary and Vice President) EDGAR ↗

Raised $67.8M from 25 investors as of the latest filing. Peter is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GN
Pooled Investment Fund · group: Gabelli

GAMCO Natural Resources, Gold & Income Trust

Rye, NY · Nov 6, 2025
  • Nov 6, 2025 · D · $12,500,000 sold of $20,000,000 · 10 investors · min. $10 · role: Executive Officer (Secretary and Vice President) EDGAR ↗

Raised $12.5M from 10 investors (63% of the $20M target) as of the latest filing. Peter is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GF
Pooled Investment Fund · group: Gabelli

GDL FUND

Rye, NY · Jun 17, 2022 → Nov 6, 2025 · 2 filings
  • Nov 6, 2025 · D · $6,652,000 sold of $35,000,000 · 10 investors · min. $10 · role: Executive Officer (Secretary and Vice President) EDGAR ↗
  • Jun 17, 2022 · D · $35,000,000 sold of $35,000,000 · 24 investors · min. $10 · role: Executive Officer (Secretary and Vice President) EDGAR ↗

Raised $35M from 24 investors (100% of the $35M target) as of the latest filing. Peter is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Gabelli

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Rye, NY · Jan 10, 2023 → Nov 5, 2025 · 2 filings
  • Nov 5, 2025 · D · $6,075,000 sold of $20,000,000 · 6 investors · min. $10 · role: Executive Officer (Secretary and Vice President) EDGAR ↗
  • Jan 10, 2023 · D · $15,000,000 sold of $15,000,000 · 16 investors · min. $10 · role: Executive Officer (Secretary and Vice President) EDGAR ↗

Raised $35M from 159 investors (100% of the $20M target) as of the latest filing. Peter is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GD
Pooled Investment Fund · group: Gabelli

GABELLI DIVIDEND & INCOME TRUST

Rye, NY · Oct 22, 2024
  • Oct 22, 2024 · D · $107,000,000 sold of $150,000,000 · 0 investors · min. $10 · role: Executive Officer (Secretary & Vice President) EDGAR ↗

Raised $107M (71% of the $150M target) as of the latest filing. Peter is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GH
Pooled Investment Fund · group: Gabelli

Gabelli Healthcare & WellnessRx Trust

Rye, NY · Dec 22, 2020 → Jan 24, 2024 · 4 filings
  • Jan 24, 2024 · D/A · $25,305,000 sold of $36,680,000 · 41 investors · min. No minimum reported · role: Executive Officer (Secretary & Vice President) EDGAR ↗
  • Jan 24, 2023 · D · $21,000,000 sold of $25,000,000 · 36 investors · min. No minimum reported · role: Executive Officer (Secretary & Vice President) EDGAR ↗
  • Oct 15, 2021 · D · $40,000,000 sold of $40,000,000 · 41 investors · min. No minimum reported · role: Executive Officer (Secretary & Vice President) EDGAR ↗
  • Dec 22, 2020 · D · $40,000,000 sold of $40,000,000 · 26 investors · min. No minimum reported · role: Executive Officer (Secretary & Vice President) EDGAR ↗

Raised $40M from 41 investors (100% of the $36.7M target) as of the latest filing. Peter is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Gabelli

ELLSWORTH GROWTH & INCOME FUND LTD

Rye, NY · Jul 15, 2022
  • Jul 15, 2022 · D · $25,030,000 sold of $30,000,000 · 23 investors · min. $10 · role: Executive Officer (Secretary and Vice President) EDGAR ↗

Raised $25M from 23 investors (83% of the $30M target) as of the latest filing. Peter is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GG
Pooled Investment Fund · group: Gabelli

Gabelli Global Small & Mid Cap Value Trust

Rye, NY · Nov 5, 2021
  • Nov 5, 2021 · D · $40,000,000 sold of $40,000,000 · 40 investors · min. $10 · role: Executive Officer (Secretary and Vice President) EDGAR ↗

Raised $40M from 40 investors (100% of the $40M target) as of the latest filing. Peter is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Pooled Investment Fund · group: Buckingham

BUCKINGHAM RAF INTERNATIONAL PARTNERS LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 31, 2016 → Sep 4, 2019 · 4 filings
  • Sep 4, 2019 · D/A · $631,822,138 sold of Indefinite · 99 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 11, 2018 · D/A · $630,822,158 sold of Indefinite · 99 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 11, 2017 · D/A · $629,822,178 sold of Indefinite · 99 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 31, 2016 · D/A · $629,822,178 sold of Indefinite · 99 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $631.8M from 99 investors as of the latest filing. Peter is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Pooled Investment Fund · group: Buckingham

BUCKINGHAM INTERNATIONAL PARTNERS LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 31, 2016 → Sep 4, 2019 · 4 filings
  • Sep 4, 2019 · D/A · $215,709,445 sold of Indefinite · 40 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 11, 2018 · D/A · $209,475,132 sold of Indefinite · 40 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 11, 2017 · D/A · $209,475,132 sold of Indefinite · 40 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 31, 2016 · D/A · $209,475,132 sold of Indefinite · 40 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $215.7M from 40 investors as of the latest filing. Peter is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S3
Business Services

Staffing 360 Solutions, Inc.

New York, NY · Nov 20, 2013
  • Nov 20, 2013 · D · $1,375,000 sold of $1,750,000 · 16 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗

Raised $13.5M from 128 investors (100% of the $1.75M target) as of the latest filing. Peter is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Peter Goldstein — FL, 2 issuers, Jan 25, 2013 → Mar 26, 2015 · no shared issuer
  • Peter Goldstein — AZ, 1 issuer, Jan 6, 2010 → Jan 6, 2010 · no shared issuer
  • Peter Goldstein — CA, 1 issuer, Nov 7, 2016 → May 23, 2018 · no shared issuer
  • Peter Goldstein — Quebec, Canada (as filed: A8), 1 issuer, Oct 20, 2022 → Oct 20, 2022 · no shared issuer
  • Peter M. Goldstein — CA, 1 issuer, Jun 19, 2014 → Jun 19, 2014 · no shared issuer

People around Peter 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

BC
Management entity

Buckingham Capital Management, Inc.

Promoter · 8 shared filings (2 issuers) · also on 4 other issuers

Buckingham Capital Management, Inc. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John C. Ball

Executive Officer · 16 shared filings (8 issuers)

John C. Ball is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SZ
No photo found yet (own website and image search run after this page is viewed)
Person

Salvatore J. Zizza

Director · 15 shared filings (7 issuers) · also on 3 other issuers

Salvatore J. Zizza is on 10 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Agnes Mullady

Director · 14 shared filings (7 issuers)

Agnes Mullady is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James P. Conn

Director · 14 shared filings (7 issuers)

James P. Conn is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard J. Walz

Executive Officer · 14 shared filings (7 issuers) · also on 1 other issuer

Richard J. Walz is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mario J. Gabelli

Director, Executive Officer · 13 shared filings (6 issuers) · also on 5 other issuers

Mario J. Gabelli is on 11 issuers in total — a repeat sponsor. Their page lists every one.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

Leslie F. Foley

Director · 11 shared filings (4 issuers)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

FF
No photo found yet (own website and image search run after this page is viewed)
Person

Frank J. Fahrenkopf, Jr.

Director · 8 shared filings (5 issuers)

Frank J. Fahrenkopf, Jr. is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Carter W. Austin

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David I. Schachter

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Bree

Director · 8 shared filings (2 issuers) · also on 408 other issuers

David Bree is on 410 issuers in total — a repeat sponsor. Their page lists every one.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kuni Nakamura

Director · 8 shared filings (5 issuers)

Kuni Nakamura is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Don M. Seymour

Director · 8 shared filings (2 issuers) · also on 69 other issuers

Don M. Seymour is on 71 issuers in total — a repeat sponsor. Their page lists every one.

VE
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent D. Enright

Director · 7 shared filings (3 issuers) · also on 2 other issuers

Vincent D. Enright is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony S. Colavita

Director · 7 shared filings (5 issuers)

Anthony S. Colavita is on 5 issuers in total — a repeat sponsor. Their page lists every one.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Laurissa M. Martire

Executive Officer · 7 shared filings (5 issuers)

Laurissa M. Martire is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BU
No photo found yet (own website and image search run after this page is viewed)
Person

Bethany A. Uhlein

Executive Officer · 6 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce N. Alpert

Executive Officer · 6 shared filings (4 issuers) · also on 1 other issuer

Bruce N. Alpert is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth C. Bogan

Director · 6 shared filings (3 issuers)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

William Heitmann

Director · 5 shared filings (2 issuers)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

AE
No photo found yet (own website and image search run after this page is viewed)
Person

Anthonie C. van Ekris

Director · 5 shared filings (4 issuers) · also on 3 other issuers

Anthonie C. van Ekris is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Molly A.F. Marion

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Calgary Avansino

Director · 4 shared filings (2 issuers)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert C. Kolodny

Director · 4 shared filings (1 issuer)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey J. Jonas

Director · 4 shared filings (1 issuer)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David I. Schacter

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Ferrantino

Director · 4 shared filings (1 issuer)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Plourde

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

AE
No photo found yet (own website and image search run after this page is viewed)
Person

Anthonie van Ekris

Director · 4 shared filings (1 issuer)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Birch

Director · 3 shared filings (2 issuers) · also on 3 other issuers

John Birch is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Melarkey

Director · 3 shared filings (2 issuers)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel D. Harding

Director · 3 shared filings (2 issuers)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Adam E. Tokar

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Melarkey

Director · 3 shared filings (3 issuers)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

WR
No photo found yet (own website and image search run after this page is viewed)
Person

Werner J. Roeder

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

E. Val Cerutti

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas H. Dinsmore

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Laura M. Linehan

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Christina A Peeney

Director · 2 shared filings (2 issuers)

Listed on the same filings as Peter Goldstein. Their page shows their other deals.

The team behind the deals

G
Sponsor group

Gabelli

27 issuers · 263 filings · $2.14B reported sold · 2009–2026

One team, 27 deal companies. Peter Goldstein is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Goldstein.

B
Sponsor group

Buckingham

6 issuers · 42 filings · $2.53B reported sold · 2010–2019

One team, 6 deal companies. Peter Goldstein is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Goldstein.

Registrations and other filings

Adviser registration (Form ADV)

None of the 11 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Peter Goldstein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Peter Goldstein is listed on: none on file. No website or social profile named in BUCKINGHAM RAF INTERNATIONAL PARTNERS LTD's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #230,092 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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