Sponsor Check › Sponsor group
One sponsor team, 12 deal companies · Westport, CT
Grouped because: 3 shared people, 4 shared management entities, same business address (12 issuers), similar issuer names (11) (automatic match from the filings) · not the same sponsor?
Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jan 31, 2025 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Balance Point is a sponsor group of 12 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, shared management entity; automatic match from the filings), filing 22 Form D filings between Aug 2011 and Jan 2025.
What this means One team, 12 deal companies, about 14 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $1.7B to 245 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (11), "Other" (1). Issuers are based in CT (12).
What this means $1.7B raised across the group, about $6.92M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Seth W. Alvord (12 issuers, executive officer and director), B. Lance Sauerteig (5 issuers, executive officer), Justin Kaplan (5 issuers, executive officer and director), Balance Point Capital Managers VI, LLC (3 issuers, promoter, entity), Balance Point Capital Advisors, LLC (2 issuers, executive officer, entity) and 30 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Jan 31, 2025.
What this means No new raise filed in the past year.
Adviser registration (Form ADV) on record: BALANCE POINT CAPITAL ADVISORS, LLC.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 2 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 22 public filings for Balance Point and found 7 differences, 1 worth asking the sponsor about: Bankruptcy case: Balance Point LLC; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Balance Point has not run yet — it is joining a line of 58,439 names; searches run around the clock at the hosts' allowed rate. Searched so far: 657 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
2 cases: 2 dismissed
190 Contract: Other· Cause:
28:1332 Diversity-Other Contract
190 Contract: Other· Cause:
28:1332oc Diversity-Other Contract
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Balance Point..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
1 case: 1 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No comparisons published
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
7 differences found between the filings for Balance Point — 1 worth asking about (compared 22 filings on Oct 24, 2026)
United States Bankruptcy Court, D. Delaware docket "Balance Point LLC" filed Sep 30, 2021, closed Jan 23, 2023. Balance Point is listed as Debtor ("Balance Point LLC"). Our match estimate: 40%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Sep 19, 2014 Form D reports $8,500,000 sold and $1,463,680 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Paid in consideration of the acquisition referenced in Item 10 above.".
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
Balance Point Capital Partners V Feeder, L.P. (last filing Jul 16, 2020; $0 sold of $60,000,000); Balance Point Capital Partners III Feeder, L.P. (last filing Apr 25, 2018; $0 sold of $75,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
No amendment in the last 12 months on an offering that may still be open — Balance Point Capital Partners VII, L.P. (latest filing Jan 31, 2025) · No amendment in the last 12 months on an offering that may still be open — Balance Point Capital Partners VI Feeder, L.P. (latest filing Dec 11, 2024) · No amendment in the last 12 months on an offering that may still be open — Balance Point Capital Partners VI Rated Note Feeder, L.P. (latest filing Dec 11, 2024) · No amendment in the last 12 months on an offering that may still be open — Balance Point Capital Partners VI, L.P. (latest filing Dec 11, 2024) · No amendment in the last 12 months on an offering that may still be open — Balance Point Capital Partners V, L.P. (latest filing Sep 15, 2021) · and 3 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
Offering amount changed between filings — Balance Point Capital Partners V, L.P. · Offering amount changed between filings — Balance Point Capital Partners III, L.P. · Offering amount changed between filings — BALANCE POINT CAPITAL PARTNERS II, L.P. · Offering amount changed between filings — BALANCE POINT CAPITAL PARTNERS II, L.P.
What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.
listed as "Justin Kaplan" on 8 filings (from Sep 19, 2014), and "Justin M. Kaplan" on the Nov 19, 2019 filing.
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
listed as "Seth W. Alvord" on 18 filings (from Aug 15, 2011), and "Seth Alvord" on 4 filings (from Sep 19, 2014).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
1 of 12 offerings reports sales commissions totalling $350,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,463,680. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jan 31, 2025 D Balance Point Capital Partners VII, L.P. File 021-536979 | $0 (est.) | $0 (est.) | $0 (est.) The management company will receive management fees in an amount based off of the amount of securities sold. | None listed on this filing | EDGAR ↗ |
| Dec 11, 2024 D/A Balance Point Capital Partners VI, L.P. File 021-482066 | $0 | $0 | $0 | EQUUS FINANCIAL CONSULTING LLC BrokerCheck CRD 131449 ↗ | EDGAR ↗ |
| Dec 11, 2024 D/A Balance Point Capital Partners VI Rated Note Feeder, L.P. File 021-482076 | $0 | $0 | $0 | EQUUS FINANCIAL CONSULTING LLC BrokerCheck CRD 131449 ↗ | EDGAR ↗ |
| Dec 11, 2024 D/A Balance Point Capital Partners VI Feeder, L.P. File 021-482069 | $0 | $0 | $0 | EQUUS FINANCIAL CONSULTING LLC BrokerCheck CRD 131449 ↗ | EDGAR ↗ |
| Sep 15, 2021 D/A Balance Point Capital Partners V, L.P. File 021-371197 | $350,000 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer as set forth in the governing documents of the Issuer. | Lazard Freres & Co. LLC BrokerCheck CRD 2528 ↗ Equus Financial Consulting LLC BrokerCheck CRD 131449 ↗ | EDGAR ↗ |
| Jul 16, 2020 D Balance Point Capital Partners V Feeder, L.P. File 021-371200 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, which is indirectly payable by the Issuer as set forth in the governing documents of the Issuer. | None listed on this filing | EDGAR ↗ |
| Nov 19, 2019 D Balance Point Capital Partners IV, L.P. File 021-353725 | $0 (est.) | $0 (est.) | $0 (est.) The management company will receive management fees in an amount based off of the amount of securities sold. | None listed on this filing | EDGAR ↗ |
| Sep 17, 2018 D/A Balance Point Capital Partners III, L.P. File 021-289739 | $0 (est.) | $0 (est.) | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer as set forth in the governing documents of the Issuer. | Lazard Freres & Co. LLC BrokerCheck CRD 2528 ↗ | EDGAR ↗ |
| Apr 25, 2018 D Balance Point Capital Partners III Feeder, L.P. File 021-310978 | $0 (est.) | $0 (est.) | $0 (est.) An affiliate of the General Partner will receive an annual management fee, which is indirectly payable by the Issuer as set forth in the governing documents of the Issuer. | Lazard Freres & Co. LLC BrokerCheck CRD 2528 ↗ | EDGAR ↗ |
| Jan 4, 2017 D/A BALANCE POINT CAPITAL PARTNERS II, L.P. File 021-232155 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 19, 2014 D BLEUXUS LLC File 021-225026 | $0 | $0 | $1,463,680 Paid in consideration of the acquisition referenced in Item 10 above. | None listed on this filing | EDGAR ↗ |
| Dec 10, 2012 D/A Balance Point Capital Partners, L.P. File 021-164452 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 12 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Balance Point in the sources searched.
Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | BP Balance Point Capital Partners, L.P. | shared people, same business address, similar issuer names | WESTPORT, CT | Pooled Investment Fund | 2 | $41,996,919 | 34 | No minimum reported | 2011–2012 |
| EDGAR ↗ | B BLEUXUS LLC | shared people, same business address | WESTPORT, CT | Other | 1 | $8,500,000 offering $8,500,000 · similar: $500,000–$7,000,000 | 8 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2014–2014 |
| EDGAR ↗ | BP BALANCE POINT CAPITAL PARTNERS II, L.P. | shared people, same business address, similar issuer names | WESTPORT, CT | Pooled Investment Fund | 4 | $80,964,646 offering $80,964,646 · similar: $155,000–$5,250,000 | 51 similar: 4–27 | $500,000 similar: $1,000–$100,000 | 2015–2017 |
| EDGAR ↗ | BP Balance Point Capital Partners III, L.P. | shared people, shared management entity, same business address, similar issuer names | WESTPORT, CT | Pooled Investment Fund | 2 | $375,747,000 offering $400,000,000 · similar: $155,000–$5,250,000 | 19 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2018 |
| EDGAR ↗ | BP Balance Point Capital Partners III Feeder, L.P. | shared people, shared management entity, same business address, similar issuer names | WESTPORT, CT | Pooled Investment Fund | 1 | $0 offering $75,000,000 · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2018–2018 |
| EDGAR ↗ | BP Balance Point Capital Partners IV, L.P. | shared people, shared management entity, same business address, similar issuer names | WESTPORT, CT | Pooled Investment Fund | 1 | $85,876,289 offering $100,000,000 · similar: $155,000–$5,250,000 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2019–2019 |
| EDGAR ↗ | BP Balance Point Capital Partners V, L.P. | shared people, shared management entity, same business address, similar issuer names | WESTPORT, CT | Pooled Investment Fund | 3 | $577,415,790 offering $600,000,000 · similar: $155,000–$5,250,000 | 31 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2020–2021 |
| EDGAR ↗ | BP Balance Point Capital Partners V Feeder, L.P. | shared people, shared management entity, same business address, similar issuer names | WESTPORT, CT | Pooled Investment Fund | 1 | $0 offering $60,000,000 · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2020–2020 |
| EDGAR ↗ | BP Balance Point Capital Partners VI, L.P. | shared people, shared management entity, same business address, similar issuer names | WESTPORT, CT | Pooled Investment Fund | 2 | $386,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 27 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2024 |
| EDGAR ↗ | BP Balance Point Capital Partners VI Rated Note Feeder, L.P. | shared people, shared management entity, same business address, similar issuer names | WESTPORT, CT | Pooled Investment Fund | 2 | $67,500,000 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2024 |
| EDGAR ↗ | BP Balance Point Capital Partners VI Feeder, L.P. | shared people, shared management entity, same business address, similar issuer names | WESTPORT, CT | Pooled Investment Fund | 2 | $21,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2024 |
| EDGAR ↗ | BP Balance Point Capital Partners VII, L.P. | shared people, shared management entity, same business address, similar issuer names | WESTPORT, CT | Pooled Investment Fund | 1 | $51,320,000 offering Indefinite · similar: $155,000–$5,250,000 | 26 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Jan 31, 2025 | Balance Point Capital Partners VII, L.P. | D | Pooled Investment Fund | Indefinite | $51,320,000 |
| EDGAR ↗ | Dec 11, 2024 | Balance Point Capital Partners VI Feeder, L.P. | D/A | Pooled Investment Fund | Indefinite | $21,000,000 |
| EDGAR ↗ | Dec 11, 2024 | Balance Point Capital Partners VI Rated Note Feeder, L.P. | D/A | Pooled Investment Fund | Indefinite | $67,500,000 |
| EDGAR ↗ | Dec 11, 2024 | Balance Point Capital Partners VI, L.P. | D/A | Pooled Investment Fund | Indefinite | $386,000,000 |
| EDGAR ↗ | May 18, 2023 | Balance Point Capital Partners VI Feeder, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | May 18, 2023 | Balance Point Capital Partners VI Rated Note Feeder, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | May 18, 2023 | Balance Point Capital Partners VI, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 15, 2021 | Balance Point Capital Partners V, L.P. | D/A | Pooled Investment Fund | $600,000,000 | $577,415,790 |
| EDGAR ↗ | Jul 16, 2021 | Balance Point Capital Partners V, L.P. | D/A | Pooled Investment Fund | $600,000,000 | $509,415,790 |
| EDGAR ↗ | Jul 16, 2020 | Balance Point Capital Partners V Feeder, L.P. | D | Pooled Investment Fund | $60,000,000 | $0 |
| EDGAR ↗ | Jul 16, 2020 | Balance Point Capital Partners V, L.P. | D | Pooled Investment Fund | $425,000,000 | $0 |
| EDGAR ↗ | Nov 19, 2019 | Balance Point Capital Partners IV, L.P. | D | Pooled Investment Fund | $100,000,000 | $85,876,289 |
| EDGAR ↗ | Sep 17, 2018 | Balance Point Capital Partners III, L.P. | D/A | Pooled Investment Fund | $400,000,000 | $375,747,000 |
| EDGAR ↗ | Apr 25, 2018 | Balance Point Capital Partners III Feeder, L.P. | D | Pooled Investment Fund | $75,000,000 | $0 |
| EDGAR ↗ | Jun 29, 2017 | Balance Point Capital Partners III, L.P. | D | Pooled Investment Fund | $300,000,000 | $0 |
| EDGAR ↗ | Jan 4, 2017 | BALANCE POINT CAPITAL PARTNERS II, L.P. | D/A | Pooled Investment Fund | $80,964,646 | $80,964,646 |
| EDGAR ↗ | Jul 15, 2015 | BALANCE POINT CAPITAL PARTNERS II, L.P. | D/A | Pooled Investment Fund | $76,011,893 | $76,011,893 |
| EDGAR ↗ | May 13, 2015 | BALANCE POINT CAPITAL PARTNERS II, L.P. | D/A | Pooled Investment Fund | $75,000,000 | $71,542,424 |
| EDGAR ↗ | Jan 14, 2015 | BALANCE POINT CAPITAL PARTNERS II, L.P. | D | Pooled Investment Fund | $75,000,000 | $62,151,515 |
| EDGAR ↗ | Sep 19, 2014 | BLEUXUS LLC | D | Other | $8,500,000 | $8,500,000 |
| EDGAR ↗ | Dec 10, 2012 | Balance Point Capital Partners, L.P. | D/A | Pooled Investment Fund | $75,000,000 | $41,996,919 |
| EDGAR ↗ | Aug 15, 2011 | Balance Point Capital Partners, L.P. | D | Pooled Investment Fund | $75,000,000 | $27,551,950 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jan 31, 2025. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2011), Other (2014). Latest offering: Pooled Investment Fund (2015–2025; most recent Jan 31, 2025).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| SA Seth W. Alvord | Executive Officer, Director | 12 | Aug 15, 2011 → Jan 31, 2025 |
| BS B. Lance Sauerteig | Executive Officer | 5 | Aug 15, 2011 → Nov 19, 2019 |
| JK JUSTIN KAPLAN | Director, Executive Officer | 5 | Sep 19, 2014 → Nov 19, 2019 |
| BP BALANCE POINT CAPITAL MANAGERS VI, LLC entity | Promoter | 3 | May 18, 2023 → Dec 11, 2024 |
| BP Balance Point Capital Advisors, LLC entity | Executive Officer | 2 | Nov 19, 2019 → Jan 31, 2025 |
| BP Balance Point Capital Managers V, LLC entity | Executive Officer | 2 | Jul 16, 2020 → Sep 15, 2021 |
| BP Balance Point Capital Managers III, LLC entity | Executive Officer | 2 | Jun 29, 2017 → Sep 17, 2018 |
| EL Ed Lee | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| JL Josh Lyvers | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| SM Samrat Malhorta | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| WD Wills Danielson | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| AM Amanda Meltzer | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| JC James O'Connor | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| NE Nathan D. Elliot | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| KB Kelan Betancourt | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| CR Catherine Rotondo | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| AS Adam H. Sauerteig | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| KR Kellyn Riccitelli | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| BP Balance Point Capital Managers VII, LLC entity | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| DF Daniel Freshman | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| WS W. Seth W. Alvord 2021 Irrevocable Trust u/a dated June 16, 2021 entity | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| CM Chris McAvoy | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| GG Grant Groher | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| NL Nina Lorusso | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| DN D. Nassau BPC Holdings, LLC entity | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| MK Melissa Korolyshun | Executive Officer | 1 | Jan 31, 2025 → Jan 31, 2025 |
| SK S. Lindsay Koltay | Executive Officer | 1 | Nov 19, 2019 → Nov 19, 2019 |
| BP Balance Point Capital Managers IV, LLC entity | Executive Officer | 1 | Nov 19, 2019 → Nov 19, 2019 |
| BP BALANCE POINT CAPITAL MANAGERS II, LLC entity | Executive Officer | 1 | Jan 14, 2015 → Jan 4, 2017 |
| LN LOU NIETO | Director | 1 | Sep 19, 2014 → Sep 19, 2014 |
| WA WILL ANDERS | Director | 1 | Sep 19, 2014 → Sep 19, 2014 |
| CF CHRIS FRANCO | Director | 1 | Sep 19, 2014 → Sep 19, 2014 |
| BS BRET SCHULTZ | Director | 1 | Sep 19, 2014 → Sep 19, 2014 |
| MB MICHAEL BECKER | Director | 1 | Sep 19, 2014 → Sep 19, 2014 |
| JR John L. Ritter | Executive Officer | 1 | Aug 15, 2011 → Dec 10, 2012 |
None of the 12 issuers has a record in the registries searched.
Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.
BALANCE POINT CAPITAL ADVISORS, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jul 24, 2015 · SEC file 801-103476 · Main office: WESTPORT, CT · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $2,442,083,777 as reported on Form ADV filed Apr 22, 2026 (Item 5.F(2)(c)) · 7 accounts (Item 5.F(2)(f))
Websites listed on Form ADV (Item 1.I): WWW.LINKEDIN.COM/COMPANY/BALANCE-POINT-CAPITAL-PARTNERS-L-P- ↗
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET
No Meta Pixel ids or Facebook / Instagram page links on file for Balance Point as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
No website or social profile named in Balance Point's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #180,895 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
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