PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:39 AM ET

Sponsor Check › Person

JK
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JUSTIN KAPLAN

Named as an officer, director or promoter on SEC Form D filings · CT · Sep 19, 2014 → Sep 17, 2018

6deals (issuers)
$564.6Mreported sold
128investors
10Form D filings
2014–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JUSTIN KAPLAN is listed as an executive officer and director on 10 SEC Form D filings by 6 issuers between Sep 2014 and Nov 2019. Largest by amount reported sold: Balance Point Capital Partners III, L.P. (Westport, CT — pooled investment fund — 2017–2018; $375.7M reported sold to 19 investors), Balance Point Capital Partners IV, L.P. (Westport, CT — pooled investment fund — 2019; $85.9M reported sold to 44 investors), BALANCE POINT CAPITAL PARTNERS II, L.P. (Westport, CT — pooled investment fund — 2015–2017; $81M reported sold to 51 investors), IGeneX Group, LLC (Palo Alto, CA — other health care — 2015; $13.5M reported sold to 6 investors), BLEUXUS LLC (Westport, CT — industry reported as "Other" — 2014; $8.5M reported sold to 8 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $564.6M sold in total.

Listed alongside Seth W. Alvord (9 shared filings), B. Lance Sauerteig (8 shared filings), BALANCE POINT CAPITAL MANAGERS II, LLC (4 shared filings, management entity), Balance Point Capital Managers III, LLC (3 shared filings, management entity), BRET SCHULTZ (1 shared filing) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JUSTIN. Each name links to their own page.

5 of the issuers belong to the sponsor group Balance Point (12 issuers, $1.7B reported sold, 2011–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Balance Point has 12 companies on file and $1.7B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for JUSTIN KAPLAN and found 11 differences, 1 worth asking the sponsor about: 56% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JUSTIN KAPLAN has not run yet — it is joining a line of 58,395 names; searches run around the clock at the hosts' allowed rate. Searched so far: 656 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JUSTIN KAPLAN..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 1 open, 1 closed (disposition not in docket feed)

Justin R. Kaplan open
United States Bankruptcy Court, N.D. Indiana · No. 22-21551 · Filed Oct 18, 2022
Role of Justin R. Kaplan: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)
Justin M. Kaplan and Jacqueline A. Wilenius-Kaplan closed
United States Bankruptcy Court, E.D. Michigan · No. 10-58539 · Filed Jun 7, 2010 · Closed May 3, 2016
Role of Justin M. Kaplan and Jacqueline A. Wilenius-Kaplan: Debtor · Outcome: Case closed 2016-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for JUSTIN KAPLAN — 1 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Sep 17, 2015

56% of the money raised went to insiders — IGeneX Group, LLC

The Sep 17, 2015 Form D reports $13,546,390 sold and $7,584,667 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Represents (i)approximate value of units of membership interests issued to certain related persons who were former stockholders of IGeneX, Inc. plus (ii) a closing fee of $350,000 that was paid to a r".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Sep 17, 2015 ↗IGeneX Group, LLC — PartnerFacts page ↗
Sources
Note · Sep 19, 2014

17% of the money raised went to insiders — BLEUXUS LLC

The Sep 19, 2014 Form D reports $8,500,000 sold and $1,463,680 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Paid in consideration of the acquisition referenced in Item 10 above.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Sep 19, 2014 ↗BLEUXUS LLC — PartnerFacts page ↗
Sources
Note · Apr 25, 2018

JUSTIN KAPLAN appears on 1 deal that stopped filing before reaching its target

Balance Point Capital Partners III Feeder, L.P. (last filing Apr 25, 2018; $0 sold of $75,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Balance Point Capital Partners III Feeder, L.P. — PartnerFacts page ↗
Sources
Note · Nov 8, 2019 – Nov 19, 2019

No amendment in the last 12 months on an offering that may still be open — Balance Point Capital Partners IV, L.P. (latest filing Nov 19, 2019)

The latest filing for this offering is dated Nov 19, 2019 (first sale Nov 8, 2019). It reports $85,876,289 sold of $100,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 19, 2019 ↗Balance Point Capital Partners IV, L.P. — PartnerFacts page ↗
Sources
Note · Jul 7, 2017 – Sep 17, 2018

No amendment in the last 12 months on an offering that may still be open — Balance Point Capital Partners III, L.P. (latest filing Sep 17, 2018)

The latest filing for this offering is dated Sep 17, 2018 (first sale Jul 7, 2017). It reports $375,747,000 sold of $400,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 17, 2018 ↗Balance Point Capital Partners III, L.P. — PartnerFacts page ↗
Sources
Note · Jun 29, 2017 – Sep 17, 2018

Offering amount changed between filings — Balance Point Capital Partners III, L.P.

The Jun 29, 2017 filing says $300,000,000 offered; the Sep 17, 2018 Form D/A says $400,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 29, 2017 ↗Form D/A (later) · Sep 17, 2018 ↗Balance Point Capital Partners III, L.P. — PartnerFacts page ↗
Sources
Note · Jul 15, 2015 – Jan 4, 2017

Offering amount changed between filings — BALANCE POINT CAPITAL PARTNERS II, L.P.

The Jul 15, 2015 filing says $76,011,893 offered; the Jan 4, 2017 Form D/A says $80,964,646.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jul 15, 2015 ↗Form D/A (later) · Jan 4, 2017 ↗BALANCE POINT CAPITAL PARTNERS II, L.P. — PartnerFacts page ↗
Sources
Note · May 13, 2015 – Jul 15, 2015

Offering amount changed between filings — BALANCE POINT CAPITAL PARTNERS II, L.P.

The May 13, 2015 filing says $75,000,000 offered; the Jul 15, 2015 Form D/A says $76,011,893.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 13, 2015 ↗Form D/A (later) · Jul 15, 2015 ↗BALANCE POINT CAPITAL PARTNERS II, L.P. — PartnerFacts page ↗
Sources
Note · Sep 19, 2014 – Nov 19, 2019

JUSTIN KAPLAN is written 2 different ways on the filings

listed as "Justin Kaplan" on 9 filings (from Sep 19, 2014), and "Justin M. Kaplan" on the Nov 19, 2019 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 19, 2014 ↗Form D · Nov 19, 2019 ↗JUSTIN KAPLAN — PartnerFacts page ↗
Sources
Note · Apr 2, 2026 – May 29, 2026

Same name, different state: "Justin Kaplan" (FL) is a separate record

This page covers filings where the address state is CT. A separate record, "Justin Kaplan" with address state FL, is listed on 2 filings — most recently by AccuCast Holdings, LLC (May 29, 2026). The two records do not overlap in time: this page runs Sep 19, 2014 to Sep 17, 2018; the other runs Apr 2, 2026 to May 29, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Justin Kaplan (FL) — PartnerFacts page ↗Form D · May 29, 2026 ↗AccuCast Holdings, LLC — PartnerFacts page ↗JUSTIN KAPLAN (CT) — this page ↗
Sources
Note · May 27, 2010 – Jun 9, 2011

Same name, different state: "Justin Kaplan" (NY) is a separate record

This page covers filings where the address state is CT. A separate record, "Justin Kaplan" with address state NY, is listed on 3 filings — most recently by BNY Mellon-Alcentra Mezzanine III, L.P. (Jun 9, 2011). The two records do not overlap in time: this page runs Sep 19, 2014 to Sep 17, 2018; the other runs May 27, 2010 to Jun 9, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Justin Kaplan (NY) — PartnerFacts page ↗Form D/A · Jun 9, 2011 ↗BNY Mellon-Alcentra Mezzanine III, L.P. — PartnerFacts page ↗JUSTIN KAPLAN (CT) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 6 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $9,048,347. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 19, 2019 D
Balance Point Capital Partners IV, L.P.
File 021-353725
$0 (est.)$0 (est.)$0 (est.)
The management company will receive management fees in an amount based off of the amount of securities sold.
None listed on this filingEDGAR ↗
Sep 17, 2018 D/A
Balance Point Capital Partners III, L.P.
File 021-289739
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the General Partner will receive an annual management fee, payable by the Issuer as set forth in the governing documents of the Issuer.
Lazard Freres & Co. LLC BrokerCheck CRD 2528 ↗EDGAR ↗
Apr 25, 2018 D
Balance Point Capital Partners III Feeder, L.P.
File 021-310978
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the General Partner will receive an annual management fee, which is indirectly payable by the Issuer as set forth in the governing documents of the Issuer.
Lazard Freres & Co. LLC BrokerCheck CRD 2528 ↗EDGAR ↗
Jan 4, 2017 D/A
BALANCE POINT CAPITAL PARTNERS II, L.P.
File 021-232155
$0$0$0None listed on this filingEDGAR ↗
Sep 17, 2015 D
IGeneX Group, LLC
File 021-247845
$0$0$7,584,667 (est.)
Represents (i)approximate value of units of membership interests issued to certain related persons who were former stockholders of IGeneX, Inc. plus (ii) a closing fee of $350,000 that was paid to a related person upon closing of the sale transaction.
None listed on this filingEDGAR ↗
Sep 19, 2014 D
BLEUXUS LLC
File 021-225026
$0$0$1,463,680
Paid in consideration of the acquisition referenced in Item 10 above.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Justin Kaplan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BP
Pooled Investment Fund · group: Balance Point

Balance Point Capital Partners IV, L.P.

Westport, CT · Nov 19, 2019
  • Nov 19, 2019 · D · $85,876,289 sold of $100,000,000 · 44 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $85.9M from 44 investors (86% of the $100M target) as of the latest filing. Justin is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
Pooled Investment Fund · group: Balance Point

Balance Point Capital Partners III, L.P.

Westport, CT · Jun 29, 2017 → Sep 17, 2018 · 2 filings
  • Sep 17, 2018 · D/A · $375,747,000 sold of $400,000,000 · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 29, 2017 · D · $0 sold of $300,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $375.7M from 19 investors (94% of the $400M target) as of the latest filing. Justin is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
Pooled Investment Fund · group: Balance Point

Balance Point Capital Partners III Feeder, L.P.

Westport, CT · Apr 25, 2018
  • Apr 25, 2018 · D · $0 sold of $75,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Justin is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
Pooled Investment Fund · group: Balance Point

BALANCE POINT CAPITAL PARTNERS II, L.P.

Westport, CT · Jan 14, 2015 → Jan 4, 2017 · 4 filings
  • Jan 4, 2017 · D/A · $80,964,646 sold of $80,964,646 · 51 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Jul 15, 2015 · D/A · $76,011,893 sold of $76,011,893 · 45 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • May 13, 2015 · D/A · $71,542,424 sold of $75,000,000 · 42 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Jan 14, 2015 · D · $62,151,515 sold of $75,000,000 · 37 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $81M from 51 investors (100% of the $81M target) as of the latest filing. Justin is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IG
Other Health Care

IGeneX Group, LLC

Palo Alto, CA · Sep 17, 2015
  • Sep 17, 2015 · D · $13,546,390 sold of $13,546,390 · 6 investors · min. No minimum reported · role: Executive Officer, Director (Vice President, Asst. Secretary and Manager of Issuer.) EDGAR ↗

Raised $13.5M from 6 investors (100% of the $13.5M target) as of the latest filing. Justin is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

B
Other · group: Balance Point

BLEUXUS LLC

Westport, CT · Sep 19, 2014
  • Sep 19, 2014 · D · $8,500,000 sold of $8,500,000 · 8 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $8.5M from 8 investors (100% of the $8.5M target) as of the latest filing. Justin is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Justin Kaplan — FL, 2 issuers, Apr 2, 2026 → May 29, 2026 · no shared issuer
  • Justin Kaplan — NY, 1 issuer, May 27, 2010 → Jun 9, 2011 · no shared issuer

People around Justin 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BP
Management entity

Balance Point Capital Advisors, LLC

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Justin Kaplan. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Seth W. Alvord

Director, Executive Officer · 9 shared filings (5 issuers) · also on 8 other issuers

Seth W. Alvord is on 13 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

B. Lance Sauerteig

Executive Officer · 8 shared filings (4 issuers) · also on 1 other issuer

B. Lance Sauerteig is on 5 issuers in total — a repeat sponsor. Their page lists every one.

LN
No photo found yet (own website and image search run after this page is viewed)
Person

LOU NIETO

Director · 1 shared filing (1 issuer)

Listed on the same filings as Justin Kaplan. Their page shows their other deals.

WA
No photo found yet (own website and image search run after this page is viewed)
Person

WILL ANDERS

Director · 1 shared filing (1 issuer)

Listed on the same filings as Justin Kaplan. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

CHRIS FRANCO

Director · 1 shared filing (1 issuer)

Listed on the same filings as Justin Kaplan. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

BRET SCHULTZ

Director · 1 shared filing (1 issuer)

Listed on the same filings as Justin Kaplan. Their page shows their other deals.

NH
No photo found yet (own website and image search run after this page is viewed)
Person

Nick S. Harris

Director · 1 shared filing (1 issuer)

Listed on the same filings as Justin Kaplan. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sudhir Shah

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Justin Kaplan. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jyotsna S. Shah

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Justin Kaplan. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon C.C. Liao

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Justin Kaplan. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

S. Lindsay Koltay

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Justin Kaplan. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL BECKER

Director · 1 shared filing (1 issuer)

Listed on the same filings as Justin Kaplan. Their page shows their other deals.

The team behind the deals

BP
Sponsor group

Balance Point

12 issuers · 22 filings · $1.7B reported sold · 2011–2025

One team, 12 deal companies. Justin Kaplan is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JUSTIN KAPLAN.

Same business address

13 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 6 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Balance Point Capital Partners IV, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to JUSTIN KAPLAN by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Justin Kaplan is listed on: none on file. No website or social profile named in Balance Point Capital Partners IV, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #224,954 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Westport, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

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