Ed Lee is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jan 2025: Balance Point Capital Partners VII, L.P. (Westport, CT — pooled investment fund — 2025; $51.3M reported sold to 26 investors).
What this means One deal on file with the SEC, filed Jan 2025. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Balance Point (12 issuers, $1.7B reported sold, 2011–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Balance Point has 12 companies on file and $1.7B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Ed Lee and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Ed Lee" (NC) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.