Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:51 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

William Lyons

Named as an officer, director or promoter on SEC Form D filings · NJ, CA · Jun 5, 2013 → Jan 31, 2014

2deals (issuers)

$12Mreported sold

80investors

4Form D filings

2013–2014years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William Lyons is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers between Nov 2008 and Jan 2014: VIRTUAL PIGGY, INC. (Palm Beach, FL — other technology — 2013–2014; $10.9M reported sold to 72 investors) and AXS ONE INC (Rutherford, NJ — other technology — 2008–2009; $1.1M reported sold to 8 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $12M sold in total.

Listed alongside Harold Copperman (4 shared filings), Joseph Dwyer (4 shared filings), Anthony H. Bloom (2 shared filings), Darr Aley (2 shared filings), ERNEST CIMADAMORE (2 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 SEC releases, 22 bankruptcy cases matching the name listed in Key records below.

What this means 25 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for William Lyons and found 11 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William Lyons has not run yet — it is joining a line of 62,166 names; searches run around the clock at the hosts' allowed rate. Searched so far: 729 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

William E. Lyons Administrative proceeding

SEC · May 5, 2004 · Parties as named in the release: William E. Lyons Read the release ↗

same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named

William E. Lyons (revised) Litigation release

SEC · Apr 22, 2004 · Parties as named in the release: William E. Lyons (revised) Read the release ↗

same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named

William E. Lyons Litigation release

SEC · Apr 22, 2004 · Parties as named in the release: William E. Lyons Read the release ↗

same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William Lyons..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

22 cases: 22 closed (disposition not in docket feed)

William W Lyons closed

United States Bankruptcy Court, S.D. Florida. · No. 20-16428 · Filed Jun 12, 2020 · Closed Oct 13, 2020

Role of William W Lyons: Debtor · Outcome: Case closed 2020-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)

William D. Lyons closed

United States Bankruptcy Court, M.D. Florida · No. 3:18-bk-03539 · Filed Oct 6, 2018 · Closed Jan 7, 2020

Role of William D. Lyons: Debtor · Outcome: Case closed 2020-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)

William N Lyons closed

United States Bankruptcy Court, M.D. Florida · No. 8:14-bk-10969 · Filed Sep 19, 2014 · Closed Dec 30, 2019

Role of William N Lyons: Debtor · Outcome: Case closed 2019-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)

William D. Lyons closed

United States Bankruptcy Court, C.D. California · No. 6:13-bk-18536 · Filed May 13, 2013 · Closed May 4, 2016

Role of William D. Lyons: Debtor · Outcome: Case closed 2016-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

William D. Lyons closed

United States Bankruptcy Court, C.D. California · No. 6:11-bk-28597 · Filed Jun 7, 2011 · Closed Mar 21, 2013

Role of William D. Lyons: Debtor · Outcome: Case closed 2013-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

William A. Lyons closed

United States Bankruptcy Court, S.D. California · No. 10-13929 · Filed Aug 4, 2010 · Closed Dec 26, 2013

Role of William A. Lyons: Debtor · Outcome: Case closed 2013-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

William Lyons and Jessica A Lyons closed

United States Bankruptcy Court, D. New Jersey · No. 10-18399 · Filed Mar 23, 2010 · Closed Jul 23, 2010

Role of William Lyons and Jessica A Lyons: Debtor · Outcome: Case closed 2010-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NJ)

William R Lyons and Nancy C Lyons closed

United States Bankruptcy Court, M.D. Florida · No. 8:09-bk-11689 · Filed Jun 3, 2009 · Closed Oct 20, 2009

Role of William R Lyons and Nancy C Lyons: Debtor · Outcome: Case closed 2009-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)

William A Lyons and Margaret Lyons closed

United States Bankruptcy Court, D. New Jersey · No. 09-14521 · Filed Feb 26, 2009 · Closed Jun 9, 2009

Role of William A Lyons and Margaret Lyons: Debtor · Outcome: Case closed 2009-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NJ)

William F. Lyons, III and Tammy L. Lyons closed

United States Bankruptcy Court, N.D. Florida · No. 08-31411 · Filed Sep 12, 2008 · Closed Jan 12, 2009

Role of William F. Lyons, III: Debtor · Outcome: Case closed 2009-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)

William J. Lyons closed

United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-15828 · Filed Jul 31, 2003 · Closed Jan 23, 2004

Role of William J. Lyons: Debtor · Outcome: Case closed 2004-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)

William Lyons closed

United States Bankruptcy Court, C.D. California · No. 6:01-bk-31055 · Filed Dec 21, 2001 · Closed Apr 17, 2002

Role of William Lyons: Debtor · Outcome: Case closed 2002-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

William C. Lyons closed

United States Bankruptcy Court, N.D. California · No. 01-12152 · Filed Aug 30, 2001 · Closed Nov 30, 2001

Role of William C. Lyons: Debtor · Outcome: Case closed 2001-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

William Lyons closed

United States Bankruptcy Court, D. New Jersey · No. 99-15420 · Filed Jun 9, 1999 · Closed Jan 23, 2002

Role of William Lyons: Debtor · Outcome: Case closed 2002-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NJ)

Ramon Northcott Concepcion and William M. Lyons closed

United States Bankruptcy Court, E.D. California · No. 99-25319 · Filed Apr 19, 1999 · Closed Oct 15, 2001

Role of Ramon Northcott Concepcion and William M. Lyons: Debtor · Outcome: Case closed 2001-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

William E. Lyons closed

United States Bankruptcy Court, E.D. California · No. 99-25013 · Filed Apr 13, 1999 · Closed Jul 20, 1999

Role of William E. Lyons: Debtor · Outcome: Case closed 1999-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

William R. Lyons closed

United States Bankruptcy Court, M.D. Florida · No. 2:99-bk-02635 · Filed Feb 23, 1999 · Closed Aug 30, 1999

Role of William R. Lyons: Debtor · Outcome: Case closed 1999-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)

Terese Lyons and William Lyons closed

United States Bankruptcy Court, C.D. California · No. 8:97-bk-24779 · Filed Sep 15, 1997 · Closed Jan 13, 1998

Role of William Lyons: Debtor · Outcome: Case closed 1998-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

William M. Lyons, Jr. and Dorothy W. Lyons closed

United States Bankruptcy Court, S.D. Florida. · No. 96-30963 · Filed Mar 13, 1996 · Closed Jul 11, 1996

Role of William M. Lyons, Jr.: Debtor · Outcome: Case closed 1996-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)

William A Lyons closed

United States Bankruptcy Court, C.D. California · No. 9:96-bk-10431 · Filed Feb 6, 1996 · Closed Jun 12, 1996

Role of William A Lyons: Debtor · Outcome: Case closed 1996-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

William Lyons closed

United States Bankruptcy Court, C.D. California · No. 1:92-bk-20708 · Filed Mar 18, 1992 · Closed Sep 11, 1992

Role of William Lyons: Debtor · Outcome: Case closed 1992-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

William A. Lyons closed

United States Bankruptcy Court, M.D. Florida · No. 3:88-bk-01118 · Filed May 24, 1988 · Closed Jun 26, 1989

Role of William A. Lyons: Debtor · Outcome: Case closed 1989-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 190 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for William Lyons — 3 worth asking about (compared 4 filings on Oct 24, 2026)

Note · Feb 13, 2002 – Sep 13, 2002

Bankruptcy case: First USA Bank, A Bank One Company v. Bacci — filed Feb 13, 2002

United States Bankruptcy Court, D. New Jersey docket "First USA Bank, A Bank One Company v. Bacci" filed Feb 13, 2002, closed Sep 13, 2002. Timothy P. Bacci (listed on the same filings) is listed as Defendant ("Bacci"). Our match estimate: 68%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Timothy P. Bacci — PartnerFacts page ↗

Sources

Worth asking · Nov 6, 2008 – Jun 30, 2009

Amount sold went down between filings — AXS ONE INC

The Nov 6, 2008 filing says $1,100,000 sold; the Jun 30, 2009 Form D says $250,000 sold — $850,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Nov 6, 2008 ↗Form D (later) · Jun 30, 2009 ↗AXS ONE INC — PartnerFacts page ↗

Sources

Form D (earlier) · Nov 6, 2008 ↗ (Nov 6, 2008)
Form D (later) · Jun 30, 2009 ↗ (Jun 30, 2009)
AXS ONE INC — PartnerFacts page ↗ (Jun 30, 2009)

Worth asking · Nov 6, 2008 – Jun 30, 2009

Investor count went down between filings — AXS ONE INC

The Nov 6, 2008 filing reports 8 investors; the Jun 30, 2009 Form D reports 4 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Nov 6, 2008 ↗Form D (later) · Jun 30, 2009 ↗AXS ONE INC — PartnerFacts page ↗

Sources

Form D (earlier) · Nov 6, 2008 ↗ (Nov 6, 2008)
Form D (later) · Jun 30, 2009 ↗ (Jun 30, 2009)
AXS ONE INC — PartnerFacts page ↗ (Jun 30, 2009)

Note · May 28, 2013 – Jun 5, 2013

No amendment in the last 12 months on an offering that may still be open — VIRTUAL PIGGY, INC. (latest filing Jun 5, 2013)

The latest filing for this offering is dated Jun 5, 2013 (first sale May 28, 2013). It reports $5,170,595 sold of $6,000,001 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 5, 2013 ↗VIRTUAL PIGGY, INC. — PartnerFacts page ↗

Sources

Form D · Jun 5, 2013 ↗ (Jun 5, 2013)
VIRTUAL PIGGY, INC. — PartnerFacts page ↗ (Sep 7, 2016)

Worth asking · Jan 31, 2014 – May 9, 2014

William Lyons is no longer listed on the May 9, 2014 amendment — VIRTUAL PIGGY, INC.

William Lyons appears on the Jan 31, 2014 Form D (director) but not on the May 9, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jan 31, 2014 ↗Form D/A · May 9, 2014 ↗William Lyons — PartnerFacts page ↗VIRTUAL PIGGY, INC. — PartnerFacts page ↗

Sources

Form D · Jan 31, 2014 ↗ (Jan 31, 2014)
Form D/A · May 9, 2014 ↗ (May 9, 2014)
William Lyons — PartnerFacts page ↗
VIRTUAL PIGGY, INC. — PartnerFacts page ↗ (Sep 7, 2016)

Note · Nov 6, 2008 – Jun 30, 2009

Offering amount lowered between filings — AXS ONE INC

The Nov 6, 2008 filing says $1,100,000 offered; the Jun 30, 2009 Form D says $250,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Nov 6, 2008 ↗Form D (later) · Jun 30, 2009 ↗AXS ONE INC — PartnerFacts page ↗

Sources

Form D (earlier) · Nov 6, 2008 ↗ (Nov 6, 2008)
Form D (later) · Jun 30, 2009 ↗ (Jun 30, 2009)
AXS ONE INC — PartnerFacts page ↗ (Jun 30, 2009)

Note · Nov 6, 2008 – Jun 30, 2009

William Lyons is written 2 different ways on the filings

listed as "William P Lyons" on the Nov 6, 2008 filing, and "William Lyons" on 3 filings (from Jun 30, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 6, 2008 ↗Form D · Jun 30, 2009 ↗William Lyons — PartnerFacts page ↗

Sources

Note · Apr 17, 2018

Same name, different state: "William Lyons, III" (MA) is a separate record

This page covers filings where the address state is NJ or CA. A separate record, "William Lyons, III" with address state MA, is listed on 1 filing — most recently by KleerMail Corp (Apr 17, 2018). The two records do not overlap in time: this page runs Jun 5, 2013 to Jan 31, 2014; the other has one filing dated Apr 17, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Lyons, III (MA) — PartnerFacts page ↗Form D/A · Apr 17, 2018 ↗KleerMail Corp — PartnerFacts page ↗William Lyons (NJ,CA) — this page ↗

Sources

William Lyons, III (MA) — PartnerFacts page ↗ (Apr 17, 2018)
Form D/A · Apr 17, 2018 ↗ (Apr 17, 2018)
KleerMail Corp — PartnerFacts page ↗ (Apr 17, 2018)
William Lyons (NJ,CA) — this page ↗ (Jan 31, 2014)

Note · Oct 4, 2011

Same name, different state: "William Lyons" (VA) is a separate record

This page covers filings where the address state is NJ or CA. A separate record, "William Lyons" with address state VA, is listed on 1 filing — most recently by City Light Carbon LLC (Oct 4, 2011). The two records do not overlap in time: this page runs Jun 5, 2013 to Jan 31, 2014; the other has one filing dated Oct 4, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Lyons (VA) — PartnerFacts page ↗Form D · Oct 4, 2011 ↗City Light Carbon LLC — PartnerFacts page ↗William Lyons (NJ,CA) — this page ↗

Sources

William Lyons (VA) — PartnerFacts page ↗ (Oct 4, 2011)
Form D · Oct 4, 2011 ↗ (Oct 4, 2011)
City Light Carbon LLC — PartnerFacts page ↗ (Oct 4, 2011)
William Lyons (NJ,CA) — this page ↗ (Jan 31, 2014)

Note · Apr 14, 2009

Same name, different state: "William Lyons" (PA) is a separate record

This page covers filings where the address state is NJ or CA. A separate record, "William Lyons" with address state PA, is listed on 1 filing — most recently by CONSOL Energy Inc (Apr 14, 2009). The two records do not overlap in time: this page runs Jun 5, 2013 to Jan 31, 2014; the other has one filing dated Apr 14, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Lyons (PA) — PartnerFacts page ↗Form D · Apr 14, 2009 ↗CONSOL Energy Inc — PartnerFacts page ↗William Lyons (NJ,CA) — this page ↗

Sources

William Lyons (PA) — PartnerFacts page ↗ (Apr 14, 2009)
Form D · Apr 14, 2009 ↗ (Apr 14, 2009)
CONSOL Energy Inc — PartnerFacts page ↗ (Apr 14, 2009)
William Lyons (NJ,CA) — this page ↗ (Jan 31, 2014)

Note · Nov 6, 2008 – Jan 31, 2014

William Lyons is listed with 2 different address states: NJ, CA

NJ on 2 filings (Nov 6, 2008 to Jun 30, 2009); CA on 2 filings (Jun 5, 2013 to Jan 31, 2014).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Nov 6, 2008 ↗Form D · Jun 5, 2013 ↗

Sources

Form D · Nov 6, 2008 ↗ (Nov 6, 2008)
Form D · Jun 5, 2013 ↗ (Jun 5, 2013)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 1 reports finder's fees totalling $151,408; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 31, 2014 D VIRTUAL PIGGY, INC. File 021-211046	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 5, 2013 D VIRTUAL PIGGY, INC. File 021-197496	$0	$151,408	$0	Aegis Capital Corp. BrokerCheck CRD 15007 ↗	EDGAR ↗
Jun 30, 2009 D AXS ONE INC File 021-94742-7N	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named William Lyons on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

VIRTUAL PIGGY, INC.

Palm Beach, FL · Jun 5, 2013 → Jan 31, 2014 · 2 filings

Jan 31, 2014 · D · $5,045,000 sold of $17,000,000 · 9 investors · min. $20,000 · role: Director EDGAR ↗
Jun 5, 2013 · D · $5,170,595 sold of $6,000,001 · 18 investors · min. $45,000 · role: Director EDGAR ↗

Raised $10.9M from 72 investors (64% of the $17M target) as of the latest filing. William is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(c) (805 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

AXS ONE INC

Rutherford, NJ · Nov 6, 2008 → Jun 30, 2009 · 2 filings

Jun 30, 2009 · D · $250,000 sold of $250,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Nov 6, 2008 · D · $1,100,000 sold of $1,100,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $1.1M from 8 investors (100% of the $250K target) as of the latest filing. William is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

William Lyons — PA, 1 issuer, Apr 14, 2009 → Apr 14, 2009 · no shared issuer
William Lyons — VA, 1 issuer, Oct 4, 2011 → Oct 4, 2011 · no shared issuer
William Lyons, III — MA, 1 issuer, Apr 17, 2018 → Apr 17, 2018 · no shared issuer

People around William 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Joseph Dwyer

Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Harold Copperman

Director · 4 shared filings (2 issuers)

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Anthony H. Bloom

Director · 2 shared filings (1 issuer)

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Timothy P. Bacci

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Darr Aley

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jo Webber

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

ERNEST CIMADAMORE

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

TOM KEEFER

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Pradeep Ittycheria

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kirk Bradley

Director · 2 shared filings (1 issuer)

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

William Tobia

Director · 2 shared filings (1 issuer)

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Philip Rugani

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Allen Weingarten

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Allen Weingarten is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Phil Rugani

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William Lyons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

LAURA JANKE JAEGER

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William Lyons. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William Lyons by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William Lyons is listed on: none on file. No website or social profile named in VIRTUAL PIGGY, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #282,626 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Palm Beach, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when William Lyons appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

William Lyons

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: First USA Bank, A Bank One Company v. Bacci — filed Feb 13, 2002

Amount sold went down between filings — AXS ONE INC

Investor count went down between filings — AXS ONE INC

No amendment in the last 12 months on an offering that may still be open — VIRTUAL PIGGY, INC. (latest filing Jun 5, 2013)

William Lyons is no longer listed on the May 9, 2014 amendment — VIRTUAL PIGGY, INC.

Offering amount lowered between filings — AXS ONE INC

William Lyons is written 2 different ways on the filings

Same name, different state: "William Lyons, III" (MA) is a separate record

Same name, different state: "William Lyons" (VA) is a separate record

Same name, different state: "William Lyons" (PA) is a separate record

William Lyons is listed with 2 different address states: NJ, CA

5. Money to insiders

Deals 2

People around William 15

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person