TOM KEEFER is listed as an executive officer and director on 7 SEC Form D filings by 2 issuers between May 2012 and Feb 2016: VIRTUAL PIGGY, INC. (Palm Beach, FL — other technology — 2012–2014; $10.9M reported sold to 72 investors) and CGF Inc (Petaluma, CA — manufacturing — 2016; $2.12M reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $13M sold in total.
Listed alongside ERNEST CIMADAMORE (6 shared filings), Jo Webber (6 shared filings), Kirk Bradley (6 shared filings), Darr Aley (5 shared filings), Joseph Dwyer (5 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around TOM. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 7 public filings for TOM KEEFER and found 7 differences, 1 worth asking the sponsor about: TOM KEEFER is no longer listed on the May 9, 2014 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.