PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:26 AM ET

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William Baker

Named as an officer, director or promoter on SEC Form D filings · NY · Nov 17, 2020 → Jun 14, 2024

5deals (issuers)
$80.2Mreported sold
157investors
8Form D filings
2020–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William Baker is listed as an executive officer and promoter on 8 SEC Form D filings by 5 issuers between Nov 2020 and Jun 2024: FVP OPPORTUNITY FUND IV, LP (New York, NY — pooled investment fund — 2022–2024; $60.8M reported sold to 89 investors), FVP Opportunity Fund III, LP (New York, NY — pooled investment fund — 2021; $10.4M reported sold to 42 investors), FVP Funding II, LLC (New York, NY — pooled investment fund — 2022; $3.65M reported sold to 12 investors), Feenix High Income Strategies GP, LLC (New York, NY — pooled investment fund — 2024; $2.85M reported sold to 8 investors) and FVP III Seed Investments, LLC (New York, NY — pooled investment fund — 2020; $2.48M reported sold to 6 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and promoter, over about 4 years. Across those companies the filings report $80.2M sold in total.

Listed alongside Keith Lee (8 shared filings), THOMAS BETTS (6 shared filings), MATTHEW PILKINGTON (4 shared filings), Michael Siegel (4 shared filings), FVP FUND IV GP, LLC (2 shared filings, management entity) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

The issuers belong to 2 sponsor groups: Fvp (2 issuers, $71.2M reported sold, 2021–2024) and Feenix High (5 issuers, $28.8M reported sold, 2018–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 6 SEC releases, 18 bankruptcy cases matching the name listed in Key records below.

What this means 24 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for William Baker and found 8 differences: Form D filed 19 days after the first sale; 5 offerings have no amendment in the last 12 months and may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William Baker has not run yet — it is joining a line of 16,173 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

6 SEC releases

William Glen Baker Administrative proceeding
SEC · Jul 7, 2023 · Parties as named in the release: William Glen Baker Read the release ↗
person name; common name
William Glen Baker, Michael Bowen, Cannon Operating Company LLC, North Texas Minerals LLC, and Chol Kim (a/k/a Brandon Kim) Litigation release
SEC · Jul 1, 2022 · Parties as named in the release: William Glen Baker, Michael Bowen, Cannon Operating Company LLC, North Texas Minerals LLC, and Chol Kim (a/k/a Brandon Kim) Read the release ↗
person name, middle initial differs; common name
William D. Baker, CPA Administrative proceeding
SEC · May 18, 2006 · Parties as named in the release: William D. Baker, CPA Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named
Thomas A. Skoulis, Peter M. Frankl, Alan B. Lefkof and William D. Baker Litigation release
SEC · Mar 29, 2006 · Parties as named in the release: Thomas A. Skoulis, Peter M. Frankl, Alan B. Lefkof and William D. Baker Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named
William M. Baker, et al. Litigation release
SEC · Aug 19, 2005 · Parties as named in the release: William M. Baker, et al. Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named
William M. Baker, et al. Litigation release
SEC · Nov 19, 2004 · Parties as named in the release: William M. Baker, et al. Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William Baker..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

18 cases: 18 closed (disposition not in docket feed)

William T. Baker closed
United States Bankruptcy Court, N.D. New York · No. 21-10738 · Filed Aug 2, 2021 · Closed Dec 2, 2021
Role of William T. Baker: Debtor · Outcome: Case closed 2021-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William A. Baker closed
United States Bankruptcy Court, N.D. New York · No. 15-11799 · Filed Aug 31, 2015 · Closed Aug 26, 2019
Role of William A. Baker: Debtor · Outcome: Case closed 2019-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William A Baker closed
United States Bankruptcy Court, N.D. New York · No. 14-12144 · Filed Sep 30, 2014 · Closed Apr 11, 2016
Role of William A Baker: Debtor · Outcome: Case closed 2016-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William A. Baker and Debora A. Baker closed
United States Bankruptcy Court, N.D. New York · No. 14-61412 · Filed Aug 27, 2014 · Closed Dec 11, 2014
Role of William A. Baker and Debora A. Baker: Debtor · Outcome: Case closed 2014-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Ina M Baker and William L Baker, Sr. closed
United States Bankruptcy Court, N.D. New York · No. 13-12733 · Filed Nov 7, 2013 · Closed May 21, 2014
Role of William L Baker, Sr.: Debtor · Outcome: Case closed 2014-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William F Baker and Mary E Baker closed
United States Bankruptcy Court, N.D. New York · No. 12-10872 · Filed Mar 30, 2012 · Closed Jul 19, 2012
Role of William F Baker and Mary E Baker: Debtor · Outcome: Case closed 2012-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William E. Baker and Erin L. Baker closed
United States Bankruptcy Court, N.D. New York · No. 12-10363 · Filed Feb 14, 2012 · Closed May 4, 2018
Role of William E. Baker and Erin L. Baker: Debtor · Outcome: Case closed 2018-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William J. Baker, III closed
United States Bankruptcy Court, N.D. New York · No. 11-13962 · Filed Dec 30, 2011 · Closed Apr 26, 2012
Role of William J. Baker, III: Debtor · Outcome: Case closed 2012-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William Baker closed
United States Bankruptcy Court, N.D. New York · No. 11-12155 · Filed Jul 1, 2011 · Closed Oct 19, 2011
Role of William Baker: Debtor · Outcome: Case closed 2011-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William A. Baker and Carol M. Baker closed
United States Bankruptcy Court, N.D. New York · No. 10-32730 · Filed Oct 14, 2010 · Closed Jun 12, 2012
Role of William A. Baker and Carol M. Baker: Debtor · Outcome: Case closed 2012-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William H Baker, III and Gertrude B Baker closed
United States Bankruptcy Court, E.D. New York · No. 8-09-72232 · Filed Apr 2, 2009 · Closed Jul 7, 2009
Role of William H Baker, III: Debtor · Outcome: Case closed 2009-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William C. Baker closed
United States Bankruptcy Court, N.D. New York · No. 08-30431 · Filed Feb 29, 2008 · Closed Jul 1, 2008
Role of William C. Baker: Debtor · Outcome: Case closed 2008-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William J Baker closed
United States Bankruptcy Court, E.D. New York · No. 8-07-75167 · Filed Dec 14, 2007 · Closed Mar 28, 2008
Role of William J Baker: Debtor · Outcome: Case closed 2008-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William J Baker closed
United States Bankruptcy Court, E.D. New York · No. 8-07-73477 · Filed Sep 7, 2007 · Closed Nov 1, 2007
Role of William J Baker: Debtor · Outcome: Case closed 2007-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William C. Baker closed
United States Bankruptcy Court, W.D. New York · No. 2-07-22231 · Filed Sep 7, 2007 · Closed Apr 18, 2012
Role of William C. Baker: Debtor · Outcome: Case closed 2012-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William Baker closed
United States Bankruptcy Court, E.D. New York · No. 1-07-42902 · Filed May 29, 2007 · Closed Sep 11, 2007
Role of William Baker: Debtor · Outcome: Case closed 2007-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William J Baker closed
United States Bankruptcy Court, E.D. New York · No. 8-07-71429 · Filed Apr 24, 2007 · Closed Jul 18, 2007
Role of William J Baker: Debtor · Outcome: Case closed 2007-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
William R. Baker closed
United States Bankruptcy Court, N.D. New York · No. 05-13819 · Filed May 31, 2005 · Closed Sep 29, 2005
Role of William R. Baker: Debtor · Outcome: Case closed 2005-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for William Baker (compared 8 filings on Oct 24, 2026)

Note · Oct 29, 2020 – Nov 17, 2020

Form D filed 19 days after the first sale — FVP III Seed Investments, LLC

The filing says the first sale was Oct 29, 2020. The Form D was filed Nov 17, 2020 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 17, 2020 ↗FVP III Seed Investments, LLC — PartnerFacts page ↗
Sources
Note · Oct 29, 2020 – Jun 14, 2024

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — FVP OPPORTUNITY FUND IV, LP (latest filing Jun 14, 2024) · No amendment in the last 12 months on an offering that may still be open — Feenix High Income Strategies GP, LLC (latest filing Feb 14, 2024) · No amendment in the last 12 months on an offering that may still be open — FVP Funding II, LLC (latest filing Oct 11, 2022) · No amendment in the last 12 months on an offering that may still be open — FVP Opportunity Fund III, LP (latest filing May 14, 2021) · No amendment in the last 12 months on an offering that may still be open — FVP III Seed Investments, LLC (latest filing Nov 17, 2020)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 14, 2024 ↗FVP OPPORTUNITY FUND IV, LP — PartnerFacts page ↗Form D · Feb 14, 2024 ↗Feenix High Income Strategies GP, LLC — PartnerFacts page ↗
Sources
Note · Dec 16, 2025

Same name, different state: "William Boomer George Baker" (DE) is a separate record

This page covers filings where the address state is NY. A separate record, "William Boomer George Baker" with address state DE, is listed on 1 filing — most recently by Loanify Capital United States Feeder Fund II, LP (Dec 16, 2025). The two records do not overlap in time: this page runs Nov 17, 2020 to Jun 14, 2024; the other has one filing dated Dec 16, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Boomer George Baker (DE) — PartnerFacts page ↗Form D · Dec 16, 2025 ↗Loanify Capital United States Feeder Fund II, LP — PartnerFacts page ↗William Baker (NY) — this page ↗
Sources
Note · Mar 25, 2011 – Jun 29, 2022

Same name, different state: "William Craig Baker" (TN) is a separate record

This page covers filings where the address state is NY. A separate record, "William Craig Baker" with address state TN, is listed on 5 filings — most recently by River VIII, L.P. (Jun 29, 2022). Both records have filings in the same period (Nov 17, 2020 to Jun 29, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

William Craig Baker (TN) — PartnerFacts page ↗Form D · Jun 29, 2022 ↗River VIII, L.P. — PartnerFacts page ↗William Baker (NY) — this page ↗
Sources
Note · Aug 29, 2013 – Mar 2, 2022

Same name, different state: "William C Baker" (MD) is a separate record

This page covers filings where the address state is NY. A separate record, "William C Baker" with address state MD, is listed on 11 filings — most recently by Brown Advisory Group Holdings LLC (Mar 2, 2022). Both records have filings in the same period (Nov 17, 2020 to Mar 2, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

William C Baker (MD) — PartnerFacts page ↗Form D/A · Mar 2, 2022 ↗Brown Advisory Group Holdings LLC — PartnerFacts page ↗William Baker (NY) — this page ↗
Sources
Note · Oct 25, 2012

Same name, different state: "William Kirk Baker" (TX) is a separate record

This page covers filings where the address state is NY. A separate record, "William Kirk Baker" with address state TX, is listed on 1 filing — most recently by ELECTRIC INFRASTRUCTURE ALLIANCE OF AMERICA, L.L.C. (Oct 25, 2012). The two records do not overlap in time: this page runs Nov 17, 2020 to Jun 14, 2024; the other has one filing dated Oct 25, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Kirk Baker (TX) — PartnerFacts page ↗Form D · Oct 25, 2012 ↗ELECTRIC INFRASTRUCTURE ALLIANCE OF AMERICA, L.L.C. — PartnerFacts page ↗William Baker (NY) — this page ↗
Sources
Note · Nov 23, 2009

Same name, different state: "William Baker" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "William Baker" with address state CA, is listed on 1 filing — most recently by JAVO BEVERAGE CO INC (Nov 23, 2009). The two records do not overlap in time: this page runs Nov 17, 2020 to Jun 14, 2024; the other has one filing dated Nov 23, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Baker (CA) — PartnerFacts page ↗Form D · Nov 23, 2009 ↗JAVO BEVERAGE CO INC — PartnerFacts page ↗William Baker (NY) — this page ↗
Sources
Note · Jun 15, 2023 – Jun 14, 2024

Minimum investment changed between filings — FVP OPPORTUNITY FUND IV, LP

The Jun 15, 2023 filing lists a minimum of $1,000,000; the Jun 14, 2024 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 15, 2023 ↗Form D/A (later) · Jun 14, 2024 ↗FVP OPPORTUNITY FUND IV, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 1 reports finder's fees totalling $205,500; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 14, 2024 D/A
FVP OPPORTUNITY FUND IV, LP
File 021-438592
$0 (est.)$205,500 (est.)$0 (est.)SILVER LEAF PARTNERS, LLC BrokerCheck CRD 126694 ↗EDGAR ↗
Feb 14, 2024 D
Feenix High Income Strategies GP, LLC
File 021-505174
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Oct 11, 2022 D
FVP Funding II, LLC
File 021-461374
$0$0$0None listed on this filingEDGAR ↗
May 14, 2021 D
FVP Opportunity Fund III, LP
File 021-399409
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2020 D
FVP III Seed Investments, LLC
File 021-380752
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named William Baker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FO
Pooled Investment Fund · group: Fvp

FVP OPPORTUNITY FUND IV, LP

New York, NY · Mar 23, 2022 → Jun 14, 2024 · 4 filings
  • Jun 14, 2024 · D/A · $60,800,000 sold of $100,000,000 · 89 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Jun 15, 2023 · D/A · $25,500,000 sold of $100,000,000 · 43 investors · min. $1,000,000 · role: Executive Officer, Promoter EDGAR ↗
  • May 25, 2022 · D/A · $0 sold of $100,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 23, 2022 · D · $0 sold of $100,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $60.8M from 89 investors (61% of the $100M target) as of the latest filing. William is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FH
Pooled Investment Fund · group: Feenix High

Feenix High Income Strategies GP, LLC

New York, NY · Feb 14, 2024
  • Feb 14, 2024 · D · $2,850,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer, Promoter (Manager) EDGAR ↗

Raised $2.85M from 8 investors as of the latest filing. William is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund

FVP Funding II, LLC

New York, NY · Oct 11, 2022
  • Oct 11, 2022 · D · $3,650,000 sold of $10,000,000 · 12 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $3.65M from 12 investors (37% of the $10M target) as of the latest filing. William is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FO
Pooled Investment Fund · group: Fvp

FVP Opportunity Fund III, LP

New York, NY · May 14, 2021
  • May 14, 2021 · D · $10,385,000 sold of $100,000,000 · 42 investors · min. $1,000,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $10.4M from 42 investors (10% of the $100M target) as of the latest filing. William is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FS
Pooled Investment Fund

FVP III Seed Investments, LLC

New York, NY · Nov 17, 2020
  • Nov 17, 2020 · D · $2,475,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $2.48M from 6 investors as of the latest filing. William is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (12)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • William Craig Baker — TN, 4 issuers, Mar 25, 2011 → Jun 29, 2022 · no shared issuer
  • William C Baker — MD, 3 issuers, Aug 29, 2013 → Mar 2, 2022 · no shared issuer
  • William Boomer George Baker — DE, 1 issuer, Dec 16, 2025 → Dec 16, 2025 · no shared issuer
  • William Baker — CA, 1 issuer, Nov 23, 2009 → Nov 23, 2009 · no shared issuer
  • William Kirk Baker — TX, 1 issuer, Oct 25, 2012 → Oct 25, 2012 · no shared issuer
  • William True Baker — KY, 1 issuer, Jun 16, 2016 → Dec 19, 2016 · no shared issuer
  • William Baker — ID, 1 issuer, Jul 9, 2018 → Jul 9, 2018 · no shared issuer
  • William Baker — IL, 1 issuer, Jun 16, 2026 → Jun 16, 2026 · no shared issuer
  • William F. Baker — NY, 1 issuer, Nov 9, 2009 → Nov 9, 2009 · no shared issuer
  • William W Baker — MD, 1 issuer, Oct 1, 2009 → Sep 11, 2015 · no shared issuer
  • William G. Baker — TX, 1 issuer, Jun 27, 2016 → Jun 27, 2016 · no shared issuer
  • William E Baker — TX, 1 issuer, Jun 12, 2026 → Jun 12, 2026 · no shared issuer

People around William 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FF
Management entity

FVP FUND IV GP, LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as William Baker. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Lee

Executive Officer, Promoter · 8 shared filings (5 issuers) · also on 7 other issuers

Keith Lee is on 12 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS BETTS

Executive Officer, Promoter · 6 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as William Baker. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Siegel

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Michael Siegel is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

MATTHEW PILKINGTON

Director · 4 shared filings (1 issuer)

Listed on the same filings as William Baker. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Betts

Executive Officer, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as William Baker. Their page shows their other deals.

The team behind the deals

F
Sponsor group

Fvp

2 issuers · 5 filings · $71.2M reported sold · 2021–2024

One team, 2 deal companies. William Baker is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name William Baker.

FH
Sponsor group

Feenix High

5 issuers · 6 filings · $28.8M reported sold · 2018–2025

One team, 5 deal companies. William Baker is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name William Baker.

Same business address

12 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William Baker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William Baker is listed on: none on file. No website or social profile named in FVP Opportunity Fund III, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #192,358 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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