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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:24 AM ET

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Keith Lee

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 6, 2014 → Nov 4, 2025

12deals (issuers)
$241.4Mreported sold
252investors
19Form D filings
2014–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Keith Lee is listed as an executive officer, director, and promoter on 19 SEC Form D filings by 12 issuers between Feb 2014 and Nov 2025. Largest by amount reported sold: Investcorp Credit Management BDC, Inc. (New York, NY — pooled investment fund — 2014–2020; $129.8M reported sold to 4 investors), FVP OPPORTUNITY FUND IV, LP (New York, NY — pooled investment fund — 2022–2024; $60.8M reported sold to 89 investors), Feenix High Income Strategies, LP (New York, NY — pooled investment fund — 2024–2025; $18M reported sold to 25 investors), FVP Opportunity Fund III, LP (New York, NY — pooled investment fund — 2021; $10.4M reported sold to 42 investors), 195 EAST TROPCO LLC (New York, NY — pooled investment fund — 2025; $5.5M reported sold to 29 investors) and 7 more (all listed below).

What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer, director, and promoter, over about 11 years. Across those companies the filings report $241.4M sold in total.

Listed alongside William Baker (8 shared filings), THOMAS BETTS (7 shared filings), Christopher E. Jansen (4 shared filings), Julie Persily (4 shared filings), MATTHEW PILKINGTON (4 shared filings) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Keith. Each name links to their own page.

The issuers belong to 3 sponsor groups: Feenix High (5 issuers, $28.8M reported sold, 2018–2025), Fvp (2 issuers, $71.2M reported sold, 2021–2024) and Investcorp (7 issuers, $681.9M reported sold, 2011–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 19 public filings for Keith Lee and found 13 differences, 3 worth asking the sponsor about: Keith Lee appears on 3 deals that stopped filing before reaching their target; Form D filed 118 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Keith Lee has not run yet — it is joining a line of 32,477 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Keith Lee..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Keith D. Lee closed
United States Bankruptcy Court, N.D. New York · No. 89-10415 · Filed Mar 6, 1989 · Closed Mar 19, 1991
Role of Keith D. Lee: Debtor · Outcome: Case closed 1991-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 148 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Keith Lee — 3 worth asking about (compared 19 filings on Oct 24, 2026)

Note · Aug 26, 2003 – Dec 11, 2003

Bankruptcy case: Anne Marie P. Scire and Anthony Scire — filed Aug 26, 2003

United States Bankruptcy Court, N.D. New York docket "Anne Marie P. Scire and Anthony Scire" filed Aug 26, 2003, closed Dec 11, 2003. Anthony Scire (listed on the same filings) is listed as Debtor ("Anthony Scire"). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗Anthony Scire — PartnerFacts page ↗
Sources
Note · Jul 6, 1998 – Jan 14, 1999

Bankruptcy case: Universal Card Services Corp. v. Delguercio — filed Jul 6, 1998

United States Bankruptcy Court, N.D. New York docket "Universal Card Services Corp. v. Delguercio" filed Jul 6, 1998, closed Jan 14, 1999. Rocco DelGuercio (listed on the same filings) is listed as Defendant ("Delguercio"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗Rocco DelGuercio — PartnerFacts page ↗
Sources
Worth asking · May 4, 2021 – Oct 11, 2022

Keith Lee appears on 3 deals that stopped filing before reaching their target

FVP Funding II, LLC (last filing Oct 11, 2022; $3,650,000 sold of $10,000,000); FVP Opportunity Fund III, LP (last filing May 14, 2021; $10,385,000 sold of $100,000,000); Jack's Coffee 117 Main, LLC (last filing May 4, 2021; $0 sold of $5,100,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

FVP Funding II, LLC — PartnerFacts page ↗FVP Opportunity Fund III, LP — PartnerFacts page ↗Jack's Coffee 117 Main, LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 1, 2017 – Feb 27, 2018

Form D filed 118 days after the first sale — Feenix Venture Partners, LLC

The filing says the first sale was Nov 1, 2017. The Form D was filed Feb 27, 2018 — 118 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 103 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 27, 2018 ↗Feenix Venture Partners, LLC — PartnerFacts page ↗
Sources
Note · Oct 29, 2020 – Nov 17, 2020

Form D filed 19 days after the first sale — FVP III Seed Investments, LLC

The filing says the first sale was Oct 29, 2020. The Form D was filed Nov 17, 2020 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 17, 2020 ↗FVP III Seed Investments, LLC — PartnerFacts page ↗
Sources
Note · Nov 1, 2017 – Apr 29, 2025

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — 195 EAST TROPCO LLC (latest filing Apr 29, 2025) · No amendment in the last 12 months on an offering that may still be open — FVP OPPORTUNITY FUND IV, LP (latest filing Jun 14, 2024) · No amendment in the last 12 months on an offering that may still be open — Feenix High Income Strategies GP, LLC (latest filing Feb 14, 2024) · No amendment in the last 12 months on an offering that may still be open — FVP Funding II, LLC (latest filing Oct 11, 2022) · No amendment in the last 12 months on an offering that may still be open — FVP Opportunity Fund III, LP (latest filing May 14, 2021) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 29, 2025 ↗195 EAST TROPCO LLC — PartnerFacts page ↗Form D/A · Jun 14, 2024 ↗FVP OPPORTUNITY FUND IV, LP — PartnerFacts page ↗
Sources
Worth asking · Mar 20, 2020 – Sep 7, 2021

Keith Lee is no longer listed on the Sep 7, 2021 amendment — Investcorp Credit Management BDC, Inc.

Keith Lee appears on the Mar 20, 2020 Form D/A (director) but not on the Sep 7, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 20, 2020 ↗Form D/A · Sep 7, 2021 ↗Keith Lee — PartnerFacts page ↗Investcorp Credit Management BDC, Inc. — PartnerFacts page ↗
Sources
Note · Mar 20, 2020 – Sep 7, 2021

Offering amount changed between filings — Investcorp Credit Management BDC, Inc.

The Mar 20, 2020 filing says $2,308,590 offered; the Sep 7, 2021 Form D/A says $5,450,166.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 20, 2020 ↗Form D/A (later) · Sep 7, 2021 ↗Investcorp Credit Management BDC, Inc. — PartnerFacts page ↗
Sources
Note · Dec 13, 2019 – Mar 20, 2020

Offering amount changed between filings — Investcorp Credit Management BDC, Inc.

The Dec 13, 2019 filing says $1,156,565 offered; the Mar 20, 2020 Form D/A says $2,308,590.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 13, 2019 ↗Form D/A (later) · Mar 20, 2020 ↗Investcorp Credit Management BDC, Inc. — PartnerFacts page ↗
Sources
Note · Jun 15, 2023 – Jun 14, 2024

Minimum investment changed between filings — FVP OPPORTUNITY FUND IV, LP

The Jun 15, 2023 filing lists a minimum of $1,000,000; the Jun 14, 2024 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 15, 2023 ↗Form D/A (later) · Jun 14, 2024 ↗FVP OPPORTUNITY FUND IV, LP — PartnerFacts page ↗
Sources
Note · Feb 6, 2014 – Dec 13, 2019

Industry group changed between filings — Investcorp Credit Management BDC, Inc.

"Investing" (Feb 6, 2014 to Feb 6, 2014); then "Pooled Investment Fund" (Dec 13, 2019 to Sep 7, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 6, 2014 ↗Form D · Dec 13, 2019 ↗Investcorp Credit Management BDC, Inc. — PartnerFacts page ↗
Sources
Note · Oct 15, 2024

Same name, different state: "Keith Lee" (FL) is a separate record

This page covers filings where the address state is NY. A separate record, "Keith Lee" with address state FL, is listed on 1 filing — most recently by Fresh Vintage, Inc. (Oct 15, 2024). Both records have filings in the same period (Oct 15, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Keith Lee (FL) — PartnerFacts page ↗Form D · Oct 15, 2024 ↗Fresh Vintage, Inc. — PartnerFacts page ↗Keith Lee (NY) — this page ↗
Sources
Note · Sep 30, 2009 – Jun 8, 2010

Same name, different state: "Keith Lee" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Keith Lee" with address state CA, is listed on 2 filings — most recently by BOOYAH INC (Jun 8, 2010). The two records do not overlap in time: this page runs Feb 6, 2014 to Nov 4, 2025; the other runs Sep 30, 2009 to Jun 8, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Keith Lee (CA) — PartnerFacts page ↗Form D · Jun 8, 2010 ↗BOOYAH INC — PartnerFacts page ↗Keith Lee (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 14 offerings report sales commissions; 1 reports finder's fees totalling $205,500; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 4, 2025 D/A
Feenix High Income Strategies, LP
File 021-528987
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Apr 29, 2025 D
195 EAST TROPCO LLC
File 021-544685
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jun 14, 2024 D/A
FVP OPPORTUNITY FUND IV, LP
File 021-438592
$0 (est.)$205,500 (est.)$0 (est.)SILVER LEAF PARTNERS, LLC BrokerCheck CRD 126694 ↗EDGAR ↗
Feb 14, 2024 D
Feenix High Income Strategies GP, LLC
File 021-505174
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Oct 11, 2022 D
FVP Funding II, LLC
File 021-461374
$0$0$0None listed on this filingEDGAR ↗
May 14, 2021 D
FVP Opportunity Fund III, LP
File 021-399409
$0$0$0None listed on this filingEDGAR ↗
May 4, 2021 D
Jack's Coffee 117 Main, LLC
File 021-398088
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2020 D
FVP III Seed Investments, LLC
File 021-380752
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2020 D/A
Investcorp Credit Management BDC, Inc.
File 021-355469
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2019 D
Feenix Venture Partners Opportunity Fund II, LP
File 021-332122
$0$0$0 (est.)
The Investment Manager is entitled to receive a quarterly management fee, equal to a specified percentage of the Issuer's assets under management.
None listed on this filingEDGAR ↗
Dec 18, 2018 D
FVP Opportunity Fund Holdings, LLC
File 021-328205
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2018 D
Feenix Venture Partners, LLC
File 021-306565
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2014 D
Investcorp Credit Management BDC, Inc.
File 021-211453
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2014 D
Investcorp Credit Management BDC, Inc.
File 021-211454
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 12

Every issuer that named Keith Lee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FH
Pooled Investment Fund · group: Feenix High

Feenix High Income Strategies, LP

New York, NY · Nov 8, 2024 → Nov 4, 2025 · 2 filings
  • Nov 4, 2025 · D/A · $17,975,000 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer, Promoter (Manager of the General Partner) EDGAR ↗
  • Nov 8, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Manager of the General Partner) EDGAR ↗

Raised $18M from 25 investors as of the latest filing. Keith is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1E
Pooled Investment Fund

195 EAST TROPCO LLC

New York, NY · Apr 29, 2025
  • Apr 29, 2025 · D · $5,500,000 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer, Promoter (Manager of Feenix Venture Partners, LLC, its Manager) EDGAR ↗

Raised $5.5M from 29 investors as of the latest filing. Keith is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FO
Pooled Investment Fund · group: Fvp

FVP OPPORTUNITY FUND IV, LP

New York, NY · Mar 23, 2022 → Jun 14, 2024 · 4 filings
  • Jun 14, 2024 · D/A · $60,800,000 sold of $100,000,000 · 89 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Jun 15, 2023 · D/A · $25,500,000 sold of $100,000,000 · 43 investors · min. $1,000,000 · role: Executive Officer, Promoter EDGAR ↗
  • May 25, 2022 · D/A · $0 sold of $100,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 23, 2022 · D · $0 sold of $100,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $60.8M from 89 investors (61% of the $100M target) as of the latest filing. Keith is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FH
Pooled Investment Fund · group: Feenix High

Feenix High Income Strategies GP, LLC

New York, NY · Feb 14, 2024
  • Feb 14, 2024 · D · $2,850,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer, Promoter (Manager) EDGAR ↗

Raised $2.85M from 8 investors as of the latest filing. Keith is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund

FVP Funding II, LLC

New York, NY · Oct 11, 2022
  • Oct 11, 2022 · D · $3,650,000 sold of $10,000,000 · 12 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $3.65M from 12 investors (37% of the $10M target) as of the latest filing. Keith is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FO
Pooled Investment Fund · group: Fvp

FVP Opportunity Fund III, LP

New York, NY · May 14, 2021
  • May 14, 2021 · D · $10,385,000 sold of $100,000,000 · 42 investors · min. $1,000,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $10.4M from 42 investors (10% of the $100M target) as of the latest filing. Keith is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JS
Commercial

Jack's Coffee 117 Main, LLC

New York, NY · May 4, 2021
  • May 4, 2021 · D · $0 sold of $5,100,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Keith is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FS
Pooled Investment Fund

FVP III Seed Investments, LLC

New York, NY · Nov 17, 2020
  • Nov 17, 2020 · D · $2,475,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $2.48M from 6 investors as of the latest filing. Keith is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IC
Pooled Investment Fund · group: Investcorp

Investcorp Credit Management BDC, Inc.

New York, NY · Feb 6, 2014 → Mar 20, 2020 · 4 filings
  • Mar 20, 2020 · D/A · $2,308,590 sold of $2,308,590 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 13, 2019 · D · $1,156,565 sold of $1,156,565 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 6, 2014 · D · $129,774,499 sold of $129,774,499 · 4 investors · min. $100 · role: Director EDGAR ↗
  • Feb 6, 2014 · D · $32,727,270 sold of $32,727,270 · 1 investors · min. $100 · role: Director EDGAR ↗

Raised $129.8M from 4 investors (100% of the $2.31M target) as of the latest filing. Keith is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FV
Pooled Investment Fund · group: Feenix High

Feenix Venture Partners Opportunity Fund II, LP

New York, NY · Feb 4, 2019
  • Feb 4, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer, Promoter (Mr. Lee is the Chief Executive Officer and co-founder of Feenix Venture Partners, LLC, the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Keith is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FO
Pooled Investment Fund · group: Feenix High

FVP Opportunity Fund Holdings, LLC

New York, NY · Dec 18, 2018
  • Dec 18, 2018 · D · $2,555,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $2.56M from 17 investors as of the latest filing. Keith is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FV
Pooled Investment Fund · group: Feenix High

Feenix Venture Partners, LLC

New York, NY · Feb 27, 2018
  • Feb 27, 2018 · D · $5,450,000 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $5.45M from 20 investors as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Keith Lee — CA, 1 issuer, Sep 30, 2009 → Jun 8, 2010 · no shared issuer
  • Keith Lee — FL, 1 issuer, Oct 15, 2024 → Oct 15, 2024 · no shared issuer

People around Keith 21

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FG
Management entity

FHIS GP, LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Keith Lee. Their page shows their other deals.

FF
Management entity

FVP FUND IV GP, LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Keith Lee. Their page shows their other deals.

FV
Management entity

Feenix Venture Partners, LLC

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Keith Lee. Their page shows their other deals.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

William Baker

Executive Officer, Promoter · 8 shared filings (5 issuers)

William Baker is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS BETTS

Executive Officer, Promoter · 7 shared filings (4 issuers)

Listed on the same filings as Keith Lee. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Siegel

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Michael Siegel is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael C. Mauer

Executive Officer, Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Keith Lee. Their page shows their other deals.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher E. Jansen

Executive Officer, Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Keith Lee. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Julie Persily

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Keith Lee. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

MATTHEW PILKINGTON

Director · 4 shared filings (1 issuer)

Listed on the same filings as Keith Lee. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael C Hoffman

Executive Officer, Promoter · 2 shared filings (2 issuers) · also on 14 other issuers

Michael C Hoffman is on 16 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Wagner

Director · 2 shared filings (1 issuer)

Listed on the same filings as Keith Lee. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Ryder

Director · 2 shared filings (1 issuer)

Listed on the same filings as Keith Lee. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Scire

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Keith Lee. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Stephan Kuppenheimer

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Keith Lee. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Sullivan

Director · 2 shared filings (1 issuer)

Listed on the same filings as Keith Lee. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Rocco DelGuercio

Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

Rocco DelGuercio is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Edward J Cook

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Keith Lee. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Betts

Executive Officer, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Keith Lee. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Sehgal

Executive Officer, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Keith Lee. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Blum

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Keith Lee. Their page shows their other deals.

The team behind the deals

FH
Sponsor group

Feenix High

5 issuers · 6 filings · $28.8M reported sold · 2018–2025

One team, 5 deal companies. Keith Lee is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Keith Lee.

F
Sponsor group

Fvp

2 issuers · 5 filings · $71.2M reported sold · 2021–2024

One team, 2 deal companies. Keith Lee is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Keith Lee.

I
Sponsor group

Investcorp

7 issuers · 18 filings · $681.9M reported sold · 2011–2026

One team, 7 deal companies. Keith Lee is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Keith Lee.

Same business address

42 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 12 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): 195 EAST TROPCO LLC, Feenix Venture Partners, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Keith Lee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 12 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Keith Lee is listed on: none on file. No website or social profile named in Investcorp Credit Management BDC, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #181,284 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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