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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:18 AM ET

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WC
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Wesley Cummins

Named as an officer, director or promoter on SEC Form D filings · TN, TX, France (as filed: I0) · Oct 7, 2009 → Sep 15, 2011

2deals (issuers)
$180Mreported sold
101investors
6Form D filings
2009–2011years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Wesley Cummins is listed as an executive officer and director on 6 SEC Form D filings by 2 issuers between Oct 2009 and Apr 2023: Applied Digital Corp. (Dallas, TX — industry reported as "Other" — 2009–2021; $160M reported sold to 88 investors) and SEQUANS COMMUNICATIONS (Colombes, France (as filed: I0) — other technology — 2023; $20M reported sold to 13 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $180M sold in total.

Listed alongside Kenneth S. Wood (3 shared filings), Richard Rosenfeld (3 shared filings), Chuck Hastings (2 shared filings), David Rench (2 shared filings), David Shulkin (2 shared filings) and 21 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Wesley. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 6 public filings for Wesley Cummins and found 12 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Wesley Cummins has not run yet — it is joining a line of 12,468 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Wesley Cummins..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Wesley Cummins — 3 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Jan 27, 2009 – Oct 7, 2009

Amount sold went down between filings — Applied Digital Corp.

The Jan 27, 2009 filing says $2,650,000 sold; the Oct 7, 2009 Form D says $635,000 sold — $2,015,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jan 27, 2009 – Oct 7, 2009

Investor count went down between filings — Applied Digital Corp.

The Jan 27, 2009 filing reports 12 investors; the Oct 7, 2009 Form D reports 6 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Jan 18, 2011

Paid seller listed without a CRD number: Applied Science Products, Inc. — Applied Digital Corp.

Applied Science Products, Inc. is listed as receiving sales compensation on 1 filing (Jan 18, 2011) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Aug 21, 2011 – Sep 15, 2011

Form D filed 25 days after the first sale — Applied Digital Corp.

The filing says the first sale was Aug 21, 2011. The Form D was filed Sep 15, 2011 — 25 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 10 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Sep 15, 2011 – Apr 26, 2021

Wesley Cummins's role changed at Applied Digital Corp.: director → executive officer, director

The Sep 15, 2011 filing lists Wesley Cummins as director; the Apr 26, 2021 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Jan 27, 2009 – Oct 7, 2009

Offering amount lowered between filings — Applied Digital Corp.

The Jan 27, 2009 filing says $2,650,000 offered; the Oct 7, 2009 Form D says $635,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · Jul 30, 2021 – Aug 6, 2021

No amendment in the last 12 months on an offering that may still be open — Applied Digital Corp. (latest filing Aug 6, 2021)

The latest filing for this offering is dated Aug 6, 2021 (first sale Jul 30, 2021). It reports $32,500,000 sold of $34,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 27, 2009 – Apr 26, 2021

Industry group changed between filings — Applied Digital Corp.

"Other Technology" (Jan 27, 2009 to Sep 15, 2011); then "Other" (Apr 26, 2021 to Aug 6, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Sep 15, 2011 – Apr 26, 2021

Address moved from Knoxville, TN to Dallas, TX — Applied Digital Corp.

The people listed on the Sep 15, 2011 filing give Knoxville, TN; on the Apr 26, 2021 filing they give Dallas, TX. The address now on file (3811 Turtle Creek Blvd., Suite 2100, Dallas, TX) is a registered-agent or shared-office address used by 67 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Oct 7, 2009 – Apr 26, 2023

Wesley Cummins is listed with 3 different address states: TN, TX, I0

TN on 3 filings (Oct 7, 2009 to Sep 15, 2011); TX on 2 filings (Apr 26, 2021 to Aug 6, 2021); France (as filed: I0) on 1 filing (Apr 26, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
Note · Jan 27, 2009 – Aug 6, 2021

Reported revenue range changed between filings — Applied Digital Corp.

"$1 - $1,000,000" (Jan 27, 2009); then "$5,000,001 - $25,000,000" (Jan 18, 2011); then "$1 - $1,000,000" (Sep 15, 2011); then "No Revenues" (Apr 26, 2021); then "$1 - $1,000,000" (Aug 6, 2021).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Jan 27, 2009 – Oct 7, 2009

Minimum investment changed between filings — Applied Digital Corp.

The Jan 27, 2009 filing lists a minimum of $20,000; the Oct 7, 2009 Form D lists $35,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 6 offerings report sales commissions totalling $3,461,750; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 26, 2023 D
SEQUANS COMMUNICATIONS
File 021-480060
$0$0$0None listed on this filingEDGAR ↗
Aug 6, 2021 D
Applied Digital Corp.
File 021-409104
$2,275,000$0$0B. Riley Securities, Inc. BrokerCheck CRD 25027 ↗EDGAR ↗
Apr 26, 2021 D
Applied Digital Corp.
File 021-397114
$1,155,000$0$0B. Riley Securities, Inc. BrokerCheck CRD 25027 ↗EDGAR ↗
Sep 15, 2011 D
Applied Digital Corp.
File 021-165946
$0$0$0
Use of proceeds is for general working capital.
None listed on this filingEDGAR ↗
Jan 18, 2011 D
Applied Digital Corp.
File 021-153923
$0$0$0
Use of proceeds is for general working capital.
Applied Science Products, Inc. no CRD number reportedEDGAR ↗
Oct 7, 2009 D
Applied Digital Corp.
File 021-48217
$31,750$0$0
Use of proceeds is for general working capital.
B. Riley & Co. LLC BrokerCheck CRD 40355 ↗
via B. Riley & Co. LLC (CRD 40355 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Wesley Cummins on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

SEQUANS COMMUNICATIONS

Colombes, France (as filed: I0) · Apr 26, 2023
  • Apr 26, 2023 · D · $20,000,000 sold of $20,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20M from 13 investors (100% of the $20M target) as of the latest filing. Wesley is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Applied Digital Corp.

Dallas, TX · Oct 7, 2009 → Aug 6, 2021 · 5 filings
  • Aug 6, 2021 · D · $32,500,000 sold of $34,500,000 · 88 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Apr 26, 2021 · D · $16,500,000 sold of $16,500,000 · 49 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
  • Sep 15, 2011 · D · $580,000 sold of $580,000 · 9 investors · min. $15,000 · role: Director EDGAR ↗
  • Jan 18, 2011 · D · $387,000 sold of $387,000 · 14 investors · min. $10,000 · role: Director EDGAR ↗
  • Oct 7, 2009 · D · $635,000 sold of $635,000 · 6 investors · min. $35,000 · role: Director EDGAR ↗

Raised $160M from 88 investors (100% of the $34.5M target) as of the latest filing. Wesley is listed as executive officer, director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Wesley 26

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Rosenfeld

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth S. Wood

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Schwartz

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Luca

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Shulkin

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David Rench

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Chuck Hastings

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kelli McDonald

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Miller

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Virginia Moore

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

JZ
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Zhang

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Nottenburg

Director · 2 shared filings (2 issuers)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

RI
No photo found yet (own website and image search run after this page is viewed)
Person

Regina Ingel

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bertrand Debray

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

ZS
No photo found yet (own website and image search run after this page is viewed)
Person

Zvi Slonimsky

Director · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

NT
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Person

Nikhil Taluja

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Dominique Pitteloud

Director · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

YM
No photo found yet (own website and image search run after this page is viewed)
Person

Yves Maitre

Director · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Sailesh Chittipeddi

Director · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Didier Dutronc

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

HP
No photo found yet (own website and image search run after this page is viewed)
Person

Hubert de Pesquidoux

Director · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Georges Karam

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Chuang

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Danny Kedar

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Mailys Ferrere

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Deborah Choate

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Wesley Cummins. Their page shows their other deals.

The team behind the deals

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 2 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Wesley Cummins by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — 1 issuer has property records: Applied Digital Corp. (2).

Public profiles and social

Websites and social links of the issuers Wesley Cummins is listed on: none on file. No website or social profile named in SEQUANS COMMUNICATIONS's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #1,555 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Colombes, I0). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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