Joseph Luca is listed as a director on 2 SEC Form D filings by 1 issuer between Jan 2011 and Sep 2011: Applied Digital Corp. (Dallas, TX — industry reported as "Other" — 2011; $160M reported sold to 88 investors).
What this means One deal on file with the SEC, filed Sep 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Joseph Luca and found 4 differences, 2 worth asking the sponsor about: Bankruptcy case: Joseph J Luca and Doris H Luca; Paid seller listed without a CRD number: Applied Science Products, Inc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.