Warren Wang is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 3 issuers between Mar 2009 and Dec 2021: Cadence Healthcare Ventures, LP (Hayward, CA — pooled investment fund — 2021; $45.8M reported sold to 8 investors), Chineseinvestors.com, Inc. (San Gabriel, CA — industry reported as "Other" — 2009–2015; $5M reported sold to 16 investors) and CHINESE INVESTORS FOREX FUND LP (Dover, DE — pooled investment fund — 2009; $100K reported sold to 2 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $50.9M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Warren Wang and found 14 differences, 5 worth asking the sponsor about: Bankruptcy case: Warren W Wang; 637% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.