Brett Roper is listed as an executive officer and director on 12 SEC Form D filings by 2 issuers between Mar 2009 and Sep 2017: Medicine Man Technologies, Inc. (Denver, CO — industry reported as "Other" — 2014–2017; $95M reported sold to 31 investors) and Chineseinvestors.com, Inc. (San Gabriel, CA — industry reported as "Other" — 2009–2015; $5M reported sold to 16 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $100M sold in total.
Listed alongside Warren Wang (6 shared filings), Andrew Williams (3 shared filings), Wei Wang (3 shared filings), Paul Dickman (2 shared filings), Charles Haupt (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brett. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 12 public filings for Brett Roper and found 18 differences, 7 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
